Journal of Zhejiang University-SCIENCE B

, Volume 16, Issue 2, pp 87–102 | Cite as

Tea and human health: biomedical functions of tea active components and current issues

  • Zong-mao ChenEmail author
  • Zhi Lin


Originating in China, tea and tea planting have spread throughout the world since the middle of the Tang dynasty. Now people from 160 countries in the world are accustomed to tea drinking. A brief history of tea’s medicinal role in China and its spread to the world are introduced. The effectiveness of tea active components and tea drinking on major human diseases, including cancer, metabolic syndrome, cardiovascular disease, and neurodegenerative diseases, is discussed. Also presented are some related issues, such as the bioavailability of tea active components, the new formulations of tea polyphenols, and the safety for consumers of dietary supplements containing tea polyphenols.

Key words

Tea Cancer Metabolic syndrome Cardiovascular disease Neurodegenerative disease Bioavailability 

CLC number


茶与人体健康: 茶叶活性组分的生物医学效应和当前关注的若干问题


饮茶有益于健康的观念在我国已沿传多个世纪, 并在很大程度上为全世界所接受。 本文简述了茶叶的药用历史以及从中国传播到世界各地的历史进程, 重点对国内外关于饮茶预防癌症、 代谢综合症、 心血管疾病以及神经退行性疾病等人体重要疾病的最新研究成果进行了综述。 在此基础上, 针对当前在动物实验和人体流行病学调查结果上存在差异的原因, 特别是对茶叶中儿茶素类化合物在人体组织中生物可利用度低的问题、 高剂量绿茶提取物对人体可能存在毒性等安全性问题进行了讨论。 此外, 还介绍了近几年在提高儿茶素类化合物生物可利用度和对癌症的预防和治疗效果上的最新进展。


茶 癌症 代谢综合症 心血管疾病 神经退行性疾病 生物可利用度 

1 Introduction

After water, tea is the most frequently consumed beverage worldwide. It is well known that the tea plant originated from the southwest of China. As early as 4000–5000 years ago, the Chinese people had become aware that tea could promote health and prevent some human diseases. This was recorded in ancient books on medicine, like Shen Nong’s Herbal Classic. The planted acreage of the tea plant was small before A.D. 581 but expanded rapidly during the period of A.D. 581–618. It was recorded that the tea plant had then become a major crop in the southern part of China with vast plantation acreage. During the about 300 years of the Tang dynasty (A.D. 618–907), the tea industry underwent rapid development, which may be closely related to the healthpromoting effects of tea. Works on tea were published in this period, such as Tea Classic, which was written by Yu LU of the Tang dynasty and is the earliest book on tea in the world. Even though the description of tea as a health-promoting and disease-preventing agent was found far before the Tang dynasty, the publication of Tea Classic greatly elevated the status of tea, and the imperial government even started to levy tea taxes to help replenish the state treasury. It was recorded that tea taxes collected during the reign of Tang Taizong (A.D. 627–649) amounted to around 400 million fen (wen) (Mair and Hoh, 2009).

There is an oft-quoted phrase that “The tea industry in China was developed in the Tang dynasty and flourished in the Song dynasty”. According to the historical record, the planting of tea was so widespread in the southern part of China during the Song dynasty (A.D. 960–1279) that its distribution reached about three fourths of the territory of China in the twelfth century, indicating the popularity of tea consumption during that period. Tea had become a necessity of life for all citizens, from high officials, the intelligentsia, and down to the common people. Many new varieties of tea appeared in the Ming and Qing dynasties. The monumental medical monograph, The Compendium of Materia Medica, was completed by the famous medical and pharmacological scientist Shi-zhen LI in 1578 in the Ming dynasty. In total, 1892 mineral, botanical, and animal-origin medicines were recorded in this monograph, where tea was described as “tea, bitter and cold in nature, capable of lowering excessive internal heat”. From then on, the understanding that tea is beneficial to human health has been well recognized not only in China but also around the world.

The spread of tea from China to the world dates back to the Tang dynasty mainly via the following three routes: (1) to Japan and Korea toward the east; (2) to Mongolia, Middle East, and Iran toward the northwest through land route, and further westward to Russia and other Slav countries; and (3) from Macau first to Holland through the sea route, then to France, Portugal, UK, and other European countries, and further to other countries including India, Ceylon (Sri Lanka), and African countries (Mair and Hoh, 2009). These routes, in consequence, created the history of tea planting and the custom of tea drinking in many countries in the world. Today, tea is planted in 60 countries, and people from more than 160 countries have formed the habit of tea drinking. The acceptance of and affection for tea by people from different countries and different ethnic groups are by and largely related to its beneficial effects on health.

The development of tea from a traditional Chinese medicine to a modern medicine started in the 1980s. In a general spirit of “returning to nature”, there sprang up a wealth of research on the effective components of tea that might prevent or control many important diseases. Research came from more than 20 countries and regions including China, USA, UK, France, Germany, Japan, India, Israel, Italy, the Netherlands, South Korea, Australia, Canada, etc. According to the database of ISI Web of Knowledge (Thomson Reuters), more than 800 papers have been published in academic journals each year since 2012 around the world. Many substantial and encouraging findings have been verified during the past 30 years, which altogether provide a solid foundation for the development of the tea industry and the promotion of tea consumption throughout the world.

This paper is not intended to be a thorough literature survey on the effects of tea on various human diseases and their mechanisms. However, the overall effects of tea on some important chronic diseases will be discussed and reviewed. In addition, the reasons for the differences between the results from animal models and from human epidemiological investigations are analyzed.

2 Effectiveness of tea in preventing some important diseases

2.1 Prevention of cancer

To date, much attention has been paid to the anticancer function of tea and tea catechins with animal and cell experiments. From the large volume of published papers on animal models, the overall conclusion is that most of the studies have reported cancer preventive activity of tea catechins against carcinogenesis at different organ sites with strong evidence (Yang et al., 2009; Kanwar et al., 2012). However, a few other studies argue that the cancer preventive effect of tea on the treatment group was not significantly different from that on the control group (Yang et al., 2009). In contrast to the strong evidence for the cancer preventive activities of tea constituents in animals, epidemiological studies are not consistent in demonstrating a cancer preventive effect of tea consumption in humans (Boehm et al., 2009; Clement, 2009).

Tea and its major components, such as green tea, black tea, tea polyphenols, and (−)-epigallocatechin-3-gallate (EGCG) administered through drinking water or diet, have been demonstrated to inhibit tumorigenesis in many animal models for different organ sites, including the lung, oral cavity, esophagus, stomach, small intestine, colon, skin, liver, pancreas, bladder, prostate, and mammary glands. Although it was believed that EGCG and other catechins are the major active components of tea in the inhibition of tumorigenesis, research suggests that caffeine also shows effective inhibitory activity in the lung and skin (Yang et al., 2011). In addition, the polysaccharides from the tea flower are reported to have significant antitumor activities (Xu et al., 2012).

At least 20 studies have indicated the inhibitory effect of tea components on lung tumorigenesis. Most of the experiments were conducted in tobacco carcinogen-treated mouse models with a few studies in rat and hamster models. Green tea polyphenols have been shown to inhibit the growth of human lung cancer cells in test tubes (Kanwar et al., 2012). When tea preparations were administered during the initiation, promotion, or progression stages of carcinogenesis in rats, the inhibitory activities of theaflavin and EGCG have also been demonstrated. It was reported that there was no explicit relationship between the habit of tea drinking and the incidence of lung cancer in some investigations (Bonner et al., 2005; Li et al., 2008). However, one earlier population-based study demonstrated that green tea drinking was associated with decreased lung cancer risk (Ohno et al., 1995). A review of the epidemiological evidence by Arts (2008) reveals that high habitual intake of green tea significantly reduced the risk of lung cancer in only 4 out of 20 observational studies. The inhibitory effects of tea on tumorigenesis in the digestive tract, including the oral cavity, esophagus, stomach, small intestine, and colon, have been found in more than 30 studies (Ju et al., 2005; Shimizu et al., 2005; Yang et al., 2009; 2011). A cohort study on 18 244 Chinese men followed up for up to 12 years maintains that tea catechins may prevent gastric and esophageal cancers (Sun et al., 2002). Another cohort study on 72 943 individuals implies a decreased risk for the development of gastric cancer in women, not in men, who drink more than five cups of tea per day (Suzuki et al., 2004). However, there were also some negative results (Galanis et al., 1998; Inoue et al., 1998; Huang et al., 1999; Zhou et al., 2008). In particular, Zhou et al. (2008) contended that there was no clear evidence that green tea could prevent the incidence of gastric cancer in the metaanalysis of 14 epidemiological studies involving 6123 cases and 134 006 controls. Another meta-analysis of 13 epidemiological studies by Myung et al. (2009) stated that green tea consumption provided no preventive effect against the risk of development of gastric cancer. However, a reduction of 18% in the risk of lung cancer with the consumption of at least two cups of green tea per day was shown in the metaanalysis of 22 epidemiological studies (Tang et al., 2009). Additionally, according to a meta-analysis of 25 epidemiological studies on tea consumption and colorectal cancer (Sun et al., 2006), no association was found between black tea and colorectal cancer, and the results on green tea were unclear. Subsequently, a prospective study on women in Shanghai, China, found a reduced risk of colorectal cancer in green tea drinkers (Yang et al., 2007). On the other hand, a cohort study in Singapore (Sun et al., 2007) found that, for men, green tea consumption had a statistically non-significant increased risk for the advanced stage of colon cancer.

With respect to the effectiveness of tea compounds on mammary cancer, the association between the intake of green tea and breast cancer risk was assessed in six case-control studies. Four were population-based studies conducted among Asians in USA and Europe (Wu et al., 2003; 2007; Seely et al., 2005; Ogunleye et al., 2010), one in Shanghai, China (Shrubsole et al., 2009), and one hospital-based study was in Zhejiang Province, China (Zhang et al., 2007). All these six studies showed significant breast cancer risk reduction among the population with regular green tea drinking. In two of these case-control studies (Zhang et al., 2007; Shrubsole et al., 2009), an inverse association was observed between the cancer risk and the amounts of green tea drinking and the numbers of years of drinking. The combined odds ratio (OR) of 5604 cases and 5487 controls is 0.70 (95% confidence interval (CI) 0.61–0.79) for women who drink green tea regularly compared to those who do not drink green tea (Wu and Butler, 2011). By contrast, one epidemiological study (Sun et al., 2006) indicated that black tea drinking appears to be unrelated to breast cancer risk. Wu and Yu (2006) have suggested that the preventive effect of green tea against breast cancer may be related to the decreased blood estrogen levels found in green tea drinkers, while increased levels of this hormone were found in black tea drinkers. Leong et al. (2008) used the C3(1)/SV40 mouse model to evaluate the chemopreventive effects of green tea on human breast cancer, which showed that the administration of 0.5% polyphenol in drinking water significantly suppressed the development of tumor growth by 40% compared to tap water-fed animals. The association between green tea intake and breast cancer risk has been investigated in five prospective cohort studies conducted in Japan (Nagano et al., 2001; Suzuki et al., 2004; Iwasaki et al., 2010), Singapore (Yuan et al., 2005; Inoue et al., 2008), and Shanghai, China (Dai et al., 2010). These prospective cohort studies with a total of 2067 breast cancer cases, show that there is no association between the breast cancer risk and green tea drinking. The combined OR is 1.06 (95% CI 0.93–1.20) for women who drink green tea regularly compared with non-green tea drinkers.

In relation to prostate cancer, Gupta et al. (2001) and Adhami et al. (2004) reported that tea polyphenols could inhibit the development of prostate cancer in an animal experiment, whereas in USA, Henning et al. (2011) compared the chemopreventive effects of green tea and black tea on prostate cancer. These studies included in vitro cell culture and in vivo animal and clinical trials, lending strong support for the chemopreventive effects of green tea, but the results from epidemiological studies of green tea consumption are mixed. The evidence for the chemopreventive effect of black tea is much weaker than that of green tea. Bettuzzi et al. (2006) reported a highly significant (P<0.01) prevention result in humans using a high dose of green tea catechins (200 mg catechins×3 per day). While the incidence of tumors in men in the treated group was 3%, it was 30% in the control group, indicating that a chemoprevention efficacy of 90% was achieved. A larger cohort study involving 49920 Japanese men followed up for up to 14 years showed a marked reduction in the risk of advanced prostate cancer in those with habitual consumption of green tea (Kurahashi et al., 2008). Yuan et al. (2011) reported that tea drinking could reduce the incidence of prostate cancer in two case studies, but in another four cohort studies, no inhibitory effects were found.

In summary, studies have reported cancer preventing effects of tea with consistently positive results on animals, but with less consistent, and even conflicting, results on humans. As for the actual mechanism of any anti-cancer activity of tea, candidates include the antioxidant, induction of phase II enzymes, inhibition of cell proliferation, induction of apoptosis, inhibition of angiogenesis (Fassina et al., 2004; Oak et al., 2005; Rodriguez et al., 2006), direct binding to target molecules, including the inhibition of selected protein kinases, matrix metalloproteinases, and DNA methyltransferases (Lee et al., 2005; Yang et al., 2006; Pham-Huy et al., 2008). The optimal dose of tea components for cancer reduction has yet to be established, thus demanding further scrutiny.

2.2 Prevention of metabolic syndrome (MetS) and cardiovascular disease (CVD)

The definition of MetS was first put forward by the World Health Organization (WHO) in 1999. More recently, the US National Cholesterol Education Program (NCEP) suggested that at least three of the following conditions must be met for diagnosis of MetS: abdominal obesity, elevated triglyceride level, reduced high-density lipocholesterol (HDL)-cholesterol level, elevated blood pressure, or elevated fasting glucose level (Grundy et al., 2005). It is an early induced factor of type 2 diabetes and a key risk factor for CVD. In recent years, the beneficial effects of tea consumption on weight reduction and MetS have attracted huge public attention. An increasing amount of evidence suggests that several pathways in the development of MetS can be positively intervened upon by green tea catechins, especially EGCG.

Obesity is now recognized as a rapidly increasing worldwide threat to health, and many studies have been conducted to examine the influence of tea drinking on weight loss and MetS in animals. Of the 12 papers on tea consumption and body weight (BW) reduction in humans, 10 confirmed that drinking green tea or EGCG could reduce BW and fat or adipose weight (Sae-tan et al., 2011). Most of the studies also showed that supplementation with green tea catechins led to significant decreases in BW and body fat. The reduction in BW ranged from 0.7 kg (Auvichayapat et al., 2008) to 3.5 kg (Chantre and Lairon, 2002), and the loss in body fat ranged from 0.7 kg (Nagao et al., 2005) to 1.8 kg (Nagao et al., 2007). The dosage of EGCG used in the aforementioned investigations ranged from 100 mg/d (Nagao et al., 2007) to 540 mg/d (Chan et al., 2006). In the 26 human experiments conducted by Hursel et al. (2011) and Phung et al. (2010), most of the investigations discovered that tea drinking could reduce BW.

Wang et al. (2010) investigated the influence of tea drinking on the waist circumference, and the results were that for overweight Chinese taking green tea polyphenol (caffeine <200 mg) 458–886 mg/d for 90 d, the body fat could be decreased. A trial involving 132 overweight or obese women over 12 weeks demonstrated a significant reduction in abdominal fat and subcutaneous abdominal fat area in the group that consumed green tea compared with the control group (Maki et al., 2009). Hursel et al. (2011) indicated that both treatments of a mixture of catechins and caffeine and caffeine alone could increase energy expenditure. However, only a mixture of catechins and caffeine could increase the oxidation of body fat.

In general, most studies showed that supplementation with green tea catechins led to significant decrease in BW and body fat when compared with the baseline. A recent cross-over placebo controlled study (Venables et al., 2008) reported an increase of fat oxidation by 17% after a supplement containing various green tea polyphenols and 366 mg EGCG (but not caffeine) compared with the control group. It is the first evidence that a single catechin, namely EGCG, has the potential to moderately affect fat oxidation. The optimal EGCG dose to increase fat oxidation and support a weight management has not yet been established. The dosage of EGCG used in those studies ranged from 100 (Nagao et al., 2007) to 540 mg/d (Chan et al., 2006), while the duration of the studies varied from 1 d (Komatsu, 2003; Bérubé-Parent et al., 2005) to 13 weeks (Kovacs et al., 2004).

Some investigations on humans proved that tea drinking could alleviate MetS, reduce the incidence of type 2 diabetes, and reduce BW and low-density cholesterol (Basu et al., 2011). An epidemiological study conducted in Taiwan, China, showed that people with an average habitual tea consumption of 434 ml/d for more than ten years had a lower percentage of total body fat, smaller waist circumference, and decreased waist-to-hip ratio (Wu C.H. et al., 2003). Another investigation (Vernarelli and Lambert, 2013) conducted in USA suggested that hot tea drinking could decrease BW and MetS as well as the biomarker of CVD. Researchers from Taiwan (Chang et al., 2012) reasoned that if a patient drank more than 240 ml tea every day, MetS could be improved.

The risk of developing diabetes increases with elevated grade of obesity. There have been intensive researches on the effects of natural ingredients on the prevention and treatment of diabetes. As a result of a survey on a population of 286701, Huxley et al. (2009) reported that the risk of type 2 diabetes could be lowered in those people who drank 3–4 cups of tea daily. An investigation on 17413 Japanese of 40–65 years of age indicated that the risk of type 2 diabetes was lowered by 33% among the people who drank more than 6 cups of tea daily (Iso et al., 2006). A study from the US reported that the risk of type 2 diabetes was reduced by 30% in people who consumed 4 cups of tea daily (Song et al., 2005). Eleven more studies concluded that catechins could reduce blood glucose or insulin level (Sae-tan et al., 2011). However, the optimal dose of EGCG for glucose control has not yet been established, though a dose range of EGCG 84–386 mg/d may be adequate to support glucose homeostasis according to existing findings (Hosoda et al., 2003; Tsuneki et al., 2004).

Preventing CVD through tea drinking is another research area of interest. Potenza et al. (2007) believed that tea drinking could lower blood pressure and improve endothelial functions. A Japanese study showed a potential elevation of blood triglyceride after oral administration of a corn oil emulsion (8 ml oil/kg BW) to male mice was significantly suppressed by using Pu-erh tea extract (50 and 100 mg/kg BW) and gallic acid (15 and 45 mg/kg BW) (Oi et al., 2012). An epidemiological survey conducted on 76979 people in Japan showed that the mortality induced by CVD was decreased when more than 6 cups of tea per day was consumed (Mineharu et al., 2011). Research in USA and Europe demonstrated that black tea drinking could decrease the risk of CVD (Deka and Vita, 2011). Another study (de Koning Gans et al., 2010) in the Netherlands involving 37514 healthy males and females who were followed up for 13 years indicated that the mortality from CVD was decreased by a daily consumption of 3–6 cups of black tea. It is suggested that the reduction in mortality can be attributed to the maintenance of cardiovascular health through green tea consumption (Nakachi et al., 2000; Sano et al., 2004; Yusuf et al., 2005). The majority of epidemiological studies confirmed that the cardiovascular system can benefit from tea consumption (Vita, 2003). However, an inverse correlation between green tea consumption and the mortality due to CVD was also found (Kuriyama et al., 2006). Epidemiological data suggested that black and green tea may reduce the risk of both coronary heart disease and stroke by 10%–20% (Bøhn et al., 2012). Oxidized low-density lipocholesterol (LDL) and hypertension are recognized as risk factors for CVD. Pearson et al. (1998) assessed the potential impact of green tea extract on LDL oxidation and concluded that LDL oxidation was inhibited by 3.9% after 12 h incubation with 0.08 mg/kg green tea extract. The inhibition was raised to 98% after incubation with 5 mg/kg green tea extracts. The effect of drinking green tea on developing hypertension was also evaluated in a cohort study with 1507 subjects (Yang et al., 2004). Compared with non-habitual tea drinkers, the risk of developing hypertension was cut down by 46% for those who consumed 120–599 ml/d, and it was further reduced by 65% for those who consumed 600 ml/d or more. As yet the optimal daily dose for cardiovascular health has not been established. Based on the estimation that a single cup of tea brewed with 1.5 g of green tea contains 34.5–109.5 mg EGCG, a daily dosage of EGCG ranging from 69–657 mg (roughly equivalent to 2–6 cups of tea) appears to be beneficial to cardiovascular health (Thielecke and Boschmann, 2009).

2.3 Prevention of neurodegenerative diseases

The loss of cognitive function due to the structure and function damage of neuronal cells is a common process in neurodegenerative diseases including Alzheimer’s disease (AD), Parkinson’s disease (PD), and Huntington’s disease (HD). AD is the most common of the neurodegenerative diseases with around 26 million patients worldwide. It is estimated that there will be 1 out of 85 persons with AD in the world by 2050 (Feng et al., 2013). AD is characterized by its influence on cognition and mental performance. Moreover, the abnormal accumulation of protein in the brain and the accumulation of amyloid-β peptide (Aβ) outside the cell result in oxidative damage, inflammation, disorder of synaptic function, the death of neuronal cells, and an increase in the calcium level in the cells (Barranco et al., 2009). At present, the prevention and control of neurodegenerative diseases is extremely difficult, partly because there are so many potential factors involved. The main area affected is in the brain. Thus, the medicine must have the ability to penetrate the blood-brain barrier, have potent anti-oxidative activity and chelating ability with ions in the brain during the pharmacological control process. Research started in the last century in pursuit of examining tea’s possible influence on the memory and cognitive function of animals and humans. Dufresne and Farnworth (2001) from Newcastle University, UK, reported the influence of tea drinking on several enzymes related to memory function, which include acetyl cholinesterase, butyl cholinesterase, and β-secretase, etc. It was claimed that tea extracts could inhibit the activities of acetyl cholinesterase and butyl cholinesterase, and improve memory and cognitive function as well as brain function. EGCG has a role in regulating the genes related to the survival and death of brain cells in the sense that it can deactivate the expression of genes that promote the death and proapoptosis of cells and induce the protein kinase C in the neuronal cell, theanine, a unique amino acid first discovered in green tea, which also possesses a nerve protecting attribute (Kakuda, 2011). Substantial evidence indicates that an excess of Aβ, which aggregates into toxic fibrillar deposits within the extracellular space of the brain, plays a central role in the pathogenesis of AD. Considering the deleterious role of β-amyloid in the aetiology of neurodegradative diseases, the neuroprotective effects and antipathy to β-induced toxicity of different tea extracts (green tea and black tea) and different tea components (epicatechin (EC), epigallocatechin (EGC), epicatechin gallate (ECG), EGCG, and gallic acid) were investigated using a primary culture of rat hippocampal cells (Bastianetto et al., 2005). Results implied that both green tea and black tea extracts displayed neuroprotective activity against Aβ toxicity. The non-gallic forms of catechins (EC and EGC) failed to provide any protective effect against Aβ-induced toxicity. The flavan-3-ol gallate esters (ECG and EGCG) and gallic acid showed neuroprotective effect at 1–20, 1–10, and 1–20 μmol/L, respectively (Bastianetto et al., 2005). In addition, many animal studies showed that tea flavan-3-ols are able to cross the blood-brain barrier (Lee et al., 2003; Bastianetto et al., 2005). Previous experiments hold that γ-aminobutyric acid (GABA) and L-theanine are also able to across the blood-brain barrier (Unno et al., 1999; Jäger and Saaby, 2011; da Silva Pinto, 2013).

According to the meta-analysis of 11 case studies and 1 cohort study, most researchers reported that tea drinking was found to be able to reduce the risk of AD and PD by 30%–60% (Checkoway et al., 2002; Tan et al., 2003; Li et al., 2012). A survey involving 1003 people over 70 years old in Japan discovered that the risk of decreased cognition in old Japanese who consumed two cups (100 ml/cup) or more of green tea every day was 64% lower than that in the population who consumed 3 cups or less per week. The same risk for the population who drank 4–6 cups of green tea per week (or 1 cup green tea daily) was 38% lower than that in the population who did not drink tea (Kuriyama et al., 2006). A survey conducted in USA indicated that the risk of PD in the population who drank 2 cups or more of tea per day was decreased (Hu et al., 2007).

Further, the influence of tea on cognition was examined among a group of 2031 people of 70–74 years of age from Norway (Nurk et al., 2009). The score of cognitive ability in the group drinking black tea was significantly higher than that of the non-tea drinking group. Another study from Singapore on the relationship between tea drinking and PD among 200 people showed that the risk of PD in the group of people who drank three cups of tea daily in a period of 10 years was decreased by 28% (Tan et al., 2003). Arab et al. (2011) studied the relationship between tea drinking and the occurrence of AD on 4809 people (≥65 years old), and showed that the occurrences of AD were 0.20, 0.38, 0.43, and 0.31 score decreased in the groups of people drinking tea 5–10 times/month, 1–3 times/month, 1–4 times/week, and >5 times/week, respectively. They also found that tea drinking had a protective effect on cognitive decline in old females, but not in old males.

3 Issues related to the research of tea drinking and human health

As mentioned above, it has been shown in animal studies that tea components provide effective prevention for cancers in various organ sites, MetS, CVDs, neurodegradative diseases among others. However, epidemiological investigations in humans present some different patterns and inconsistent results between treated groups and control groups. In recent years, tea extracts have been increasingly used as anti-obesity agents. Despite the beneficial effects of tea being generally recognized, some side-effects were also reported with a high-dose of tea extracts, which therefore needs further examination.

3.1 Possible reasons for different results between animal experiments and epidemiological investigation in humans

As can be seen from Tables 1 and 2, tea polyphenols show good results in cancer prevention in experimental animals, whereas the results of epidemiological surveys on humans are not satisfactory. What is the reason for such differences? Possible reasons are discussed as follows.
Table 1

Inhibitory effect of tea and tea constituents on cancers in animal models

Table 2

Investigation on the effect of tea drinking on the risk of cancer in humans

3.1.1 Difference in the physiological and biochemical metabolisms between animals and humans

When catechins are orally administered in experimental animals, various catechin compounds are metabolized and moved in different styles via different routes. As shown in Table 3, the concentrations of various catechin compounds in various organs are quite different from each other. EGCG is excreted mainly through the bile to feces, with little excreted through the urine. Therefore, the concentration of EGCG is higher in the intestine and less in the kidney and bladder, whereas the concentration of EC is higher in the bladder, prostate, and kidney (Yang et al., 2009). Fujiki et al. (2012) investigated the systemic distribution of EGCG by using 3H-EGCG incubated into the stomach of mice and found that 24 h after administration, the small intestine, colon and stomach incorporated the most 3H-EGCG. It clearly indicates that EGCG is moved mainly via the digestive system (Table 4). Both human and animal studies have also shown that the bioavailabilities of EC and catechin are much higher than that of EGCG (Kim et al., 2000; Lee et al., 2002).
Table 3

Distribution of green tea catechins in rat organs

Table 4

Incorporation of 3 H-EGCG into target organs of mice

3.1.2 Difference between the experimental dosage and the actual concentration

The experimental dosage of tea polyphenols used in animals is much higher than the actual concentration of tea polyphenols in the organ and the blood of humans after tea drinking. The concentration of tea polyphenols used in experiment generally ranges from 20 to 100 μmol/L, whereas the concentration of tea polyphenols in human blood after drinking tea is usually around 0.5 μmol/L (Yang and Hong, 2013). The difference is a factor of around 10–100. According to the experiment by Ullmann et al. (2003), a single oral dose administration of EGCG ranged from 50 to 1600 mg, but only at oral doses of more than 1 g EGCG, showed the maximal plasma EGCG concentrations greater than 1 μmol/L. Peak concentrations were reached between 1.3 and 2.2 h after administration. The concentration of tea polyphenols in the blood and organs of humans may be lower than the active concentration of compounds. Tea polyphenols are a complex that is composed of multi-compounds, such as EC, EGC, ECG, and EGCG. These compounds are transferred and moved to various organs via various routes from the oral cavity after tea drinking. For example, EC and EGC are moved from the digestive system to the intestine and excreted in feces, whereas EGCG and ECG are moved from the kidney and bladder, and excreted in urine (Kim et al., 2000; Lee et al., 2002). Even if a high concentration of tea polyphenols is administered to humans orally, various catechin compounds will be moved and metabolized via different routes. Thus, the concentration of various catechins in different target organs will be lower than expected due to the dispersion of polyphenols.

3.1.3 Difference between genders

In the studies mentioned earlier, the efficacy in females is generally higher than that in males. This is mainly related to the differences in habits between the female and male. Generally, the percentage of smokers and wine consumers in males is higher than that in females. It is believed that nicotine and alcohol are interfering factors for the positive activity of tea polyphenols (Gao et al., 1994).

3.1.4 Low bio-availability of active components of tea polyphenols

The bio-availability of a compound in an animal is dependent on many internal and external factors (Bohn, 2014). Bio-availability is an important factor in bringing into play the biological activity of tea polyphenols in human organs. According to the theory put forward by Lipinski et al. (2001), the bio-availability of a compound is rather low in a biological organism when the compound possesses the following characteristics: (1) five or more hydrogen bond donors (OH and NH groups), (2) 10 or more hydrogen bond donors (N and O), and (3) a molecular weight larger than 500 Da. The low bio-availability of EGCG is possibly related to its large molecular weight (458 Da) and with 8 OH groups. Chen et al. (1997) reported that the bioavailability of EGCG in the rat was only 0.1% of the administered amount, much lower than that of EGC (14%) and EC (31%). In some Japanese studies on rats, it was reported that the level of EGCG in the organ and blood was only 0.0003%–0.4500% of the administered amount (Nakagawa and Miyazawa, 1997). The bio-availability of EGCG in mice was reported at 26.5%, much higher than that in rat (0.1%) (Lambert et al., 2003). Yang et al. (1999) showed that for 7 mg/ml green tea infusion held in the mouth for a certain time, the concentrations of EGCG and EGC in the saliva were 153 and 327 μmol/L, respectively. This concentration was 400–1000 times higher than that in the blood after tea drinking. The molecular weights of theaflavin, EGCG, EGC, and EC are 564–868, 458, 306, and 290 Da, respectively, and the bio-availability of these compounds is in the order of EGC>EC>EGCG>theaflavin.

3.1.5 Intervention of interfering factors

The feeding of animals under experiment was conducted under controlled conditions. However, several conditions are difficult to control in epidemiological studies on humans. Interfering factors such as smoking and wine-drinking are examples of such difficulties. Specifically, in a study on the influence of tea drinking on esophageal cancer in Shanghai, it was found that the risk of esophageal cancer for the females who drank tea but did not smoke could be decreased by 50%. However, tea drinking showed no protective effects on the males who drank tea and most of whom had the habit of smoking. In another experiment where none of the tested males and females had the habit of smoking, it was reported that the risk of esophageal cancer of males who drank tea could be decreased by 57%, almost the same as with the females (Gao et al., 1994).

3.2 Concerns on the safety of tea polyphenols

Along with the findings on the preventive and curative effects of tea, unexpected toxicity of high concentration of green tea polyphenols has been reported since the close of the last century. As early as 2003, an anti-obesity product containing 25% catechins (actually a hydro-alcoholic extract from green tea) was put on the French and Spanish markets, and 13 cases (9 in France and 4 in Spain) were reported of the product causing the symptoms of increasing the enzyme activity in liver. A total of 79 cases of induced liver disease were reported in PubMed from January 1966 to June 2007. All the patients were taking green tea extracts (Mazzanti et al., 2009; Schönthal, 2011). This has drawn significant attention in a number of countries and demands an objective and scientific evaluation on the toxicity of green tea catechins. In 2008, 218 reports on green tea extracts (including 34 reports related to liver injury) were analyzed by the US Pharmacopeia. It was concluded that the consumption of highly concentrated green tea extracts in an empty stomach was more likely to lead to adverse effects (Sarma et al., 2008). The US Dietary Supplement Information Expert Committee (DSIEC) further suggested that green tea is a very popular beverage and yet seldom shows liver toxicity, and listed it in a safety level of 2 (Sarma et al., 2008). Research findings from Japan and UK as well as a report from Switzerland concluded that catechin does not produce genotoxicity nor show liver toxicity (Isbrucker et al., 2006a; 2006b; 2006c; Ogura et al., 2008). A study on the oral administration in mice conducted in Taiwan reported that it was safe even at a very high dosage of 2500 mg/(kg·d) (which corresponds to a human weighing 60 kg taking 150 g green tea extracts daily) (Hsu et al., 2011). Isbrucker et al. (2006b) in Switzerland conducted a safety investigation on EGCG, where the no-observed adverse effect level (NOAEL) of EGCG in experimental rat intake via the stomach for 10 d was 500 mg/(kg·d); for a human weighing 60 kg, an oral administration of 30 g EGCG daily was also safe. In a collaborative investigation by scientists from USA and Egypt, 500–2500 mg/kg green tea extracts were administered to the mice via the stomach. The results revealed that even at a high dosage of 2500 mg/(kg·d), the liver of experimental mice showed no significant side effects (Saleh et al., 2013). Krishna et al. (2011) pointed out in a review paper on liver toxicity induced by lipid depressing and dietary supplements that usnic acid and guggul extracts existed in these supplements and that these additives were demonstrated to be toxic to the liver.

In contrast to the opinions that green tea and its extracts even in high dosages are non-toxic to the liver, Lambert et al. (2007; 2010) administered 1500 mg/kg EGCG orally to mice on one occasion and found that the activity of alanine aminotransferases increased by 138 times, the toxicity in liver was increased, and the survival rate was decreased by 85%. This implies that high dosage of EGCG was toxic to liver, which may be related to the pro-oxidation activity of EGCG.

Numerous studies from many countries indicate that, even using the maximum amount of consumption (13 g of tea every day) and the maximum brewing rate of green tea catechins calculated with the highest extracting rate (20%), the highest consumption amount was 2.6 g of tea catechins. This figure is 11.5–58.4 times lower than the safety dosage of maximum daily intake of 150 g of green tea extracts (Saleh et al., 2013) or 30 g of EGCG (Isbrucker et al., 2006b). Therefore, we can safely conclude that it is impossible to damage human liver under traditional tea drinking conditions. The dietary supplements targeting obesity and manufactured from the green tea extracts possibly contain rather high amounts of tea polyphenols. However, if we control the amounts of daily intake under the reported low limit of safety dosage (30 g tea polyphenols), the daily dosage of tea polyphenols intake will be smaller by a substantial factor. Moreover, it is recommended that green tea extracts not be taken on empty stomach for the safety of consumers.

4 Research trends on tea and human health in recent years

Research on tea drinking and human health has undergone the following process: in vitro investigation, clinical investigation, epidemiological investigation, research on the metabolism and transformation of tea’s active components in the human body, and research on the improvement of the bioavailability of tea’s active components. In recent decades, particular attention has been paid to the improvement of the bioavailability of tea components in the human body, which mainly includes the following aspects.

4.1 Preparation of nano-particles of tea’s active components

To improve the bioavailability of tea’s active components in the human body, the possibility of the utilization of nano-technology was put forward in 2005. Siddiqui et al. (2009) proposed the concept of nanochemoprevention and prepared an EGCGpolylacetic acid (PLA) and EGCG-polyethylene glycol (PEG) capsule. The target is try to bring about systemic transmission and to improve the bioavailability of active components in the human body, and further to increase the bioactivity and preventive effects of tea polyphenols against cancer. Investigation showed that the PLA/PEG preparation was unstable in an acidic environment and thus unsuitable for direct oral administration, which gave way to the preparation of capsules. The new preparation could decrease the cumulative amounts in various organs and increase the deposition in the target organs. Due to the difference of the normal organ and the tumor organ in the vessel system and the improved permeation and retention effect, more active compounds could be cumulated in the tumor tissue. Results indicated that the effect of the new preparation on prostate cancer cells was 10 times higher than that of the preparation with non-nano materials after 24 h of administration. The IC50 was 3.74 and 43.6 μmol/L, and the effective concentration in inducing the apoptosis of prostate cancer cells was 2.74 and 40 μmol/L, respectively. In inhibiting the apoptosis, 3 μg nano-EGCG showed a 57% inhibiting effect, whereas 30 μg ordinary EGCG showed a 35% inhibiting effect (Siddiqui et al., 2010). The new EGCG preparations, including PLA-PEG, PLGA-DMAB, and gelatin, etc., were used in the curative research on prostate cancer and mammary gland cancer, and it was demonstrated that the new preparations could improve the bioavailability of EGCG in animals (Bettuzzi et al., 2006; Shutava et al., 2009; Siddiqui et al., 2009).

4.2 Structural modifications of catechins

Research on improving the bioactivity in the human body through the structural modification of catechins has been conducted since 2001. Lambert et al. (2006) substituted the eight OH groups on A, B, D rings of EGCG by the OAc group and used it as a pro-drug. When this new compound entered cells and formed the new EGCG compound under the influence of esterase, the amounts of new EGCG were increased by 2.8–30 times, and the bioavailability in the blood and organs was increased at the same time. Landis-Piwowar et al. (2007) found that the bioavailability of EGCG was increased significantly by orally administering the pro-EGCG in rats. Compared with the control group, the recovery of EGCG was increased two-fold. Osanai et al. (2007) used a paraamino group to substitute the three acetyl groups on the D-ring of the above pro-drug and named it as p-NH2EGCG. Results imply that this substituted compound was an enzyme inhibitor of the cancer cell. Its inhibitory activity was similar to that of acetyl-EGCG.

4.3 New treatment strategies using the combination of catechins and anticancer drugs

Suganuma et al. (1999; 2010) conducted cancer treatment using a combination of EGCG and anticancer drugs sulindac and tamoxifen to conclude that EGCG had a synergic action with the drugs. Afterwards, they continued to conduct several investigations on the synergic action of EGCG and other anticancer drugs such as COX-2 inhibitors and retinoids. Lu et al. (2008) investigated the synergistic action of EGCG and atorvastatin in inhibiting chemically induced lung carcinogenesis in mice. The inhibitory action was associated with the synergistic induction of apoptosis. Suganuma et al. (2011) further studied the mechanism of the synergic action and found that a combination of EGCG and sulindac specifically induced upregulated expression of GADD153 and p21 genes in PC-9 lung cancer cells, and the synergistic enhancements of apoptosis and GADD153 gene expression in human non-small cell lung cancer cells by the combination of EGCG and celecoxib were mediated through the activation of the mitogen-activated protein kinases (MAPK) signaling pathway. Based on previous evidence, they presented a new concept: green tea catechins as synergists with anticancer drugs. Kumazoe et al. (2013) also reported the synergistic effect on cancer inhibition between EGCG and anti-cancer agents. EGCG activated 67-kDa lamina receptors in multiple myeloma cells, resulting in elevated cyclic guanosinc monophosphate (cGMP) levels, which initiated apoptosis through the activation of protein kinase C-δ (PKCδ) and acid sphingomyelinase in a novel death pathway.

Compliance with ethics guidelines

Zong-mao CHEN and Zhi LIN declare that they have no conflict of interest.

This article does not contain any studies with human or animal subjects performed by any of the authors.


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© Zhejiang University and Springer-Verlag Berlin Heidelberg 2015

Authors and Affiliations

  1. 1.Tea Research InstituteChinese Academy of Agricultural SciencesHangzhouChina

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