Skip to main content

Advertisement

Log in

Neoadjuvant Chemotherapy or Adjuvant Chemotherapy for Esophageal Squamous Cell Carcinoma

  • Thoracic Oncology
  • Published:
Annals of Surgical Oncology Aims and scope Submit manuscript

A Correction to this article was published on 10 December 2023

This article has been updated

Abstract

Background

Chemotherapy and chemoradiation have become essential adjuncts to improve the survival of patients with resectable esophageal squamous cell carcinoma (ESCC) in the perioperative period. Although preoperative treatment plus surgery is commonly used, controversy remains regarding the optimal treatment strategy for patients with locally advanced ESCC.

Methods

A retrospective review of clinical stage II and III ESCC patients who underwent esophagectomy at Henan Cancer Hospital between October 2014 and October 2017 was performed. The patients were divided into a neoadjuvant chemotherapy (NAC) group and an adjuvant chemotherapy (AC) group. Propensity score matching (PSM) was used to exclude confounders. Survival was estimated using Kaplan‒Meier analysis and compared by the log-rank test. The Cox proportional hazards regression model was used for both the univariate and multivariate analyses.

Results

A total of 684 patients were enrolled, including 365 (53.4%) patients in the NAC group. After PSM, 294 pairs of patients were left. NAC prolonged the OS (not reached versus 57.3 months, P = 0.002) and DFS (57.2 vs. 36.4 months, P = 0.010) and decreased the total rate of recurrence (50.1% vs. 59.2%, P = 0.025) and local recurrence (27.9% vs. 36.7%, P = 0.022) compared with AC. The multivariable analyses showed that NAC plus surgery modality was an independent predictor for improved OS (HR: 0.582, 95% CI: 0.467-0.786, P = 0.001).

Conclusion

NAC plus surgery prolonged OS and DFS, and significantly decreased the total rate of recurrence compared with surgery plus AC in patients with clinical stage II and III ESCC.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

Change history

References

  1. Sung H, et al. Global cancer statistics 2020: GLOBOCAN estimates of incidence and mortality worldwide for 36 cancers in 185 countries. CA Cancer J Clin. 2021;71:209–49.

    Article  PubMed  Google Scholar 

  2. Chen W, et al. Cancer statistics in China, 2015. CA Cancer J Clin. 2016;66:115–32.

    Article  PubMed  Google Scholar 

  3. Shah MA, et al. Treatment of locally advanced esophageal carcinoma: ASCO guideline. J Clin Oncol. 2020;38:2677–94.

    Article  PubMed  Google Scholar 

  4. van Hagen P, et al. Preoperative chemoradiotherapy for esophageal or junctional cancer. N Engl J Med. 2012;366:2074–84.

    Article  PubMed  Google Scholar 

  5. Ando N, et al. A randomized trial comparing postoperative adjuvant chemotherapy with cisplatin and 5-fluorouracil versus preoperative chemotherapy for localized advanced squamous cell carcinoma of the thoracic esophagus (JCOG9907). Ann Surg Oncol. 2012;19:68–74.

    Article  PubMed  Google Scholar 

  6. He J, et al. China guideline for the screening, early detection and early treatment of esophageal cancer (2022, Beijing). Zhonghua Zhong Liu Za Zhi. 2022;44:491–522.

    CAS  PubMed  Google Scholar 

  7. Feng SK, et al. Adjuvant Chemotherapy for Node-positive Esophageal Squamous Cell Carcinoma Improves Survival. Ann Thorac Surg. 2022;114:1205–13.

    Article  PubMed  Google Scholar 

  8. Matsuda S, et al. Comparison of neoadjuvant chemotherapy versus upfront surgery with or without chemotherapy for patients with clinical stage III esophageal squamous cell carcinoma. Dis Esophagus. 2017;30:1–8.

    CAS  PubMed  Google Scholar 

  9. Reeh M, et al. Locally advanced esophageal carcinoma: is there still a role of surgery alone without neoadjuvant treatment? J Gastrointest Surg. 2015;19:587–93.

    Article  PubMed  Google Scholar 

  10. Dittrick GW, et al. Pathologic nonresponders after neoadjuvant chemoradiation for esophageal cancer demonstrate no survival benefit compared with patients treated with primary esophagectomy. Ann Surg Oncol. 2012;19:1678–84.

    Article  PubMed  Google Scholar 

  11. Lyu X, et al. Adjuvant chemotherapy after esophagectomy: is there a role in the treatment of the lymph node positive thoracic esophageal squamous cell carcinoma? J Surg Oncol. 2014;110:864–8.

    Article  PubMed  Google Scholar 

  12. Rice TW, Ishwaran H, Ferguson MK, Blackstone EH, Goldstraw P, Cancer of the esophagus and esophagogastric junction: an eighth edition staging primer. J Thor Oncol Offic Publ Int Assoc Study Lung Cancer 2017; 12: 36–42

  13. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40:373–83.

    Article  CAS  PubMed  Google Scholar 

  14. Dindo D, Demartines N, Clavien PA. Classification of surgical complications: a new proposal with evaluation in a cohort of 6336 patients and results of a survey. Ann Surg. 2004;240:205–13.

    Article  PubMed  PubMed Central  Google Scholar 

  15. Hagi T, et al. Dysphagia score as a predictor of adverse events due to triplet chemotherapy and oncological outcomes in 434 consecutive patients with esophageal cancer. Ann Surg Oncol. 2019;26:4754–64.

    Article  PubMed  Google Scholar 

  16. Yanagimoto Y, et al. Improvement of cisplatin-related renal dysfunction by synthetic ghrelin: a prospective randomised phase II trial. Br J Cancer. 2016;114:1318–25.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  17. Xiao X, et al. The efficacy of neoadjuvant versus adjuvant therapy for resectable esophageal cancer patients: a systematic review and meta-analysis. World J Surg. 2020;44:4161–74.

    Article  PubMed  Google Scholar 

  18. Moorcraft SY, Smyth EC, Cunningham D. Adjuvant or neoadjuvant therapy for operable esophagogastric cancer? Gastric Cancer. 2015;18:1–10.

    Article  CAS  PubMed  Google Scholar 

  19. Cunningham D, et al. Perioperative chemotherapy versus surgery alone for resectable gastroesophageal cancer. N Engl J Med. 2006;355:11–20.

    Article  CAS  PubMed  Google Scholar 

  20. Ychou M, et al. Perioperative chemotherapy compared with surgery alone for resectable gastroesophageal adenocarcinoma: an FNCLCC and FFCD multicenter phase III trial. J Clin Oncol. 2011;29:1715–21.

    Article  CAS  PubMed  Google Scholar 

  21. Derogar M, Lagergren P. Health-related quality of life among 5-year survivors of esophageal cancer surgery: a prospective population-based study. J Clin Oncol. 2012;30:413–8.

    Article  PubMed  Google Scholar 

  22. Kidane B, et al. Neoadjuvant therapy vs upfront surgery for clinical t2n0 esophageal cancer: a systematic review. Ann Thorac Surg. 2019;108:935–44.

    Article  PubMed  Google Scholar 

  23. Yamasaki M, et al. Multicenter randomized phase II study of cisplatin and fluorouracil plus docetaxel (DCF) compared with cisplatin and fluorouracil plus adriamycin (ACF) as preoperative chemotherapy for resectable esophageal squamous cell carcinoma (OGSG1003). Ann Oncol. 2017;28:116–20.

    Article  CAS  PubMed  Google Scholar 

  24. Matsuda S, et al. Real-world evaluation of the efficacy of neoadjuvant DCF over CF in esophageal squamous cell carcinoma: propensity score matched analysis from 85 authorized institutes for esophageal cancer in Japan. Ann Surg. 2022;278:e35.

    Article  PubMed  Google Scholar 

  25. Hirao M, et al. Influence of preoperative chemotherapy for advanced thoracic oesophageal squamous cell carcinoma on perioperative complications. Br J Surg. 2011;98:1735–41.

    Article  CAS  PubMed  Google Scholar 

  26. Kataoka K, et al. Prognostic impact of postoperative morbidity after esophagectomy for esophageal cancer: exploratory analysis of JCOG9907. Ann Surg. 2017;265:1152–7.

    Article  PubMed  Google Scholar 

  27. Lerut T, et al. Postoperative complications after transthoracic esophagectomy for cancer of the esophagus and gastroesophageal junction are correlated with early cancer recurrence: role of systematic grading of complications using the modified Clavien classification. Ann Surg. 2009;250:798–807.

    Article  PubMed  Google Scholar 

Download references

Acknowledgment

Funding: This study was funded by the Province-Ministry Co-construction Project of Health Committee of Henan Province (SB201901108), Talent Youth Project of Henan Youth Health Science and Technology Innovation Foundation (YXKC2020022) and Henan Province Key Project of Science and Technology (222102310170). Thanks to all participators in this study and thanks to all clinicians for their tremendous work in this study.

Funding

This study was funded by the Province-Ministry Co-construction Project of Health Committee of Henan Province (SB201901108), Talent Youth Project of Henan Youth Health Science and Technology Innovation Foundation (YXKC2020022) and Henan Province Key Project of Science and Technology (222102310170).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Hai-Bo Sun MD.

Ethics declarations

Disclosure

The authors declare that they have no competing interests.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

The original online version of this article was revised: Hai‑Bo Sun was listed twice in the author group. This was corrected.

Supplementary Information

Below is the link to the electronic supplementary material.

Supplementary file1 (DOCX 34 KB)

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Sun, HB., Yan, S., Liu, XB. et al. Neoadjuvant Chemotherapy or Adjuvant Chemotherapy for Esophageal Squamous Cell Carcinoma. Ann Surg Oncol 31, 2443–2450 (2024). https://doi.org/10.1245/s10434-023-14581-2

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1245/s10434-023-14581-2

Navigation