Can lung ultrasound assist in the decision of weaning mechanically ventilated neonates?
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Mechanical ventilation is widely used in neonates presenting with respiratory distress; however, it is not without complications. Early weaning of neonates is vital however the process of extubation is difficult to determine precisely. The use of lung ultrasound in neonates is recently accepted as a reliable tool in the assessment of several lung conditions. The aim of this study was to assess the use of lung ultrasound score as a quantitative method to assist in the decision of weaning mechanically ventilated neonates.
The study was conducted on 40 neonates admitted to the NICU with different causes of respiratory distress needing respiratory support by mechanical ventilation. Lung ultrasound was performed using a linear superficial probe at least three times, at admission, before switching mechanical ventilation mode and before weaning. The initial lung ultrasound score for all patients was between 9 and 36 (mean 25 ± 6.97, median 26) with the 11 patients initiated on Sync. Intermittent ventilation (SIMV) showing significantly lower scores than those initiated on assist/control ventilation (ACV). Patients successfully switched from ACV to SIMV showed significantly lower scores than those who failed. Patients successfully weaned from SIMV showed significantly lower scores than those who failed. ROC analysis showed a cut-off score of ≤ 14 had 85% sensitivity and 100% specificity for a successful switch between ACV to SIMV. It also showed that a score ≤ 6 had 87.5% sensitivity and 100% specificity for successful extubation.
The use of quantitative lung ultrasound scores in assessment of mechanically ventilated neonates shows a great potential in aiding the process of weaning.
KeywordsLung Ultrasound Mechanical ventilation Neonates Weaning
Receiver operator characteristics
Synchronized (Sync.) Intermittent mechanical ventilation
Mechanical ventilation is widely used in the management of neonates especially preterm patients, even with recent advances in non-invasive respiratory support [1, 2]. Despite its support for the respiratory system during its recovery from failure, it is not without complications and risks, including mortality and impairment of the nervous system development. So, when it comes for neonates and infants care, focus on early removal of mechanical ventilation should be considered to avoid such complications .
Failure of extubation is frequently seen in premature infants. The readiness of the patient for extubation is difficult to determine precisely and is usually based on the clinical judgment of the physician in charge of the case .
Lung ultrasound (LUS), which many radiologists thought was unfeasible, has gained popularity in the intensive care units being used as a rapid aid for decision making in critically ill patients. It has the advantages of being rapid, portable, and lacking the hazard of ionizing radiation of radiography and computed tomography . Lack of ionizing radiation makes it a suitable tool for imaging neonates, as several studies showed its accuracy in the diagnosis of several neonatal lung conditions including, but not limited to, respiratory distress syndrome and neonatal pneumonia [5, 6, 7, 8, 9]. Findings of lung ultrasound are based on the fact that its waves are not transmitted through a normally aerated lung and that only pleural lines can be seen. The reverberation artifact seen in normal aerated lungs is known as A-lines. Loss of lung aeration as in cases of pulmonary edema, for example, will change the appearance of the artifact caused by lung into vertical lines known as B-lines [4, 10].
The aim of this study was to assess the utility of lung ultrasound score, as a quantitative method, to assist in the decision of weaning mechanically ventilated neonates.
The study was a prospective observational study including 40 neonates suffering from respiratory distress of different etiologies and requiring mechanical ventilation regardless of their gestation age at the time of admission. Patients with proven congenital heart disease, chest deformities, multiple complex congenital anomalies, neurological affection (i.e., Hypoxic-ischemic encephalopathy or intracranial hemorrhage) and congenital infections were excluded from the study. The study was conducted in the NICU unit at our institution, starting in June 2016 and ending December 2016. Ethical committee approval of our institution was obtained and informed consent was taken from the parents or guardians of the patients.
Patients were subjected to history taking (prenatal, natal and post-natal), general and local examination of the chest, heart, and abdomen as well a neurological examination. Laboratory investigations included complete blood picture, serum C-reactive protein, serum electrolytes, and capillary blood gases.
Imaging investigations included plain radiography of the chest at admission and daily for follow-up. Radiographs were performed in the supine anteroposterior position using a mobile X-ray machine and computed radiography plates.
Lung ultrasound was performed using the multi-frequency superficial linear probe (6–12 MHz) installed on the Siemens Acuson X300 ultrasound machine (Siemens Health Care GmbH, Erlangen, Germany). Lung ultrasound was performed at least three times, at admission, before changing ventilation mode and before extubation. Additional scans were required in patients showing deterioration after changing the ventilation mode for follow-up and re-assessment. The lung ultrasound score proposed by Bouhemad et al.  was used to standardize the examination for all patients. Each hemithorax was divided into 6 regions, summing 12 zones for both sides. Upper and lower halves which were further divided into anterior, medial, and lateral zones. The anterior zone is between the medial aspect of the sternum and the anterior axillary line, the medial zone between anterior and posterior axillary lines, and the posterior zone posterior to the posterior axillary line. The probe was applied along the intercostal spaces in each zone, and the degree of aeration was assessed and given a score according to the findings. Normal aeration showing A-lines and lung sliding was given a score of 0, 3, or more separated B-lines denoting mild aeration loss were given a score of 1, marked aeration loss showing coalescent B-lines or curtain sign was given a score of 2 and lastly if lung consolidation was present it was given a score of 3. The maximum score for both lungs was 36. Ultrasound examinations were performed by a radiologist with an experience of more than 15 years in the field of pediatric imaging and ultrasound. In a case of emergency, examinations were performed by the senior radiology resident on call, trained by the radiologist. Images of the lung zones were stored on the machine and later revised by a radiologist. The entire examination took less than 10 min to perform. The decision of weaning patients in this study was not dependent solely on the lung ultrasound scores but on several clinical, biochemical, and radiological parameters.
Patients were mechanically ventilated using assist/control (AC) ventilation in 29 patients and sync intermittent mechanical ventilation (SIMV) in 11 patients. The 29 patients on AC ventilation mode were then switched to SIMV before weaning and extubation. Patients were followed up clinically for 48 h after extubation for assessment of its success or failure and the need for reintubation and mechanical ventilation.
Statistical analysis included descriptive statistics for age, weight, and frequency of variables. Analytic statistics included the Mann-Whitney U test for comparison between the groups and ROC curve analysis. Statistics were performed using Medcalc 18 statistical software (MedCalc Software bvba).
The study included 40 neonates, 24 males and 16 females. The gestational age at delivery was 28 to 40 weeks with a mean age of 35 ± 3.7 weeks. The birth weight varied between 1.3 to 3.9 kg with a mean weight of 2.68 ± 0.76 kg. The mode of delivery was Caesarian section in 29 patients and normal delivery in the remaining 11 patients.
Showing their initial lung ultrasound score for neonates at the time of admission
Initial LUS (all 40 neonates)
LUS ACV (no. 29)
LUS SIMV (no. 11)
Mean ± SD
25 ± 6.97
27 ± 5.87
19 ± 6.28
Showing LUS scores for neonates on AC ventilation before switching to SIMV and the difference in scores between patients with successful and failed switch
LUS ACV (all 29 neonates before switch)
LUS ACV Successful switch (20 neonates)
LUS ACV failed switch (9 neonates)
Mean ± SD
14 ± 2.64
13 ± 1.78
17 ± 1.13
Showing LUS scores for neonates on SIMV ventilation before weaning and extubation and the difference in scores between patients with successful and failed extubation
LUS SIMV (all 40 neonates before extubation)
LUS SIMV successful extubation (32 neonates)
LUS SIMV failed extubation (8 neonates)
Mean ± SD
5 ± 3.03
4 ± 2.42
9 ± 1.92
The process of weaning and extubation from mechanical ventilation is still a challenge and remains an inexact science .
In this study, our main objective was to explore the potential of bedside lung ultrasound in the neonatal intensive care unit as a decision-making aid in the process of weaning neonates from mechanical ventilation. In this study, we used the lung ultrasound score as proposed by Bouhemad et al.  as a quantitative method of assessing the degree of lung aeration. The initial LUS of the patients, in the current study, at admission was between 9 and 36, and it was found that patients initially ventilated on SIMV mode showed significantly lower scores (mean 19 ± 6.28, median 19) than those starting on AC mode (mean 27 ± 5.87, median 28). Another finding was that neonates showing a successful switch from AC mode to SIMV showed significantly lower LUS. Hummler et al.  and Kapasi et al.  stated that several modes of mechanical ventilation are present, including assist/control (AC) and synchronized intermittent mechanical ventilation (SIMV). The choice of which mode to use, between the latter two, is still a matter of debate, as the available data does not clearly show the superiority of one mode over the other [11, 12]. In our institution, neonatologists prefer using SIMV mode of ventilation before weaning the patients, which may explain the coincidence of patients initially ventilated on SIMV mode having lower scores than those initiated on AC mode. It may also explain the success of switching patients from AC mode to SIMV mode due to their lower scores reflecting better clinical and laboratory findings. It is noteworthy also to mention that findings in this study are also concordant with those of Raimondi et al.  who showed that lung ultrasound can predict the need of respiratory support in neonates; however, they used a proposed lung ultrasound pattern grade which they described as semi-quantitative, not the quantitative lung ultrasound score used in this study . Based on their proposed grading system, grade 1 in their study would correlate to a score around 24 in our study, if a bilateral symmetrical involvement of both lungs was present.
In this study, patients who showed successful switching from AC to SIMV had lower lung ultrasound scores (mean 13 ± 1.78, median 13) when compared to those who showed failed switch and distress (mean 17 ± 1.1.13, median 17), a cut-off value of ≤ 14 showed 85% sensitivity and 100% specificity for a successful switch between ACV to SIMV. It was also found the LUS score in patients with successful extubation (mean 4 ± 2.42, median 5) at the end of the study were significantly lower than those showing extubation failure (mean 9 ± 1.92, median 9) and the need for re-ventilation. A cut-off score of ≤ 6 was found to have a 87.5% sensitivity and 100% specificity for successful extubation.
Soummer et al.  in their research on adults showed that patients with higher lung ultrasound scores are prone to post-extubation distress, and their proposed cut-off value was ≥ 17. They also proposed a cut-off value of < 13 as a good indicator of extubation success . Soliman et al.  proposed a cut-off value of ≥ 15.5 as an indicator of extubation failure . The relative differences in their results and cut-off values with our study could be probably explained by the difference in the studies population ages and methods of mechanical ventilation used; however, the general common finding is that patients with lower lung ultrasound scores show a better chance of extubation success.
Raimondi et al.  showed in their study that lung ultrasound is a useful tool in predicting non-invasive ventilation failure in neonates, using the previously mentioned ultrasound pattern grade not the lung ultrasound score . In their study patients with grade I pattern (white lung) needed intubation and mechanical ventilation while patients with grades 2 and 3 were managed by non-invasive ventilation or conservatively. Concordance of results between their study and ours is present despite the different approaches to lung affection grading system.
Studies using quantitative lung ultrasound score as an indicator of lung aeration and the need of surfactant administration in cases of respiratory distress in newborns are present [17, 18]; however, we could not find a study discussing the use of this score in relation to mechanical ventilation in the same age group.
In view of our findings, we can conclude that the use of quantitative lung ultrasound score shows great potential as a reliable tool in the assessment of mechanically ventilated neonates and aid in the decision-making during the process of weaning as in adults, despite the relatively small number of patients this study was conducted on.
All authors have appraised the article and actively contributed to the work. ME contributed to the imaging of patients, manuscript writing, statistical analysis, and revision of the manuscript. AS contributed to the scanning of the patients and collection of data. MN helped in the revision of clinical findings and manuscript revision. AH contributed to the idea of the research, facilitation of data collection, and overall revision of the manuscript. All authors read and approved the final manuscript.
The authors declare that the study was self-funded and no funding was obtained from the manufacturers of the machines used, from any of its representatives, or from any other organization.
Ethics approval and consent to participate
This study was approved by the Research Ethics Committee of the Faculty of Medicine at Tanta University in Egypt in April 2016; reference number of approval: 30897/04/16. All parents or guardians of the patients included in this study gave written informed consent to participate in this research.
Consent for publication
All parents or guardians of the patients included in this research gave written informed consent to publish the data contained within this study. The authors grant the publisher the consent for publication of this work.
The authors declare that they have no competing interests.
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