Investigational treatment of rheumatoid arthritis with a vibrotactile device applied to the external ear
Rheumatoid arthritis (RA) is a chronic and debilitating inflammatory disease characterized by extensive joint tissue inflammation. Implantable bioelectronic devices targeting the inflammatory reflex reduce TNF production and inflammation in preclinical models of inflammatory disease, and in patients with RA and Crohn’s disease. Here, we assessed the effect of applying a vibrotactile device to the cymba concha of the external ear on inflammatory responses in healthy subjects, as well as its effect on disease activity in RA patients.
Six healthy subjects received vibrotactile treatment at the cymba concha, and TNF production was analyzed at different time points post-stimulation. In a separate study, nineteen healthy subjects were enrolled in a randomized cross-over study, and effects of vibrotactile treatment at either the cymba concha or gastrocnemius on cytokine levels were assessed. In addition, the clinical efficacy of vibrotactile treatment on disease activity in RA was assessed in nine patients with RA in a prospective interventional study.
Vibrotactile treatment at the cymba concha reduced TNF levels, and the suppressive effect persisted up to 24 h. In the cross-over study with 19 healthy subjects, vibrotactile treatment at the cymba concha but not at the gastrocnemius significantly reduced TNF, IL-1β, and IL-6 levels compared to pre-treatment baseline (TNF p < 0.05, IL-6 p < 0.01, IL-1β p < 0.001). In healthy subjects, vibrotactile treatment at the cymba concha inhibited TNF by 80%, IL-6 by 73%, and IL-1β by 50% as compared to pre-treatment baseline levels. In RA patients, a significant decrease in DAS28-CRP scores was observed two days post-vibrotactile stimulation at the cymba concha (DAS28-CRP score pre-treatment = 4.19 ± 0.33 vs post-treatment = 3.12 ± 0.25, p < 0.05). Disease activity remained significantly reduced 7 days following vibrotactile treatment (DAS28-CRP score 7 days post-treatment = 2.79 ± 0.21, p < 0.01). In addition, a persistent improvement in visual analogue scale scores, a patient derived measure of global health assessment, was observed in RA patients following vibrotactile treatment.
Application of a vibrotactile device to the cymba concha inhibits peripheral blood production of TNF, IL-1β, and IL-6 in healthy subjects, and attenuates systemic inflammatory responses in RA patients.
KeywordsAuricular vagus nerve taVNS rheumatoid arthritis TNF
Academic Medical Center
Clinical Research Center
cAMP response element-binding protein
Disease activity score
Enzyme-linked immunosorbent assay
Feinstein Institute for Medical Research
High-sensitivity c-reactive protein
Nuclear factor kappa-light-chain-enhancer of activated B cells
Repeated measures analysis of variance
Transcutaneous auricular vagus nerve stimulation
Tumor necrosis factor
Visual analog scale
Volts direct current
α7 nicotinic acetylcholine receptor
Rheumatoid arthritis (RA) is a progressive and debilitating disease characterized by an inflammatory pannus whose growth is stimulated by TNF and IL-6 (Smolen et al. 2016). Early work identified anti-TNF monoclonal antibodies as protective against lethality in animal models of septic shock (Tracey et al. 1987), and set the stage for the clinical translation of anti-TNF agents to a variety of inflammatory diseases. Anti-TNF biologics are widely-prescribed and efficacious in rheumatoid arthritis, ankylosing spondylitis, inflammatory bowel disease, and psoriasis. Despite their clinical efficacy, these agents are costly (>$25,000 per patient annually), and render patients susceptible to serious infections as a direct result of TNF blockade (Monaco et al. 2015). To circumvent these limitations of conventional anti-TNF agents, bioelectronic medicine has emerged as a promising alternative approach to target systemic inflammation (Olofsson and Tracey 2017). Bioelectronic devices targeting the inflammatory reflex reduce TNF and inflammation in preclinical models of inflammatory disease, and in patients with rheumatoid arthritis and Crohn’s disease (Chavan et al. 2017; Andersson and Tracey 2012a; Levine et al. 2014; Koopman et al. 2016; Bonaz et al. 2016).
Neural reflexes control the cardiovascular, pulmonary, gastrointestinal, renal, hepatic, and endocrine systems. Recent studies revealed that innate and adaptive immunity are also controlled by neural reflex mechanisms (Chavan et al. 2017; Chavan and Tracey 2017; Pavlov et al. 2018). The vagus nerve-based inflammatory reflex is a physiological mechanism though which the vagus nerve signals regulate immune function (Borovikova et al. 2000; Andersson and Tracey 2012b; Tracey 2002). Molecular mediators of innate immunity activate the afferent signals in the vagus nerve which are transmitted to the brainstem that controls outgoing efferent signals in the vagus nerve. Efferent signals arising in the vagus nerve are then transmitted to the splenic nerve and synapse on splenic lymphocytes causing them to release acetylcholine, which binds the α7 nicotinic acetylcholine receptor (α7nAChR) expressed on macrophages and monocytes (Chavan et al. 2017; Wang et al. 2003; Olofsson et al. 2012). Signal transduction induced by acetylcholine binding increases intracellular calcium, decreases nuclear translocation of NFκB, stabilizes mitochondrial membranes, and inhibits inflammasome activity. These events result in the reduction of the pro-inflammatory cytokines TNF, IL-1β, and IL-6 produced by the spleen (Olofsson et al. 2012). α7nAChR-mediated inhibition of TNF is dependent on CREB and c-FOS (Tarnawski et al. 2018).
Positive pilot clinical trial results have been reported in patients with RA and Crohn’s disease treated with implanted stimulators that deliver electrical impulses to the cervical vagus nerve (Koopman et al. 2016; Bonaz et al. 2016). The vagus nerve is a bilateral cranial nerve which arises from brainstem nuclei and innervates the viscera. The auricular branch of the vagus nerve arises from the vagus and supplies cutaneous regions of the concha and posterior aspect of the lower ear with afferent innervation (Henry 2002; Peuker and Filler 2002; Trevizol et al. 2016; Kong et al. 2018). Transcutaneous auricular vagus nerve stimulation (taVNS) is an investigational therapy in which electrical signals are applied to the cutaneous territory supplied by the auricular branch of the vagus nerve. There are numerous studies of taVNS currently planned or recruiting in the United States and abroad for a range of diseases, including depression, stroke, atrial fibrillation, and heart failure. Functional MRI studies have demonstrated that taVNS activates known brain projections of the vagus, including the nucleus tractus solitarius, dorsal raphe, locus coeruleus, parabrachial area, hypothalamus, amygdala, anterior cingulate cortex, anterior insula, and nucleus accumbens (Yakunina et al. 2017; Kraus et al. 2007; Dietrich et al. 2008; Kraus et al. 2013; Krause et al. 2013; Frangos et al. 2015; Fang et al. 2017). Previous clinical studies have evaluated the effect of taVNS on a variety of conditions and physiological states, including pharmacoresistant epilepsy, depression, pre-diabetes, tinnitus, memory, stroke, and oromotor dysfunction (Kong et al. 2018; Rong et al. 2014; Rong et al. 2016; Stefan et al. 2012; Huang et al. 2014; Shim et al. 2015; Jacobs et al. 2015; Badran et al. 2018; Redgrave et al. 2018). These studies have made use of a range of electrical stimulation settings, as well as several stimulation sites on the auricle or mastoid process, however, it is unknown whether applying a stimulus to the cutaneous region innervated by the auricular branch of the vagus nerve could attenuate systemic inflammatory responses in human subjects. Moreover, it remains unknown whether a mechanical stimulus applied to the cutaneous region innervated by the auricular branch of the vagus nerve, i.e., the cymba concha can attenuate systemic inflammatory responses.
We have reported that transcutaneous mechanical activation of the cervical vagus nerve is therapeutically efficacious in murine models of sepsis (Huston et al. 2007). Pressure applied directly to the skin overlying the cervical vagus nerve dose-dependently attenuated serum TNF levels during lethal endotoxemia. These studies demonstrated that transcutaneous mechanical stimulation of the vagus nerve attenuates serum inflammatory cytokine levels, and enhances survival in model of cytokine-mediated disease. Here we show that application of a vibrotactile device to the cymba concha of the external ear inhibits peripheral blood production of TNF, IL-1β, and IL-6 in healthy subjects, and attenuates disease activity in RA patients.
An oscillatory device (X/Y Axial Stimulator, Mass Bay Engineering, Norwell, MA) was designed and fabricated for the clinical studies. The device consists of a hand-held probe containing a motor which spins an eccentric counterweight, producing radial displacement in a circular pattern at the probe tip. Application of the probe tip to the skin of a human subject is sensed as vibration. The device was powered by a 4602PS DC power supply (MPJA, West Palm Beach, FL). For treatment of study subjects, the device was manually applied by a device operator. It was positioned perpendicular to and with its tip in contact with the cymba concha or gastrocnemius, and applied with a force of 0.15 kg. The specifications of the device were measured using an experimental set-up representative of the device treatment administered to study subjects. All tests were performed at 4VDC; current fluctuated from 0.25A to 0.28A influenced by loading. For testing, the handle of the device was cushioned by a ¼″ thick sleeve of closed cell vinyl foam closely resembling the grip and flexibility of human fingers. Device frequency with zero load was measured to be 6600 RPM on the vertical axis. The frequency and amplitude of the device were recorded by applying the device to tissue-matched durometers (Sorbothane Inc., Kent, OH) overlying a #DS2–110 digital force gauge (Imada Instruments, Northbrook, IL). Durometers were matched to the cymba concha and gastrocnemius by tactile sensation; for the cymba concha, a 30 “A” urethane durometer was used, and for the gastrocnemius, a 30 “00” Sorbothane durometer was used. A microscope with reticle was used to assess amplitude. The frequency of device oscillation was measured using a Strobotac 1531-AB strobe light (General Radio Company, Cambridge, MA). When applied to the 30 “A” urethane cymba concha-matched durometer, device frequency was 10,100 RPM, horizontal amplitude was 0.008″, and vertical amplitude was 0.005″. When applied to the 30 “00” Sorbothane durometer, device frequency was 9330 RPM, horizontal amplitude was 0.015″, and vertical amplitude was 0.005″.
Study participant characteristics
Vibrotactile device treatment
For the stimulation at the external ear in the healthy subjects and RA patients, the stimulation with the vibrotactile device was delivered at the right cymba concha. For the study of healthy subjects at the AMC, subjects underwent a one-time stimulation of two minutes duration at the right cymba concha. For the study of healthy subjects at FIMR, a cross-over design was utilized in which each subject received a one-time stimulation of two minutes duration at the right cymba concha, and a one-time stimulation of two minutes duration at the right gastrocnemius. RA patients received a total of four stimulations of five minutes duration each using a vibrotactile device (Brookstone). Two stimulations were delivered on the first day, and two stimulations were delivered on the second day. After cleansing the skin with a disposable alcohol prep pad, the device was placed in direct contact with the skin either at the right cymba concha or at the posterior aspect of the leg at the right gastrocnemius muscle (three inches inferiorly from the head of the fibula, and two inches posteriorly), and the treatment was delivered as indicated.
Disease activity in RA patients
Disease activity in RA patients was measured using DAS28-CRP with four variables, a validated combined index that includes enumeration of tender and swollen joints, visual analog score (VAS), and measurement of high-sensitivity CRP (Fransen et al. 2003). Joint tenderness and swelling were assessed by a single physician to limit variability. The score was calculated as follows: DAS28-CRP = 0.56*sqrt(TJC28) + 0.28*sqrt(SJC28) + 0.36*ln(CRP + 1) + 0.014*GH + 0.96 (https://www.das28.nl/das28/en/). A DAS score of less than 2.6 indicates remission; a score between 2.6 and 3.2 indicates low/minimal disease activity; a score between 3.2 and 5.1 indicates moderate activity; a score of more than 5.1 is considered high/severe disease activity (Fransen and van Riel 2009; Anderson et al. 2012).
Whole blood assay
Venous blood was drawn into either sodium heparin tubes (AMC) or EDTA tubes (FIMR) (Becton Dickinson, NJ, USA). Blood was aliquoted (0.5 ml) in the assay tubes and stimulated with endotoxin. Endotoxin [lipopolysaccharide (LPS) at FIMR: Escherichia coli 0111:B4, Sigma cat. no. L4130 or at AMC: ultrapure, Invivogen, cat. no. tlrl-pelps) was re-suspended to 5 mg/ml, sonicated for 30 min, vortexed, and diluted with RPMI (at AMC) or PBS (at FIMR) to generate a working 1 mg/ml stock. This stock was serially diluted with 1x PBS to final concentrations of 1 ng/ml, in 500 μL blood aliquots. Microfuge tubes aliquoted with blood and endotoxin were incubated on a rocking platform at 37 °C with 5% CO2. After a 3-4 h incubation, plasma was collected by centrifugation [5 min, 2000 g (5000 rpm in Microfuge 5415C; Brinkmann, Westbury, NY)] and frozen at − 20 °C for future analysis. All assays were performed in duplicate.
Interleukin (IL)-6, IL-1β, and TNF levels were determined by using the Cytometric Bead Array (from BD Biosciences) or the V-PLEX proinflammatory panel 1 human kit (Meso Scale Discovery, Gaithersburg, MD, USA), according to manufacturer’s instructions. TNF levels in plasma samples were analyzed by commercially available ELISA kits (R&D Systems, Minneapolis, MN) according to manufacturer’s instructions. High sensitivity CRP serum analysis was performed using a Hitachi 917 automated analyzer (Roche Diagnostics, Indianapolis, IN) at the core laboratory at Northwell Health. The reference value for hsCRP is 0.0–3.0 mg/L.
All statistical analyses were carried out using GraphPad Prism 6 software (GraphPad Software, La Jolla, CA). Data are presented as mean ± SEM where applicable. Repeated measures analysis of variance (RMANOVA) with the Friedman test was used to determine if healthy subjects or RA patients behaved differently over time (pre- vs. post-taVNS). For all analyses, the standard assumptions of Gaussian distribution were tested. The mean changes in TNF release between pre- and post-taVNS or pre- and post-gastrocnemius stimulation in healthy subjects were assessed for significance using a paired Student’s t test. All p-values and n values are indicated in figure legends. P-values < 0.05 were considered significant.
Application of a vibrotactile device at the cymba concha decreases TNF in a pilot study of healthy subjects
Application of a vibrotactile device at the cymba concha, and not the gastrocnemius, attenuates inflammatory responses in healthy subjects
Application of a vibrotactile device at the cymba concha decreases disease activity scores in patients with rheumatoid arthritis
At the time of the study, nine RA patients had active disease (moderate to severe, DAS28 score > =3.2) based on the criteria by American College of Rheumatology (Anderson et al. 2012); two additional patients had inactive disease (DAS28 score < 2.6) and underwent the study, but these data were not included as part of the analysis. Disease activity was significantly attenuated in RA patients with active disease (24–51% reduction in DAS28 scores over 7 days) after vibrotactile treatment at the cymba concha. 85% of the patients with moderate disease (5 out of 7 patients DAS28 scores 3.16–4.38) reached inactive disease stage by 7 days (DAS28 scores 2.14–2.41); whereas in two of the study subjects with severe disease (100%, 2 out of 2 subjects), vibrotactile treatment at the cymba concha reduced disease activity by 34–51% (DAS28 score 5.67 and 5.96 reduced to 2.78 and 3.96 respectively). Following taVNS, circulating CRP levels were significantly reduced after 2 days (pre-treatment = 6.66 ± 2.5 [0.2–21] vs. post-treatment = 4.71 ± 1.71 [0.3–14], p < 0.05, RMANOVA, Friedman test) but returned back to the baseline after 7 days (6.97 ± 2.56 [0.7–16.2]).
Application of a vibrotactile device at the cymba concha decreases global health VAS in patients with rheumatoid arthritis
Self-reported well-being and pain are routinely used in the assessment of RA (Amaya-Amaya et al. 2012). Vibrotactile treatment of the cymba concha reduced visual analogue scale (VAS) scores, a patient derived measure of global health assessment when assessed 2-days post-treatment (VAS score pre-treatment = 53.0 ± 9.9 vs. post-treatment = 34.7 ± 6.0; p < 0.05, RMANOVA, Fig. 5b); this effect persisted throughout the 7 day study period (VAS score 26.8 ± 6.95; p < 0.05, RMANOVA, Fig. 5b). Together, these results indicate application of a vibrotactile device to the cymba concha of the external ear may confer therapeutic benefit to RA patients.
Our results demonstrate that vibrotactile stimulation at the cymba concha attenuates inflammatory responses in the settings of both health and disease, and further suggest that the auricular branch of the vagus nerve is a functional component of the inflammatory reflex. In healthy subjects, vibrotactile stimulation at the cymba concha attenuated endotoxin induced TNF responses in whole blood assay for up to 24 h. Using a cross-over study, we found that vibrotactile stimulation at the cymba concha but not at the gastrocnemius reduces TNF, IL-6, and IL-1β responses ex vivo following endotoxin challenge in healthy patients, and attenuates disease severity in RA patients with moderate or severe disease. Reduction of systemic inflammation in patients may be achieved by delivering electrical impulses to the vagus nerve at the cervical level (Koopman et al. 2016; Bonaz et al. 2016). Moreover, in healthy subjects, transcutaneous cervical vagus nerve stimulation decreases cytokines and chemokines in whole blood cultures (Lerman et al. 2016). These signals travel distally to the spleen, where they terminate on acetylcholine-synthesizing T cells, which in turn inhibit the inflammatory responses of splenic macrophages (Rosas-Ballina et al. 2011). Previous work has anatomically demonstrated projections of the auricular branch of the vagus. Activation of the NTS has been demonstrated following vibrotactile treatment of the cavum concha in rats (Ay et al. 2015), and afferent fibers of the vagus are known to terminate primarily in the nucleus tractus solitarius (Goehler et al. 2000). The modulation of immunological endpoints both in endotoxin assays performed on blood from healthy subjects and attenuation of disease severity in RA patients strongly suggests that the vibrotactile stimulus at the cymba concha in this study induces neural signals which converge on the efferent neural signaling pathway of the inflammatory reflex. While the origin of descending motor fibers in the vagus that ultimately target the spleen was beyond the scope of the present study, it is nonetheless a subject of interest for future study.
The stimulation modality, anatomical location, and treatment duration in the present study are different in important ways from these previous studies. The auricular branch of the vagus nerve supplies several regions of the auricle with sensory fibers. The cymba concha region has been shown by cadaveric studies to receive all of its sensory innervation from the auricular branch of the vagus nerve, with no additional innervation from other cutaneous nerves (Peuker and Filler 2002). Integration of anatomical studies, functional studies, and the modulation of clinical endpoints by different approaches to vibrotactile treatment will be important to define both the neuroanatomy and biology of the auricular branch of the vagus nerve as well as its role as a therapeutic target.
While this study was not designed to assess the dose-dependence of vibrotactile treatment, it is interesting to note that the disease attenuation observed in RA patients – as indicated by both DAS28 scores and VAS scores – persisted for up to 7 days in the majority of patients. The RA patients in this study received a total of 4 separate stimulations, each lasting 2 min, delivered on two sequential days, totaling 8 min of vibrotactile treatment in sum. That the reduction of TNF, IL-6 and IL-1 β observed in ex vivo assays following endotoxin challenge in healthy subjects were likewise achieved with minimal stimulation duration. These results demonstrate that in the absence of systemic inflammation, the motor arm of the inflammatory reflex may still be targeted in healthy subjects to reduce the levels of inflammatory cytokines below their physiological set points.
The primary objective of this study was to determine whether activating the auricular branch of the vagus nerve using vibrotactile device inhibits cytokines in humans and improves disease severity in RA. It is reasonable to consider whether placebo mechanisms contribute to these findings as study subjects are aware when the device is delivering the stimulation. It is plausible that placebo mechanisms may contribute to attenuating disease scores in RA. However, lack of any cytokine suppressing effects following vibrotactile stimulation at the gastrocnemius in healthy subjects argues against the placebo effect. A related and open question regarding the nature of vagus nerve activation is the identity of the fibers that carry the signals which culminate in anti-inflammatory effects. Trains of electrical taVNS have been shown to modulate heart rate in a parameter-dependent fashion (Badran et al. 2018). It follows therefore, that similar parametric determinants of vagus nerve signaling may differentially regulate inflammatory cytokines by engaging different types of fibers, a concept which we recently demonstrated in afferent cytokine-mediated signaling of the vagus nerve (Zanos et al. 2018). A limitation of our study is the inability to control for the sound of the vibrotactile device during simulation. These sound waves are produced in close proximity to the external auditory meatus, and could simultaneously engage other neural pathways. Whether sound waves themselves can activate neural signals to control immune responses is an additional interesting subject of study. Taken together, the data in this study support the mechanistic and therapeutic framework for the use of bioelectronic devices to target neural circuits previously mapped to control inflammatory responses. Vibrotactile taVNS warrants further study for the treatment of RA and other disorders of systemic inflammation, and may be of particular relevance in patients for whom implantable vagus nerve stimulators are not tolerated or are otherwise contraindicated or unavailable.
Together, these studies establish that vibrotactile stimulation at the cymba concha modulates TNF, IL-6 and IL-1β production and reduces inflammation in humans. These findings also demonstrate that transcutaneous vagus nerve stimulation reduces the disease severity in RA patients. This pilot study supports the future development of novel non-invasive bioelectronic treatment modalities for diseases currently treated with drugs. Clinical trials in RA are warranted to address the clinical efficacy, as our findings suggest that it is possible to use the vibrotactile taVNS in the experimental therapy of RA and possibly other cytokine-mediated auto-inflammatory disorders.
The authors would like to thank Dr. Aisling Tynan for helping with data analysis.
This study was supported by grants from the National Institute of Health (NIGMS 1R35GM118182–01 to KJT, and NIAID 1P01AI102852-01A1 to BD, KJT and SSC).
Availability of data and materials
Please contact authors for data requests.
AFdV, TvdP, VAP, SSC and KJT designed research; MEA, AFdV, RSG and SSC performed research; MEA, GHI, AFdV, TvdP, RSG, SSC, and KJT analyzed and interpreted data; SF designed, and fabricated the vibrotactile device; GHI, SSC and KJT wrote the manuscript; VAP, HY and BD provided additional comments and contributed to finalizing the manuscript. All authors read and approved the final manuscript.
There is no additional author information to be included.
Ethics approval and consent to participate
Human subjects participated at two institutional sites. The study protocol for healthy subjects at the Academic Medical Center, University of Amsterdam, Amsterdam, The Netherlands was approved by the Institutional Review Board of the University of Amsterdam. The study protocols for healthy subjects and RA patients at the Feinstein Institute for Medical Research, Manhasset, New York, USA were approved by the Clinical Research Center (CRC) and the Institutional Review Board of Northwell Health, and performed at the CRC of Northwell Health. Informed consent was obtained from all the study participants.
Consent for publication
The authors declare that they have no competing interests.
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