Skip to main content
Log in

Can the Locked-In Be Unlocked? University Stratification in China Under State-Led Quest for World-Class Universities

  • Original Article
  • Published:
Higher Education Policy Aims and scope Submit manuscript

Abstract

Emerging studies on university stratification have often attributed the developmental gaps between universities to the popularization of new public management in contexts where market mechanisms prevail in higher education governance. However, less attention has been paid to how state powers continue to mediate university stratification alongside market influence. Embracing the competitive emphasis of new public management, the Chinese state has launched a new world-class university scheme, the Double World-class (DWC) Project, replacing the past one, Project 985/211. Tracing the continuities and changes from Project 985/211 to the DWC Project, this study examines the mechanisms and outcomes of China’s university stratification at two levels. Firstly, the DWC Project has reproduced and reinforced the overall stratified landscape of China’s universities. The state-designated hierarchy of elite and non-elite universities is reproduced in a more complex form of market-based stratification through what we propose as a “lock-in cycle” mechanism. Secondly, the DWC Project is nonetheless reshuffling the internal stratification of elite universities in three aspects: privileged identities are becoming volatile, which catalyzes inter-university competition financed by local governments; the distinction between central and local universities is collapsing when stratification becomes increasingly discipline-based; and the rising market-based stratification is challenging the state-designated hierarchy and the lock-in cycle.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Source: The authors

Fig. 2

Source: The authors

Similar content being viewed by others

References

  • Andersen, R. (2011) 'Social stratification', in J. Manza (ed.) Oxford bibliographies online: sociologyNew York: Oxford University Press.https://doi.org/10.1093/OBO/9780199756384-0053.

    Chapter  Google Scholar 

  • Austin, I. and Jones, G.A. (2015) Governance of higher education: global perspectives, theories, and practices, New York: Routledge.

    Book  Google Scholar 

  • Beerkens, M. (2013) Competition and concentration in the academic research industry: an empirical analysis of the sector dynamics in Australia 1990–2008. Science & Public Policy 40(2): 157–170

    Article  Google Scholar 

  • Boudon, R. (1974) Education, opportunity, and social inequality: changing prospects in western Society, New York: Wiley.

    Google Scholar 

  • Bourdieu, P. (1973) 'Cultural reproduction and social reproduction', in R. Brown (ed.) Knowledge, education, and cultural changeLondon: Tavistock, pp. 71–112.

    Google Scholar 

  • Bourdieu, P. (1998) The state nobility: elite schools in the field of power, Redwood City: Stanford University Press.

    Google Scholar 

  • Breen, R. and Jonsson, J.O. (2005) Inequality of opportunity in comparative perspective: recent research on educational attainment and social mobility. Annual Review of Sociology 31(1): 223–243

    Article  Google Scholar 

  • Broucker, B. and De Wit, K. (2015) 'New public management in higher education', in J. Huisman, H. de Boer, D.D. Dill and M. Souto-Otero (eds.) The Palgrave international handbook of higher education policy and governanceBasingstoke: Palgrave Macmillan, pp. 57–75.

    Chapter  Google Scholar 

  • Cai, Y. and Yan, F. (2015) 'Demands and responses in chinese higher education', in S. Schwartzman, R. Pinheiro and P. Pillay (eds.) Higher education in the BRICS countriesDordrecht: Springer, pp. 149–169.

    Chapter  Google Scholar 

  • Chiang, T.H., Meng, F. and Tian, X.M. (2015) 'Globalization and elite universities in China', in Z. Van Agnès, B. Stephen and D. Brigitte (eds.) Elites, privilege and excellence: the national and global redefinition of educational advantageAbingdon: Routledge, pp. 111–125.

    Google Scholar 

  • Cingta (2020) Hundreds of local universities announced 2020 budget, 26 Apr, https://www.cingta.com/detail/17141, accessed 12 July 2020.

  • Davies, S. and Zarifa, D. (2012) The stratification of universities: structural inequality in Canada and the United States. Research in Social Stratification and Mobility 30(2): 143–158

    Article  Google Scholar 

  • Douglass, J.A. (2016) 'The origin of the flagship idea and modern adaptations', in J.A. Douglass (ed.) The new flagship university: changing the paradigm from global ranking to national relevancyBasingstoke: Palgrave Macmillan, pp. 9–30.

    Google Scholar 

  • Halffman, W. and Leydesdorff, L. (2010) Is Inequality among Universities Increasing? Gini Coefficients and the Elusive Rise of Elite Universities. Minerva 48(1): 55–72

    Article  PubMed  PubMed Central  Google Scholar 

  • Han, S. and Xu, X. (2019) How far has the state “stepped back”: an exploratory study of the changing governance of higher education in China (1978–2018). Higher Education 78(5): 931–946

    Article  Google Scholar 

  • Hicks, D. (2012) Performance-based university research funding systems. Research Policy 41(2): 251–261

    Article  Google Scholar 

  • Jeon, J. and Kim, S.Y. (2018) Is the gap widening among universities? On research output inequality and its measurement in the korean higher education system. Quality & Quantity 52(2): 589–606

    Article  Google Scholar 

  • Jiang, J. and Mok, K.H. (2019) 'Asserting global leadership in higher education: governance with strong government in China', in D.S.L. Jarvis and K.H. Mok (eds.) Transformations in higher education governance in Asia: policyPolitics and Progress, Singapore: Springer, pp. 101–121.

    Chapter  Google Scholar 

  • Lau, Y. and Rosen, H.S. (2016) Are universities becoming more unequal? Review of Higher Education 39(4): 479–514

    Article  Google Scholar 

  • Leathwood, C. (2004) A critique of institutional inequalities in higher education (or an alternative to hypocrisy for higher educational policy). Theory and Research in Education 2(1): 31–48

    Article  Google Scholar 

  • Li, J. (2012) World-class higher education and the emerging Chinese model of the university. Prospects 42(3): 319–339

    Article  Google Scholar 

  • Liu, X. (2018) The “double first class” initiative under top-level design. ECNU Review of Education 1(1): 147–152

    Article  Google Scholar 

  • Lorenz, C. (2012) If you’re so smart, why are you under surveillance? Universities, neoliberalism, and new public management. Critical Inquiry 38(3): 599–629

    Article  Google Scholar 

  • Lueg, K. (2017) 'Social stratification and inequality', in F.M. Moghaddam (ed.) The SAGE encyclopedia of political behaviorThousand Oaks: SAGE Publications, p. 781.

    Google Scholar 

  • Meyer, J.W. (1977) The effects of education as an institution. The American Journal of Sociology 83(1): 55–77

    Article  Google Scholar 

  • MOE (Ministry of Eduction, China) (2015) Third party assessment of higher education, http://www.moe.gov.cn/jyb_xwfb/xw_fbh/moe_2069/xwfbh_2015n/xwfb_151204/151204_sfcl/201512/t20151204_222888.html, accessed 12 May 2022.

  • MOE (2017) Ministries explain about Double World-class, http://www.gov.cn/zhengce/2017-09/21/content_5226573.htm, accessed 12 February 2020.

  • Mok, K.H. (2010) Emerging regulatory regionalism in university governance: a comparative study of China and Taiwan. Globalisation, Societies and Education 8(1): 87–103

    Article  ADS  Google Scholar 

  • Münch, R. (2014) Academic capitalism: universities in the global struggle for excellence, New York: Routledge.

    Book  Google Scholar 

  • Neave, G. (1988) On the cultivation of quality, efficiency and enterprise: an overview of recent trends in higher education in Western Europe, 1986–1988. European Journal of Education 23(2): 7–23

    Article  Google Scholar 

  • Peters, M.A. and Besley, T. (2018) China’s double first-class university strategy. Educational Philosophy and Theory 50(12): 1075–1079

    Article  Google Scholar 

  • Shore, C. and Wright, S. (2015) Governing by numbers: audit culture, rankings and the new world order. Social Anthropology 23(1): 22–28

    Article  Google Scholar 

  • Sina Education (2019) Chinese universities face reshuffling of double-first-class list, local universities are difficult to be selected, http://edu.sina.com.cn/gaokao/2019-08-14/doc-ihytcitm9113855.shtml, accessed August 14, 2020.

  • State Council (2015) Overall plan for promoting the construction of world-class universities and disciplines, http://www.gov.cn/zhengce/content/2015-11/05/content_10269.htm, accessed 8 May 2020.

  • Stone, R. (2011) Daring experiment in higher education opens its doors. Science 332(6026): 161–161

    Article  CAS  PubMed  ADS  Google Scholar 

  • Ville, S., Valadkhani, A. and O’Brien, M. (2006) The distribution of research performance across Australian universities, 1992–2003, and its implications for “building diversity.” Australian Economic Papers 45(4): 343–361

    Article  Google Scholar 

  • Wang, K. and He, S. (2019) Unraveling the marginalization of new generation peasant workers in China: cultural reproduction and symbolic construction. Journal of Urban Affairs 41(3): 282–304

    Article  ADS  Google Scholar 

  • Yu, K., Stith, A., Liu, L. and Chen, H. (2012) Tertiary education at a Glance: China, Boston, MA: Sense.

    Book  Google Scholar 

  • Zeng, J. and Li, M. (2014) The 20 years’ contestation on the abolition of 211 and 985, http://finance.sina.com.cn/china/20141205/224421010203.shtml, accessed 6 July 2020.

  • Zhao, K. and You, Z. (2021) Isomorphism, diversification, and strategic ambiguity: goal setting of Chinese higher education onstitutions in the double world-class project. Higher Education Policy 34(4): 841–860

    Article  MathSciNet  Google Scholar 

  • Zong, X. and Zhang, W. (2019) Establishing world-class universities in China: deploying a quasi-experimental design to evaluate the net effects of Project 985. Studies in Higher Education 44(3): 417–431

    Article  MathSciNet  Google Scholar 

Download references

Funding

The research findings presented in this paper are derived from a project supported by the Research Sustainability of Major RGC Funding Schemes—Strategic Areas, The Chinese University of Hong Kong (Project code: 3133212).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jiang Xu.

Ethics declarations

Conflict of interest

None.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Wang, K., Chung, C.K.L., Xu, J. et al. Can the Locked-In Be Unlocked? University Stratification in China Under State-Led Quest for World-Class Universities. High Educ Policy 37, 1–20 (2024). https://doi.org/10.1057/s41307-022-00290-0

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1057/s41307-022-00290-0

Keywords

Navigation