Abstract
The topological states of matter and topological materials have been attracting extensive interests as one of the frontier topics in condensed matter physics and materials science since the discovery of quantum Hall effect in 1980s. So far all the topological phases such as integer quantum Hall effect and topological insulators are characterized by integer topological invariants. None is a half integer or fractional. Here we propose a type of semimetals which hosts a single cone of Wilson fermions. The Wilson fermions possess linear dispersion near the Dirac point, but break the chiral or parity symmetry such that an unpaired Dirac cone can be realized on a lattice. In order to avoid the fermion doubling problem, the chiral symmetry or parity symmetry must be broken explicitly if the hermiticity, locality and translational invariance all hold. We find that the system can be classified by the relative homotopy group, and a halfinteger topological invariant. We term the nontrivial quantum phase as quantum anomalous semimetal. The work opens the door towards exploring novel states of matter with fractional topological charge.
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Introduction
Discovery of quantum Hall effect in 1980s opened an avenue to explore the topological states of matter and topological materials in condensed matter physics and materials science^{1}. The topological insulators and superconductors are classified as a state of matter according to the topology of band structure and are characterized by the Z and Z_{2} topological invariants^{2,3,4,5,6,7}, which determine the existence of the boundary states around the systems according to the bulkboundary correspondence^{3,4}. Some topological metals and semimetals were also discovered to possess the Fermi arcs on the surface of the systems^{8,9,10,11,12,13,14}. However, so far all the discovered topological phases of matter and the topological materials are characterized by a nonzero integer. None of the topological invariant is a halfinteger or fractional^{15,16}. The NielsenNinomiya or fermion doubling theorem states that a single gapless Dirac fermion cannot be constructed on a regular lattice in even spacetime dimensions while preserving all of the symmetries: translation invariance, chiral symmetry, locality, and hermiticity^{17,18}. By sacrificing one of the presuppositions, unpaired massless Dirac fermion can be formulated to get rid of the doublers. The chiral anomaly, one of the fundamental physics in quantum field theory, is closely related to the theorem. In odd spacetime dimensions, the fermion doubling phenomenon in two spatial dimensions is intimately tied to another quantum anomaly, the socalled parity anomaly, which can be viewed as the analog to chiral anomaly in even spacetime dimensions. Here we propose a topological state of matter, termed “quantum anomalous semimetal” to emphasize its close relation to quantum anomalies. This phase hosts the Wilson fermions instead of the Dirac fermions. The gapless Wilson fermions break the chiral or parity symmetry at generic momenta, and can be realized on lattices. It is found that the topological phase is classified by the relative homotopy group and characterized by a halfinteger topological invariant. The halfinteger topological invariant leads to a fractional electric and electromagnetic polarization in one and three dimensions^{19}, and halfquantized Hall conductance in two and four dimensions with no welldefined boundary states^{20}, forming a distinct bulkboundary correspondence from the gapped topological phase. An explicit consequence in the onedimensional (1D) phase is the prediction of the transfer of one half of elementary charge e/2 in a topological charge pumping, which demonstrates the distinction of the phase to all other existing topological phases and materials.
Results
Model and Wilson fermions
The massless Wilson fermions can be realized as a consequence of fermion regularization on a lattice, which can be described by the modified Dirac equation on a ddimensional hypercubic lattice^{6,18,21,22},
with the lattice space a and effective velocity v where α_{i} and β are the Dirac matrices (See Methods). Its conduction band and valence band \({E}_{\pm }=\pm \sqrt{\mathop{\sum }\nolimits_{i = 0}^{d}{f}_{i}^{2}({{{\bf{k}}}})}\) with \({f}_{0}({{{\bf{k}}}})=\frac{4b}{{a}^{2}}\mathop{\sum }\nolimits_{i = 1}^{d}{\sin }^{2}\frac{{k}_{i}a}{2}\) and \({f}_{i}({{{\bf{k}}}})=\frac{\hslash v}{a}\sin {k}_{i}a\) (i = 1, …, d) touches at k = 0 to form a single Dirac cone of massless fermions (See Fig. 1a and b). A continuous model is valid by taking \(\sin {k}_{i}a\simeq {k}_{i}a\) and also used in the following. In the case of d = 1, 3, it is known that the chiral symmetry is broken explicitly, in which the chirality operator \({{{\mathcal{C}}}}={e}^{i\frac{\pi }{4}(d1)}\mathop{\prod }\nolimits_{i = 1}^{d}{\alpha }_{i}\) does not commute with β. The Hamiltonian also exhibits a global sublattice symmetry, ΓHΓ^{−1} = − H with \(\Gamma ={e}^{i\frac{\pi }{4}(d+1)}\beta \mathop{\prod }\nolimits_{i = 1}^{d}{\alpha }_{i}\). In the case of d = 2, the parity operator is defined as \({{{\mathcal{P}}}}={\alpha }_{1}\hat{M}\) and under \(\hat{M}\): x → x and y → −y^{23}. The b term changes its sign under \({{{\mathcal{P}}}}\) and breaks the parity symmetry explicitly. Thus the Wilson fermions break the chiral or parity symmetry explicitly and avoid fermion doubling problem^{18}. The symmetry breaking term becomes irrelavant and the symmetry is restored when k_{i} → 0 near the degenerate point. This symmetry broken term plays a crucial role in the continuum limit and ensures the quantum anomaly is correctly reproduced^{18,24}. In the lattice gauge theory^{18,24}, any lattice discretization of the action with the following properties: (i) has the correct continuum limit, (ii) is gauge invariant, (iii) the Dirac operator is local, and (iv) absence of species doubling, reproduces the quantum anomaly in the continuum limit. Therefore, the fermion doubling phenomenon is intimately tied to quantum anomaly, i.e. the chiral anomaly for d = 1, 3^{25,26} and the parity anomaly for d = 2, 4^{27,28}.
Classification of relative homotopy group
In the ddimensional space, the Brillouin zone is topologically equivalent to a torus: k ∈ T^{d}. Assume that the band crossing occurs at a single point in the momentum space {w} which serves as the "monopole” of the gauge field. To present a homotopy classification, we need to remove the degenerate point to avoid the singularity, which will change the topology of the Brillouin zone. We assume there are n occupied and m unoccupied Bloch bands for each momentum. On the complement T^{d}\{w}, one can define the Qmatrix Q(k) = 2P(k) − I in terms of the projection operator \(P({{{\bf{k}}}})=\mathop{\sum }\nolimits_{a = 1}^{n}\left{u}_{a}({{{\bf{k}}}})\right\rangle \left\langle {u}_{a}({{{\bf{k}}}})\right\), where \(\left{u}_{a}({{{\bf{k}}}})\right\rangle\) are the occupied Bloch wavefunctions. I is a (m + n) × (m + n) identity matrix. For a given system, Q(k) defines a continuous map from the Brillouin zone T^{d}\{w} to a specific topological manifold M, such that the Brillouin zone boundary surrounding the degenerate point ( ≅ S^{d−1}) is mapped to a submanifold X ⊂ M (see an example in two dimensions as illustrated in Fig. 1e). Mathematically, the classification of topological semimetal phases is equivalent to distinguish distinct classes for all such mappings which are given by the relative homotopy group π_{d}(M, X)^{29,30}. In the following, we will identify the topological invariants with elements of the relative homotogy group for quantum anomalous semimetals in even (odd) spatial dimensions that parity (chiral) symmetry is broken for generic momenta but restored surrounding the degenerate point.
In even spatial dimensions, we consider the Hamiltonian that has no constraint other than being Hermitian and the translational symmetry. The Qmatrix thus defines a map from T^{d}\{w} into the the complex Grassmannian \({G}_{m,m+n}({\mathbb{C}})=\frac{U(m+n)}{U(m)\times U(n)}\). The topological invariants characterizing distinct topological phases in this symmetry class are the first Chern number ν_{2D} and second Chern number ν_{4D} for two and four dimensions, respectively^{15,22}. On the infinitesimal boundary surrounding the degenerate point, the parity symmetry is restored that the space of Q is restricted to U(n). By using the exact sequence^{29}, the relative homotopy group can be derived as: \({\pi }_{d}[{G}_{m,m+n}({\mathbb{C}}),U(n)]\simeq {\mathbb{Z}}\oplus {\mathbb{Z}}\). There are two integers (N_{1}, N_{2}) characterizing the relative homotopy group which maps the Brillouin zone to the target space with its boundary to a specific submanifold. The Stokes theorem enables us to relate the topological invariants ν_{2D/4D} with these two integers, ν_{2D/4D} = N_{1} + N_{2}/2. As shown in Methods, by using Stokes theorem, ν_{2D/4D} can be separated into two parts: i) the winding number of a unitary matrix g which is an integer corresponding to N_{1}, ii) one dimensional Berry connection integral P_{1} or the ChernSimons 3form integral P_{3} over the boundary surrounding the degenerate point. In general, P_{1,3} can take any values within (−0.5, 0.5] without symmetry constraint. If the parity symmetry is further imposed on this boundary, the eigenstates of the Hamiltonian at k and \(\hat{M}{{{\bf{k}}}}\) must be related by a unitary gauge transformation U. Consequently, the integral P_{1,3} over this boundary is only one half of the winding number of U which corresponds to the second integer N_{2}.
In odd spatial dimensions, we restrict our discussions in systems with sublattice symmetry (which requires m = n) which indicates that we can find a unitary matrix Γ anticommuting with the Hamiltonian, ΓHΓ^{−1} = − H. As a consequence, the Qmatrix can be brought into an offdiagonalized form with the offdiagonal component as q(k) which defines a map from the Brillouin zone onto U(n). In this case, a winding number w_{1D/3D} can be defined to characterize distinct topological classes. The restored chiral symmetry around the degenerate point further restricts \(q({{{\bf{k}}}})\in {G}_{a,n}({\mathbb{C}})\) with a ≤ n on the boundary of the Brillouin zone. The chiral anomalous semimetal is then classified by the relative homotopy group \({\pi }_{d}[U(n),{G}_{a,n}({\mathbb{C}})]\simeq {\mathbb{Z}}\oplus {\mathbb{Z}}\) with two integers (N_{1}, N_{2}). In 1D, N_{1} counts the integer number of times that the argument of \(\det [q(k)]\) varies along the path and N_{2} indicates the monopole charge of the degenerate point. w_{1D} measures the argument variation of \(\det [q(k)]\) along an open path divided by 2π. Due to the constraint of chiral symmetry, the arguments of the beginning and end points can only take two values 0 or π (modulo 2π). The difference of the arguments between these two points divided by π tracks the monopole charge. Hence, N_{2} only gives halfinteger contribution to the winding number. In 3D, w_{3D} can be converted to the integration over the boundary surrounding the degenerate point by utilizing the Stokes theorem as shown in Methods. With additional chiral symmetry on the boundary, this integral is reduced to the Berry curvature flux integral divided by 4π which is half of the monopole charge N_{2}. Consequently, the winding number for the chiral anomalous semimetals in one and three dimensions can be obtained as \({w}_{1D/3D}={N}_{1}+\frac{1}{2}{N}_{2}\).
The existing classification theory of semimetals is based on the properties of the band structure near the crossing points^{16}. For quantum anomalous semimetal, there are two topological integers to classify the matter, as given by the relative homotopy group. One characterizes the topology of the bands on the sphere S^{d−1} surrounding the crossing point and the other one characterizes the bands on the high energy scale. The quantum anomalous semimetals here host the massless Wilson fermions instead of the conventional Dirac fermions. The two types of fermions are similar near the crossing point but distinctly different at higher energy scales. The gapless Wilson fermions provide the simplest example of the quantum anomalous semimetals in various dimensions since the b term vanishes in the vicinity of the degenerate point. The topological invariant for gapless Wilson fermions is simply one half, \(\frac{1}{2}{{{\rm{sgn}}}}(b)\), which only depends on the sign of the symmetry broken coefficient b.
In the language of the tenfoldway of AltlandZirnbauer symmetry classes^{15,16,31}, in even spatial dimensions (parity anomalous semimetals), the system on manifold M belongs to the symmetry class A and on X belongs to the symmetry class AIII. In odd spatial dimensions (chiral anomalous semimetals), the system on manifold M belongs to the symmetry class AIII and on X belongs to class A. The homotopy groups in A and AIII form a 2Bott period, i.e. A is nontrivial (trivial) in even (odd) dimensions, AIII is nontrivial (trivial) in odd (even) dimensions. This property leads to the result of the relative homotopy group \({\mathbb{Z}}\oplus {\mathbb{Z}}\). The Stokes theorem can apply between A and AIII and map the two integers to a half integer. Here we restrict our discussion on A and AIII because of the symmetries of quantum anomalous semimetal. The topological semimetal phase characterized by a half integer topological invariant in the other eightfold symmetry classes which form a 8Bott period may need further study.
Spin texture interpretation of the half quantized topological invariants
We can take the Wilson fermions as examples to present the physical interpretation of the halfquantized topological invariants. We first discuss the half quantization of the winding number for 1D Wilson fermions. The Hamiltonian for 1D Wilson fermions can be expressed as H_{1D} = f(k) ⋅ σ with a vector f = (f_{1}(k), f_{2}(k), 0). As the name suggests, the winding number w_{1D} counts the number of times that the vector f rotates around the origin as k varies across the full Brillouin zone. The direction of the pseudospin vector on the Bloch sphere is \(\hat{{{{\bf{f}}}}}=\frac{{{{\bf{f}}}}}{ {{{\bf{f}}}} }\) as shown in Fig. 1c. Due to the presence of a sublattice symmetry of the bulk Hamiltonian, the pseudospin is forced to evolve on the equator of the Bloch sphere. For gapless Wilson fermions, the band gap vanishes at a specific momentum f(k_{0}) = 0 where the pseudospin vector is illdefined. The winding path of f will go through the origin at the gap closing point. The winding number is defined by \({w}_{1D}=\int \frac{dk}{2\pi }({\hat{f}}_{2}{\partial }_{k}{\hat{f}}_{1}{\hat{f}}_{1}{\partial }_{k}{\hat{f}}_{2})\). By removing the degenerate point, the reciprocal lattice vector space is no longer a closed path but an open segment with two end points. The additional chiral symmetry at the end points requires the directions of the pseudospin can only have the azimuthal angles as 0 or π. Once the locations of the two end points of the mapping fixed, the whole mapping \(\hat{{{{\bf{f}}}}}\) from the Brillouin zone are uniquely determined. With the sublattice symmetry and chiral symmetry at the degenerate point preserved, two mappings with different winding numbers can not be continuously deformed to other. The corresponding images of \(\hat{{{{\bf{f}}}}}\) wind around the circumference of the equator with half integer times. Consequently, we find that if chiral symmetry can be restored in the vicinity of the degenerate point, the winding number can still be well defined and quantized as a half integer.
This halfinteger topological invariant for 2D Wilson fermions can also be understood by checking the winding number of mapping from the Brillouin zone to the Bloch sphere (Fig. 1e), \({\nu }_{2D}=\int \frac{{d}^{2}{{{\bf{k}}}}}{4\pi }\hat{{{{\bf{f}}}}}\cdot \left(\frac{\partial \hat{{{{\bf{f}}}}}}{\partial {k}_{x}}\times \frac{\partial \hat{{{{\bf{f}}}}}}{\partial {k}_{y}}\right)\) where \(\hat{{{{\bf{f}}}}}={{{\bf{f}}}}/ {{{\bf{f}}}}\) with f = (f_{1}(k), f_{2}(k), f_{3}(k)). Physically, the unit vector \(\hat{{{{\bf{f}}}}}\) represents the orientation of the pseudospin associated with the eigenvector of the valence band. The additional parity symmetry around the boundary of the degenerate point will constrain \(\hat{{{{\bf{f}}}}}\) to the equator. The pseudospin texture has the configuration shown as Fig. 1d which sweeps the upper or lower hemisphere depending on the sign of b. Hence, the topological invariant for 2D Wilson fermion can only take the halfinteger values.
1D solvable model and topological halfcharge pumping
For a periodically driven quantum twolevel system, if the energy gap remains open, the final state evolves back to the initial one during a cyclic adiabatic process, the accumulated geometric phase is gauge invariant and experimentally measurable^{32}. Geometric phases are key to understanding numerous physical effects, such as the electric polarization^{33,34} and anyonic fractional statistics^{35}. The topological invariants can be expressed in terms of these geometric phases which characterize the parallel transport of the ground state upon cyclic changes of system parameters (time t or wave vector k in the crystal band)^{36}. The time evolution of the two level system also reveals the topological property of the massless Wilson fermions. Here, we consider a solvable twolevel system,
which is periodic with a time T( = 2π/ω), H_{1D}(t + T) = H_{1D}(t). Eq. (2) is equivalent to the Hamiltonian (1) in 1D if ωt is replcaed by ka. The time evolution of this system is governed by the Schrodinger equation \(i\hbar\frac{\partial \Psi (t)}{\partial t}=H(t)\Psi (t)\). The instantaneous energy eigenvalues are \({E}_{\chi }=\chi \hslash {\omega }_{0}\sin \frac{\omega t}{2}\) with χ = ±1. The two bands cross at time t = 0 or T. The model possesses the glide reflection symmetry \({{{\mathcal{G}}}}(\omega t)=\left(\begin{array}{cc}0&{e}^{i\omega t}\\ 1&0\end{array}\right)\)such that \({{{\mathcal{G}}}}(\omega t){H}_{1D}(t){{{{\mathcal{G}}}}}^{1}(\omega t)={H}_{1D}(t)\). The symmetry generator has the relation \({{{{\mathcal{G}}}}}^{2}(\omega t)={e}^{i\omega t}\), and its eigenvalues are χe^{−iωt/2}. Using the eigenstates of \({{{\mathcal{G}}}}(\omega t)\) as the basis, and solving the timedependent Schrodinger equation, it is found that, in the adiabatic condition of α = 8ω_{0}/ω → + ∞ that the system varies with time very slowly comparing with the band width ℏω_{0}, the state is always stuck to the eigenstate of \({{{\mathcal{G}}}}(\omega t)\), i.e., the adiabatic theorem is still valid for this gapless system protected by the glide reflection symmetry (See Section “Onedimensional timedependent model” in Supplementary Materials for more details). Consequently, the system evolves back to the initial state and the Berry phase π is gained after two periods of time, Ψ(t = 2T) = e^{iπ}Ψ(t = 0) as shown in Fig. 2a. At t = T, \(\Psi (t=T)={i}{\sigma_z}{e}^{i\frac{\alpha}{2}{\sigma_x}}\Psi (t=0)\). The phase α is attributed to the dynamic phase of of the system. If the initial state is one eigenstate of \({{{\mathcal{G}}}}(0)\), then at t = T it will evolve into another eigenstate of \({{{\mathcal{G}}}}(0)\). For a large but finite α the transition probability to the initial state at t = T is found to be \(\frac{4}{\alpha \pi }\), which approaches zero in the adiabatic condition. This reflects the nonAbelian topological property of the 1D system^{37,38}.
Furthermore, a striking feature of 1D Wilson fermions is a realization of the transfer of one half of elementary charge e/2 in a very slow and periodical modulation in time. The Thouless charge pumping^{39,40} was first proposed for a gapped system, in which the transferred charge is always an integer of elementary charge in an adiabatic cyclic evolution, and was observed experimentally in recent years^{41,42}. A halfquantized pumping rate in a quantum spin driven by twoharmonic incommensurate drives was proposed recently^{43}. Here the quantum anomaly of massless Wilson fermions makes it possible to realize a halfcharge transfer in one periodic modulation in time. Let us consider a 1D tightbinding Hamiltonian in a time dependent modulation as shown in Fig. 2b (upper panel),
where v_{0} is real constant. The modulating hoping strength \(v(t)={v}_{0}{\sin }^{2}\frac{\omega t}{2}\) and potential \(w(t)={w}_{0}\sin (\omega t)\) form a cyclic evolution in the parameter space shown in Fig. 2b (lower panel) such that the Hamiltonian is also periodic in time: H(t) = H(t + T). By transforming into momentum space, Eq. (3) becomes \(H(k,t)={w}_{0}\sin (\omega t){\sigma }_{z}+{v}_{0}\sin (ka){\sigma }_{y}+2{v}_{0}({\sin }^{2}\frac{ka}{2}+{\sin }^{2}\frac{\omega t}{2}){\sigma }_{x}\). In two dimensional parameter space (k, t), it is equivalent to Eq. (1) in 2D up to a basis transformation. The energy evolution of the system in the adiabatic condition is plotted in Fig. 2c and d for the massless and massive cases. Only the two states around the zero energy evolve in the period of 2T, and swap their energy signs at t = T, and all other states evolve in the period of T as expected in the adiabatic evolution for an isolated system.
The charge that flows through the system during one period is given by \({{\Delta }}Q=\int\nolimits_{T/2}^{T/2}dt\frac{d{P}_{x}(t)}{dt}\) where P_{x} is the charge polarization defined as the shift of the electron centerofmass position away from the lattice sites and is only welldefined modulo 1. The time dependence of P_{x} is evaluated by the manybody polarization formula using all instantaneous occupied states at time t^{34}. It can be formulated in terms of the expectation value of \({P}_{x}(t)=\frac{1}{2\pi }{{{\rm{Im}}}}\ln \left\langle {{\Phi }}(t)\right{e}^{2\pi i\hat{x}/N}\left{{\Phi }}(t)\right\rangle\) with \(\hat{x}={\sum }_{n}n{c}_{n}^{{\dagger} }{c}_{n}\) is the position operator. Here we consider the Hamiltonian in Eq. (3) on a ring with N sites. The time evolution of the energy spectrum in Eq. (3) with a periodical boundary condition for two period 2T is plotted in Fig. 2c. The band gap is closed at t^{*} = 0. For t ≠ t^{*}, the system is fully gapped and the calculated polarization P_{x} is presented in Fig. 2e. The time evolution of the twosubbands system closest to zero energy is governed by Eq. 2. Thus, \(\left{{\Phi }}(t)\right\rangle\) is the ground state during the period 0 < t < T and the first excited state for the period T < t < 2T, denoted by the blue lines in Fig. 2c. The total pumped charge in a single period T is given by \({{\Delta }}Q=\frac{1}{2}{{{\rm{sgn}}}}({w}_{0})\), which equals the winding number around the band crossing point in the (1+1)dimensional parameter space. As the fermion doubling problem has been circumvented, there is only a single gap closing time t^{*} in one period T, which guarantees the quantization of the total pumped charge ΔQ as a halfinteger instead of an integer in a gapped system. This 2T periodicity of polarization evolution for quantum anomalous semimetal is completely different from the gapped cases that the energy gap remains open during a cyclic change of t as shown in Fig. 2d. As illustrated in Fig. 2f, the gapping of the quantum anomalous semimetal leads to two distinct spectrums of polarization which are indicated by red (trivial) and blue (nontrivial) circles and both exhibit a T periodicity.
Generalized bulkboundary correspondence
The bulkboundary correspondence lies at the heart of the topological phases. For example, in the quantum Hall effect the Chern number in quantum Hall conductivity means the number of the chiral edge states around the boundary^{44}. The halfquantized Hall conductivity in a parity anomalous semimetal here does not mean the existence of one half of the edge state, but reveals the existence of chiral edge current although the energy band gap is closed. To this end, we evaluate the local density of states (LDOS) at the position near the two edges and the middle position of a strip of twodimensional (2D) sample with a sufficient width to avoid the finite size effect. Along the xdirection, we take the periodic condition, and the wave vector k_{x} is a good quantum number. The corresponding tightbinding model for this strip structure can be found from the Eq. (1) as
Then, the LDOS can be evaluated as a function of k_{x} and the position y, ρ(k_{x}, y)^{45} as plotted in Fig. 3a, b and c, which positions are labelled schematically in Fig. 3d. At the middle of the sample, the LDOS ρ(k_{x}, y = L_{y}/2) is even about k_{x}, which indicates that there is no pure current in the bulk without an external field. At the two points close to the edges y = 1 and L_{y} (L_{y} is the width of the stripe), the relative LDOS ρ_{r}(k_{x}, 1) and ρ_{r}(k_{x}, L_{y}) are plotted in Fig. 3b and c, in which the contribution of the bulk part has been deducted. We find that the nonzero relative LDOS emerges and maximizes at E = ± ℏvk_{x} at the two edge positions y = 1 and L_{y}. This biased distribution in LDOS indicates that a chiral current lays at the edge of the sample. This current can be illuminated directly by calculating the manybody local current density \(\left\langle {v}_{x}(y)\right\rangle\) of all occupied states along the sample, where \({v}_{x}(y)=\frac{1}{\hbar}\frac{\partial H({k}_{x},y)}{\partial {k}_{x}}\). Current density distribution at two different chemical potentials are presented in Fig. 3e. Consequently a chiral current may circulate without welldefined edge states along the boundary in the absence of external field. This forms the bulkedge correspondence in a quantum anomalous semimetal.
Formation of the bound state around the domain wall also provides an alternative way to demonstrate the bulkboundary correspondence. We first consider a 1D static domain wall that the parameter b has a kink along the x direction., i.e. \(b(x)={b}_{0}{{{\rm{sgn}}}}(x)\). In addition to the extended bulk states, the exact solution demonstrate that there always exists a bound state of zero energy localized around the domain wall \(\psi (x)={\chi }_{y}\sqrt{ \frac{\hslash v}{2{b}_{0}} }\exp \left( \hslash vx/{b}_{0} \right)\) with χ_{y} the eigen spinor of σ_{y}, \({\sigma }_{y}{\chi }_{y}={{{\rm{sgn}}}}({b}_{0}){\chi }_{y}\). The result is analogous to the early theoretical prediction of domain wall fermions given by Jackiw and Rebbi in the context of relativistic field theory^{46}. However in the present situation, the bound state trapped around the domain wall between topologically distinct regions will coexist with the extended states in the bulk. The solution of the bound state can be generalized to two and three dimensions. In the 2D domain wall in Fig. 3f, the momentum ℏk_{y} is still conserved. One can obtain a solution of the chiral bound states along the domain wall with a linear dispersion \(E={{{\rm{sgn}}}}({b}_{0})\hslash v{k}_{y}\), which may carry one quantized conductance of e^{2}/h. These states are located near the domain wall, and decay exponentially away from the domain wall in space. Furthermore, in the threedimensional (3D) case there exists a gapless Dirac cone of fermions with linear dispersion located at the interface (See Section “Solutions of the domainwall bound state” in Supplementary Materials for more details). All these bound states coexist with the bulk states as the systems have no energy gap. The existence of the bound state is closely related to the fact that the difference of the topological invariants between the two sides of the domain wall is always equal to +1 or −1, although the topological invariants are one half. It can be viewed as an extension of the index theorem for gapped systems^{16} to the gapless systems with fractional indices.
Quantum anomaly in a domain wall
Quantum anomaly provides a deep insight into the peculiar transport properties of the topological phase. To illustrate the quantum anomaly of Wilson fermions we continue to investigate the 2D domain wall in Fig. 3f that the parameter b has a kink along the x direction and is constant along y direction. The system is coupled to a weak electromagnetic potential A_{μ} via the minimal substitution rule (dictated by the gauge invariance). The ChernSimons field theory provides a natural theoretical framework to describe the properties of the topological phases^{47,48,49}. The ChernSimons term arises in the effective action of the gauge field A_{μ} from the fermionic fluctuations in Wilson fermion as a result of the violation of parity symmetry. The effective action far from the location of the wall (lies along the y direction) is \({S}_{{{{\rm{eff}}}}}^{{{{\rm{CS}}}}}=\frac{1}{4\pi }\int {d}^{3}x{n}_{c}(b({x}_{1})){\epsilon }^{\mu \nu \lambda }{A}_{\mu }{\partial }_{\nu }{A}_{\lambda }\) with spacetime coordinate x^{μ} = (t, x, y) and ϵ^{μνλ} LeviCivita symbol that the Greek indices (μ, ν, etc.) run over all the spacetime indices (0, 1, 2). For (2+1)D translational invariant system, the coupling constant n_{c} in ChernSimons action is equal to the topological invariant ν_{2D}. By taking the functional derivatives of \({S}_{{{{\rm{eff}}}}}^{{{{\rm{CS}}}}}\) with respect to A_{μ}, the current can be obtained as \(\langle {J}_{{{{\rm{CS}}}}}^{{{{\rm{\mu }}}}}\rangle =\frac{1}{2\pi }{n}_{c}(b({x}_{1})){\epsilon }^{\mu \nu \lambda }{\partial }_{\nu }{A}_{\lambda }\frac{1}{4\pi }\delta ({x}_{1}){\epsilon }^{1\mu \lambda }{A}_{\lambda }\). However, this action is not invariant under the gauge transformation A_{μ} → A_{μ} + ∂_{μ}Φ(x) at the domain wall, because the domainwall bound states are chiral which also has consistent chiral anomaly^{50,51}. The boundary action associated with the boundary excitations has to be included such that the total effective action is gauge invariant. Now we consider the electric field parallel to the domain wall as E_{1} = 0, and E_{2} = E. Then the Hall current of the anomalous Hall state \({J}_{1}=\frac{{e}^{2}}{h}{n}_{c}(b({x}_{1}))E\) flows towards the domain wall and the longitudinal current along the domain wall is \({J}_{2}=\frac{{e}^{2}}{h}E\). Here we do not take into account the longitudinal minimal conductivity from the 2D massless fermions. The conductance along the domain wall is quantized. Here the bulk Hall coefficient \({n}_{c}=\frac{1}{2}{{{\rm{sgn}}}}(b({x}_{1}))\) is halfquantized and the Hall currents from both sides flow toward or outward the domain wall. The quantized charge current along the wall can be understood as a consequence of the convergence of two anomalous Hall currents because of the conservation of the total charge current. The boundary states suffer from the chiral anomaly as \({\partial }_{\mu }\langle {J}^{\mu }\rangle =\frac{1}{2\pi }{\epsilon }^{\rho \lambda }{\partial }_{\rho }{A}_{\lambda }\) where the Greek indices only run over the spacetime indices (0, 2), i.e. the charge conservation is broken at the domain wall since the current can leak into the bulk through the bulk quantum Hall effect. Thus the halfquantization of the bulk Hall conductance at the two sides of the domain wall is manifested as the quantization of the chiral anomaly coefficient along the domain wall, which is consistent with the solution of the chiral states in the previous section. This effect also reveals the bulkedge correspondence in this topological phase.
Discussion
The quantum anomalous semimetals can be realized in two alternative ways, one is the accidental band crossing and another is the band crossing protected by additional crystalline symmetries. At the critical transition point between the conventional and topological insulators, the accidental band crossing may give rise to the Wilson fermions by fine tuning the band gap, for example, the HgTe quantum well grown at a critical thickness where the band gap vanishes^{52} and the straincontrolled narrow gapped ZrTe_{5}^{53}. The topological phases may be stable against sufficient weak but short range electronic interactions and random mass at least for d = 2 and 3 based on the scaling and renormalization group analysis.
Here we take a quasi1D system as an example to discuss the stability of the band crossing and the evasion of fermion doubling problem by additional crystalline symmetry. Generally, the symmetryenforced band crossings can be movable at some high symmetry line or pinned at a particular highsymmetry point^{13,54}. In 1D, the movable band crossing can be protected by the nonsymmorphic crystal symmetry which is a combination of a pointgroup symmetry with a translation of a fractional Bravais lattice. For a biparticle system with glide mirror symmetry \({\bar{M}}_{y}\), the square of \({\bar{M}}_{y}\) is a lattice translation of one unit cell. The bipartite lattice further possesses the sublattice symmetry when only the nearest neighbor hopping are included. Consequently, the energy eigenstates are actually the instantaneous eigenstates of \({\bar{M}}_{y}\). Upon shifting the momentum by one reciprocal lattice vector, the eigenvalues of \({\bar{M}}_{y}\) remains unchanged, but the two energy branches must cross odd times in the Brillouin zone. One needs to go through the Brillouin zone twice to get back to the same eigenvalue. Therefore a global topological invariant w_{1D} can be introduced to characterizes the symmetryenforced band crossing which measures the winding of the eigenvalue of \({\bar{M}}_{y}\) as going through the Brillouin zone. Section "Symmetry enforced band crossing” in Supplementary Materials shows additional details for the above discussion. By sacrificing the hermiticity, the single Dirac fermion can also be realized on lattice which is robust against the disorder^{55}. The quantum anomalous semimetal in 2D can be realized in semimagnetic topological slab^{56}. Consider a time reversal invariant topological insulator slab, if the surface states are gapped by magnetic doping or proximity effect at one surface while the surface states at the opposite surface remain gapless, an unpaired gapless Dirac cone can be realized in this quasi2D system. Finding a potential candidate in 3D remains a major challenge and we leave it for future research. A promising alternative way to realize the topological phase is in designed artificial systems, such as cold atoms, photonic/acoustic metamaterials, and circuit networks, which provide good platforms to simulate various topological phases in solid state physics.
Methods
Dirac matrices in one, two, and three spatial dimensions
In one dimension, the matrices α_{1} and β can be any two of the Pauli matrices, say α_{1} = σ_{1} and β = σ_{3}. In two dimensions, α_{1} = σ_{1}, α_{2} = σ_{2} and β = σ_{3}. In three dimensions, the four Dirac matrices are α_{i} = τ_{1}σ_{i} (i = 1, 2, 3) and β = τ_{3}σ_{0}. In four dimensions, the fourth alpha matrix is α_{4} = τ_{2}σ_{0}. Correspondingly, the five Dirac gamma matrices γ^{0} = β = τ_{3}σ_{0}, γ^{i} = βα_{i} = iτ_{2}σ_{i} and γ^{5} = iγ^{0}γ^{1}γ^{2}γ^{3} = τ_{1}σ_{0}. Here τ_{i} and σ_{i} (i = 1, 2, 3) are the Pauli matrices. τ_{0} and σ_{0} are the 2 × 2 identity matrices.
The classification of the relative homotopy group
For the manifold pair (M, A), where A is the submanifold of M, there is an exact sequence
The holomorphic mappings i_{*}, j_{*} and ∂_{*} in the sequence satisfy that the image of each mapping equals the kernel of the next mapping. In the maintext, the manifold pair is \(({G}_{n,2n}({\mathbb{C}}),U(n))\) for even spatial dimension and \((U(n),{G}_{a,n}({\mathbb{C}}))\) for odd dimension. Notice that, for n ≥ (d + 1)/2 (d is the spatial dimension),
We have the short exact sequence
and
According to the property of the short exact sequence^{29}, one yields \({\pi }_{2}[{G}_{n,2n}({\mathbb{C}}),U(n)]\simeq {\mathbb{Z}}\oplus {\mathbb{Z}}\), and \({\pi }_{1,3}[U(n),{G}_{a,n}({\mathbb{C}})]\simeq {\mathbb{Z}}\oplus {\mathbb{Z}}\).
Evaluation of topological invariants
Based on the analysis of relative homotopy group, we come to present the calculation of the topological invariants for the gapless Wilson fermions.
Topological invariants for odd dimensions
For odd spatial dimensions, we restrict our discussion in systems with the sublattice symmetry, which means that we can always find a unitary matrix Γ such that ΓHΓ^{−1} = − H. Then the Q − matrix can be brought into an offdiagonal form
After removing the degenerate point, we can use the spectral flattening technique to evaluate the winding number. In one and three dimensions, the winding numbers are given by^{15,57}
and
respectively, where ϵ^{αβγ} is the LeviCivita symbol with α, β, γ = k_{x}, k_{y}, k_{z}, \({{{\rm{Re}}}}\) denotes the real part, and \({{{\rm{Tr}}}}\) denotes the trace. In order to evaluate the winding number, we parameterize the offdiagonal matrix q(k) as \(q({{{\bf{k}}}})={\sum }_{n}{e}^{i{\vartheta }_{n}({{{\bf{k}}}})}{u}_{n,{{{\bf{k}}}}}^{R}\rangle \langle {u}_{n,{{{\bf{k}}}}}^{L}\) with \({u}_{n,{{{\bf{k}}}}}^{R,L}\rangle\) the nth right and left Bloch eigenstates satisfying \(q({{{\bf{k}}}}){u}_{n,{{{\bf{k}}}}}^{R}\rangle ={e}^{i{\vartheta}_{n}({{{\bf{k}}}})}{u}_{n,{{{\bf{k}}}}}^{R}\rangle\), \({q}^{{\dagger} }({{{\bf{k}}}}){u}_{n,{{{\bf{k}}}}}^{L}\rangle ={e}^{i{\vartheta }_{n}({{{\bf{k}}}})}{u}_{n,{{{\bf{k}}}}}^{L}\rangle\) and \(\langle {u}_{n,{{{\bf{k}}}}}^{L} {u}_{m,{{{\bf{k}}}}}^{R}\rangle ={\delta }_{n,m}\). By performing the integral, the 1D winding number can be converted to the phase difference of two end points,
where q^{±} = q(k_{0} ± δ) with δ is an infinitesimally positive number and k_{0} as the band crossing point, N is an integer which is related to the homotopy group π_{1}[U(m)] = Z classifying the maps from the Brillouin zone to q(k). Near the two end points, the chiral symmetry is restored such that the q^{±} matrices are elements of U(m) and satisfy the hermitian condition \({({q}^{\pm })}^{{\dagger} }={q}^{\pm }\). The eigenvalues of a hermitian and unitary matrix can only take the value of ±1. As a consequence, the winding number is reduced to the difference of the argument angles of the two end points,
Thus the first term is a half of integer which are contributed by the two end points. Similarly, the 3D winding number reads
with \({\vartheta }_{n,{n}^{\prime}}={\vartheta }_{n}{\vartheta }_{{n}^{\prime}}\) and the Berry connection \({{{{\mathcal{A}}}}}_{\alpha }^{n{n}^{\prime}}({{{\bf{k}}}})=i\langle {u}_{n,{{{\bf{k}}}}}^{R} {\partial }_{\alpha }{u}_{{n}^{\prime},{{{\bf{k}}}}}^{L}\rangle\) and the Berry curvature \({{{{\mathcal{F}}}}}_{\alpha \beta }^{n{n}^{\prime}}({{{\bf{k}}}})={\partial }_{\alpha }{{{{\mathcal{A}}}}}_{\beta }^{n{n}^{\prime}}({{{\bf{k}}}}){\partial }_{\beta }{{{{\mathcal{A}}}}}_{\alpha }^{n{n}^{\prime}}({{{\bf{k}}}})\). This expression is a total derivative which only has a contribution on the boundaries. The degenerate point acts as the monopole of the Berry curvature in momentum space, thus the first term will yield a nontrivial contribution to w_{3D}. Since the chiral symmetry is restored around the degenerate point, the offdiagonal matrix q(k) is a member of U(2m) which satisfies the hermitian condition q^{†}(k) = q(k). The eigenvalues of q(k) can be brought into two sectors with +1 and −1 values which have the argument angle as 0 and π respectively. We always have \(\sin ({\vartheta }_{+})=0\) at the boundary. Thus, the second term in the bracket of Eq. (15) vanishes and we only need to consider the first term. Only the bands with the −1 eigenvalues will contribution. By introducing the monopole charge associated with the crossing point, \({\nu }_{{{{\rm{Ch}}}}}={\sum }_{n,{{{\rm{with}}}}{\vartheta }_{n} = \pi }{\iint }_{\partial BZ}\frac{dS}{2\pi }\hat{{{{\bf{n}}}}}\cdot {{{{\boldsymbol{{{{\mathcal{F}}}}}}}}}^{nn}\), the winding number can be expressed as
For instance, for the massless Wilson fermions, the unitary matrix Γ = σ_{2} in 1D and Γ = γ^{1}γ^{2}γ^{3} in 3D. Consequently, both the 1D and 3D winding numbers are given by \({w}_{1D/3D}=\frac{1}{2}{{{\rm{sgn}}}}(b)\).
Topological invariants for even dimensions
In even spatial dimensions, the Chern number can be expressed in terms of the nonabelian Berry gauge field in momentum space. In order to figure out how the boundary of Brillouin zone modifies the topological invariants we express the first Chern number in 2D in the total derivative form as^{22,57},
The whole Brillouin zone T^{d}\{w} can be divided into two patches, the inner (i) and outer (o) region, respectively, where the wave function \(\left{u}^{in}\right\rangle\) and \(\left{u}^{out}\right\rangle\) can be defined smoothly. Along the shared boundary (∂B), the wave functions are connected by the gauge transformation \(\left{u}^{in}\right\rangle =g\left{u}^{out}\right\rangle\) which yields \({{{{\mathcal{A}}}}}_{i}^{in}={g}^{1}{{{{\mathcal{A}}}}}_{i}^{out}gi{g}^{1}{\partial }_{i}g\) where g is a n × n unitary matrix. By using the Stokes’ theorem, the integral of the Berry curvature over T^{d}\{w} can be converted into the integrals over the boundaries (∂B and ∂[T^{2}\{w}]),
where \(\hat{{{{\bf{n}}}}}\) is the outwardpointing unit normal vector on the boundary, and \({P}_{1}=\frac{1}{2\pi }{\int}_{\partial [{T}^{2}\backslash \{{{{\bf{w}}}}\}]}dk{\hat{n}}_{i}{\epsilon }^{ij}{{{\rm{tr}}}}[{{{{\mathcal{A}}}}}_{j}]\). The first term in Eq. (18) corresponds to the winding number along the boundary ∂B which is an integer. Consider the Hamiltonian H(k) restores the parity symmetry near the degenerate point, i.e.\({{{\mathcal{P}}}}H({{{\bf{k}}}}){{{{\mathcal{P}}}}}^{1}=H(\hat{M}{{{\bf{k}}}})\), where \(\hat{M}\) is an operator in momentum space transforming \({{{\bf{k}}}}\to \hat{M}{{{\bf{k}}}}=({k}_{x},{k}_{y})\). Due to the parity symmetry (mirror symmetry in even spatial dimensions), the eigenstates of H(k) at k and \(\hat{M}{{{\bf{k}}}}\) on the boundary ∂[T^{2}\{w}] must be related by a gauge transformation: \({{{\mathcal{P}}}}\left{u}_{a}({{{\bf{k}}}})\right\rangle ={\sum }_{b}{U}_{ab}({{{\bf{k}}}})\left{u}_{b}(\hat{M}{{{\bf{k}}}})\right\rangle\) where U_{ab}(k) are the matrix elements of a unitary transformation acting on the space of the occupied bands. Accordingly, the Berry connection is transformed to \({{{{\mathcal{A}}}}}_{i}({{{\bf{k}}}})=i{U}^{* }({{{\bf{k}}}}){\partial }_{i}{U}^{T}({{{\bf{k}}}})+{\sum }_{j}{J}_{ij}{U}^{* }({{{\bf{k}}}}){{{{\mathcal{A}}}}}_{j}(\hat{M}{{{\bf{k}}}}){U}^{T}({{{\bf{k}}}})\), where * and T represent the complex conjugate and transpose, respectively and \({J}_{ij}=\partial {(\hat{M}{{{\bf{k}}}})}_{j}/\partial {k}_{i}\). The determinant of the Jacobian matrix J_{ij} equals −1. It follows that \(2{P}_{1}=\frac{i}{2\pi }{\int}_{\partial [{T}^{2}\backslash \{{{{\bf{w}}}}\}]}dk{\hat{n}}_{i}{\epsilon }^{ij}{{{\rm{Tr}}}}({U}^{{\dagger} }{\partial }_{i}U)\) is an integer. Thus the Chern number is
with N_{1} and N_{2} being integers.
Similarly, we can express the second Chern number in 4D \({\nu }_{4D}=\int \frac{{d}^{4}k}{32{\pi }^{2}}{\epsilon }^{ijkl}{{{\rm{Tr}}}}[{{{{\mathcal{F}}}}}_{ij}{{{{\mathcal{F}}}}}_{kl}]\) as the total derivative form^{22,57}
where the matrix elements of nonAbelian Berry connection and Berry curvature are defined as \({{{{\mathcal{A}}}}}_{i}^{ab}({{{\bf{k}}}})=i\langle {u}_{a}({{{\bf{k}}}}) {\partial }_{i}{u}_{b}({{{\bf{k}}}})\rangle\) and \({{{{\mathcal{F}}}}}_{ij}^{ab}({{{\bf{k}}}})={\partial }_{i}{{{{\mathcal{A}}}}}_{j}^{ab}({{{\bf{k}}}}){\partial }_{j}{{{{\mathcal{A}}}}}_{i}^{ab}+i{[{{{{\mathcal{A}}}}}_{i},{{{{\mathcal{A}}}}}_{j}]}^{ab}\), respectively. Following the similar procedure in 2D, Eq. (20) can be converted into integrals over the boundaries (∂B and ∂[T^{2}\{w}]),
where \({P}_{3}=\frac{1}{16{\pi }^{2}}{\int}_{\partial [{T}^{4}\backslash \{{{{\bf{w}}}}\}]}{d}^{3}k{\hat{n}}_{i}{\epsilon }^{ijkl}{{{\rm{Tr}}}}\left[\left({{{{\mathcal{F}}}}}_{jk}\frac{1}{3}[{{{{\mathcal{A}}}}}_{j},{{{{\mathcal{A}}}}}_{k}]\right){{{{\mathcal{A}}}}}_{l}\right]\) is the ChernSimons 3form integral over the boundary surrounding the degenerate point. The parity symmetry links two states on the boundary ∂[T^{2}\{w}], \({{{\mathcal{P}}}}\left{u}_{a}({{{\bf{k}}}})\right\rangle ={\sum }_{b}{U}_{ab}({{{\bf{k}}}})\left{u}_{b}(\hat{M}{{{\bf{k}}}})\right\rangle\), where U(k) is a unitary matrix acting on the space of the occupied bands, yielding the relation
2P_{3} is expressed as the winding number of unitary matrix U which has an integer value. We then can prove that
in the presence of parity symmetry near the crossing point. For the massless Wilson fermions, both the first Chern number in 2D and the second Chern number in 4D can be evaluated as a halfinteger \(\frac{1}{2}{{{\rm{sgn}}}}(b)\).
Data availability
All data needed to evaluate the conclusions in the paper are present in the paper and/or the Supplementary Materials. Additional data related to this paper may be requested from the authors.
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Acknowledgements
This work was supported by the Research Grants Council, University Grants Committee, Hong Kong under Grant Nos. C701221G and 17301220, and the National Key R&D Program of China under Grant No. 2019YFA0308603.
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Fu, B., Zou, JY., Hu, ZA. et al. Quantum anomalous semimetals. npj Quantum Mater. 7, 94 (2022). https://doi.org/10.1038/s41535022005030
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