Skip to main content
Log in

Scaling up the impact of agroforestry: Lessons from three sites in Africa and Asia

  • Published:
Agroforestry Systems Aims and scope Submit manuscript

Abstract

This paper assesses recent lessons in scaling up agroforestry benefits, drawing on three case studies: fodder shrubs in Kenya, improved tree fallows in Zambia and natural vegetative strips coupled with the Landcare Movement in the Philippines. Currently more than 15 000 farmers use each of these innovations. Based on an examination of the main factors facilitating their spread, 10 key elements of scaling up are presented. The key elements contributing to impact were a farmer-centered research and extension approach, a range of technical options developed by farmers and researchers, the building of local institutional capacity, the sharing of knowledge and information, learning from successes and failures, and strategic partnerships and facilitation. Three other elements are critical for scaling up: marketing, germplasm production and distribution systems, and policy options. But the performance of the three case-study projects on these was, at best, mixed. As different as the strategies for scaling up are in the three case studies, they face similar challenges. Facilitators need to develop exit strategies, find ways to maintain bottom-up approaches in scaling up as innovations spread, assess whether and how successful strategies can be adapted to different sites and countries, examine under which circumstances they should scale up innovations and under which circumstances they should scale up processes, and determine how the costs of scaling up may be reduced.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Ajayi O.C., Katanga R., Kuntashula E., and Ayuk E.T. 2002. Effectiveness of local policies in enhancing adoption of agroforestry technologies: the case of by-laws on grazing and fire in eastern Zambia. pp. 93–99. In: Kwesiga F., Ayuk E. and Agumya. A (eds) Proceedings of the 14th Southern Africa Regional Review and Planning Workshop, 3–7 September 2001, Harare, Zimbabwe, SADC-ICRAF Regional Programme, Harare, Zimbabwe.

    Google Scholar 

  • Binswanger H.P. 2000. Scaling up HIV/AIDS programs to national coverage, Science 288: 2173–2176.

    Article  PubMed  CAS  Google Scholar 

  • Böhringer A. 2002. Facilitating the wider use of agroforestry for development in southern Africa. pp. 434–448. In: Franzel S., Cooper P., Denning G.L. (eds) Development and Agroforestry: Scaling up the Impacts of Research. Development in Practice Readers Series. Oxfam Publishing, Oxford, UK.

    Google Scholar 

  • Böhringer A., Ayuk E.T., Katanga R. and Ruvuga S. 2003. Farmers nurseries as a catalyst for developing sustainable land use systems in southern Africa. Part A: Nursery productivity and organization. Agr Syst 77: 187–201.

    Article  Google Scholar 

  • Böhringer A., Moyo N. and Katanga R. 1998. Farmers as impact accelerators: Sharing agroforestry knowledge across borders. Agroforestry Today 10 (2): 9–11.

    Google Scholar 

  • Campbell A. and Siepen G. 1994. Landcare: Communities Shaping the Land and the Future, Allen and Unwin, Sydney. 344 pp.

    Google Scholar 

  • Cooper P.J.M. and Denning G.L. 2000. Scaling Up the Impact of Agroforestry Research. ICRAF, Nairobi. pp. 43.

    Google Scholar 

  • Cooper P.J., Leakey R.R.B., Rao, M.R. and Reynolds L. 1996. Agroforestry and the mitigration of land degradation in the humid and sub-humid tropics of Africa. Exp Agr 32: 235–290.

    Article  Google Scholar 

  • DeVries J and Toenniessen G. 2001. Securing the harvest: Biotechnology, breeding, and seed systems for Africa's crops. CABI Publishing, Wallingford U.K. 266 pp.

    Google Scholar 

  • Franzel S., Cooper P., Denning G.L. and Eade D. (eds) 2001a. Development and Agroforestry: Scaling up the Impacts of Research. Development in Practice (Special volume) 11: 405–534.

  • Franzel S., Coe R. Cooper P., Place F. and Scherr S.J. 2001b. Assessing the adoption potential of agroforestry practices in sub-Saharan Africa. Agr Syst 69: 37–62.

    Article  Google Scholar 

  • Franzel S., Cooper P. and Denning G.L. (eds) 2001c. Scaling up the benefits of agroforestry research: lessons learned and research challenges. Development in Practice 11: 524–534.

  • Franzel S., Phiri D. and Kwesiga F.R. 2002. Assessing the adoption potential of improved tree fallows in Eastern Zambia. pp. 37–64. In: Franzel S. and Scherr S.J. (eds) Trees on the Farm: Assessing the Adoption Potential of Agroforestry Practices in Africa. CABI, Wallingford, U.K.

    Google Scholar 

  • Franzel S. and Scherr S.J. (eds) 2002. Trees on the Farm: Assessing the Adoption Potential of Agroforestry Practices in Africa. CABI, Wallingford, U.K. 197 pp.

    Google Scholar 

  • Franzel S., Wambugu C. and Tuwei P. 2003. The adoption and dissemination of fodder shrubs in central Kenya, Agricultural Research and Network (AGREN) Series Paper No. 131. Overseas Development Institute, London, UK. 2003. 10 pp.

    Google Scholar 

  • Garforth C. 2001. Agricultural knowledge and information systems in Eritrea: a study in sub zoba Hagaz. The University of Reading, Reading UK. 59 pp.

    Google Scholar 

  • Garrity D. 2000. The farmer-driven Landcare Movement: an institutional innovation with implications for extension and research. pp. 7–9. In: Cooper P.J.M. and Denning G.L. (eds) Scaling Up the Impact of Agroforestry Research. ICRAF, Nairobi, Kenya.

    Google Scholar 

  • Gündel S., Hancock J. and Anderson S. 2001. Scaling up strategies for Research in Natural Resources Management: A comparative review. Natural Resources Institute, Chatham, UK. 61 pp.

    Google Scholar 

  • ICRAF. 1997. Annual Report 1996, International Centre for Research in Agroforestry, Nairobi. 340 pp.

    Google Scholar 

  • IIRR (International Institute of Rural Reconstruction) 2000. Going to Scale: Can We Bring More Benefits to More People More Quickly? IIRR, Silang, Cavite, Philippines. 114 pp.

    Google Scholar 

  • Jacquet de Haveskercke C., Bühringer A., Katanga R., Matarirano L., Ruvuga S. and Russell D. 2003. Scaling out agroforestry through partnerships and networking: the experience of the World Agroforestry Centre in southern Africa. Southern Africa Agroforestry Development Series No. 2. World Agroforestry Centre, Zomba, Malawi.

    Google Scholar 

  • Katanga R., Phiri D., Bühringer A. and Mafongoya P. 2002. The Adaptive Research and Dissemination Network for Agroforestry: a synthesis of the adaptive workshops. pp. 93–99 In: F. Kwesiga, E. Ayuk and A. Agumya (eds) Proceedings of the 14th Southern Africa Regional Review and Planning Workshop, 3–7 September 2001, Harare, Zimbabwe, SADC-ICRAF Regional Programme, Harare, Zimbabwe.

    Google Scholar 

  • Kristjanson P., Place F., Franzel S. and Thornton P.K. 2002. Assessing research impact on poverty: the importance of farmers' perspectives. Agr Syst. 72: 73–92.

    Article  Google Scholar 

  • Kwesiga F.R., Franzel S., Place F., Phiri D. and Simwanza, C.P. 1999. Sesbania sesban improved fallows in eastern Zambia: their inception, development, and farmer enthusiasm. Agroforest Syst. 47: 49–66.

    Article  Google Scholar 

  • Mercado A.R., Marcelino P. and Garrity D.P. 2001. The Landcare experience in the Philippines: technical and institutional innovations for conservation farming. Development in Practice 11 (4): 495–508.

    Article  Google Scholar 

  • Phiri D., Franzel S., Mafongoya P., Jere I., Katanga R. and Phiri S. (2004). Who is using the new technology? A case study of the association of wealth status and gender with the planting of improved tree fallows in Eastern Province, Zambia. Agr Syst. 79: 131–144.

    Article  Google Scholar 

  • Place F. 1997. A methodology for a participatory approach to impact assessment: implications from village workshops in Eastern Province, Zambia. ICRAF. 14 pp.

  • Place F., Franzel S., DeWolf J., Rommelse R., Kwesiga F., Niang A. and Jama B. 2002a. Agroforestry for soil fertility replenishment: Evidence on adoption processes in Kenya and Zambia. pp. 155–168. In: Barrett C.B., Place F. and Aboud A.A. (eds) Natural Resources Management in African Agriculture: Understanding and Improving Current Practices. CAB International, Wallingford, UK. 2002.

    Google Scholar 

  • Raussen T., Ebong G. and Musiime J. 2001. More effective natural resources management through democratically elected, decentralised government structures in Uganda. Development in Practice 11 (4): 460–470.

    Article  Google Scholar 

  • Sanchez P.A. 1995. Science in agroforestry. Agroforest Syst 9: 259–274.

    Google Scholar 

  • Simons A.J. 1997. Delivery of improvement for agroforestry trees. In: Dieters M.J. and Matheson C.A. (eds) Tree Improvement for Sustainable Tropical Forestry. Queensland Forestry Research Institute, Gympie, Australia. 261 pp.

    Google Scholar 

  • Vandenbosch T., Taylor P., Beniest J. and Bekele-Tesemma A. 2002. Farmers of the Future-a strategy for action. World Agroforestry Centre (ICRAF), Nairobi, Kenya. 37 pp.

    Google Scholar 

  • Wambugu C., Franzel S., Tuwei P. and Karanja. G. 2001. Scaling up the use of fodder shrubs in central Kenya. Development in Practice 11: 487–494.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

About this article

Cite this article

Franzel, S., Denning, G., Lillesø, J. et al. Scaling up the impact of agroforestry: Lessons from three sites in Africa and Asia. Agroforestry Systems 61, 329–344 (2004). https://doi.org/10.1023/B:AGFO.0000029008.71743.2d

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1023/B:AGFO.0000029008.71743.2d

Navigation