Skip to main content

Dreaming as a Function of Chaos-Like Stochastic Processes in the Self-Organizing Brain

Abstract

This paper argues that dream experiences owe both their structure and meaning to stochastic self-organizing properties of the brain during sleep. Several lines of evidence support the notion that the dreaming brain can be understood as a process system that exhibits chaos-like stochastic properties that are highly sensitive to internal influences. This sensitivity is due, first, to the fact that the dreaming brain gates out external input, thus operating without the stabilizing influences of waking feedback. Second, the pre-frontal cortex in both REM and non-REM (NREM) sleep is only minimally activated, thus the brain operates with weakened volition, reduced logic, and diminished self-reflection. Third, there is a reduction of neuromodulatory inhibition during sleep, which is most pronounced during REM sleep, allowing the brain to respond to minute internal stimulation. Finally, the REM sleeping brain is subject to powerful intermittent cholinergic PGO activity that may provide vigorous stimulation for complex dream activity. Taken in overview, this conception of dreaming offers a common meeting ground for brain-based studies of dreaming and psychological dream theory.

This is a preview of subscription content, access via your institution.

REFERENCES

  • Abraham, F., & Gilgen, A. (1994). Chaos theory in psychology. Westport, Connecticut: Greenwood Press.

    Google Scholar 

  • Amzica, F., & Steriade, M. (1996). Progressive cortical synchronization of ponto-geniculooccipital potentials during rapid eye movement sleep [Letter to the editor]. Neuroscience, 72, 309–14.

    Google Scholar 

  • Anderson, C.M. (2000). From molecules to mindfulness: How vertically convergent fractal time functions unify cognition and emotion. Consciousness and Emotion, 1, 1566–5836.

    Google Scholar 

  • Anderson, C. M., & Mandell, A. L. (1996). Fractal time and the foundations of consciousness: Vertical convergence of 1/f phenomena from ion channels to behavioral states. In M. Stamenov & G. Globus (Eds.), Fractals of Brain, Fractals of Mind: In Search of a Secret Symmetry Bond; Advances in Consciousness Research, 7 (pp.75–126). Amsterdam and Philadelphia: John Benjamin.

    Google Scholar 

  • Antrobus, J. (1990). The neurocognition of sleep mentation: Rapid eye movements, visual imagery and dreaming. In R. Bootzin, J. Kihlstrom, & D. Schacter (Eds.) Sleep and cognition (pp. 3–24). Washington, DC: American Psychological Association.

    Google Scholar 

  • Bak, P. (1996), How nature works: The science of self-organized criticality. New York: Springer-Verlag.

    Google Scholar 

  • Basar E. (Ed.), (1990), Chaos in brain function. Berlin: Springer-Verlag.

    Google Scholar 

  • Braun, A R., Balkin, T. J., Wesensten, N. J., Carson, R. E., Varga, M., Baldwin, P., Selbie, S., Belenky, G., & Herscovitch, P. (1997). Regional cerebral blood flow throughout the sleep-wake cycle. Brain, 120, 1173–1197.

    Google Scholar 

  • Braun, A. R., Balkin, T. J., Wesensten, N. J., Gwadry, F., Carson, R. E., Varga, M., Baldwin, P., Belenky, G., & Herscovitch, P. (1998). Dissociated pattern of activity in visual cortices and their projections during human rapid eye-movement sleep. Science, 279, 91–95.

    Google Scholar 

  • Callaway, D. W., Lydic, R., Baghdoyan, H. A., & Hobson, J. A. (1987). Pontogeniculooccipital waves: Spontaneous visual system activity during rapid eye movement sleep. Cellular and Molecular Neurobiology, 7, 105–149.

    Google Scholar 

  • Cavallero, C., Cicogna, P., Natalie, V., Occhionero, M. & Zito, A. (1992). Slow wave sleep dreaming. Sleep, 15, 562–66.

    Google Scholar 

  • Combs, A. (1996), The radiance of being: Complexity, chaos, and the evolution of consciousness. St. Paul, Minnesota: Paragon House.

    Google Scholar 

  • Combs, A., & Krippner, S. (1998). Dream sleep and waking reality: A dynamical view of two states of consciousness. In S. Hameroff, A.W. Kaszniak, & A.C. Scott (Eds.). Toward a science of consciousness: The secondTucson discussions and debates (487–494). Cambridge, Massachusetts: MIT Press.

    Google Scholar 

  • Crick, F. & Koch, C. (1995). Are we aware of neural activity in primary visual cortex? Nature, 375, 121–23.

    Google Scholar 

  • Destexhe, A. & Babloyantz, A. (1991). Deterministic chaos in a model of the thalamo-cortical system. In Edited by A. Babloyantz (Ed.). Self-organization: Emerging properties, and learning (127–150). New York: Plenum Press.

    Google Scholar 

  • Edelman, G. M. (1992). Bright air, brilliant fire: On the matter of the mind. New York: Basic Books.

    Google Scholar 

  • Edelman, G. M. (2000), A universe of consciousness: How matter becomes imagination. New York: Basic Books.

    Google Scholar 

  • Erdi, P., & Barna, G. (1984). Self-organizing mechanism for the formation of ordered neural mappings. Biological Cybernetics, 51, 93–101.

    Google Scholar 

  • Foote, S. L., Bloom, F. M., & Aston-Jones, G. (1983). Nucleus locus coeruleus; New evidence of anatomical and physiological specificity. Physiological Reviews, 63, 844–914.

    Google Scholar 

  • Foulkes, D. (1999). Children's dreaming and the development of consciousness. Cambridge, Massachusetts: Harvard University Press.

    Google Scholar 

  • Freeman, W. J. (February, 1991). The physiology of perception. Scientific American. 78–85.

  • Freeman, W. J. (1995), Societies of brains: A study in the neuroscience of love and hate. Hillsdale, New Jersey: Lawrence Erlbaum Associates.

    Google Scholar 

  • Freeman, W. J. (1997). Three centuries of category errors in studies of the neural basis of consciousness and internationality. Neural Networks, 10, 1175–1183.

    Google Scholar 

  • Freeman, W. J. & Barrie, J. M. (1994). Chaotic oscillations and the genesis of meaning in the cerebral cortex. In J. Mervaille & T. Christen (Eds.). Temporal Coding and the Brain. (pp ?) Berlin: Springer-Verlag.

    Google Scholar 

  • Freud, S. (1900/1955). The interpretation of dreams. New York: Basic Books.

    Google Scholar 

  • Gibson, J. J. (1966) The senses considered as perceptual systems. Boston: Houghton Mifflin.

    Google Scholar 

  • Gibson, J. J. (1979). The ecological approach to visual perception. Boston: Houghton Mifflin.

    Google Scholar 

  • Globus, G. (1987). Dream life, wake life: The human condition through dreams. Albany, New York: State University of New York Press.

    Google Scholar 

  • Globus, G. (1989). Connectionism and the dreaming mind. Journal of Mind and Behavior, 10, 179–196.

    Google Scholar 

  • Globus, G. (1995). The postmodern brain. Amsterdam: John Benjamin.

    Google Scholar 

  • Goerner, S. & Combs, A. (1998). Consciousness, energy and self-organization: An ecological perspective. Biosystems, 46, 123–127.

    Google Scholar 

  • Goertzel, B. (1994). Chaotic logic: Thought and reality from the perspective of complex systems science. New York: Plenum.

    Google Scholar 

  • Goldman-Rakic, P., Scalaidhe, S. P., & Chafee, M. V. (2000). Domain specificity in cognitive systems. In M.S. Gazzaniga (Ed.). The new cognitive neurosciences (pp. 733–742). Massachusetts: MIT Press.

    Google Scholar 

  • Hall, C. S. & Van de Castle, R. L. (1966). The content analysis of dreams. New York: Meredith.

    Google Scholar 

  • Hardy, C. (1997). Networks of meaning: A bridge between mind and matter. Westport, Connecticut: Greenwood Press: Praeger.

    Google Scholar 

  • Hartmann, E. (1991). Boundaries in the mind. New York: Basic Books.

    Google Scholar 

  • Hobson, J. A. (1988). The dreaming brain. New York: Basic Books.

    Google Scholar 

  • Hobson, J. A. (1994). The chemistry of consciousness: How the brain changes its mind. New York: Little, Brown.

    Google Scholar 

  • Hobson, J. A., Pace-Schott, E.F. & Stickgold, R. (2000). Dreaming and the brain: Toward a cognitive neuroscience of conscious states. Behavioral and Brain Sciences, 23, in press.

  • Hobson, J. A., Pace-Schott, E. F., Stickgold, R. & Kahn, D. (1998). To dream or not to dream? Relevant data from new neuroimaging and electrophysiological studies. Neurobiology, 8, 239–244.

    Google Scholar 

  • Hobson, J. A. & McCarley, R. W. (1977). The brain as a dream-state generator: An activation-synthesis hypothesis of the dream process. American Journal of Psychology, 134, 1335–1368.

    Google Scholar 

  • Horsthemke, W., & Lefever, R. (1984). Noise-induced transitions Berlin: Springer-Verlag.

    Google Scholar 

  • Kauffman, S. A. (1993). The origins of order: Self-organization and selection in evolution. Oxford: Oxford University Press.

    Google Scholar 

  • Kahn, D. & Hobson, J. A. (1993). Self-organization theory of dreaming. Dreaming, 3, 151–78.

    Google Scholar 

  • Kahn, D., Krippner, S., & Combs, A. (2000). Dreaming and the self-organizing brain. Journal of Consciousness Studies, 7, 4–11.

    Google Scholar 

  • Kahn, D., Stickgold, R., Pace-Schott, E. F., & Hobson, J. A. (2000). Dreaming and waking consciousness: A character recognition study. Journal of Sleep Research, 9 (in press).

  • Kellert, S. H. (1993). In the wake of chaos: Unpredictable order in dynamical systems. Chicago: University of Chicago Press.

    Google Scholar 

  • Koch, C. (1998). Visual awareness and the frontal lobes. In Consciousness research abstracts: Toward a science of consciousness; Tucson III. UK, Thorverton: Imprint.

    Google Scholar 

  • Laszlo, E. (1987). Evolution: The grand synthesis. Boston: Shambhala.

    Google Scholar 

  • Lorenz, E. (1963). Deterministic nonperiodic flow. Journal of the Atmospheric Sciences, 20, 130–141.

    Google Scholar 

  • Mamelak, A. N. & Hobson, J. A. (1989). Dream bizarreness as the cognitive correlate of altered neuronal behavior in REM sleep. Journal of Cognitive Neuroscience, 1, 201–222.

    Google Scholar 

  • Mandell A. N., & Selz, K. A. (1997). Is the EEG a strange attractor? Brain stem neuronal discharge patterns and electroencephalographic rhythms. In J. Mervaille and T. Christen (Eds.). The impact of chaos on science and society (pp-). Tokyo: United Nations University Press.

    Google Scholar 

  • Maquet, P., Peteres, J. M., Aerts, J., Delfiore, G., Degueldre, C., Luxen, A., & Franck, G. (1996). Functional neuroanatomy of human rapid-eye-movement sleep and dreaming. Nature, 383, 163–165.

    Google Scholar 

  • Maquet, P. (2000). Functional neuroimaging of normal human sleep by positron emission tomography. Journal of Sleep Research, 9, 207–231.

    Google Scholar 

  • Maturana, H. R., Varela, F. J. & Uribe, R. (1974). Autopoiesis: The organization of living systems, its characterization and model. Biosystems, 5, 187–96.

    Google Scholar 

  • McIntosh, A. R., Grady, C. L., Haxby, J. V., Ungerleider, L. G., & Horwitz, B. (1996). Changes in limbic and prefrontal functional interactions in a working memory task for faces. Cerebral Cortex, 6, 571–584.

    Google Scholar 

  • Moss, F. & Wiesenfeld, K. (1995). The benefits of background noise. Scientific American, 272, 66–69.

    Google Scholar 

  • Peak, D. (1994). Chaos under control: The art and science of complexity. New York: W.H. Freeman.

    Google Scholar 

  • Porte, H. & Hobson, J. A. (1986). Bizarreness in REM and NREM reports. Sleep Research, 15, 81–98.

    Google Scholar 

  • Prigogine, I. & Stengers, I. (1984). Order out of chaos: Man's new dialogue with nature. New York: Bantam Books.

    Google Scholar 

  • Pribram, K. H. (1995). Proceedings of the second Appalachian conference on behavioral neurodynamics: Origins; brain and self-organization. Hillsdale, New Jersey: Lawrence Erlbaum.

    Google Scholar 

  • Purcell, S., Mullington, J., Moffitt, A., Hoffman, R. & Pigeau, R., (1986). Dream selfreflectiveness as a learned cognitive skill. Sleep, 9, 432–437.

    Google Scholar 

  • Revonsuo, A. (1998). How to take consciousness seriously in cognitive neuroscience. Consciousness research abstracts: Toward a science of consciousness; Tucson III (p. 76–77). Thorverton, England: Imprint.

    Google Scholar 

  • Rittenhouse, C. S., Broadley, D., Stickgold, R., & Hobson, J. A. (1993). Increased semantic priming upon awakenings from REM sleep. Sleep Research, 22, 97.

    Google Scholar 

  • Robertson, R. & Combs, A. (Eds.). (1995). Chaos theory in psychology and the life sciences. Hillsdale, New Jersey: Lawrence Erlbaum.

    Google Scholar 

  • Russell, C., Bruck, D. & Coleman, G. (1997). Induction of visual imagery during NREM sleep. Sleep, 20, 948–956.

    Google Scholar 

  • Screenivason, R., Pradhan, N. & Rapp, P. (Eds.). (1999). Nonlinear dynamics and brain functioning. Huntington, New York: Nova Science.

    Google Scholar 

  • Solms, M. (1997). The neuropsychology of dreams: A clinico-anatomical study. Mahwah, New Jersey: Lawrence Erlbaum.

    Google Scholar 

  • Steriade, M. (2000). Corticothalamic resonance, states of vigilance and mentation. Neuroscience, 101, 243–276.

    Google Scholar 

  • Tanguay, PE., Ornitz, E.M., Forsythe, A.B. & Ritvo, E.R. (1976). Rapid eye movement (REM) activity in normal and autistic children during REM sleep. Journal of Autism and Childhood Schizophrenia, 6, 275–288.

    Google Scholar 

  • Tonay, V. (1991). California women and their dreams: A historical and sub-cultural comparison of dream content. Journal of Imagination, Cognition, and Personality, 10, 85–99.

    Google Scholar 

  • Tononi, G., Edelman, G.M., & Sporns, O. (1998). Complexity and coherency: Integrating information in the brain. Trends in Cognitive Sciences 2, 474–484.

    Google Scholar 

  • Tononi, G., & Edelman, G.M. (1998). Consciousness and complexity. Science 282, 1846–1851.

    Google Scholar 

  • Varela, J.F., Thompson, E., & Rosch, E. (1991). The embodied mind: Cognitive science and human experience. Cambridge, Massachusetts: MIT Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Allan Combs.

Rights and permissions

Reprints and Permissions

About this article

Cite this article

Kahn, D., Combs, A. & Krippner, S. Dreaming as a Function of Chaos-Like Stochastic Processes in the Self-Organizing Brain. Nonlinear Dynamics Psychol Life Sci 6, 311–322 (2002). https://doi.org/10.1023/A:1019758527338

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1023/A:1019758527338

  • brain
  • consciousness
  • dream
  • chaos
  • stochastic process
  • self-organization
  • REM sleep
  • NREM sleep