Skip to main content
Log in

Scrambling in German and Japanese: Adjunction Versus Multiple Specifiers

  • Published:
Natural Language & Linguistic Theory Aims and scope Submit manuscript

Abstract

This paper argues that short (clause-internal) scrambling to a pre-subject position has A-properties in Japanese but A!-properties in German, while long scrambling (scrambling across sentence boundaries) from finite clauses, which is possible in Japanese but not in German, has A!-properties throughout. It is shown that these differences between German and Japanese can be traced back to parametric variation of phrase structure and the parameterized properties of functional heads. Due to the properties of Agreement, sentences in Japanese may contain multiple (Agro- and Agrs-) specifiers whereas German does not allow for this. In Japanese, a scrambled element may be located in a Spec AgrP, i.e., an A- or L-related position, whereas scrambled NPs in German can only appear in an AgrP-adjoined (broadly-L-related) position, which only has A!-properties. Given our assumption that successive cyclic adjunction is generally impossible, elements in German may not be long scrambled because a scrambled element that is moved to an adjunction site inside an embedded clause may not move further. In Japanese, long distance scrambling out of finite CPs is possible since scrambling may proceed in a successive cyclic manner via embedded Spec-(AgrP) positions. Our analysis of the differences between German and Japanese scrambling provides us with an account of further contrasts between the two languages such as the existence of surprising asymmetries between German and Japanese remnant-movement phenomena, and the fact that, unlike German, Japanese freely allows wh-scrambling. Investigation of the properties of Japanese wh-movement also leads us to the formulation of the Wh-cluster Hypothesis, which implies that Japanese is an LF multiple wh-fronting language.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

REFERENCES

  • Abe, Jun: 1993, Binding Conditions and Scrambling without AIA' Distinction, unpublished Ph.D. dissertation, University of Connecticut.

  • Authier, J.-Marc: 1993, ';Nonquantificational Wh and Weakest Crossover', Linguistic Inquiry 24, 161-168.

    Google Scholar 

  • Baker, Mark: 1988, Incorporation. A Theory of Grammatical Function Changing, The University of Chicago Press, Chicago.

    Google Scholar 

  • Barss, Andrew: 1986, Chains and Anaphoric Dependence, unpublished Ph.D. dissertation, MIT.

  • Belletti, Adriana and Luigi Rizzi: 1988, ';Psych-Vtrbs and 0-Theory', Natural Language and Linguistic Theory 6, 291-352.

    Google Scholar 

  • Bennis, Hans and Teun Hoekstra: 1984, ';Gaps and Parasitic Gaps'. The Linguistic Review 4, 29-87.

    Google Scholar 

  • Bobaljik, Jonathan D.: 1995, Morphosyntax: The Syntax of Verbal Inflection, unpublished Ph.D. dissertation, MIT.

  • Bošković, Željko: 1994, ';ECP, Spec-Head Agreement, and Multiple Wh-movement in Overt Syntax', in Sergey Avrutin et al. (eds.), Annual Workshop on Formal Approaches to Slavic Linguistics, Michigan Slavic Publications, Ann Arbor, pp. 119-143.

    Google Scholar 

  • Bošković, Zeljko: 1997, ';Multiple Wh-Fronting and Economy of Derivation', unpublished ms., University of Connecticut.

  • Bošković, Zeljko and Daiko Takahashi: 1995, ';Scrambling and Last Resort', unpublished ms., University of Connecticut and CUNY.

  • Bresnan, Joan: 1996, ';Morphology Competes with Syntax: Explaining Typological Variation in Weak Crossover Effects', unpublished ms., Stanford University.

  • Browning, Marguerite and Ezat Karimi: 1994, ';crambling to Object Position in Persian', in Norbert Corver and Henk van Riemsdijk (eds.), Studies on Scrambling, Mouton de Gruyter, Berlin, pp. 61-100.

    Google Scholar 

  • Cheng, Lisa: 1991, On the Typology of Wh-Questions, unpublished Ph.D. dissertation, MIT.

  • Cho, Jai-Hyoung: 1991, ';Scrambling as Non-Operator A'-Movement: Variable vs. Null Epithet', in German F. Westphal (ed.), Proceedings of the Eastern States Conference on Linguistics-ESCOL 8, Department of Linguistics, Ohio State University, Columbus, Ohio, pp. 34-45.

    Google Scholar 

  • Chomsky, Noam: 1986a, Barriers, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Chomsky, Noam: 1986b, Knowledge of Language. Its Nature Origin and Use, Praeger, New York.

    Google Scholar 

  • Chomsky, Noam: 1993, ';A Minimalist Program for Linguistic Theory', in Kenneth Hale and Samuel J. Keyser (eds.), The View from Building 20, MIT Press, Cambridge, Massachu-setts, pp. 1-52.

    Google Scholar 

  • Chomsky, Naam: 1994, ';Bare Phrase Structure', in Gert Webelhuth (ed.), Government and Binding Theory and the Minimalist Program, Oxford, Blackwell, pp. 383-439.

  • Chomsky, Noam: 1995, The Minimalist Program, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Chomsky, Noam and Howard Lasnik: 1993, ';Principles and Parameters Theory', in Joachim Jacobs et al. (eds.), Syntax. An International Handbook of Contemporary Research, Walter de Gruyter, Berlin, pp. 506-569.

    Google Scholar 

  • Collins, Chris: 1993, Topics in Ewe Syntax, unpublished Ph.D. dissertation, MIT.

  • Collins, Chris: 1997, Local Economy, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Collins, Chris and Höskuldur Thrainsson: 1996, ';VP-internal Structure and Object Shift in Icelandic', Linguistic Inquiry 27, 391-444.

    Google Scholar 

  • Culicover, Peter W.: 1992, ';A Note on Quantifier Binding', Linguistic Inquiry 23, 659-662.

    Google Scholar 

  • Doron, Edit and Caroline Heãcock: 1998, ';Filling and Licensing Multiple Specifiers', to appear in David Adger et al. (eds.), Specifiers: Minimalist Approaches, Oxford University Press, Oxford.

    Google Scholar 

  • Engdahl, Elisabet: 1986, Constituent Questions: The Syntax and Semantics of Questions with Special Reference to Swedish, Reidel. Dordrecht.

    Google Scholar 

  • Epstein, Samuel D.: 1992, ';Derivational Constraints on A' Chain Formation', Linguistic Inquiry 23, 235-259.

    Google Scholar 

  • Fanselow, Gisbert: 1990, ';Scrambling as NP-movement', in Günther Grewendorf and Wolf-gang Sternefeld (eds.), Scrambling and Barriers, John Benjamins, Amsterdam, pp. 113-140.

    Google Scholar 

  • Ferguson, K. Scott and Erich Groat: 1994, ';Defining Shortest Move', unpublished ms., Harvard University.

  • Fukui, Naoki: 1993a, ';A Note on Improper Movement', The Linguistic Review 10, 111-126.

    Google Scholar 

  • Fukui, Naoki: 1993b, ';Parameters and Optionality', Linguistic Inquiry 24, 399-420.

    Google Scholar 

  • Gair, James W. and Lelwala Sumangala: 1991, ';What to Focus in Sinhala', in German F. Westphal (ed.), Proceedings of the Eastern States Conference on Linguistics-ESCOL 8, Department of Linguistics, Ohio State University, Columbus, Ohio, pp. 93-108.

    Google Scholar 

  • Georgopoulos, Carol: 1991, ';Canonical Government and the Specifier Parameter: An ECP Account of Weak Crossover', Natural Language and Linguistic Theory 9, 1-4•.

    Google Scholar 

  • Grewendorf, Gunther: 1998a, ';The Additional-wh Effect and Multiple Wh-fronting', to appear in David Adger et a1. (eds.), Specifiers: Minimalist Approaches, Oxford University Press, Oxford.

    Google Scholar 

  • Grewendorf, Giinther: 1998b, ';Multiple Wh-Fronting in German', unpublished ms., University of Frankfurt.

  • Grewendorf, Giinther and Joachim Sabel: 1994, ';Long Scrambling and Incorporation', Linguistic Inquiry 25, 263-308.

    Google Scholar 

  • Heycock, Caroline: 1995, ';Asymmetries in Reconstruction', Linguistic Inquiry 26, 547-570.

    Google Scholar 

  • Hoji, Hajime: 1985, Logical Form Constraints and Configurationa1 Structures in Japanese, unpublished Ph.D. dissertation, University of Washington.

  • Hornstein, Norbert; 1995, Logical Form, Blackwell, Oxford.

    Google Scholar 

  • Hoshi, Hiroto: 1994, Passive, Causative, and Light Verbs: A Study on Theta Role Assignment, unpublished Ph.D. dissertation, University of Connecticut.

  • Johnson, Kyle: 1985, A Case for Movement, unpublished Ph.D. dissertation. MIT.

  • Johnson, Kyle: 1987, ';Against the Notion “SUBJECT”', Linguistic Inquiry 18, 354-361.

    Google Scholar 

  • Johnson, Kyle: 1992, ';Scope and Binding Theory: Comments on Zubizarreta', in Tim Stowell and Eric Wehrli (eds.), Syntax and the Lexicon. Syntax and Semantics 26, Academic Press, San Diego, California, pp. 259-275.

    Google Scholar 

  • Kayne, Richard: 1989, ';Null Subjects and Clitic Climbing', in Osvaldo Jaeggli and Ken Safir (eds.), The Null Subject Parameter, Kluwer, Dordrecht, pp. 239-259.

    Google Scholar 

  • Kayne, Richard: 1994, The Antisymmetry of Syntax, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Kikuchi, Akira, Masayuki Oishi and Nonaki Yusa: 1994, ';Scrambling and Relativized L-Relatedness', in Masatoshi Koizumi and Mroyuki Ura (eds.), MIT Working Papers in Linguistics 24: Formal Approaches to Japanese Linguistics I, Department of Linguistics and Philosophy, MIT, Cambridge, Massachusetts, pp. 141-158.

    Google Scholar 

  • Kim, Jcong-Seok (in press), ';Focus Movement and Ellipsis in Korean and Japanese', in Proceedings of Console 5.

  • Koizumi, Masatoshi: 1992, ';Copy α and Reconstruction Effects', unpublished ms., MIT.

  • Koizumi, Masatoshi: 1994, ';Layered Specifiers', in Merce Gonzalez (ed.), Proceedings of the North East Linguistic Society-NELS 24, Department of Linguistics, University of Massachusetts, Amherst, pp. 255-269.

    Google Scholar 

  • Koizumi, Masatoshi: 1995, Phrase Structure in Minimalist Syntax, unpublished Ph.D. dissertation, MIT.

  • Koster, Jan: 1986, ';The Relation between pro-drop, Scrambling, and Verb Movements', unpublished ms., Rijksuniversiteit Groningen.

  • Kuroda, Sige-Yuki: 1992, ';Whether We Agree or Not: A Comparative Syntax of English and Japanese', in Sige-Yuki Kuroda (ed.), Japanese Syntax and Semantics, Kluwer. Dor-drecht, pp. 315-257.

    Google Scholar 

  • Lasnik, Howard: 1996, ';Quantifier Lowering?', unpublished ms., University of Connecticut.

  • Lasnik, Howard and Mamoru Saito: 1992, Move α, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Lasnik, Howard and Tim Stowell: 1991, ';Weakest Cross-over', Linguistic Inquiry 22, 687-720.

    Google Scholar 

  • Lebeaux, David: 1991, ';Relative Clauses, Licensing, and the Nature of the Derivation', in Susan Deborah Rothstein (ed.), Perspectives on Phrase Structure. Syntax and Semantics 25, Academic Press, San Diego, California, pp. 209-239.

    Google Scholar 

  • Lenerz, Jurgen: 1977, Zur Abfolge nominaler Satzglieder im Deutschen, Narr, Tabingen.

    Google Scholar 

  • Mahajan, Anoop: 1990, The A-1A-bar Distinction and Movement Theory, unpublished Ph.D. dissertation, MIT.

  • Maki, Hideki: 1994, ';Anti-Anti-Superiority', in Janet M. Fuller (ed.), Proceedings of the Eastern States Conference on Linguistics-ESCOL 11, Department of Modern Languages and Linguistics, Cornell University, Ithaca, New York, pp. 199-209.

    Google Scholar 

  • May, Robert: 1985, Logical Form. Its Structure and Derivation, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Miyagawa, Shigeru: 1993, ';Case Checking and Minimal Link Condition', in Collin Phillips (ed.), MIT Working Papers in Linguistics 19: Papers an Case and Agreement 11, Depart-ment of Linguistics and Philosophy, MIT, Cambridge, Massachusetts, pp. 213-254.

    Google Scholar 

  • Miyagawa, Shigeru: 1997, 'Against Optional Scrambling', Linguistic Inquiry 28, 1-25.

    Google Scholar 

  • Müuler, Gereon: 1995, A-bar Syntax, Mouton de Gruyter, Berlin.

    Google Scholar 

  • Muller, Gereon and Wolfgang Sternefeld: 1993, ';Improper Movement and Unambiguous Binding', Linguistic Inquiry 24, 461-507.

    Google Scholar 

  • Nakayama, Mineharu and Kazuhiko Tajima: 1993, ';Purpose Clauses in Japanese', Lingua 91, 1-32.

    Google Scholar 

  • Nemoto, Naoko: 1993, Chains and Case Positions: A Study from Scrambling in Japanese, unpublished Ph.D, dissertation, University of Connecticut.

  • Nishigauchi, Taisuke: 1990, Quantification in the Theory of Grammar. Kluwer, Dordrecht.

    Google Scholar 

  • Pesetsky, David: 1987. ';Binding Problems with Experiencer Verbs', Linguistic Inquiry 18, 126-140.

    Google Scholar 

  • Postal, Paul: 1993, ';Remarks on Weak Crossover Effects', Linguistic Inquiry 24. 539-556.

    Google Scholar 

  • Reinhart, Tanya: 1983, Anaphora and Semantic Interpretation, Croom Hehe, London.

    Google Scholar 

  • Reinhart, Tanya: 1993. ';Wh-in situ in the Framework of the Minimalist Program', unpub lished ms., lecture at Utrecht Linguistics Colloquium.

  • Reuland, Eric and Wim Kosmeijer. 1988, ';Projecting Inflected Verbs', Groninger Arbeiten zur germanistischen Linguistik 29, 88-113.

    Google Scholar 

  • Rizzi, Luigi: 1990, ';Speculations on Verb Second', in Joan Mascara and Marina Nespor (eds.), Grammar in Progress, Foris, bordrecht, pp. 25-32.

    Google Scholar 

  • Rizzi, Luigi: 1991, ';Residual Verb Second and the Wh-Criterion', Technical Reports in Formal and Computational Linguistics 2, Faculté des Lettres. Universite de Geneve, Geneva.

    Google Scholar 

  • Rudin, Catherine: 1988, ';On Multiple Questions and Multiple Wh-Fronting', Natural Lan-guage and Linguistic Theory 6, 445-5Ð1.

    Google Scholar 

  • Sabel, Joachim: 1995, ';Intermediate Traces, Adjunction Movement, and Locality Effects', unpublished ms., Universitat Frankfurt.

  • Sabel, Joachim: 1996a, ';Asymmetries in Partial Wh-Movement', in Uli Lutz and Gereon Mü11er (eds.), Papers on Wh-Scope Marking, Institut für Allgemeine Sprachwissenschaft, Universitat Tiibingen, pp. 289-315.

  • Sabel, Joachim: 1996b, Restrukturierung und Lokalitat. Universelle Beschrdnkunge• fur Wort-stellungsvarianten, Akademie-Verlag, Berlin.

    Google Scholar 

  • Saito, Mamoru: 1985, Some Asymmetries in Japanese and Their Theoretical Implications, unpublished Ph.D. dissertation, MIT.

  • Salto, Mamoru: 1989, ';Scrambling as Semantically Vacuous A'-movement', in Mark A. Baltin and Anthony S. Kroch (eds.), Alternative Concepts of Phrase Structure, The University of Chicago Press, Chicago, pp. 1S2-200.

    Google Scholar 

  • Saito, Mamoru: 1992, ';Long Distance Scrambling in Japanese', Journal of East Asian Linguis-tics 1, 69-118.

    Google Scholar 

  • Saito, Mamoru: 1994a, ';Additional-wh Effects and the Adjunction Site Theory', Journal of East Asian Linguistics 3, 195-240.

    Google Scholar 

  • Saito, Mamoru: 1994b, ';Improper Adjunction', in Masatoshi Koizumi and Hiroyuki Ura (eds.), MIT Working Papers in Linguistics 24: Formal Approaches to Japanese Linguistics I, Department of Linguistics and Philosophy, MIT, Cambridge, Massachusetts, pp. 263-293.

    Google Scholar 

  • Saito, Mamoru and Nacki Fukui: 1996, ';Order in the Theory o£ Phrase Structure and Movement', Sprachwissenschaft in Frankfurt 14, Institut für deutsche Sprache und Literatur 11, Johann Wolfgang Goethe Universitat, Frankfurt.

    Google Scholar 

  • Sakai, Hiromu: 1994, ';Derivational Economy in Long Distance Scrambling', in Masatoshi Koizumi and Hiroyuki Ura (eds.), MIT Working Papers in Linguistics 24: Formal Approaches to Japanese Linguistics I, Department of Linguistics and Philosophy, MIT, Cambridge, Massachusetts, pp. 295-314.

    Google Scholar 

  • Santorini, Beatrice: 1991, ';Scrambling and INFL in German', unpublished ms., University of Pennsylvania, Philadelphia.

    Google Scholar 

  • Sauerland, Uli: 1997, ';The Interpretability of Scrambling', unpublished ms., MIT.

  • Tada, Hiroaki: 1989, ';Scramblings', unpublished ms., MIT.

  • Takahashi, Daiko: 1993, ';Movement of Wh-phrases in Japanese', Natural Language and Linguistic Theory 11, 655-678.

    Google Scholar 

  • Taraldsen, Knut Tarald: 1994, ';Reflexives, Pronouns, and Subject/Verb Agreement in Ice-landic and Faroese', Working Papers in Scandinavian Syntax 54, 43-58.

    Google Scholar 

  • Toyoshima, Takashi: 1997, ';Subject Shift: Small Case for Strong Case', unpublished ms., Cornell University.

  • Ura, Hiroyuki: 1993, ';L-Relatedness and Its Parametric Variation', in Collin Phillips (ed.), MIT Working Papers 19: Papers on Case and Agreement 11, pp. 377-399.

  • Ura, Hiroyuki: 1994, ';Super-Raising and the Feature-Based-X-bar Theory', unpublished ms., MIT.

  • Uriagereka, Juan: 1988, On Government, unpublished Ph.D. dissertation, University of Connecticut.

  • Vanden Wyngaerd, Guido: 1989, ';Object Shift as an A-Movement Rule', in Philip Branigan et a1. (eds.). MIT Working Papers in Linguistics 11. Student Conference on Linguistics, Department of Linguistics and Philosophy, MIT, Cambridge, Massachusetts, pp. 256-271.

    Google Scholar 

  • Watanabe, Akira: 1992, ';WH-in-situ, Subjacency, and Chain Formation', MIT Occasional Papers in Linguistics 2.

  • Webelhuth, Gert: 1989, Syntactic Saturation Phenomena and the Modern Germanic Languages, unpublished Ph.D. dissertation, University of Massachusetts, Amherst.

    Google Scholar 

  • Williams, Edwin: 1994, Thematic Structure in Syntax, MIT Press, Cambridge, Massachusetts.

    Google Scholar 

  • Zwart, Jan-Wouter: 1993, Dutch Syntax. A Minimalist View, unpublished Ph.D. dissertation, Rijksuniversiteit Groningen.

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

About this article

Cite this article

Grewendorf, G., Sabel, J. Scrambling in German and Japanese: Adjunction Versus Multiple Specifiers. Natural Language & Linguistic Theory 17, 1–65 (1999). https://doi.org/10.1023/A:1006068326583

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1023/A:1006068326583

Keywords

Navigation