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The Social Face Hypothesis

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Abstract

Meeting the demands of a social world is an incredibly complex task. Since humans are able to navigate the social world so effortlessly, our ability to both interpret and signal complex social and emotional information is arguably shaped by evolutionary pressures. Dunbar (1992) tested this assumption in his Social Brain Hypothesis, observing that different primates’ neocortical volume predicted their average social network size, suggesting that neocortical evolution was driven at least in part by social demands. Here we examined the Social Face Hypothesis, based on the assumption that the face co-evolved with the brain to signal more complex and nuanced emotional, mental, and behavioral states to others. Despite prior observations suggestive of this conclusion (e.g., Redican, 1982), it has not, to our knowledge, been empirically tested. To do this, we obtained updated metrics of primate facial musculature, facial hair bareness, average social network size, and average brain weight data for a large number of primate genera (N = 63). In this sample, we replicated Dunbar’s original observation by finding that average brain weight predicted average social network size. Critically, we also found that perceived facial hair bareness predicted both group size and average brain weight. Finally, we found that all three variables acted as mediators, confirming a complex, interdependent relationship between primate social network size, primate brain weight, and primate facial hair bareness. These findings are consistent with the conclusion that the primate brain and face co-evolved in response to meeting the increased social demands of one’s environment.

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Notes

  1. The number of primate genera depends on taxonomy used for classification.

  2. This website (“http://pin.primate.wisc.edu/factsheets/”) has since been archived. Thus, we had to use the “wayback machine” (archive.org) to secure images from the website around the time that Changizi et al. (2006) scraped their images.

  3. While we were able to substantially increase the sample size using our perceived facial hair bareness metric, there were still missing data points in the full dataset. Thus, there are varying N’s reported for each of the results.

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Correspondence to Daniel N. Albohn.

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Not Applicable.

Data Availability

All data and materials analyzed in this manuscript are available through their originally published articles (cited in text) or in Supplemental Materials 1. No experiments were preregistered for this manuscript.

Ethical Approval

This study was approved by the Office of Research Protections at the Pennsylvania State University (exempt) and was performed to the ethical standards as laid down in the 1964 Declaration of Helsinki.

Conflict of Interest

The authors declare no competing interests.

Informed Consent

Informed consent was received from all participants before conducting the study. No informed consent was obtained for secondary data analysis.

Author Contribution

RBA formulated the initial research question. DNA collected and analyzed the data and wrote the first draft of the manuscript. DNA and RBA interpreted the results, revised and commented on the manuscript, and approved the final version.

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Handling editor: Ralph Adolphs

Supplementary Information

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Albohn, D.N., Adams, R.B. The Social Face Hypothesis. Affec Sci 3, 539–545 (2022). https://doi.org/10.1007/s42761-022-00116-7

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  • DOI: https://doi.org/10.1007/s42761-022-00116-7

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