Swallowing physiology includes numerous biomechanical events including displacement of the hyoid bone, which is a crucial component of airway protection and opening of the proximal esophagus. The objective of this study was to evaluate the potential relations between the trajectory of hyoid bone movement and the risk of airway penetration and aspiration during a videofluoroscopic swallowing study. Two hundred sixty-five patients were involved in this study, producing a total of 1433 swallows of various volumes consisting of thin liquid, nectar-thick liquid, and solids during a fluoroscopic exam. The anterior and posterior landmarks of the body of the hyoid bone were manually marked in each frame of each fluoroscopic video. Generalized estimation equations were applied to evaluate the relationship between penetration–aspiration scores and mathematical features extracted from the hyoid bone trajectories, while also considering the influence of other independent variables such as age, bolus volume, and viscosity. Our results indicated that penetration–aspiration scores showed a significant relation to age. The maximum anterior (horizontal) displacement of the anterior hyoid bone landmark was significantly associated with the penetration–aspiration scores. Differences in the displacement of the hyoid bone are useful observations in airway protection.
AbstractSection Article highlights-
(1)
In this work, the potential relations between the trajectory of hyoid bone movement and the risk of airway penetration and aspiration during a videofluoroscopic swallowing study were evaluated.
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(2)
We extracted features from the hyoid bone trajectories and applied generalized estimation equations to investigate their relationship to penetration–aspiration scales.
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(3)
The results showed that the maximum anterior (horizontal) displacement of the anterior hyoid bone landmark was significantly associated with the penetration–aspiration scales.
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1 Introduction
Swallowing is a complex neuromuscular process needed for proper daily nutrition. There are four main stages of the process of swallowing: the oral preparatory stage, oral transit stage, pharyngeal stage and esophageal stage. Dysphagia is a term used to describe any swallowing dysfunction [1,2,3,4] that causes subjective discomfort or objective impairment in the formation or transportation of a bolus safely and completely from mouth to the stomach without entering the airway [5] in one or more of these four stages. In the healthy swallow, the upper aerodigestive tract alternates between respiratory (breathing) and digestive (swallowing) functions within a very short duration of less than 2 s. Airway compromise in dysphagic people is caused by the mistiming of these airway protective events enabling swallowed material to be misdirected into the upper laryngeal or lower tracheal airway (penetration, aspiration respectively). As a consequence of aspiration, patients can develop adverse medical complications such as airway obstruction (choking) and aspiration pneumonia [6,7,8,9], a leading cause of dysphagia-related mortality. These serious consequences, caused by dysphagia, impact both the health and the quality of patients’ daily life. Annually in the United States, approximately 4% of adults have swallowing-related disorders [10]. It is estimated that 12–13% of patients in short-term acute care hospitals and around 60% of nursing home occupants have swallowing difficulties [6]. Rapid identification of dysphagia along with timely diagnosis and management of the swallowing disorder is necessary to mitigate the risk of these preventable adverse outcomes. Due to the intricate neuromuscular coordination of the swallowing process, swallowing disorders commonly appear in patients with neurological diseases such as stroke, Parkinson’s disease [11], head/neck cancer and brain injuries [12], and many other conditions. Many symptoms associated with dysphagia are poorly recognized by clinicians and other observers, such as family members, who are not trained to recognize them. Specialized dysphagia clinicians are often not consulted until a preventable dysphagia-related adverse event has already occurred. Delayed detection of clinically significant dysphagia is particularly problematic in under served settings and clinics that are not staffed with specialists.
There are two principal diagnostic examinations widely accepted as gold standard imaging tests used in the diagnosis of dysphagia and treatment planning: videofluoroscopic swallowing studies (VFSS), commonly called modified barium swallow studies, and fiberoptic endoscopic evaluation of swallowing (FEES). The VFSS was first described in the early 1980s by Logemann [13] though developmental iterations of the examination were described in the literature as long ago as the late 1970s. FEES, which is an adaptation of typical fiberoptic nasopharyngoscopy, was first described in 1988 by Langmore [14] as the miniaturization and refinement of endoscopic instrumentation grew. Although both methods require specialized training to ensure safe and appropriate testing, the VFSS examination is in more widespread use given that its adoption precedes that of FEES, and because the only specialized equipment necessary for the VFSS (i.e., a fluoroscopy unit) is present in any healthcare institution with a radiology department. Each examination procedure provides information regarding swallowing anatomy and physiology that are complementary to one another though each is regarded as a current gold standard. This issue is debatable because each examination, though providing ample information with which to form diagnostic impressions, has advantages and limitations based on the technology used. For example, VFSS is considered more comprehensive because it provides continuous viewing of the entire swallowing mechanism during swallow, but is limited by the need of limit x-ray exposure to the patient, while FEES provide excellent high-resolution images but of a very narrow field of view to which the examiner is blinded due to the momentary collapse of the pharynx during the important pharyngeal stage of swallowing. VFSS, unlike FEES, provides continuous imaging data of all upper aerodigestive structures that are active during swallowing in the oral, pharyngeal, laryngeal and upper esophageal regions, while FEES imaging examines an approximately 2–4 cm view of the larynx and pharynx before the onset and after the conclusion of the pharyngeal swallow. Both tests provide excellent information regarding the presence, severity and immediate results of aspiration in patients with dysphagia (e.g., whether the patient produced an airway protective reflex such as a cough), though only VFSS is capable of evaluating the underlying contributions of impaired lingual, pharyngeal, hyolaryngeal, and upper esophageal sphincter function underlying airway protection [15, 16]. The majority of data produced over the past 40+ years, delineating the normal biomechanical swallowing sequence of events which are largely undetectable with FEES, has been generated using VFSS imaging. During VFSS, a patient is seated before an X-ray machine and instructed to swallow different liquids and/or foods mixed with barium [17]. Typically, the swallowing assessment is carried out by a radiologist and a speech-language pathologist [18]. Examiners observe the biomechanical displacement of numerous oropharyngeal structures such as the hyoid bone, pharyngeal walls, larynx and epiglottis, tongue, and upper esophageal sphincter to determine the nature of impaired swallowing and identify interventions best suited to alleviate them. During these assessments, the timing, patterns and distance of displacement of these structures in producing a flow of the radio-opaque boluses through the upper aerodigestive tract are examined and discrete measurements can be observed by clinicians. These clinicians can then evaluate swallowing integrity and identify the effects of various interventions that lead to aspiration and its consequences. The evaluations include compensatory alteration of patient posture, and modification of bolus textures or bolus volumes on swallowing physiology [19, 20].
The kinematics of swallowing physiology have been well described in the literature and the components germane to the current investigation will be briefly summarized here [22]. Each bolus is propelled through the oral cavity to the oropharynx where a fairly predictable sequence of pharyngeal collapse, hyolaryngeal excursion, airway closure and UES opening are observed. The hyolaryngeal excursion is a key component of swallowing physiology because it delivers traction forces to the hyolaryngeal complex that leads to closure of the laryngeal vestibule and distention of the UES, provided that all other components of the pharyngeal stage are intact and occur in the correct temporal order. Superior (vertical) and anterior (horizontal) displacement of the hyolaryngeal complex (HLC), which occurs typically following a reduction in the upper esophageal sphincter (UES) resting tone through vagal inhibition, is responsible for delivering traction forces to the UES to enable UES opening for clearance of swallowed material, as well as for displacement and reconfiguration of the upper airway to prevent aspiration. Six pairs of primary suprahyoid muscles originating on the mandible, skull base and tongue, and several pairs of long pharyngeal muscles (e.g., palatopharyngeus) contribute to the net displacement of the HLC while a single paired muscle (i.e. thyrohyoid) contributes to the shortening of the larynx during swallowing. When contraction of all suprahyoid muscles is summated, a net superior and anterior vector of HLC traction forces is delivered to the anterior wall of the UES, which is shared as the posterior wall of the larynx. The combined net action of these muscles is the superior (vertical) and anterior (horizontal) displacement of the HLC during swallowing [23]. The hyoid bone, a radiographically prominent landmark of the HLC, has been shown in numerous kinematic analyses to move both vertically and horizontally, in patterns that vary slightly from person to person, and then return to the starting position when muscular contractions subside after single swallows [24]. This displacement pattern reconfigures the upper aerodigestive tract to facilitate closure of the laryngeal vestibule and in the presence of neurally modulated relaxation of the UES, applies traction to the anterior wall of the UES facilitating, opening the esophagus for food to be delivered into the esophagus and subsequently the stomach. Evaluation of anterior hyoid excursion from VFSS images is considered important in evaluating the nature of the swallowing impairment and the extent to which impaired excursion of the HLC contributes to airway compromise, inefficient clearance into the esophagus, and post-swallow pharyngeal residue. Inadequate anterior hyolaryngeal displacement leads to incomplete laryngeal vestibule closure and inadequate traction forces on the UES, which, when combined, lead to airway penetration and incomplete opening of the UES. The separation of portions of a bolus is due to premature UES closure which can subsequently be aspirated after the swallow [18]. Previous studies that investigated the associations between hyoid movement and the presence of penetration/aspiration produced mixed results. Steele et al. reported a positive correlation between reduced anterior hyoid movement and the presence of aspiration and penetration [25]. Feng et al. reported that the maximal hyoid bone displacement during swallowing was reduced among older patients with aspiration when compared to those who did not aspirate (\(P < 0.05\)) [26]. On the other hand, Kim et al. indicated that there was no difference in anterior hyoid displacement between aspirators and non aspirators in patients with stroke (\(P=0.43\)) [27]. Seo et al. investigated the maximal displacement and velocity of hyoid bone and larynx and indicated that there was no relationship between maximum hyoid displacement and the presence of penetration/aspiration in 68 patients with stroke (\(P>0.1\)) [28]. Molfenter et al. studied hyoid bone movement duration and position during the swallow. They reported there was no difference on hyoid displacements between aspirators and non-aspirators from 178 swallows obtained from 42 stroke patients (\(P>0.05\)) [29].
Therefore, we sought to investigate the motion of the hyoid bone by analyzing both kinematic displacements and mathematical trajectory features of those displacements during swallowing in 265 patients with dysphagia to determine whether there are relationships between characteristics of hyoid bone trajectory and a score on the penetration aspiration scale (PAS) [30]. We hypothesized that the hyoid’s trajectory features would differentiate between normal PA scale scores indicating no airway penetration or transient shallow laryngeal penetration (score of 1–2) and abnormal PA scale scores indicating shallow laryngeal penetration with post swallow laryngeal residue through deep laryngeal penetration and all aspiration events (scores of 3–8). A generalized estimate equation model was built to test our hypothesis based on trajectories extracted from VFSS images during various swallowing tasks. If the findings of this methodological study are confirmed, the analysis of hyoid trajectory features would be a useful additional component to characterize the nature of penetration and aspiration in some patients with dysphagia, and to inform clinicians regarding the appropriate interventions to restore a more normal HLC displacement during swallowing.
The paper is organized as follows: Sect. 2 describes data collection, image analysis methods, feature extraction methods, and statistical analysis methods investigated in this study. The analysis and results from the generalized equation are given in Sect. 3. We discuss our findings between features from the hyoid bone movement and penetration–aspiration in Sect. 4. Finally, we present the conclusions of this study.
2 Methods
2.1 Data acquisition
Two hundred and sixty five patients with clinical suspicion of dysphagia underwent videofluoroscopic examination at the Presbyterian University Hospital of the University of Pittsburgh Medical Center (Pittsburgh, Pennsylvania). The protocol for this study was approved by the Institutional Review Board at the University of Pittsburgh and all participants provided informed consent. The average age of the subjects was \(64.83 \pm 13.56\) years old, and the age range was from 19 to 94. Patients with tracheostomy or anatomic disruption or abnormalities of the head and neck were excluded. Patients swallowed boluses of liquids of different consistencies and volumes as well as cookies during VFSS. To mitigate the potential that the research data collection protocol would interfere with clinical management, the number and order of the swallow trials for each consistency and volume were determined by the examining clinician based on the patient’s history and clinical evaluation observations. The following consistencies were used: E-Z-EM Canada, Inc. Varibar thin (Bracco Diagnostics, Inc.) (<5cPs viscosity), Varibar nectar (300 cPs viscosity), Varibar pudding (5000 cPs viscosity), and Keebler Sandies Mini Simply Shortbread Cookies (Kellogg Sales Company). 1136 swallows were recorded in the lateral/sagittal plane with an additional 252 performed in a head-neck flexion position (chin down). Patients swallowed boluses administered by a spoon in 3–5 mL volumes, or self-administered boluses from a cup at a self-selected, comfortable volume.
Fluoroscopy was set at 30 pulses per second (full motion) and video images were acquired at 60 frames per second by a video card (AccuStream Express HD, Foresight Imaging, Chelmsford, MA) and recorded to a hard drive with a LabVIEW program. The videos were made into two-dimensional digital movie clips of \(720 \times 1080\) resolution, and down-sampled it to 30 frames/s to eliminate duplicated frames.
2.2 Image analysis
Each video sequence contained one swallow which was defined as the duration between the frame at which the head of the bolus reached the lower mandibular margin to when the tailing end (tail) of the bolus passed the upper esophageal sphincter (UES). The anterior and posterior landmarks of the body of the hyoid bone were plotted in each video frame using MATLAB (R2015b, The MathWorks, Inc., Natick, MA, USA), as shown in Fig. 1. A coordinate system was created for each patient based on anatomical landmarks of the vertebral column to measure the vertical and horizontal displacements of the hyoid landmarks. The anterior-inferior corner of the fourth cervical vertebral body was plotted as the origin, and then the y axis was plotted as a straight line connecting this origin to the anterior-inferior corner of the second cervical vertebra. The x-axis is the straight line perpendicular to the y-axis and intersecting with the origin [27, 29]. All distance numbers were first measured as the actual distance in image pixels. Then, to normalize participants of different heights to a common anatomic referent, the distance between the anterior-inferior and the anterior-superior corners of the third cervical vertebral body was set as a reference scale, referred to as “one C3 unit”.
Blinded to the hyoid trajectory results, two trained clinicians scored the presence/degree of penetration/aspiration from the 1433 swallows using the 8-point penetration aspiration scale [30] with a priori inter- and intra-rater reliability with ICCs of 0.99. Among these swallows, 1129 swallows had PAS of 1 or 2 (normal airway protection) and 304 swallows had PAS greater or equal to 3 (abnormal airway protection). The mean and standard deviation of PAS of all 1433 swallows are \(2.117 \pm 1.580\).
Three raters trained in swallow kinematic analysis identified the anterior and posterior part of the hyoid bone in each frame during video analyses. To establish the inter- and intra-rater reliability of the hyoid bone annotations, 10% of the videos were re-analyzed with ICCs over 0.99.
2.3 Feature extraction
We constructed six discrete series to represent hyoid bone motion trajectory: the motion along the x and y axis of the anterior-inferior and posterior-superior margin landmark of the body of the hyoid bone, the changes along the y-axis of the anterior and posterior margin of the hyoid bone, and the distance series of anterior superior/and posterior margin of the hyoid bone. The distance series was constructed by the Euclidian distance between the starting point and every subsequently plotted point. This series shows how consecutive points move closer or farther from the reference point. The distance series can be written as:
In our investigations, independent variables of each VFSS examination such as patient age, bolus viscosity and size based on whether a spoon or cup was used to administer the bolus, were used. Furthermore, to capture the key statistical differences between series, the following mathematical features were extracted. Here,n represents the length of the trajectory data series, and \(x_i\) represents the ith data point in the series.
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Total length in pixels in the x and y plane minus C3 which represents the C3 adjustment
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Median point in pixels of the series after C3 normalization
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Mean and standard deviation of hyoid bone movement for each plane
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Number of values below and above the mean for each plane
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Minimum and maximum hyoid bone position for each plane
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Minimum at first movement and maximum point of hyoid bone for entire hyoid movement
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The total duration of hyoid bone movement for each plane
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Sum over the absolute difference between subsequent time series values:
$$\begin{aligned} \sum _{i=1}^{n-1}\left|x_{i+1}-x_i\right| \end{aligned}$$(2) -
Mean of the absolute value of consecutive changes in the series x:
$$\begin{aligned} \frac{1}{n}\sum _{i=1}^{n-1}\left|x_{i+1}-x_i\right| \end{aligned}$$(3) -
Skewness quantifies how symmetrical the amplitude distribution is, which can be computed as follows:
$$\begin{aligned} \frac{\frac{1}{n}\sum _{i=1}^{n}(x_i-\bar{x})^3}{\left[\frac{1}{n-1}\sum _{i=1}^{n}(x_i-\bar{x})^2\right]^\frac{3}{2}} \end{aligned}$$(4) -
Kurtosis measures whether the distribution is peaked or flat relative to a normal distribution, which can be expressed as follows:
$$\begin{aligned} \frac{\frac{1}{n}\sum _{i=1}^{n}(x_i-\bar{x})^4}{\left[\frac{1}{n}\sum _{i=1}^{n}(x_i-\bar{x})^2\right]^2} \end{aligned}$$(5)
2.4 Statistical analysis
A generalized estimating equations (GEE) model is popularly applied for clustered data in clinical studies. It is an extension of the quasi-likelihood approach [31]. The method was employed to construct a function of the feature set to match the outcome. The data are assumed to be dependent within subjects and independent between subjects. This model is quite useful with longitudinal data, which accounts for correlations between repeated measures on the same participant [32]. A GEE model assumes a relationship between E(Y) and Var(Y) rather than a specific probability distribution for Y. A GEE model provides the best guess for the variance-covariance structure (\(Y_1, Y_2, ..., Y_T\)) by a linear predictor linking each marginal mean [33]. \(Y_{it}\) represents the category for each subject i, measured at different time points t. The working correlation matrix is applied to guess for the correlation structure among \(Y_t\). An exchangeable correlation structure is applied here, which is a useful structure when correlations are small, which treats \(Corr(Y_is, Y_it)\) as identical for all pairs s and t. The GEE model assumes a probability distribution for each marginal distribution and provides reasonable estimates and standard errors. The GEE model estimates are obtained by using an iterative algorithm as there are no closed-form solutions.
In our studies, PAS has a skewed non-normal distribution and our data consist of multiple swallows from each participant, making common statistical techniques such as (generalized) linear models and classification/regression trees not readily applicable. Therefore, we employed the GEE model with low (1–2) or high (3–8) PAS as the dichotomous dependent variable, a binomial distribution, a logit link function and an exchangeable working correlation structure to predict the probability of a high PAS. Age, swallow type, viscosity, volume/utensil, and head position were used in the model as independent variables based on face validity. In addition, we used an independent variable forward selection approach to identify a parsimonious set of trajectory variables using a criterion of \(P=0.05\) entry into the model. Using the final model, we obtained odds ratios, and their 95% confidence intervals and statistical significance for each independent variable. Also, to assess the concordance between predicted and observed high PAS, we created subgroups of swallows based on the predicted probability deciles and examined the actually observed percentage of high PAS swallows within each decile. SAS\(\circledR \) version 9.3 (SAS Institute, Inc., Cary, North Carolina) was used for all statistical analyses with GENMOD procedure for obtaining the main results.
3 Results
The generalized estimating equation is built to estimate the relation between various features and PAS. Table 1 displays patient and swallows’ characteristics. The changes in unbalanced data for the viscosity and head position are explained by changes in head position and various liquid volumes and viscosities during the swallow examination, based on clinical need. Table 2 provides an overview of the contribution of important variables with entry criterion 0.05, based on the model estimate, odds ratio, and P value. The independent characteristics forced into the model, regardless of their P value, are basic information data: age, swallow type, viscosity, utensil, sex, head position and swallow duration. Patients may have multiple swallows during the examination when some of the bolus remains in the oral cavity or pharynx after the first swallow. “Multiple(1)” indicates the first swallow and “multiple(2)” indicates the following swallows. Table 3 indicates significant features related to PA scores in univariate analysis. Table 2 reveals the features that were statistically significant at \(P< 0.05\), providing strong contributions to the model related to the PAS. Independent variables of the patient and swallow condition, such as older age, first multiple swallows, and thin liquid viscosity, were significantly associated with higher PS, and the hyoid horizontal displacement independent variable was also significantly associated with higher PAS. More details of hyoid bone maximum displacement can be found in the appendix.
4 Discussion
In the present study, we sought to investigate whether a relationship exists between hyoid bone displacement features and examination condition variables on airway protection as measured by the PAS. We evaluated not only the maximal distance and velocity of the hyoid bone, but also features extracted from the trajectory of the hyoid bone. We included information such as age, bolus volume, swallow type (single/multiple), and head position as the necessary variables in the GEE model, and used forward selection to choose the important variables for the model prediction. Our results demonstrated that the maximum displacement of the hyoid bone in the horizontal direction was significantly related to PAS while all other trajectory features are not significantly related to PAS. We will discuss the significant feature related to PAS and compare the findings of basic variables with other contributions.
We tested the trajectory features extracted from the motion of the hyoid bone against variables such as age, bolus volume, viscosity, and head position. In univariate analysis, thirteen features show significance associated to higher PA scores. These features are all related to horizontal direction while none of the features from hyoid bone displacement in the vertical direction are significant with the PA scores. Then we applied feed forward selection in GEE variable selection. From the GEE model, we found that the maximum displacement of anterior-inferior hyoid bone has a significant relation to the PAS: smaller displacement was associated with higher PAS. Other features extracted from the hyoid bone displacement did not show significant associations with the PAS. The finding that horizontal displacement of the hyoid bone is significant but not the vertical displacement particularly matches the result found by Kim et al. They found that there was a significant difference between younger and older subjects for anterior displacement but not vertical displacement.
Steele et al. suggested the C2–C4 vertebral distance should be used to normalize the hyoid displacement measurements to account for individual anatomical size differences [34]. However, our results using the C3 height to normalize displacements to subject size agree with those of Steele et al., in which reduced anterior hyoid displacement (normalized by the C2–C4 distance), were associated with higher (worse) PAS [25]. On the other hand, Molfenter et al. [29] and Seo et al. [28] reported no difference in hyoid displacements between aspirators and non-aspirators in patients with stroke using the C2–C4 distance to normalize units.
Although Kim and McCullough used the anatomically normalized C3 unit, they tracked a different hyoid landmark (the superior-anterior aspect of the body of the hyoid bone) and found no difference in the maximum anterior displacement of hyoid between aspirators and non-aspirators in patients with stroke [27]. This methodological difference may explain the discrepancy in our results and the study by Kim and McCullough. The inconsistent use of normalization measures may explain variability in hyoid displacement measurements [29], for which further investigations are needed to clarify this disagreement.
Compared to prior research, our study has different methodology. In prior research, they grouped subjects based on judgment of whether they are patients or healthy subjects [28, 35]. Our study investigated the relationship between hyoid displacement and the PAS at the swallow level. Therefore, it is worthwhile to evaluate each swallow to account for variability in hyoid displacement within individuals, as well as to determine whether the deployed research methods can detect relationships between hyoid movement patterns and airway protection during swallowing. This is relevant given the frequency and severity of laryngeal penetration and/or aspiration are key diagnostic components for guiding dysphagia treatment. These methods can be deployed in future studies designed to characterize differences in hyoid displacement-PAS relationships in groups of patients with different diagnoses.
Age is a significant influence on PAS (P value < 0.05). We found that with each increased year in age, the risk of penetration increased 5%. This finding is in general agreement with several previous studies [36]. Daggett et al. found that the percentage of penetration and aspiration dramatically increased with healthy subjects over 50 years old [37]. Steele et al. [34] reported that individuals over the age of 80 years old had more risk for penetration and aspiration. Robbins et al. concluded that age was associated with higher PAS [38].
Our results showed that pudding has the lowest risk for a higher PAS, followed by cookie, nectar and thin liquid, which is in concordance with several previous studies demonstrating that thicker boluses generally resulted in lower PAS, both in healthy people and patient groups [37, 39]. Logemann et al. in a study of 711 patients with dysphagia due to Parkinson’s disease or dementia, similarly found that thin-liquid aspirators had nearly 50% reduction in aspiration with the thickest of liquids they administered [40]. Newman et al. [41] collected 33 articles related to the effect of bolus viscosity and indicated that increasing the viscosity from liquid to nectar and pudding can reduce the PAS and suggested that patients with oropharyngeal dysphagia can benefit from the increasing viscosity.
In this investigation, we considered as many as possible conditions for the multivariant model analysis, but we still have several points to improve. First, few studies introduced the deployment of chin down (head neck flexion) for participants and claimed that may affect swallowing. Future investigation should consider whether different chin down positions may influence penetration and aspiration. Next, we applied the spoon and cup in our data collection. The bolus size is approximately around 5 mL and 20 mL, which is different from other investigations that carefully controlled the bolus size in their studies to increase internal validity. Our goal of the investigation is to study the association between hyoid bone movement features and PAS in clinical practice, as a measure of external validity. That is, we agree that there are plenty of studies indicating the effects of various independent variables on swallow physiology using strictly controlled, often unnatural (for each individual) conditions of swallowing that do not reflect the range of individual variability of swallow physiology. Thus the external and ecological validity of our methods are high in comparison to strictly controlled studies with high internal validity, and complement that evidence base. In addition, our result still matches the findings of other investigations, which can show the robustness of our findings. We used C3 to normalize linear distances to individual patient height, while different distance markers were applied in other studies. Rules based on different normalization methods should be investigated in future studies, and we are in the process of submitting our evidence equating the C3 linear distance to the C2–4 distance. Finally, several studies showed that obesity is one of the important factors in respiratory sleep disorders [42, 43] and hyoid bone movement may be affected by obesity and various diseases differently, which may lead to PAS variance. In this study, we focused on investigation of the relationship between mathematical hyoid bone displacement features (which are not a component of traditional kinematic analysis) and penetration–aspiration. Further investigations can be established based on obesity factors and various diseases’ effects on penetration and aspiration during the swallow.
5 Conclusion
This study employed the generalized estimating equation model to investigate the association between the hyoid bone displacement and penetration and aspiration. We have shown that the maximum displacement of the anterior-inferior hyoid bone landmark is significantly related to PAS. Specifically, reduced maximum anterior displacement of the hyolaryngeal complex leads to a higher PAS. Furthermore, age has relation to PAS while the volume, viscosity, and head position show weak associations to penetration–aspiration. These findings suggest that analysis of the trajectory of the hyoid bone could provide useful diagnostic information for identifying patients with an elevated risk of penetration and aspiration. Further investigations based on the hyoid trajectory including other hyoid landmarks and hyoid rotational patterns should be performed to improve our understanding of the relationship between hyoid movement and risks of penetration and aspiration.
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Funding
This study was funded by two grants from the Eunice Kennedy Shriver National Institute of Child Health & Human Development of the National Institutes of Health under Award Number R01HD092239, while the data was collected under Award Number R01HD074819. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
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Manuscript submitted Dec 6, 2020. Research reported in this publication was supported by two grants from the Eunice Kennedy Shriver National Institute of Child Health & Human Development of the National Institutes of Health under Award Number R01HD092239, while the data was collected under Award Number R01HD074819. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
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Zhang, Z., Kurosu, A., Coyle, J.L. et al. A generalized equation approach for hyoid bone displacement and penetration–aspiration scale analysis. SN Appl. Sci. 3, 688 (2021). https://doi.org/10.1007/s42452-021-04632-2
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DOI: https://doi.org/10.1007/s42452-021-04632-2