This section is divided into two parts. First, the municipal policies related to climate change risks are presented. Next, the climate change state policies are discussed.
Political Responses to Climate Change Risks in Brazilian Cities
The first municipal climate change policy is from 2003, in Palmas, Tocantins. However, the most important policy came in 2009, a pioneer in the country to establish concrete targets for reducing GHG emissions. This was in the city of São Paulo, and it influenced the State of São Paulo and the national policies to also set reduction targets in the same year. Other cities with climate policies in Brazil are Belo Horizonte, in Minas Gerais, Feira de Santana, in Bahia, Recife, in Pernambuco and Rio de Janeiro, in Rio de Janeiro (Barbi and Ferreira 2013). All of them were approved in the period from 2011 to 2014. Figure 1 shows the cities with approved climate change policies in Brazil.
The policies of Belo Horizonte, Recife, Rio de Janeiro and São Paulo established targets of GHG emission reduction and deadlines (Barbi and Ferreira 2013). The policy of Belo Horizonte (n. 10.175/2011) establishes the reduction of 30% of the municipality’s GHG emissions by 2015. The GHG inventory will be elaborated by 2016 in order to follow up the cities’ emissions. The sectors involved in the mitigation strategies are the following: transport, energy, solid waste and construction. The policy of Recife (n. 18011/2014) establishes the reduction target of 14.9% in 2017 and 20.8% in 2020, based on the 2012 emissions. The policy of Rio de Janeiro (n. 5248/2011) determines the progressive reduction of emissions by up to 8% in 2012 to 16% in 2016 and 20% in 2020, compared to emissions recorded in 2005. The mitigation strategies involve solid waste, transport and energy sectors. São Paulo established the goal of 30% reduction of GHG emissions by 2012, based on 2005. Instead of decreasing, emissions increased during this period, mainly due to the increase of the car fleet. This is the great challenge for the city. Although the policy in Feira de Santana (n. 3169/2011) does not set goals, it aims to reduce GHG emissions. The policy of Palmas (n. 1182/2003) does not define goals, but it aims to regulate projects related to forestry and energy targeting GHG emissions reduction.
Regarding adaptation, the policies of Belo Horizonte, Recife, Rio de Janeiro and São Paulo plan the establishment of an adaptation policy. The promotion of adaptation strategies in Belo Horizonte should involve civil defense, land use and health sectors. Recife´s adaptation plan is yet to be defined. In the case of Rio de Janeiro, the municipal civil defense is in charge of activities related to adaptation. In São Paulo, adaptation strategies involved mainly the requalification of housing in risk areas and the recovery of permanent preservation areas, in order to prevent or minimize the risks of extreme weather events. Feira de Santana’s policy is the vaguest, determining only that it aims to “define and implement measures to promote adaptation”. Palmas’ policy makes no mention of actions or adaptation plans, either.
Belo Horizonte, Recife, Rio de Janeiro and São Paulo counted on institutional arrangements that allowed the articulation of different stakeholders from different segments of society in the policy-making process. In Belo Horizonte, the debates regarding the climate policy started in 2006 when the Municipal Committee on Climate Change and Eco-efficiency was created under the city government, connected to the Department of Environment (Barbi and Ferreira 2013). The Committee was created to give advice, consultancy and articulate existing environmental policies in different municipal agencies to reduce GHG emissions.
In Recife, the articulation around the policy started in 2013, with the formation of two municipal forums: Comclima and Geclima. Comclima is comprised of stakeholders from the local, state and federal government, academia and organized civil society. Geclima counts on representatives from the local government from different sectors of activity. Both groups are coordinated by the Department of Environment and are intended to subsidize the municipality in issues involving climate change.
In Rio de Janeiro, negotiations on the policy were reinforced by the municipal forum on climate change in 2009 (Barbi and Ferreira 2013). The institutional structure of the Forum follows the same as the Brazilian Forum on Climate Change, with the participation of several stakeholders. The main purpose of these forums is the articulation to the development and establishment of a climate policy. Currently, the Forum of Rio de Janeiro is one of the key agents of management and consolidation of the climate policy.
In São Paulo, the discussion about the climate policy began in 2005 with the formation of the Municipal Committee on Climate Change and Sustainable Eco-economy, an initiative of the local government, with the aim of promoting and encouraging actions related to the mitigation of GHG emissions (Barbi and Ferreira 2013). The elaboration process of the policy took 4 years and involved the participation of stakeholders who were actively involved, such as the Department of Environment, the Research Center for Sustainability of Foundation Getulio Vargas, ICLEI—local governments for sustainability and Fabio Feldmann consultants (Barbi 2015).
Feira de Santana did not have this kind of institutional arrangement before the law was passed. However, the policy provides for the establishment of the Forum on Climate Change “for the manifestation of social movements, scientific sector, the business sector and all others interested in the subject, in order to promote transparency of the process and social participation in the development and implementation”.
In the case of Palmas, the approval of the law took place without the participation of other stakeholders, at a time when the city was looking for a tool that would allow the sale of carbon credits and hiring consultants to carry out projects in the area of climate change, which was possible through the law (Almeida et al. 2012).
Regarding the implementation of the policies in Belo Horizonte, Recife, Rio de Janeiro and São Paulo, climate governance can be considered multi-sectoral. In this case, these municipalities counted on an institutional arrangement prior to the approval of the law, with a multi-sectoral profile for conducting the policy. In Belo Horizonte, the Municipal Committee on Climate Change and Eco-efficiency is responsible for implementing the policy, with the participation of other sectors of the municipal and state governments, representatives of the City Council, universities, NGOs and organizations representing industry and commerce.
In Recife, the implementation of the policy counted on the elaboration of a low-carbon plan, which had the participation of the civil society, the private sector and several sectors of municipal and state governments.
In the case of Rio de Janeiro, although the policy is coordinated by the Department of Environment, its implementation is through its Climate Change and Sustainable Development Unit, in a crosscutting manner and with the participation of several areas of the municipal administration and partnerships with academic institutions. For example, the Vulnerability Map of Rio de Janeiro Metropolitan Area, which identifies the impacts on the physical environment and their respective vulnerabilities in socio-economic and natural systems, was elaborated in partnership with the National Institute for Space Research (INPE) and the University of Campinas (Unicamp) (INPE et al. 2011).
As a result of the policy in São Paulo, the following work groups were created under the municipal committee of climate change and eco-economy: transport, energy, construction, land use, waste and health. They were responsible for the preparation of the Guidelines for mitigation and adaptation to climate change, in order to detail the strategies prescribed by the policy.
In Feira de Santana, the execution of the policy is connected to the preparation of the Municipal Plan on Climate Change by the Department of Environment and Natural Resources, under the coordination of the Municipal Council of Environmental Defense. Its preparation should rely on public consultations through the Climate Change Forum. In Palmas, the implementation of the policy is responsibility of the Department of Environment and Public Services.
Finally, Belo Horizonte, Palmas, Recife, Rio de Janeiro and São Paulo are members of the cooperation network ICLEI—local governments for sustainability and were members of ICLEI’s CCP campaign (cities for climate protection). Palmas participated in the campaign between 2002 and 2004, when its policy was approved. The other cities are still part of the network. Under the CCP campaign, Belo Horizonte and São Paulo joined the project “Sustainable Construction Policies (PoliCS)” with the goal to determine the commitment of these cities in the elaboration and implementation of sustainable building policies, focusing on energy efficiency and the promotion of low-carbon technologies. They also participated in the project “Model Communities in Local Renewable Energies (Rede Elo)” in order to reinforce the generation and use of energy from renewable sources and energy efficiency, focusing on the roles and responsibilities of local government as a driving force for technological innovation and investment in sustainable development. São Paulo also joined the projects “Green and Healthy Environment (Pavs)” and “Promoting sustainable public procurement in Brazil (CPS-Brazil)” aimed to change consumption patterns by the government. Recife participated in the project “Urban Leds”, aimed at urban development based on low GHG emissions (Barbi and Ferreira 2013).
Rio de Janeiro hosted ICLEI in Brazil for 6 years and São Paulo hosted the network after that, from 2007 until 2012. They are also members of the C-40 network. Cities benefit from such involvement with cooperation networks because of the experience exchange with cities from all over regarding actions and strategies related to climate change (Martins and Ferreira 2011; Barbi and Ferreira 2013). In addition, by occupying such positions, these cities must set targets and goals regarding climate change mitigation and adaptation. Table 1 summarizes the main characteristics of climate policies in Brazilian municipalities.
Table 1 Main features of climate policy in Brazilian cities.
Most climate policies in municipalities in Brazil were adopted from 2009, when the climate issue was a priority in the international political agenda. The policies in Belo Horizonte, Recife, Rio de Janeiro and São Paulo present more robustness once they regulate strategies with specific targets to both mitigate and to adapt to climate change. As discussed earlier, climate policies should combine mitigation and adaptation actions. These municipalities counted on previous mobilization regarding climate change, with the participation of several stakeholders from various societal segments. The involvement of different stakeholders is needed to deal with a complex issue as the climate issue. It is noteworthy that most of the analyzed policies refer to the climate change in a multi-sectoral way in their implementation, an important characteristic since the climate issue is not exclusively a responsibility of the environmental sector. Combined with this, most cities are members of climate related cooperation networks, which shows the relevance of this kind of engagement in the development and approval of climate policies.
Political Responses to Climate Change Risks in Brazilian States
The first state to approve their climate change policy were Amazonas, in 2007, Tocantins, in 2008, and Goiás, Santa Catarina and São Paulo, in 2009, even before the National Policy on climate change was approved in December, 2009. Since this period, the approval of climate policies has been intensified: 14 out of the 27 Brazilian states have approved their climate policy (see Fig. 2). Out of these, only Paraíba, Rio de Janeiro and São Paulo have established targets to reduce GHG emissions. However, some other policies also have intention to stabilize or reduce GHG emissions. In such cases, the policies provide for the development of mitigation plans that will set GHG emission reductions goals. Most policies, nine of them, have the intention to develop an adaptation plan to the impacts of climate change. The only policies that cover these two aspects of climate policy are Distrito Federal, Paraíba, Rio de Janeiro and São Paulo.
In the case of state policies, the State Forums of Climate Change were fundamental for their approval: 16 states have created their Forum between 2005 and 2009, and 12 out of 14 states with climate legislation had a climate forum before their policy was approved. Only Amazonas created its Forum after the approval of the state policy on climate change. The State Forums are planned in the Brazilian Forum of Climate Change, the national forum established in 2000. They focus on regional complementation and acting in accordance with state specifications. The importance of this institutional arrangement is the possibility of dialogue between the government and the society in the search for incorporating climate change issues in the different stages of public policy.
The Brazilian Forum is chaired by the President of the country. In the case of states, the governors preside over them. They also include the participation of civil society organizations, universities and research institutes and the private sector.
Regarding the climate policy implementation, 11 out of the 14 states have assumed a multi-sectoral perspective of climate governance by creating multi-thematic spaces of sectoral coordination, which involve several departments and stakeholders from different segments of society and consider climate change a cross-action issue. Amazonas, Espírito Santo and Paraná have chosen to create specific institutional structures to address the climate issue and coordinate the implementation of the policy.
Finally, eight of the states participate in transnational cooperation networks related to the climate issue. Table 2 shows the main characteristics of Brazilian states’ climate policies.
Table 2 Main characteristics of climate policy in Brazilian states.
The states of Bahia, Pernambuco, São Paulo and Rio de Janeiro joined the cooperation network ICLEI—local governments for sustainability through projects within the CCP campaign. Bahia and Pernambuco joined the project “State Policies for Climate”, whose focus was to support state action to tackle climate change. As a result of the project, these states have instituted and strengthened their forums. Bahia and Pernambuco approved their policies and Mato Grosso, also part of the project, presented the bill of the state policy on climate change. São Paulo and Rio de Janeiro integrated projects on sustainable public procurement, focusing on the use of state purchasing power as an important tool to implement climate change policy.
The states of Paraná, Rio de Janeiro, Rio Grande do Sul, São Paulo and Tocantins are members of the network of regional governments for sustainable development (NRG4SD). The network has a working group on climate change directed to the territorial dimension of the international carbon market mechanisms.