FormalPara Key Summary Points

Identifying PsO patients at increased risk for transition to PsA is challenging.

This SRL provides a synthesis of predictors and risk factors of PsA development in PsO patients.

These results are crucial for the characterization of the preclinical phases of PsA and for the design of prevention and interception trials.

Introduction

Psoriatic arthritis (PsA) manifests clinically in several ways including peripheral synovitis, enthesitis, dactylitis, and axial involvement [1]. PsA mostly develops in patients with an established diagnosis of psoriasis (PsO) [1], and its incidence increases with time after the onset of PsO, reaching up to 20% after 30 years [2]. The identification of predictors of PsA development in PsO patients is a recognized unmet need in the EULAR recommendations [3]. Recently, through a Delphi consensus, three preclinical PsA phases have been proposed, namely preclinical, subclinical, and prodromal PsA [4]. The recognition of PsO patients at high risk for transition to PsA could offer the opportunity for (i) early PsA diagnosis through a dedicated follow-up in PsO patients at higher risk for transition [5] and (ii) interception of PsA without extra costs, since a PsO patient in transition could need a tailored therapy that could work both for skin and joints. Interpreting studies on PsA development in PsO patients is challenging, particularly for the distinction between risk factors (including both causality and an etiological function) and predictors (when present, they make the development of the disease more likely, regardless of whether that factor has a causal role) [6]. Accurate prediction of PsA development will facilitate clinical decision-making and help design trials for PsA interception by identifying patients at higher risk of transition. This systematic literature review (SLR) and meta-analysis (MA) focuses on predictors, risk factors, and incidence rates of PsA development in PsO patients.

Materials and Methods

The SLR was conducted according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses statement (PRISMA) [7] and to the Meta-analysis of Observational Studies in Epidemiology (MOOSE) [8]. Two pairs of reviewers (ODL, GC, IG, GM) independently contributed to study selection, data extraction, and quality assessment. Any disagreement was resolved by consensus or by a fifth reviewer (AZ). This SLR is based on previously conducted studies and does not contain any studies with human participants or animals performed by any of the authors; therefore, ethical approval was not required.

Literature Search

MEDLINE, Embase, and Cochrane databases were searched, without time limits, up to February 22, 2020. The terms employed for the search strategy are shown in the Supplementary Material. The research question was rephrased using the Patient, Intervention, Comparator, Outcomes, Study (PICOs) methodology, in order to develop search strategies and define pre-specified inclusion criteria. The population of interest was patients with skin and/or nail PsO without a diagnosis of PsA. The interventions included symptoms, clinical features, subclinical imaging findings, lifestyle habits, and genetic variants that could predict or be associated with the outcome, defined as occurrence of PsA.

Study Selection

The records retrieved by the search strategies were transferred into a bibliographic manager software [ZOTERO—Roy Rosenzweig Center for History and New Media, Fairfax, VA, USA]. Reviewers firstly assessed each record by title and abstract, then the full texts were evaluated for final inclusion.

Studies had to be published in English, and no selection based on quality was applied. Eligible studies included SLRs, MAs, and original articles. Regarding the original articles, cohort and case–control study designs were both included. The former were used to assess the potential predictors, i.e., predictive value of signs, symptoms, and acquired factors (e.g., nail dystrophy, arthralgia, PsO severity, obesity, etc.), while the latter were principally employed to measure, when appropriate, the pooled estimates of congenital features and lifestyle habits that are risk factors (e.g., biomarkers, family history of PsA, smoking history, and alcohol consumption, etc.). We excluded abstracts, letters, and editorials.

Data Extraction and Assessment of the Risk of Bias

Study characteristics and data were extracted on a standardized form. Information from primary studies was captured through summary of findings tables. The risk of bias and methodological quality of the included studies were assessed with different tools, depending on study design: the Newcastle–Ottawa scale (NOS) for observational studies [9] and the ROBIS tool for SLR [10].

Statistical Analyses

The estimates of the effect values were extracted directly or derived from raw data. The pooled estimates of the risk values were computed when the articles were homogeneous in terms of patient cohorts, follow-up duration, study design, and metrics.

The MA was performed using package ‘metafor’ in R v 3.6.0 for Windows. Heterogeneity across studies was tested performing Q-test and quantified using the inconsistency statistics I2. Fixed- or mixed-effects models were applied as appropriate. Forest plots represent individual and pooled outcome estimates. The publication bias was evaluated through a qualitative inspection of funnel plot and Begg test for testing asymmetry.

Results

Studies Selected and Characteristics

The full selection process is shown in Fig. 1. Overall, 26 articles were finally included, 16 cohort (Table 1) and ten case–control studies (Table 2).

Fig. 1
figure 1

PRISMA flow diagram

Table 1 Main characteristics of the 16 cohort studies selected for systematic literature review
Table 2 Main characteristics of the ten case–control studies selected for systematic literature review

Psoriasis Skin and Nail Phenotypes

Data on PsO severity were extracted from seven cohort studies (Table 3). Pooled estimates were calculated only in a few cases because of the heterogeneity of the data. When expressed as units, the PASI score showed a weak predictive value for the development of PsA [11,12,13]. On the other hand, a predictive value clearly emerged when the classes of severity were compared (Table 3) [14,15,16,17]. The location of psoriasis (i.e., scalp and inverse psoriasis) was associated with development of PsA in only one study [18]; this has not been replicated in other studies.

Table 3 Data extracted and when appropriate pooled in order to estimate the role of PASI score as predictor variable of increased risk of PsA

With regard to nail involvement [11, 12, 19], an increased risk of PsA among PsO patients in terms of cumulative incidence did not emerge (RR 0.69 [95% CI 0.37–1.27], I2 = 50.33%, p = 0.1335) (Fig. 2). However, the three pertinent studies enrolled a relatively small sample size, and the patients were followed only for an average of 2 years. In terms of hazard ratio, only the large and long-term follow-up study of Wilson [18] supported the nail involvement as predictor of PsA in both univariate and multivariate analysis.

Fig. 2
figure 2

Forest plot of the pooled estimates of the main potential predictors of PsA, nail involvement (A), musculoskeletal complaints (B), and inflammation and structural damage detected by imaging (C)

Focusing on type of psoriatic nail lesions, the pooled estimate from two cohort studies [13, 14] supported nail pitting as remarkable predictor of PsA (pooled HR 2.14 [1.32; 3.46], I2 = 0.00%, p = 0.8366) but the data were available in univariate analysis only. However, this finding was confirmed in the former article [14] when the nail pitting was considered as time-varying covariate in a multivariate model (HR 2.51 [95% CI 1.37–4.49]).

Musculoskeletal (MSK) Symptoms

Data were retrieved from four studies [5, 11, 13, 19]. The risk of PsA development in PsO subjects with arthralgia was about two times greater than in subjects without arthralgia (pooled RR 2.15 [95% CI 1.16–3.99], I2 = 0.00%, p = 0.7797) (Fig. 2). In these three studies, the patients were followed for a comparable period of time (1.2 ± 0.2 vs. 1.2 ± 0.4 days vs. 2.4 ± 1.5 years, respectively). Of note, arthralgia was defined differently: in Faustini et al. as at least one tender joint; in Zabotti et al. as recent onset (≤ 12 months) of non-inflammatory joint and/or entheseal pain, without current or past inflammatory signs/symptoms, and with CASPAR criteria for a diagnosis of PsA not being fulfilled; and in Simon et al. as arthralgia in terms of VAS and tender joints. Arthralgia as predictor of PsA (in female gender only) was confirmed in the cohort study of Eder et al. [13] in both univariate (HR 2.38 [95% CI 1.08–5.26]) and multivariate (HR 2.59 [1.15–5.88]) analysis over a longer observational time (mean follow-up time 3.8 + 2.1 years).

MSK Inflammation and Structural Damage Detected by Imaging

The information was retrieved from four prospective studies [5, 11, 12, 19] (suppl Table 1). PsO patients with imaging-detected MSK inflammation (e.g., synovitis, enthesitis, tenosynovitis) or imaging-detected structural damage (e.g., erosion, entheseal new bone formation) were almost four times more likely to develop PsA (pooled RR 3.72 [2.12; 6.51], I2 = 0.00%, p = 0.6008) (Fig. 2). Of note, imaging-identified MSK inflammation was defined differently in the studies. In Faustini et al. [11], the MRI of the dominant hand was performed and MRI positivity, defined as the presence of synovitis and/or osteitis, influenced the risk of patients with PsO to progress to PsA. In Elnady et al. [12] and Zabotti et al. [5], MSK ultrasonography (MSK-US) of peripheral joints and entheses was the index test used for the detection of subclinical MSK inflammation. In the former PsO, patients who developed PsA showed a higher prevalence of baseline sonographic enthesitis and higher synovitis scores. In the latter [5], only baseline sonographic enthesitis was found to influence clinical PsA development. Lastly, Simon et al. [19] highlighted that structural entheseal lesions and low volumetric bone mineral density at entheseal and intra-articular sites evaluated by high-resolution peripheral quantitative computed tomography (HR-pQCT) were associated with PsA development.

Comorbidities

Two prospective articles mainly focused on obesity [20, 21]. Compared with subjects with a normal weight, higher categories of BMI significantly increased the risk of PsA (adj. HR [95% CI] of total effect: 1.17 [1.04–1.31] (BMI 25–29.9), 1.57 [1.38–1.80] (BMI 30.0–34.9), 1.96 [1.68–1.2.29] (BMI ≥ 35) in Love et al. [20]; adj. HR [95% CI] of total effect: 1.83 [1.15–2.89] (BMI 25–29.9), 3.12 [1.90–5.11] (BMI 30.0–34.9), 6.46 [4.11–10.16] (BMI ≥ 35) in Li et al. [21]). By focusing the analysis on subjects developing PsO, the authors saw a similar positive predictive value, indicating an increased risk of PsA associated with obesity among patients with PsO. No pooled estimate was calculated due to the significant differences in the enrolled populations. Indeed, Li’s research [21] refers to the Nurses’ Health Study II, where the sample population included females within the age range of 25–42, employed as nurses.

However, with these differences in mind, both the studies achieved the conclusion that obesity was associated with an increased risk of PsA incidence among PsO patients, emphasizing the need of a good control of the patients’ weight.

Other studies included an estimate of the effect of obesity [14, 15, 17], but we did not consider these due to the lack of causal inference approach.

Also, depression seems to be related to an increased systemic inflammation that likely predispose PsO patients to PsA [15]. In their population-based study, Lewinson and colleagues [15] went beyond the concept of physical and cosmetic disability as the unique determinants of depression status, showing a temporal relationship between PsO, major depressive disorder, and PsA (adjusted HR 1.37 [95% CI 1.05–1.80], p = 0.021).

Environmental Triggers

Smoking History

The findings on smoking and alcohol habits are controversial. In case–control studies, smoking and drinking history information was retrieved through questionnaires that investigated the patient’s past habits over a period over 1–10 years before the diagnosis of PsA. Regarding the pooled estimates, smoking was not significantly associated to arthritis development in both univariate (OR 0.67 [95% CI 0.40–1.13], I2 = 0.00%, p = 0.526) [22,23,24] and multivariate analysis (OR 0.71 [95% CI 0.38–1.32], I2 = 0.00%, p = 0.639) [22, 23], even though with a trend towards a protective effect. Although in a heterogeneous manner, three out of five cohort studies confirmed this trend with the following non-pooling estimates (current smokers vs. non-smokers at baseline): adjusted OR equals to 0.94 [95% CI 0.76–1.16] [17], univariate HR equals to 1.36 [95% CI 0.68–2.73] [14], and multivariate HR equals to 0.87 [95% CI 0.80–0.94] [15]. On the other hand, Li et al. [25] found current smoking positively related with the risk of PsA when the association was measured among the total participants of the Nurses Health Study II (multivariate adjusted RR: 3.12 [2.07–4.69]), and also among PsA cases but only when restricted to severe phenotypes (multivariate adjusted RR 5.34 [2.78–10.28]). The smoking paradox was explained by Nguyen [26] clarifying that a bias is introduced when conditioning on a causal intermediate factor. Indeed, the relationship between smoking and PsA risk was positive when assessed over the general population (current smokers vs. non-smokers, HR 1.27 [95% CI 1.19–1.36]), but negative when limited to patients with PsO that is the causal intermediate variable (HR 0.89 [95% CI 0.84–0.95]). The former is a measure of the total effect while the latter of the direct effect of smoking. Also, the effect of uncontrolled confounding could concur in the biased estimate of the smoking status.

Alcohol Consumption

The role of daily alcohol consumption is still debated. In case–control studies, the association did not emerge significantly neither through univariate pooled estimates (OR 1.09 [0.58–2.03], I2 = 0.00%, p = 0.948) nor through combined multivariate analyses (OR 1.37 [0.62–3.06], I2 = 0.00%, p = 0.554) [22,23,24]. Again, the estimate of the relative risk of alcohol was reported in different ways among cohort studies making not possible to calculate a pooled value: in the study of Green [17], the comparison was between moderate or heavy drinkers vs. non-drinkers (adjusted OR 1.57 [95% CI 1.16–2.11] and 0.94 [95% CI 0.56–1.58]); in the studies of Eder [14, 22, 23] and Lewinson [15], the results were reported as daily vs. none (univariate HR 1.02 [0.40–2.59]) or social vs. none (univariate HR 1.02 [95% CI 0.40–2.59]), and generic alcohol use vs. none (adjusted HR 1.01 [0.85–1.20]), respectively.

Trauma

The hypothesis that trauma could trigger PsA has arisen from several case–control studies or case series, while for the first time, the study by Thorarensen and colleagues [27] investigated trauma in a longitudinal setting. By retrieving data from a UK claims database (THIN), the authors had the opportunity to follow more than 70,000 patients suffering from PsO, of whom almost 20% reported any trauma after the diagnosis of PsO. To avoid an unbalanced comparison, patients with PsO exposed to trauma were randomly matched to patients with PsO without trauma exposure according to four factors including age, gender, duration of psoriasis, and the date of entry into the THIN database. This ensured that patients exposed to trauma and unexposed controls were followed during similar periods of time. The authors concluded with some limitations that bone and joint trauma were independent and disease-specific risk factors for PsA (HR 1.46 [95% CI 1.04–2.04 and HR 1.50 [95% CI 1.19–1.90], respectively).

Family History for PsA

Data on family history of PsA were retrieved from five studies, three with a case–control design [5, 14, 22, 28, 29]. The number of PsA/PsO diagnosis among subjects with family history of PsA was extremely low, leading to imprecise estimates of the risk. However, the pooled value of association was not affected by heterogeneity (I2 = 32.99%, p = 0.225) and the narrowed confidence intervals suggested a reliable true effect (OR 4.43 [95% CI 1.80–10.88]). This finding was not confirmed in the cohort study of Zabotti et al. [5], where the estimate of the cumulative incidence revealed a clear-cut not significant effect (RR 1.20 [0.15–9.58]) and in Eder et al. [14], who reported a RR of 1.42 [95% CI 0.82–2.45, p = 0.21] in the univariate analysis with no need to further consider the factor at a multivariate level.

Serum Biomarkers and Genetic Factors

Soluble proteins could provide invaluable tools as prognostic markers of PsA susceptibility. CXCL10 was previously found consistently up-regulated in PsA compared with PsO [30]. Later, the same research group confirmed the involvement of CXCL10 in the pathogenesis of PsA [31] by prospectively investigating CXCL10 serum concentrations in serum samples and gene expression in synovial fluid and blood. At baseline, CXCL10 levels looked higher in patients who developed PsA than in patients who did not (493 vs. 371 pg/ml, p = 0.005), and then gradually decreased after PsA diagnosis; concurrently, gene expression was increased in synovial fluid rather than in blood. The association with conversion status of PsO patients was confirmed at a multivariate level after adjustment for age, sex, duration of psoriasis, and duration of follow-up (OR 1.3 [95% CI 1.1–1.5, p = 0.004]). The a priori exclusion of studies with a cross-sectional design negatively impacted the selection of studies focusing on possible genetic markers. Further details are included in the Supplemental Material [31,32,33,34,35].

The Incidence Rate of PsA in PsO Patients

The incidence rate per 100 patient-years (IR) varied significantly according to the study type, ranging from 0.23 [95% CI 0.22–0.24] to 0.39 [95% CI 0.37–0.41] [15, 26] and from 2.7 [95% CI 2.1–3.6] to 3.7 [2.8–4.7] [13] in population and psoriasis registry studies, respectively (Table 4). As expected, the IR broadly increased when estimated in an outpatient setting; indeed the cohorts were selected a priori, including for example several PsO patients in suspected prodromal phase of PsA (i.e., PsO with arthralgia) [5, 11, 19]. Specifically, the IR per 100 patient-years varied from 1.34 [0.0–7.5] to 17.4 [5.6–40.5] in PsO patients without arthralgia [5, 11], and from 10.9 [3.5–25.4] to 34.3 [13.8–70.7] in PsO patients with arthralgia [5, 11] (Table 4). The IR per 100 patient-years of the study by Faustini et al. is remarkably high, and not comparable with the IR of the other outpatient-based studies and registry.

Table 4 Incidence rate (IR) per 100 patient-years and related 95% confidence intervals (95% CI) calculated or extracted from every cohort study whenever possible and stratified according to source of incident or prevalent PsO

Discussion

Identifying predictors and risk factors for the development of PsA among PsO patients is a crucial step for the understanding of the pathophysiology of PsA and for the recognition of PsO patients that could benefit from PsA interception or early intervention near to PsA onset [36]. The SLR and MA results provide important insights regarding the features of PsO patients at increased risk of PsA. The investigated potential predictors are synthetized in Fig. 3.

Fig. 3
figure 3

Synthesis of the potential predictors of PsA development in PsO patients

Among skin predictors, the presence of severe PsO is associated with PsA development, while the location of PsO (e.g., scalp or inverse PsO) needs to be confirmed.

In one long-term study [18], nail psoriasis was associated with PsA development. In three other studies, nail involvement “per se” did not emerge as a predictor of PsA occurrence but this finding was probably affected by the small sample size of the studies and by the lack of a reasonable time frame for observation. More recently, two retrospective cohort studies [37, 38], not included in this SLR since they were published in July 2021, confirmed the original observation of Wilson et al. supporting PsO nail involvement as predictor of PsA development. Among PsO nail lesions, only nail pitting was selected as a possible predictor [39].

Special attention has recently been paid to PsA interception of PsO patients with subclinical inflammation detected by imaging and/or prodromal symptoms of PsA [40, 41]. The SLR and MA highlight that the detection of arthralgia or an imaging positive for inflammation could be currently considered a short-term predictor of PsA development. The risk to develop PsA in PsO with arthralgia is two times greater than in PsO without arthralgia, while PsO patients with imaging detected MSK inflammation or imaging detected structural damage were four times more likely to develop PsA. These results clearly underline the importance of MSK complaints referred by the patients and the subclinical disease detected by imaging to stratify PsO patients at imminent risk for PsA development. However, the role of imaging as predictor needs to be considered with caution since further studies are needed to identify the proper imaging modalities for the detection of subclinical PsA and which imaging detected subclinical signs could be considered as predictors of PsA development.

The IR in PsO patients with arthralgia is significantly higher compared to those without, confirming that arthralgia is a key sign of prodromal PsA. The definition of arthralgia and the MSK complaints specific for progression are crucial steps to identifying PsO patients at imminent risk to develop PsA. Furthermore, in this “PsO to PsA march”, also the definition of PsA diagnosis deserves discussion since the Classification for Psoriatic Arthritis (CASPAR) [42] criteria were meant for classification and might not be adequate to diagnose PsA at an early stage.

Other predictors, including comorbidities (i.e., obesity and depression), family history of PsA, and environmental triggers, like trauma, could assist clinicians and researchers for the characterization of PsO patients at high risk for PsA development but further longitudinal studies will be needed.

The results of this SRL with MA are limited by the relatively small amount of available data. Indeed, in many cases, we could not pool the results because of lack of homogeneity both in the study procedures and in the outcome measurement (e.g., severity).

Conclusions

This study provides a profile of the PsO patients at higher risk of developing PsA and represents a benchmark for a preliminary characterization of the PsO to PsA march and for the design of PsA interception trial in PsO patients. More data from longitudinal studies are clearly needed, as well as an improved knowledge on the preclinical phases of PsA and a better definition of early disease [43].