Shoe Conditions
We compared new prototype shoes (NP, a prototype of the recently released Nike Zoom Vaporfly) to baseline marathon racing shoes, the Nike Zoom Streak 6 (NS), and the shoes that Dennis Kimetto wore when he set the current marathon world record, the adidas adizero Adios BOOST 2 (AB) (Fig. 3). We added 51 and 47 g of lead pellets to the NP and NS shoes, respectively, to equalize to the greater mass of the AB shoes (250 g for size US10). This prevented the confounding effects of shoe mass on the energetic cost of running [9,10,11]. To prevent excessive wear accumulation in the shoes, we used three pairs of each shoe model in size US10 and two additional pairs of AB size US9.5, because that model fits a little bigger than the Nike models. Total running use for any pair of shoes did not exceed 50 km.
Mechanical Testing Protocol
To evaluate the relevant midsole properties, we used a custom mechanical testing method developed in the Nike Sport Research Lab. Rather than a more conventional energy-constrained impact test [25], we implemented a force-constrained mechanical testing approach [20, 26]. This method allows for more realistically quantifying of underfoot mechanical energy storage and return. We performed the shoe mechanical testing after the running tests to obviate possible cushioning inconsistencies that can arise during an initial midsole ‘break-in’ period.
To properly execute a force-constrained mechanical test, the compression force and regional distribution of force needs to resemble that of human running. To implement this, we mounted a rigid foot-form (shoe last) to a material testing machine (Instron 8800 Series Servohydraulic System, Norwood, MA, USA) and snugly fit the foot-form into the fully constructed shoes (Fig. 2). The material testing machine compressed the midsole in the vertical direction by matching a general time history of the vertical ground reaction force measured during running. The force profile had a peak magnitude of ~ 2000 N and a contact time of ~ 185 ms, which is similar to the loading that we measured for our subjects at 18 km/h (Table 2). The foot-form shape and its material testing machine attachment location produced insole pressure patterns and magnitudes similar to those recorded during running. We calculated the amount of mechanical energy stored and returned for each shoe condition from the area under the rising (storage) and falling (return) portions of the force-deformation curves.
This custom test is limited to 1-dimensional actuation of force over a pre-defined contact region. True running force fidelity would require 3-dimensional forces, with options for different loading phases to impart load on different regions of the midsole. In addition, the way each runner interacts with a shoe can vary due to many factors including body mass, running velocity, and foot strike pattern. Though limited, this simplified testing method does provide a clean, general characterization of midsole mechanical energy storage and return capabilities in a direction relevant to the spring-mass behavior of runners [27].
The mechanical testing revealed that the NP was approximately twofold more compliant than the NS and AB shoes, deforming 11.9 mm versus 6.1 and 5.9 mm, respectively (Fig. 3). The NP stored substantially more mechanical energy (area under the top trace). Furthermore, the NP shoes were more resilient (87.0% energy return) than the AB (75.9%) and NS (65.5%) shoes. Thus, combined, the NP shoes can return more than twice the amount of mechanical energy as the other shoes, which is mainly due to its substantially greater compliance rather than the greater percent resilience.
Human Subjects
18 male (aged 23.7 ± 3.9 years, mass 64.3 ± 4.7 kg, height 177.8 ± 4.6 cm) high-caliber runners who wear men’s shoe size US10 completed the testing protocol (\({\dot{\text{V}}\text{O}}_{{ 2 {\text{max}}}}\) at the local altitude ~ 1655 m: 72.1 ± 3.4 mL O2/kg/min, range 66.4–81.4 mL O2/kg/min). All had recently run a sub-31 minute 10-km race at sea level, a sub-32 minute 10-km race at the local altitude, or an equivalent performance in a different distance running event. The study was performed in accordance with the ethical standards of the Declaration of Helsinki. Ethics approval was obtained from the University of Colorado Institutional Review Board (Protocol# 15-0114). Before taking part in the study, participants provided informed written consent.
Experimental Protocol
The study comprised four visits for each subject. Visit 1 established that subjects could run below their lactate threshold [28] at 14, 16, and 18 km/h by measuring blood lactate concentrations ([La]). During visits 2, 3, and 4, we measured the subjects’ metabolic energy consumption rates, ground reaction forces, and [La] at 14, 16, or 18 km/h while wearing each of the three shoe conditions.
Subjects presented a 24-h dietary, sleep, and training log before each visit. We strongly encouraged the subjects to replicate their diet, sleep, and training pattern for all laboratory visits. If replication was not met, we postponed the testing.
Visit 1
Subjects wore their own shoes to run 5-min trials at velocities of 14, 16, and 18 km/h on a level treadmill and took a 5-min break between all trials. We used a hand-held digital tachometer (Shimpo DT-107A, Electromatic Equipment Inc., Cedarhurst, NY, USA) to verify the treadmill velocities. To allow familiarization, subjects breathed through the expired-gas analysis system during this session (True One 2400, Parvo Medics, Salt Lake City, UT, USA). Within 1 min after the completion of each 5-min trial, we obtained a finger-prick blood sample for [La] determination. We analyzed the blood samples in duplicate with a YSI 2300 lactate analyzer (YSI, Yellow Springs, OH, USA). Two individuals were excluded from the study after Visit 1, reaching [La] values of 5.27 and 5.69 mmol/L at 18 km/h. The remaining 18 subjects were running at an intensity below the onset of blood lactate accumulation (OBLA), which specifies an [La] of 4 mmol/L [28], and the average [La] at 18 km/h was 2.81 ± 0.71 mmol/L.
Visits 2, 3, and 4
Subjects began with a 5-min warm-up trial at 14 km/h in their own shoes. Following the warm up, subjects completed six 5-min trials at one of the three velocities (14, 16, or 18 km/h, randomized) on a level force-measuring treadmill with a rigid, reinforced aluminum deck, that recorded horizontal and vertical ground reaction forces [29]. We measured the submaximal rates of oxygen consumption and carbon dioxide production during each trial using the expired-gas analysis system and calculated the rate of metabolic energy consumption over the last 2 min of each trial, using the Brockway equation [30]. In each of the six trials, subjects wore one of the three shoe conditions. In between trials, subjects took a 5-min break while they changed shoes. Note that runners mechanically adapt their biomechanics very quickly in response to changes in surface stiffness [31]. Subjects wore each shoe model twice per visit, in a mirrored order, which was counterbalanced and randomly assigned. With three shoe conditions, there were six possible shoe orders and we randomly assigned three subjects to each order. One example of a mirrored order is AB, NS, NP, NP, NS, AB. For all metrics, we averaged the two trials for each shoe condition.
During the last 30 s of each trial, we recorded high-speed video (240 frames/s, 1/1000 s shutter) using a Casio EX-FH20 camera (Casio America, Inc., Dover, NJ, USA). During the same 30 s, we recorded horizontal and vertical ground reaction forces using a National Instruments 6009-DAQ and custom-written LabView software (National Instruments, Austin, TX, USA). We low-pass filtered the ground reaction force data at 25 Hz using a recursive 4th order Butterworth digital filter and used a 30 N threshold to determine foot-strike and toe-off events. We used the video recordings to help determine the foot strike patterns of the runners during all trials (rearfoot strike vs. mid/forefoot strike). This was done by two raters (SK and JHF) independently. When the video-based classification disagreed between raters (n = 4), strike pattern was classified based on visual inspection of the vertical ground reaction force traces by a third rater (WH).
Following the sixth trial on each day, subjects ran an additional trial at 14 km/h in a pair of control shoes (Nike Zoom Streak LT 2). This allowed us to measure the individual day-to-day variation in energetic cost of the subjects.
Only during visit 4, after a 10-min break, the subjects completed a \({\dot{\text{V}}\text{O}}_{{ 2 {\text{max}}}}\) test on a classic Quinton 18–60 treadmill. We set the treadmill velocity to 16 km/h and increased the incline by 1% each minute until exhaustion [32]. Subjects wore their own shoes or the control shoes. We continuously measured the rate of oxygen consumption and defined \({\dot{\text{V}}\text{O}}_{{ 2 {\text{max}}}}\) as the highest 30-s mean value obtained. Our criterion for reaching \({\dot{\text{V}}\text{O}}_{{ 2 {\text{max}}}}\) was a plateau in oxygen consumption rate after an increase in incline [33].
Statistics
We compared energetic cost, peak vertical ground reaction force, step frequency and contact time while running in the three shoe conditions over three velocities using a two-way ANOVA with repeated measures. When we observed a significant main effect for shoe, we performed Tukey’s honest significant difference post hoc analyses to determine which shoe-by-shoe comparisons differed significantly. To evaluate any potential effects of foot strike pattern, we compared energetic cost, peak vertical ground reaction force, step frequency, and contact time using a three-way ANOVA with repeated measures (shoe × velocity × strike pattern). Furthermore, we applied multiple regression analyses to evaluate potential relationships between changes in biomechanical measures and in energetic cost of running. We used a traditional level of significance (p < 0.05) and performed analyses with MATLAB (The MathWorks, Inc., Natick, MA, USA) and STATISTICA (Statsoft, Tulsa, OK, USA).
To estimate how much of an improvement in marathon running performance would be predicted from a specific reduction in energetic cost, we used the curvilinear relationship between running velocity and energy cost established by Tam et al. [34]. Their model was based on overground running data in top-level Kenyan marathon runners:
\({\dot{\text{V}}\text{O}}_{{2}}\) (mL O2/kg/min) = 5.7 + 9.8158 V + 0.0537 V3
with velocity (V) in m/s.