Skip to main content
Log in

A Parametric Study on Effects of Basement Excavation and Foundation Loading on Underground Metro Tunnel in Soil

  • Original Paper
  • Published:
Indian Geotechnical Journal Aims and scope Submit manuscript

Abstract

This paper describes the effect of basement excavation and foundation loading on tunnel in sand. Typical tunnel geometry of Delhi Metro and soil conditions in part of Delhi (Yamuna Sand) are considered for modelling. The construction sequences of tunnel excavations, basement footing with retaining wall and the loading on footing have been numerically simulated using plane strain assumption in PLAXIS 2D. Basement foundation, retaining wall, sheet pile and support struts are modelled simulating the construction sequence that is normally adopted in practice. The soil is assumed as elastic-perfectly plastic material, and its failure is governed by Mohr–Coulomb criterion. The tunnel lining, footing, sheet pile, wall and struts are assumed as linear elastic materials. The loading on the footing is modelled in several stages simulating different numbers of storeys for studying the effect of basement excavation and structure/foundation loading. The results indicate that the response of tunnel lining is significantly affected by various stages of basement excavation and foundation loading. Based on the several response parameters of tunnel lining, it is concluded that the critical distance between the tunnel edge and basement footing is found as 2.5 times the tunnel diameter within which the basement excavation and foundation loading have shown significant influence on tunnel response.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17

Similar content being viewed by others

References

  1. Peck RB (1969) Deep excavations and tunneling in soft ground. In: Proceedings of the 7th international conference on soil mechanics and foundation engineering. State of the art volume. Societal Mexican de Mechanical de Solos, AC1969, pp 225–290

  2. Juneja A, Hegde A, Lee FH, Yeo CH (2010) Centrifuge modelling of tunnel face reinforcement using forepoling. Tunn Undergr Space Technol 25(4):377–381

    Article  Google Scholar 

  3. Kitiyodom P, Matsumoto T, Kawaguchi K (2005) A simplified analysis method for piled raft foundations subjected to ground movements induced by tunneling. Int J Numer Anal Meth Geomech 29:1485–1507

    Article  Google Scholar 

  4. Vineetha K, Boominathan A, Banerjee S (2017) TBM- ground interaction modeling. In: 19th international conference on soil mechanics and geotechnical engineering, pp 3311–3314

  5. Loganathan N (2011) An innovative method for assessing tunnelling-induced risks to adjacent structures, PB 2009 William Barclay Parsons Fellowship Monograph 25

  6. Xu Q, Zhu H, Ding W, Ge X (2011) Laboratory model tests and field investigations of EPB shield machine tunnelling in soft ground in Shanghai. Tunn Undergr Space Technol 26(1):1–14

    Article  Google Scholar 

  7. Benton LJ, Phillips A (1991) The behaviour of two tunnels beneath a building on build foundation. Deformation of soils and displacements of structures. X ECSMFE, Florence vol 2, pp 665–668

  8. Higgins KG, Chudleigh I, St John HD, Potts DM (1999) An example of pile tunnel interaction problems. In: Kusakabe O, Fujita K, Miyazaki Y (eds) Proceedings of international symposium, on geotechnical aspects of underground construction in soft ground, IS-Tokyo ’99, Balkema, pp 99–103

  9. Calabrese M, Monaco P (2001) Analysis of stresses induced in an old deep tunnel by pile driving from the surface. FLAC and numerical modelling in geomechanics, France, pp 199–204

  10. Schroeder FC, Potts DM, Addenbrooke TI (2004) The influence of pile group loading on existing tunnels. Géotechnique 54(6):351–362

    Article  Google Scholar 

  11. Ayothiraman R, Arunkumar S (2011) Influence of vertical pile loading on existing tunnel lining in soft clay. In: 14th Australasian tunnelling conference Auckland: New Zealand, pp 1–13

  12. Singh P (2011) The influence of pile loading on existing tunnel, M.Tech thesis, Indian Institute of Technology, Delhi, India

  13. Sharma A (2013) Influence of Pile on Existing Tunnels, M.Tech thesis, Indian Institute of Technology, Delhi, India

  14. Liang R, Xia W, Huang M, Lin C (2017) Simplified analytical method for evaluating the effects of adjacent excavation on shield tunnel considering the shearing effect. Comput Geotech 81:167–187

    Article  Google Scholar 

  15. Zhang X, Ou X, Yang J, Fu J (2017) Deformation response of an existing tunnel to upper excavation of foundation pit and associated dewatering. Int J Geomech ASCE 17(4):04016112

    Article  Google Scholar 

  16. Liang R, Wu W, Yu F, Jiang G, Liu J (2018) Simplified method for evaluating shield tunnel deformation due to adjacent excavation. Tunn Undergr Space Technol 71:94–105

    Article  Google Scholar 

  17. Burford D (1988) Heave of tunnels beneath the shell centre, London, 1959–1986. Géotechnique 38(1):135–137

    Article  Google Scholar 

  18. Chang CT, Sun CW, Duann SW, Hwang RN (2001) Response of a Taipei rapid transit system tunnel to adjacent excavation. Tunn Undergr Space Technol 16(3):151–158

    Article  Google Scholar 

  19. Ge XW (2002) Response of a shield-driven tunnel to deep excavations in soft clay, PhD thesis, Department of Civil and Environmental Engineering, The University of Hong Kong Science and Technology, HKSAR

  20. Lo KY, Ramsay JA (1991) The effect of construction on existing subway tunnels—a case study from Toronto. Tunn Undergr Space Technol 6(3):287–297

    Article  Google Scholar 

  21. Zheng G, Wei SW, Peng SY, Diao Y, Ng CWW (2010) Centrifuge modeling of the influence of basement excavation on existing tunnel. In: Proceedings of international conference physical modelling in geotechnics. Taylor and Francis Group, London, pp 523–527. ISBN: 978-0-415-59288-8

    Chapter  Google Scholar 

  22. Ng CWW, Shi J, Hong Y (2013) Three-dimensional centrifuge modelling of basement excavation effects on an existing tunnel in dry sand. Can Geotech J 50(8):874–888

    Article  Google Scholar 

  23. Huang X, Zhang D, Huang H (2014) Centrifuge modelling of deep excavation over existing tunnels. Proc ICE-Geotech Eng 167(1):3–18

    Article  Google Scholar 

  24. Ng CWW, Shi J, Mašín D, Sun HS, Lei GH (2015) Influence of sand density and retaining wall stiffness on the three-dimensional responses of a tunnel to basement excavation. Can Geotech J 52:1811–1829

    Article  Google Scholar 

  25. Dolezˇalová M (2001) Tunnel complex unloaded by a deep excavation. Comput Geotech 28(6–7):469–493

    Article  Google Scholar 

  26. Sharma JS, Hefny AM, Zhao J, Chan CW (2001) Effect of large excavation on deformation of adjacent MRT tunnels. Tunn Undergr Space Technol 16(2):93–98

    Article  Google Scholar 

  27. Hu ZF, Yue ZQ, Zhou J, Tham LG (2003) Design and construction of a deep excavation in soft clay adjacent to the Shanghai metro tunnels. Can Geotech J 40(5):933–948

    Article  Google Scholar 

  28. Karki R (2006) Effects of deep excavations on circular tunnels in fine-grained soils. M.Phil. thesis, University of Saskatchewan, Saskatoon, SK, Canada

  29. Zheng G, Wei SW (2008) Numerical analyses of influence of overlying pit excavation on existing tunnels. J Cent South Univ Technol 15(S2):69–75

    Article  Google Scholar 

  30. Liu HL, Li P, Liu J (2011) Numerical investigation of underlying tunnel heave during a new tunnel construction. Tunn Undergr Space Technol 26(2):276–283

    Article  Google Scholar 

  31. Huang X, Schweiger HF, Huang H (2013) Influence of deep excavations on nearby existing tunnels. Int J Geomech 13(2):170–180

    Article  Google Scholar 

  32. Shi J, Ng CWW, Chen Y (2015) Three-dimensional numerical parametric study of the influence of basement excavation on existing tunnel. Comput Geotech 63:146–158

    Article  Google Scholar 

  33. Shi J, Ng CWW, Chen Y (2017) A simplified method to estimate three-dimensional tunnel responses to basement excavation. Tunn Undergr Space Technol 62:53–63

    Article  Google Scholar 

  34. Sesharao P (2014) Influence of basement raft loading on existing tunnels, M.Tech Thesis, Indian Institute of Technology, Delhi, India

  35. Mahajan S, Asaf S, Ayothiraman R, Sharma KG, Ramana GV (2016) Numerical analysis on effect of basement raft loading on existing urban tunnel in soil on existing tunnels. In: Indian geotechnical conference IIT Madras, Chennai, India

  36. Phienwej N (1997) The ground improvement in shield tunnelling in Bangkok soil. In: Proceedings 14th international conference on soil mechanics and geotechnical engineering, vol 3, pp 1469–1472

  37. Ramasamy N (1992) Soft soil tunneling in Bangkok subsoil. M.Engg thesis, Asian Institute of Technology, Bangkok, Thailand

  38. Ledesma A, Romero E (1997) Systematic back-analysis in tunnel excavation problems as a monitoring technique. In: Proceedings of 14th international conference in soil mechanics and Foundation Engineering, vol 3, pp 1425–1428

  39. Palmer JH, Belshaw DJ (1978) Deformation and pore pressure in the vicinity of a precast, segmented concrete-lined tunnel in clay. Can Geotech J 17:174–184

    Article  Google Scholar 

  40. Rowe RK, Lee KM (1992) Subsidence due to tunnelling. II Evaluation of a prediction technique. Can Geotech J 29:941–954

    Article  Google Scholar 

  41. Loganathan N, Poulos HG (1998) Analytical prediction for tunnelling-induced ground movement in clays. J Geotech Geoenviron Eng ASCE 124(9):846–856

    Article  Google Scholar 

  42. Gunn MJ (1993) The prediction of surface settlement profiles due to tunneling predictive soil mechanics. In: Proceedings of the wroth memorial symposium, oxford Thomas Telford, London, pp 304–316

  43. Addenbrooke T, Potts D, Puzrin A (1997) The influence of pre-failure soil stiffness on the numerical analysis of tunnel construction. Geotechnique 47(3):693–712

    Article  Google Scholar 

  44. Masin D (2009) 3D modelling of a NATM tunnel in high K0 clay using two different constitutive models. J Geotech Geoenviron Eng ASCE 135(9):1326–1335

    Article  Google Scholar 

  45. Chen LT, Poulos HG, Loganathan N (1999) Pile responses caused by tunnelling. J Geotech Geoenviron Eng ASCE 125(3):207–215

    Article  Google Scholar 

  46. Usmani A, Ramana GV, Sharma KG (2011) Experimental evaluation of shear strength behavior of Delhi silt under static loading conditions. J Mater Civ Eng ASCE 23(5):533–541

    Article  Google Scholar 

  47. Hsiung BCB, Tsai YY, Tsai CC (2010) Analysis and construction of cross passage of Delhi Metro. In: Indian geotechnical conference, Bombay, pp 747–750

  48. Schedule of Dimensions issued by Delhi Metro Rail Corporation Limited for Airport Metro Express Line (2010)

  49. Indian Standard IS: 1904 (1986) Code of practice for design and construction of foundations in soils: general requirements

  50. Indian Standard IS: 16700 (2017) Code of practice for Criteria for Structural Safety of Tall Concrete Buildings

  51. Wahls HE (1981) Tolerable settlement of the buildings. J Geotech Eng Div ASCE 107(11):1489–1504

    Google Scholar 

  52. Klepikov SN (1992) Performance criteria- Allowable deformation of buildings and damages. In: Proceedings of the twelfth international conference on soil mechanics and foundation engineering held at Rio De Janeiro/13-18 AOUT 1989

  53. Land Transport Authority (2000) Code of practice for railway protection. Singapore: Development and Building Control Department, Land Transport Authority (LTA)

  54. Buildings Department. Practice note for authorized persons APP-24 (2009) Technical notes for guidance in assessing the effects of civil engineering construction/building development on railway structures and operations. Buildings department of the government of HKSAR (BD)

  55. Indian Standard IS: 456 (2000). Plain and reinforced concrete—code of practice

  56. American Concrete Institute (2001) Control of cracking in concrete structures (ACI 224R-01). American Concrete Institute, MI, USA

Download references

Acknowledgements

The authors would like to gratefully acknowledge the financial support received from the Science and Engineering Research Board (SERB), Department of Science and Technology, India (EMR/2015/001874).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ramanathan Ayothiraman.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Mahajan, S., Ayothiraman, R. & Sharma, K.G. A Parametric Study on Effects of Basement Excavation and Foundation Loading on Underground Metro Tunnel in Soil. Indian Geotech J 49, 667–686 (2019). https://doi.org/10.1007/s40098-019-00361-x

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s40098-019-00361-x

Keywords

Navigation