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Development of risk assessment for nuclear power: insights from history

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Abstract

Nuclear power plays an important role in the global energy economy, but its safety has been a contentious issue for over 50 years. Based on new designs of nuclear power plants, new methods of assessing risks, and calculations of cost efficiency, proponents of nuclear power see it as safe and necessary, but skeptics do not. How can people be so divided on a fundamental issue like safety? Part of the answer lies in the history of risk assessment’s invention, development, and deployment. The US Atomic Energy Commission (AEC) developed a form of risk assessment extensively used today: probabilistic risk assessment (PRA). The AEC originally wanted to strategically assure the public of nuclear power’s safety. Controversy greeted PRA’s debut, however, and the US Nuclear Regulatory Commission, AEC’s successor agency, changed PRA into a tactical tool. Scientific and ethical criticisms, political opposition to nuclear power, and accidents combined to force the transition. In contrast to PRA for nuclear power, other forms of risk assessment successfully entered the regulation of toxic chemicals. The safety of nuclear power still elicits sharp disagreements between opponents and proponents of the technology, which in turn leaves a cloud over the future of the technology.

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Notes

  1. AEC establishes task force to study fuel cooling systems of nuclear power plants, Press Release, October 27, 1966; Harold L. Price to John T. Conway, October 20, 1967; Carroll W. Zabel to Glenn T. Seaborg, February 26, 1968; Glenn T. Seaborg to John O. Pastore, April 27, 1971; all in RG 128—Records of the Joint Committee on Atomic Energy 1946–1977, General Correspondence, Box 566, Folder: E.C.C.S.—Low as Practicable, National Archives (I), Washington, D.C. US Atomic Energy Commission, Regulatory Information Meeting 486, June 9, 1971, RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 33, 1970–1972, Folder: Industrial Devel & Regulations-6Reg, Hazards Evaluations Vol. 2, National Archives (II), College Park, MD.

  2. Calvert Cliffs Coordinating Committee, National Wildlife Federation, and The Sierra Club, Notice of Filing of Petition for Rule Making and Denial of Petition for Rule Making in Light of Pending Rule Making Proceeding, June 29, 1970; Anthony Z. Roisman to The Secretary, Atomic Energy Commission, June 29, 1970; In the Court of Appeals of Maryland, No. 41, September Term, 1970, People’s Counsel Public Service Commission, et al., v. Public Service Commission of Maryland, et al., October 23, 1970; Public Service Commission of Maryland, Order No. [illegible] re Case No. 6281, 4th November 1970; W. B. McCool, Secretary to the Commission, Note by the Secretary, November 13, 1970; Harold L. Price, Director of Regulation, to Berlin, Roisman, and Keasler, November 25, 1970; all in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–1972 NRC, Folder: Industrial Develop & Regulations 5 Reg. Baltimore Gas & Electric (Calvert Cliffs, Vol. 1 of 2; and Anthony Z. Roisman to U.S. Atomic Energy Commission, November 25, 1970, in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–1972 NRC, Folder: I.D.R. 5 Reg Baltimore Cal Cliffs (handwritten label; spelling uncertain).

  3. James R. Schlesinger, Chairman, to John O. Pastore, Chairman, Joint Committee on Atomic Energy, September 30, 1971, in RG 431 Records of the Nuclear Regulatory Commission, Office of the secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–1972, NRC, Folder: Budget 2 Reg, 1972 and 1973.

  4. G. F. Quinn, Assistant General Manager for Development and Production, Meeting of Joint Board for Fuel Supply and Fuel Transport, February 18, 1971, February 22, 1971, in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–9172 NRC, Folder: Industrial Devel. & Regulation—5 Licenses.

  5. William O. Mills to Glenn T. Seaborg, June 7, 1971; William G. Milliken to James R. Schlesinger, October 4, 1971; H. T. Westcott to James R. Schlesinger, October 11, 1971; and John R. Verani to James R. Schlesinger, November 23, 1971; all in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–1972 NRC, Folder: Industrial Develop & Regulations 5 Reg. Baltimore Gas & Electric (Calvert Cliffs, Vol. 1 of 2. Harold L. Price to Daniel J. Flood, Sep 8, 1971; Harrison A. Williams, Jr., to James R. Schlesinger, September 9, 1971; Harrison A. Williams to Glenn T. Seaborg, June 24, 1971, all in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–9172 NRC, Folder: Industrial Devel & Regulations-6Reg, Hazards Evaluations Vol. 2. Interregional Review Subcommittee of the Technical Advisory Committee, “Impact of a 12-month delay of new nuclear and fossil-fired steam generating units on the adequacy of electric power supply in the United States, a report,” (National Electric Reliability Council, Research Park, Princeton, New Jersey, February, 1972), 12 pp., in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 35, 1970–1972 NRC, Folder: O M–6–Reg; L. Manning Muntzing to the Commissioners, Status Report on Plants for which Full-Power Operation Is Possible During June, July, and August, 1972, May 12, 1972, in RG 431 Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 30, 1970–1972 NRC, Folder: Industrial Develop & Regulations—5 Licenses.

  6. James T. Ramey, Licensing and environmental considerations in atomic power development: a checklist, to Atomic Industrial Forum Workshop on Power Reactor Licensing, Glen Cove, NY, June 30, 1969, 18 pp., released July 10, 1969, John F. Kennedy Presidential Library Archives, James T. Ramey (#193) Personal Papers, Series 1. Writings, 1956–1973, Box 2, File: 1969: June–August.

  7. Saul Levine to Edward J. Bauser, July 28, 1971, RG 128—Records of the Joint Committee on Atomic Energy 1946–1977, General Correspondence, Box 629, Folder: Reactor Safety, National Archives (I), Washington, D.C.; Saul Levine to Edward J. Bauser, July 29, 1971, RG 128—Records of the Joint Committee on Atomic Energy 1946–1977, General Correspondence, Box 566, Folder: E.C.C.S.—Low as Practicable, National Archives (I), Washington, D.C.; and Saul Levine to Edward J. Bauser, August 13, 1971, RG 128—Records of the Joint Committee on Atomic Energy 1946–1977,General Correspondence, Box 629, Folder: Reactor Safety Comprehensive Study, National Archives (I), Washington, D.C. Quote is from memo of August 13. All memos were prepared on letterhead of the Joint Committee, not AEC, which suggests that Levine spent a few weeks at the Joint Committee.

  8. John O. Pastore to James R. Schlesinger, Oct 7–1971; James R. Schlesinger to John O. Pastore, October 14, 1971; RG 128—Records of the Joint Committee on Atomic Energy 1946–1977, General Correspondence, Box 629, Folder: Reactor Safety Comprehensive Study, National Archives (I), Washington, D.C.

  9. Saul Levine, Testimony to Science and Technology Committee, New Hampshire House of Representatives, February 10, 1982, in Norman Rasmussen Papers, MC 542, Box 2, folder 3, Levine, Saul, 1981–1985, MIT Archives, Cambridge, MA. Norman C. Rasmussen, Resume, January 22, 1981, Norman Rasmussen Papers, MC 542, MIT Archives, Box 2, Folder 2, Levine, Saul, 1979–1981.

  10. The numerical guidelines for maximum exposure came from 10CFR100.11. The figure of 25 rem was at the time considered by the National Committee on Radiation Protection to be a “once in a lifetime accidental or emergency dose for radiation workers, which may be disregarded in the determination of their radiation exposure status.” The figure of 300 rem for thyroid exposure was not further explained in either 10CFR100 or in WASH-1250.

  11. Stephen H. Hanauer to Trevor Griffiths, May 8, 1969, Public Documents Room, U.S. Nuclear Regulatory Commission, Bethesda, MD, Microform address: 41799:074–41799:075; Peter A. Morris to A. Philip Bray, July 28, 1969, Public Documents Room, U.S. Nuclear Regulatory Commission, Bethesda, MD, Microform address: 41724:139–41724:139.

  12. W. B. McCool to Peter A. Morris and John A. Harris, SECY-R-463, May 22, 1972; W. B. McCool to File, Study of Risks Due to Accidents–Nuclear Power Reactors, SECY-R 432, May 15, 1972; Norman C. Rasmussen and Manson Benedict to Stephen Hanauer, March 17, 1972; all in RG 431, Records of the Nuclear Regulatory Commission, Office of the Secretary, Regulatory Program General Correspondence Files, 1956–1972, Box 33, 1970–1972 NRC, Folder: Industrial Devel & Regulations-6Reg, Hazards Evaluations, Volume 4, National Archives (II), College Park, MD; U. S. Nuclear Regulatory Commission, Reactor Safety Study (Washington, D. C.: U. S. Nuclear Regulatory Commission), Main Report, Chapter 1, 1; Executive Summary, 5.

  13. Nuclear Regulatory Commission, Reactor Safety Study, Main Report, Chapter 1, 6–7.

  14. Nuclear Regulatory Commission, Reactor Safety Study, Main Report, Table 5–4, 83, Table 5–6, 84, Table 6–6, 114, Executive Summary, Table 1–1, 3.

  15. Nuclear Regulatory Commission, Reactor Safety Study, Main Report, Chapter 7, 131, 139.

  16. Morris K. Udall to Marcus A. Rowden, March 14, 1977, Marcus A. Rowden to Morris K. Udall, June 17, 1977, in Victor Gilinsky Papers, Folder: Reactor Safety—Research & Policy, Risk Assessment Program, 1977 June–Nov., Box 315, Hoover Institution Archives, Stanford University, Stanford, California.

  17. John G. Davis to [Directors of Regional Offices of NRC], March 24, 1975, and April 3, 1975, http://www.nrc.gov/reading-rm/doc-collections/gen-comm/bulletins/1975/bl75004.html and http://www.nrc.gov/reading-rm/doc-collections/gen-comm/bulletins/1975/bl75004a.html, 8 May 2011; US Nuclear Regulatory Commission, The Browns Ferry Nuclear Plant Fire of 1975 and the History of NRC Fire Regulations (Washington, D.C.: 2009), 1–8, NUREG/BR-0361; Nuclear Information and Resource Services “Safety deficiencies at Browns Ferry Nuclear Power Complex,” June, 2007, 1–2, http://www.nirs.org/factsheets/brownsferryfactsheet.pdf, 8 May 2011; M. Ragheb and Jim Kolodziej, “Browns Ferry Fire,” January 11, 2011, 1–7, https://netfiles.uiuc.edu/mragheb/www/NPRE%20457%20CSE%20462%20Safety%20Analysis%20of%20Nuclear%20Reactor%20Systems/Browns%20Ferry%20Fire.pdf, 8 May 2011.

  18. S. Levine, “Safety goals for nuclear power plants,” draft, 6/4/80, in Norman Rasmussen papers, MC 542, MIT Archives, Box 2, Folder 2, Levine, Saul, 1979–1981; Milton S. Plesset to John F. Ahearne, October 31, 1980, in Norman Rasmussen Papers, MC 542, MIT Archives, Box 2, Folder 28, Pate, Zack T., 1979–1989; Joseph M. Hendrie to Commissioners Gilinsky, Bradford, Ahearne, June 9, 1981, in Norman C. Rasmussen Papers, MC 542, MIT Archives, Box 1, Folder 48, Hendrie, Joseph M., 1981–1983.

  19. 10 CFR 50: (a) (1) (ii) (D) (1); 10 CFR 50:34 (a) (1) (ii); 51 FR 30028, August 21, 1986; U.S. Nuclear Regulatory Commission, Office of Nuclear Reactor Regulation, “Standard Review Plan for the Review of Safety Analysis Reports for Nuclear Power Plants: LWR Edition—Severe Accidents,” (NUREG-0800, Chapter 19), http://www.nrc.gov/reading-rm/doc-collections/nuregs/staff/sr0800/ch19/, 17 January 2013.

  20. In contrast to Perrow and others who rejected the concept of safety based on comparable probabilities, these natural scientists accepted the concept but criticized the numerical values of past calculations.

  21. One reactor operating for 1 year = “one reactor-year.” Ten reactors working for 10 years each = 100 reactor-years. Calculation of reactor-years entails adding together the number of years of operation of each reactor in the world. The World Nuclear Association, a trade association for the nuclear power industry, currently lists 435 operable reactors worldwide. With a total world experience of 14,400 reactor-years, each operable reactor has worked an average of about 33.1 years. Many reactors have operated for a longer periods, and many for shorter.

  22. The accident at Chernobyl, a reactor in the former USSR and now Ukraine, happened in 1986, after the main events with PRA developed in this article. PRA as developed in the USA did not include RBMK reactor designs like Chernobyl. American nuclear engineers, after the Chernobyl catastrophe, immediately pointed to the RBMK’s positive void coefficient and the Soviet decision not to put a containment building around the reactor. No PRA was needed to identify these two features as serious safety problems. In addition, irregularities in operating procedures and a lax safety culture also contributed. Chernobyl proved that bad accidents really could be catastrophic, but that story had no direct relationship to the history of PRA in the USA.

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Acknowledgments

I’m very grateful for helpful comments received from a number of people on drafts of this paper: Peter Bradford, Robert J. Budnitz, George Irwin, Natalie Kopytko, Cheri Lucas Jennings, Chris Jones, Carolyn Merchant, Ralph Murphy, Laura Nader, Richard Muller, Barbara Bridgman Perkins, Kathleen Saul, and anonymous reviewers. I also thank the staff at the National Archives in Washington, DC, and College Park, MD; the Public Documents Room of the Nuclear Regulatory Commission in Rockville, MD; the MIT Archives in Cambridge, MA; the John F Kennedy Presidential Library in Boston, MA; and the Hoover Institution Archives at Stanford University, Palo Alto, CA. I thank Susan Jenkins, Energy Biosciences Institute, University of California, Berkeley, for support of my efforts in energy education. None of these people are accountable for the views expressed here, and I remain responsible for all errors.

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Correspondence to John H. Perkins.

Appendix 1

Appendix 1

Chronology of important events

Date

Event

1946

US Atomic Energy Commission established by Atomic Energy Act

1954

Atomic Energy Act revisions opened nuclear energy to private companies

March 1957

AEC released Theoretical possibilities and consequences, WASH-740

September 1957

Price-Anderson Act indemnified nuclear power plants from liability

December 1957

First commercial US nuclear power plant opened at Shippingport, PA

1962

AEC released Civilian nuclear power: a report to the President

1962

Rachel Carson’s Silent Spring intensified environmental concerns

1950s – 1970s

Local opposition to nuclear power projects thwarted and delayed them

1969

AEC Commissioners defended nuclear power

1969

Studies indicated New York City had inadequate electricity generation

1969

Critics blocked nuclear power plant on Lake Cayuga: thermal pollution

1969

Chauncey Starr proposed new safety concept based on risk

April 1971

AEC concluded ECCSs were not as reliable as previously thought

June 1971

AEC released new, interim criteria for ECCSs

July 1971

Court ruled AEC must comply with National Environmental Policy Act

August 1971

AEC engineer Saul Levine recommended to Congress a new safety study

October 1971

Senator John Pastore recommended a new study be done by AEC

May 1972

AEC appointed Rasmussen to head Reactor Safety Study 

July 1973

AEC released WASH-1250, The safety of nuclear power reactors

1974

Ford Foundation released A time to choose

August 1974

AEC released draft of WASH-1400, Reactor Safety Study

November 1974

Ralph Nader held first national conference to oppose nuclear power

January 1975

US Nuclear Regulatory Commission replaced AEC

March 1975

32 prominent scientists said nuclear power was essential and worth risks

March 1975

Fire disabled emergency equipment, Browns Ferry nuclear plant

Summer 1975

First Lewis report criticized Reactor Safety Study

October 1975

NRC released final draft of Reactor Safety Study

February 1976

Three engineers resigned from General Electric over safety issues

February 1976

Engineer resigned from NRC over safety issues

March 1976

Joint Committee on Atomic Energy held hearings on resignations

June 1976

CA voters rejected curb on nuclear power but stiffer conditions followed

June 1976

US House Subcommittee held hearings on Reactor Safety Study

March 1977

US House Subcommittee report criticized Reactor Safety Study

June 1977

NRC appointed Lewis to head second study of Reactor Safety Study

August 1977

Union of Concerned Scientists criticized Reactor Safety Study

August 1977

Hundreds arrested for sit-in at California nuclear power plant

1978

Second Lewis report praised and criticized Reactor Safety Study

January 1979

NRC withdrew support of Executive Summary of Reactor Safety Study

March 1979

Accident destroyed nuclear power plant at Three Mile Island

1980s–present

US Nuclear Regulatory Commission made PRA a tactical tool

1984

Charles Perrow’s Normal Accidents proposed alternatives to PRA

April 1986

Catastrophic explosion at Chernobyl contaminated huge area

March 2011

Catastrophic explosions at Fukushima contaminated huge area

1980s–present

Continued debates on safety clouded future of nuclear power

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Perkins, J.H. Development of risk assessment for nuclear power: insights from history. J Environ Stud Sci 4, 273–287 (2014). https://doi.org/10.1007/s13412-014-0186-8

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