Skip to main content
Log in

Geohazards induced by anthropic activities of geoconstruction: a review of recent failure cases

  • Original Paper
  • Published:
Arabian Journal of Geosciences Aims and scope Submit manuscript

Abstract

Many hazards occurring due to underground construction works can be attributed to anthropic activities. It is important to know what new knowledge on both geology and construction operation are needed to prevent these hazards from leading to catastrophic failures. In this paper, nine anthropic hazards due to the underground construction in recent years at Asian countries are discussed. Each case study discussed the project description, geological conditions, the collapse and its consequence, and analysis of failure mechanism according to field investigations. Furthermore, to explore the cause of the collapse and to prevent similar hazards from leading to failures, the collapsed excavations of the selected case studies were studied extensively. Based on the field investigations undertaken in this study, underground construction collapse which can be attributed to human-induced activities are overexcavation, water leakage, soil deterioration, faults in design and implementations, erosion, and inadequate ground improvement. The understanding of the effect of these human-induced activities can be used as a guideline for avoiding hazards in future projects.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11

Similar content being viewed by others

References

  • Chai JC, Shen SL, Ding WQ, Zhu HH, Carter J (2014) Numerical investigation of the failure of a building in Shanghai, China. Comput Geotech 55:482–493

    Article  Google Scholar 

  • Chen JJ, Zhu YF, Li MG, Wen SL (2015) A novel excavation and construction method of an underground highway tunnel above operating metro tunnels. J Aerosp Eng, ASCE 28(6):A4014003

    Article  Google Scholar 

  • Cui QL, Shen SL, Xu YS, Wu HN, Yin ZY (2015a) Mitigation of geohazards during deep excavation in Karst region with caverns: a case study. Eng Geol 195:16–27. doi:10.1016/j.enggeo.2015.05.024

    Article  Google Scholar 

  • Cui QL, Shen SL, Xu YS, Yin ZY, Horpibulsuk S (2015b) Field performance of jacking pipe during jacking in soft deposits. Tunneling and Underground Space Technology 49:336–344

    Article  Google Scholar 

  • Cui QL, Wu HN, Shen SL, Xu YS, Ye GL (2015c) Chinese Karst geology and measures to prevent geohazards during shield tunnelling in Karst regions with caves. Nat Hazards 77:129–152. doi:10.1007/s11069-014-1585-6

    Article  Google Scholar 

  • Cui QL, Wu HN, Shen SL, Xu YS (2016a) Geological difficulties of socket diaphragm walls in weathered granite in Shenzhen, China. Bull Eng Geol Environ 75(1):263–273

    Article  Google Scholar 

  • Cui QL, Wu HN, Shen SL, Yin ZY, Horpibulsuk S (2016b) Protection of neighbour buildings due to construction of shield tunnel in mixed ground with sand over weathered granite. Environ Earth Sci 75(6):458. doi:10.1007/s12665-016-5300-7

    Article  Google Scholar 

  • Du YJ, Jiang NJ, Shen SL, Jin F (2012) Experimental investigation of influence of acid rain on leaching and hydraulic characteristics of cement-based solidified/stabilized lead contaminated clay. J Hazard Mater 225-226:195–201

    Article  Google Scholar 

  • Du YJ, Wei ML, Reddy KR, Liu ZP, Jin F (2014) Effect of acid rain pH on leaching behavior of cement stabilized lead-contaminated soil. J Hazard Mater 271:131–140

    Article  Google Scholar 

  • Fargnoli V, Boldini D, Amorosi A (2013) TBM tunnelling-induced settlements in coarse-grained soils: the case of the new Milan underground line 5. Tunneling Undergr Space Technol 38:336–347

    Article  Google Scholar 

  • Gong X, Zhang X (2012) Excavation collapse of Hangzhou subway station in soft clay and numerical investigation based on orthogonal experiment method. J Zhejiang Univ Sci A 13(10):760–767. doi:10.1631/jzus.A1200120

    Article  Google Scholar 

  • Hou Y, Fang Q, Zhang D, Wong L (2015) Excavation failure due to pipeline damage during shallow tunnelling in soft ground. Tunn Undergr Space Technol 46:76–84. doi:10.1016/j.tust.2014.11.004

    Article  Google Scholar 

  • Kenyon P (2013) Salvage team recovers Japan disaster TBM. TunnelTalk. <http://www.tunneltalk.com/Japan-04September2013-Underwater-TBM-recovery-to-investigate-fatal-Japan-tunnel-collapse.php

  • Khudeira S (2010) Building collapse during construction. Pract Period Struct Des Constr:99–100. doi:10.1061/(ASCE)SC.1943-5576.0000058

  • Kong C, Gao X, Cao L, Liu K (2016) Analysis of the failure of primary support of a deep-buried railway tunnel in silty clay. Eng Fail Anal 66:259–273. doi:10.1016/j.engfailanal.2016.04.008

    Article  Google Scholar 

  • Lee I, Cho G (2008) Underground construction in decomposed residual soils (presentation slides). The 6th International Symposium on Geotechnical Aspects of Underground Construction in Soft Ground (IS-Shanghai 2008). Tongji University, Shanghai

    Google Scholar 

  • Re M (2007) Risk management for tunneling projects. Schadenspiegel: Special feature issue Risk factor of earth. Rapport Final, 1–58. 1/2007

  • Shen SL, Ma L, Xu YS, Yin ZY (2013a) Interpretation of increased deformation rate in aquifer IV due to groundwater pumping in Shanghai. Can Geotech J 50(11):1129–1142

    Article  Google Scholar 

  • Shen SL, Wang ZF, Yang J, Ho EC (2013b) Generalized approach for prediction of jet grout column diameter. J Geotech Geoenviron 139(12):2060–2069

    Article  Google Scholar 

  • Shen SL, Wang ZF, Sun WJ, Wang LB, Horpibulsuk S (2013c) A field trial of horizontal jet grouting using the composite-pipe method in the soft deposit of Shanghai. Tunneling Undergr Space Technol 35:142–151. doi:10.1016/j.tust.2013.01.003

    Article  Google Scholar 

  • Shen SL, Wang ZF, Horpibulsuk S, Kim YH (2013d) Jet-grouting with a newly developed technology: the Twin-Jet method. Eng Geol 152(1):87–95. doi:10.1016/j.enggeo.2012. 10.018

    Article  Google Scholar 

  • Shen LS, Li H, Hou WD, Wu W (2014a) Analysis on environmental impact of deep excavation in Shenzhen, China. Tunneling Undergr Construction GSP 242 © ASCE 293:293–307

    Google Scholar 

  • Shen SL, Wu HN, Cui YJ, Yin ZY (2014b) Long-term settlement behavior of the metro tunnel in Shanghai. Tunneling Undergr Space Technol 40:309–323. doi:10.1016/j.tust.2013.10.013

    Article  Google Scholar 

  • Shen SL, Wang JP, Wu HN, Xu YS, Ye GL, Yin ZY (2015a) Evaluation of hydraulic conductivity for both marine and deltaic deposit based on piezocone test. Ocean Eng 110:174–182

    Article  Google Scholar 

  • Shen SL, Wu YX, Xu YS, Hino T, Wu HN (2015b) Evaluation of hydraulic parameter based on groundwater pumping test of multi-aquifer system of Tianjin. Comput Geotech 68:196–207. doi:10.1016/j.compgeo.2015.03.011

    Article  Google Scholar 

  • Shen SL, Cui QL, Ho EC, Xu YS (2016) Ground response to multiple parallel microtunneling operations in cemented silty clay and sand. J Geotech Geoenviron 142(5):04016001(2016). doi:10.1061/(ASCE)GT.1943-5606.0001441

    Article  Google Scholar 

  • Shin JH, Lee IK, Lee YH, Shin HS (2006) Lessons from serial tunnel collapses during construction of the Seoul subway Line 5. Tunnel Undergr Space Technol 21:296–297

    Article  Google Scholar 

  • Shin HS, Kwon YC, Jung YS, Bae GJ, Kim YG (2009) Methodology for quantitative hazard assessment for tunnel collapses based on case histories in Korea. Int J Rock Mech Min Sci 46(6):1072–1087. doi:10.1016/j.ijrmms.2009.02.009

    Article  Google Scholar 

  • Singapore Government (2005) Report of the Committee of Inquiry into the incident at the MRT Circle Line Worksite that led to the collapse of Nicoll Highway on 20 April 2004. Government of Singapore, LTA. <http://www.lta.gov.sg/home/index_home_nicoll.htm> (31 Jan. 2007)

  • Tan Y, Lu Y (2016) Why excavation of a small air shaft caused excessively large displacements: forensic investigation. J Perform Constr Facil, ASCE:04016083. doi:10.1061/(ASCE)CF.1943-5509.0000947

  • Tan Y, Wang D (2015a) Structural behaviors of large underground earth-retaining systems in Shanghai. I: unpropped circular diaphragm wall. J Perform Constr Facil, ASCE 29(2):04014058

    Article  Google Scholar 

  • Tan, Y., & Wang, D. (2015b). Structural behaviors of large underground earth-retaining systems in Shanghai. II: multipropped rectangular diaphragm wall. Journal of Performance of Constructed Facilities, ASCE, 29(2), 04014059.

  • Tan Y, Wei B (2012) Performance of an overexcavated metro station and facilities nearby. J Perform Constr Facil. doi:10.1061/(asce)cf.1943-5509.0000231

    Google Scholar 

  • Tan Y, Wei B, Zhou X, Diao Y (2015) Lessons learned from construction of Shanghai metro stations: importance of quick excavation, prompt propping, timely casting, and segmented construction. J Perform Constr Facil 29(4):4014096. doi:10.1061/(ASCE)CF.1943-5509.0000599

    Article  Google Scholar 

  • Tan Y, Huang R, Kang Z, Bin W (2016) Covered semi-top-down excavation of subway station surrounded by closely spaced buildings in downtown Shanghai: building response. J Perform Constr Facil, ASCE:04016040. doi:10.1061/(ASCE)CF.1943-5509.0000892

  • Tang Y, Sun K, Zheng X, Yang Q, Zhou J (2016) The deformation characteristics of saturated mucky clay under subway vehicle loads in Guangzhou. Environ Earth Sci 75(5):1–10. doi:10.1007/s12665-015-5232-7

    Article  Google Scholar 

  • To’th A, Gong Q, Zhao J (2013) Case studies of TBM tunneling performance in rock–soil interface mixed ground. Tunneling Undergr Space Technol 38:140–150. doi:10.1016/j.tust.2013.06.001

    Article  Google Scholar 

  • Wallis S (2012a) Possible causes of Japan’s fatal tunnel failure. TunnelTalk. <http://www.tunneltalk.com/Japan-tunnel-disaster-Mar12-Bodies-found-and-causes-investigated.php> (March 2012)

  • Wallis S (2012b) Tunnel ceiling collapse kills in Japan. TunnelTalk. <http://tunneltalk.com/Safety-Dec12-Japan-fatal-tunnel-ceiling-collapse.php> (December 2012)

  • Wallis S, Kenyon, P. (2014) Ottawa manages excavation ground run. TunnelTalk. <http://tunneltalk.com/Ottawa-LRT-27Feb2014-Early-excavation-progress-and-shallow-cover-fill-material-causes-sinkhole.php> (27 February 2014)

  • Wang L, Hu H, Wang S, Jia R (2009) Study on construction methods for tunnels of large cross-section excavated in weak rocks. Recent Advancement in Soil Behavior, in Situ Test Methods, Pile Foundations, and Tunneling:225–231. doi:10.1061/41044(351)35

  • Wang H, Yang H, Dong X et al. (2010) Safety monitoring and early warning for deep foundation pit construction. ICCTP 2010: Integrated Transportation Systems—Green Intelligent Reliable © 2010 ASCE 3738. Research on Influence of Aggregate Gradation on the Performance of Porous Asphalt Pavement, 3738–3746

  • Wang ZF, Shen SL, Ho EC, Kim YH (2013) Investigation of field installation effects of horizontal twin-jet grouting in Shanghai soft soil deposits. Can Geotech J 50(3):288–297

    Article  Google Scholar 

  • Wang ZF, Shen SL, Ho CE & Xu YS (2014) Jet grouting for mitigation of installation disturbance, Geotechnical Engineering, ICE Proceedings, 167(GE6), 526–536

  • Wang H, Jiang Y, Xue S, Shen B, Wang C, Lv J, Yang T (2015) Assessment of excavation damaged zone around roadways under dynamic pressure induced by an active mining process. Int J Rock Mech Min Sci 77:265–277. doi:10.1016/j.ijrmms.2015.03.032

    Google Scholar 

  • Wei CH, Zhu WC, Yu QL, Xu T, Jeon S (2015) Numerical simulation of excavation damaged zone under coupled thermal-mechanical conditions with varying mechanical parameters. Int J Rock Mech Min Sci 75:169–181. doi:10.1016/j.ijrmms.2014.11.010

    Google Scholar 

  • Whittle AJ, Davies RV (2006) Nicoll Highway collapse: evaluation of geotechnical factors affecting design of excavation support system. International conference on deep excavations 28–30 June 2006, Singapore

  • Wu HN, Shen SL, Ma L, Yin ZY, Horpibulsuk S (2015a) Evaluation of the strength increase of marine clay under staged embankment loading: a case study. Mar Georesour Geotechnol 33(6):532–541

    Article  Google Scholar 

  • Wu HN, Shen SL, Liao SM, Yin ZY (2015b) Longitudinal structural modelling of shield tunnels considering shearing dislocation between segmental rings. Tunneling Undergr Space Technol 50:317–323. doi:10.1016/j.tust.2015.08.001

    Article  Google Scholar 

  • Wu YX, Shen SL, Xu YS, Yin ZY (2015c) Characteristics of groundwater seepage with cutoff wall in gravel aquifer. I: Field Obs, Can Geotech J 52(10):1526–1538. doi:10.1139/cgj-2014-0285

    Google Scholar 

  • Wu YX, Shen SL, Yin ZY, Xu YS (2015d) Characteristics of groundwater seepage with cutoff wall in gravel aquifer. II: Numer Anal, Can Geotech J 52(10):1539–1549. doi:10.1139/cgj-2014-0289

    Google Scholar 

  • Xu YS, Shen SL, Du YJ (2009) Geological and hydrogeological environment in Shanghai with geohazards to construction and maintenance of infrastructures. Eng Geol 109(3–4):241–254. doi:10.1016/j.enggeo.2009.08.009

    Article  Google Scholar 

  • Xu YS, Shen SL, Ma L, Sun WJ, Yin ZY (2014) Evaluation of the blocking effect of retaining walls on groundwater seepage in aquifers with different insertion depths. Eng Geol 183:254–264

    Article  Google Scholar 

  • Xu YS, Yuan Y, Shen SL, Yin ZY, Wu HN, Ma L (2015) Investigation into subsidence hazards due to groundwater pumping from Aquifer II in Changzhou, China. Nat Hazards 78(1):281–296

    Article  Google Scholar 

  • Yang Z (2015) Surface displacements and control parameters of a slurry shield tunnel constructed at shallow depths in soft ground. Electron J Geotech Eng 20(14):6143–6150

    Google Scholar 

  • Yin Z-Y, Chang CS (2013) Stress-dilatancy behavior for sand under loading and unloading conditions. Int J Numer Anal Methods Geomech 37(8):855–870

    Article  Google Scholar 

  • Yin Z-Y, Chang CS, Hicher PY (2010) Micromechanical modelling for effect of inherent anisotropy on cyclic behaviour of sand. Int J Solids Struct 47(14–15):1933–1951

    Article  Google Scholar 

  • Yin Z-Y, Hattab M, Hicher PY (2011a) Multiscale modeling of a sensitive marine clay. Int J Numer Anal Methods Geomech 35(15):1682–1702

    Article  Google Scholar 

  • Yin Z-Y, Karstunen M, Chang CS, Koskinen M, Lojander M (2011b) Modeling time-dependent behavior of soft sensitive clay. ASCE J Geotech Geoenviron Eng 137(11):1103–1113

    Article  Google Scholar 

  • Yin Z-Y, Xu Q, Chang CS (2013a) Modeling cyclic behavior of clay by micromechanical approach. ASCE J Eng Mech 139(9):1305–1309

    Article  Google Scholar 

  • Yin Z-Y, Xu Q, Hicher P-Y (2013b) A simple critical state based double-yield-surface model for clay behavior under complex loading. Acta Geotech 8(5):509–523

    Article  Google Scholar 

  • Yin Z-Y, Zhao J, Hicher PY (2014a) A micromechanics-based model for sand-silt mixtures. Int J Solids Struct 51(6):1350–1363

    Article  Google Scholar 

  • Yin Z-Y, Zhu QY, Yin JH, Ni Q (2014b) Stress relaxation coefficient and formulation for soft soils. Géotechnique Lett 4(1):45–51

    Article  Google Scholar 

  • Yin Z-Y, Xu Q, Yu C (2015a) Elastic viscoplastic modeling for natural soft clays considering nonlinear creep. ASCE Int J Geomech 15(5):A6014001. doi:10.1061/(ASCE)GM.1943-5622.0000284

    Article  Google Scholar 

  • Yin Z-Y, Yin JH, Huang HW (2015b) Rate-dependent and long-term yield stress and strength of soft Wenzhou marine clay: experiments and modeling. Mar Georesour Geotechnol 33(1):79–91

    Article  Google Scholar 

  • Yin Z-Y, Huang HW, Hicher PY (2016a) Elastoplastic modeling of sand-silt mixtures. Soils Found 56(3):520–532

    Article  Google Scholar 

  • Yin Z-Y, Hicher PY, Dano C, Jin YF (2016b) Modeling the mechanical behavior of very coarse granular materials. J Eng Mech ASCE. doi:10.1061/(ASCE)EM.1943-7889.0001059

    Google Scholar 

  • Yu XP, Zhu WJ, & Tang J (2007) Risk management of the restoration of Shanghai Metro Line 4. First international symposium on geotechnical safety & risk Oct. 18, 2007 Shanghai, 707–714

  • Yu H, Chen J, Bobet A, Yuan Y (2016) Damage observation and assessment of the Longxi tunnel during the Wenchuan earthquake. Tunn Undergr Space Technol 54:102–116. doi:10.1016/j.tust.2016.02.008

    Article  Google Scholar 

  • Zhang C, Han K (2015) Collapsed shape of shallow unlined tunnels based on functional catastrophe theory. Hindawi Publ Corp Math Probl Eng 2015 . doi:10.1155/2015/681257Article ID 681257,

  • Zhao J, Gong QM, Eisensten Z (2007) Tunneling through a frequently changing and mixed ground: a case history in Singapore. Tunneling Undergr Space Technol 22(4):388–400. doi:10.1016/j.tust.2006.10.002

    Article  Google Scholar 

  • Zhou X (2004) Repair technique and equipment allocation of Shanghai subway no. 4 line. Technol Manag Constr Mach 17(12):33–35 [in Chinese]

    Google Scholar 

  • Zuo Y, Xu T, Zhang Y, Zhang Y, Li S, Zhao G, Chen C (2012) Numerical study of zonal disintegration within a rock mass around a deep excavated tunnel. Int J Geomech 12(4):471–483. doi:10.1061/(ASCE)GM.1943-5622.0000155

    Article  Google Scholar 

Download references

Acknowledgements

The research work described herein was funded by the National Nature Science Foundation of China (NSFC) (Grant No. 41372283), China, and also partially supported by the National Basic Research Program of China (973 Program: 2015CB057806). These financial supports are gratefully acknowledged.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jack S. Shen.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Elbaz, K., Shen, J.S., Arulrajah, A. et al. Geohazards induced by anthropic activities of geoconstruction: a review of recent failure cases. Arab J Geosci 9, 708 (2016). https://doi.org/10.1007/s12517-016-2740-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s12517-016-2740-z

Keywords

Navigation