Skip to main content
Log in

A gearbox fault feature extraction method based on wingsuit flying search algorithm-optimized orthogonal matching pursuit with a compound time-frequency atom dictionary

  • Original Article
  • Published:
Journal of Mechanical Science and Technology Aims and scope Submit manuscript

Abstract

Gearbox vibration signals are usually disturbed under strong noise. Therefore, the fault feature frequency cannot be extracted accurately and effectively. In order to extract the fault feature of the gearbox, a method based on compound time-frequency atomic dictionary and orthogonal matching pursuit (OMP) optimized by wingsuit flying search algorithm (WFSA) is proposed. Firstly, according to the feature of the gearbox fault vibration signal, a compound time-frequency atomic dictionary composed of steady state modulation dictionary and impact modulation dictionary is designed. In addition, in order to improve the accuracy and efficiency of signal sparse decomposition. In this paper, WFSA is used to optimize the dictionary atomic parameters in OMP, so that the dictionary atom approximated the original signal better. Through simulation analysis and experimental verification and compared with the commonly used gearbox fault feature extraction methods, the superiority and effectiveness of the method are verified.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. F. Deng et al., Adaptive parametric dictionary design of sparse representation based on fault impulse matching for rotating machinery weak fault detection, Measurement Science and Technology, 31(6) (2020) 065101.

    Article  Google Scholar 

  2. F. Elasha et al., Application of acoustic emission in diagnostic of bearing faults within a helicopter gearbox, Procedia CIRP, 38 (2015) 30–36.

    Article  Google Scholar 

  3. D.-K. Gu, Y.-S. An and B.-K. Choi, Detection of faults in gear-boxes using acoustic emission signal, Journal of Mechanical Science and Technology, 25(5) (2011) 1279–1286.

    Article  Google Scholar 

  4. X. P. Yan et al., A study of information technology used in oil monitoring, Tribology International, 38(10) (2005) 879–886.

    Article  Google Scholar 

  5. R. Bajric et al., Feature extraction using discrete wavelet transform for gear fault diagnosis of wind turbine gearbox, Shock and Vibration, 2016 (2016) 1–10.

    Article  Google Scholar 

  6. X. Guanlei, X. Wang and X. Xu, The logarithmic, Heisenberg’s and short-time uncertainty principles associated with fractional Fourier transform, Signal Processing, 89(3) (2009) 339–343.

    Article  Google Scholar 

  7. H. Wu and C. Wang, Survey of gear fault feature extraction methods based on signal processing, International Conference in Communications, Signal Processing and Systems, Singapore (2019) 1494–1504.

  8. R. R. Coifman and M. V. Wickerhauser, Entropy-based algorithms for best basis selection, IEEE Transactions on Information Theory, 38(2) (1992) 713–718.

    Article  Google Scholar 

  9. A. Kumar et al., Latest developments in gear defect diagnosis and prognosis: a review, Measurement, 158 (2020) 107735.

    Article  Google Scholar 

  10. R. Liu et al., Artificial intelligence for fault diagnosis of rotating machinery: a review, Mechanical Systems and Signal Processing, 108 (2018) 33–47.

    Article  Google Scholar 

  11. R. R. Coifman and M. V. Wickerhauser, Entropy-based algorithms for best basis selection, IEEE Transactions on Information Theory, 38(2) (1992) 713–718.

    Article  Google Scholar 

  12. Z. Feng et al., Atomic decomposition and sparse representation for complex signal analysis in machinery fault diagnosis: a review with examples, Measurement, 103 (2017) 106–132.

    Article  Google Scholar 

  13. Z. Feng and M. Liang, Complex signal analysis for planetary gearbox fault diagnosis via shift invariant dictionary learning, Measurement, 90 (2016) 382–395.

    Article  Google Scholar 

  14. F. Peng, D. Yu and J. Luo, Sparse signal decomposition method based on multi-scale chirplet and its application to the fault diagnosis of gearboxes, Mechanical Systems and Signal Processing, 25(2) (2011) 549–557.

    Article  Google Scholar 

  15. W. Fan et al., Sparse representation of transients in wavelet basis and its application in gearbox fault feature extraction, Mechanical Systems and Signal Processing, 56 (2015) 230–245.

    Article  Google Scholar 

  16. R.-B. Sun et al., Sparse representation based on parametric impulsive dictionary design for bearing fault diagnosis, Mechanical Systems and Signal Processing, 122 (2019) 737–753.

    Article  Google Scholar 

  17. L. D. Donoho and X. Huo, Uncertainty principles and ideal atomic decomposition, IEEE Transactions on Information Theory, 47(7) (2001) 2845–2862.

    Article  MathSciNet  Google Scholar 

  18. G. S. Mallat and Z. Zhang, Matching pursuits with time-frequency dictionaries, IEEE Transactions on Signal Processing, 41(12) (1993) 3397–3415.

    Article  Google Scholar 

  19. S. S. Chen, D. L. Donoho and M. A. Saunders, Atomic decomposition by basis pursuit, SIAM Review, 43(1) (2001) 129–159.

    Article  MathSciNet  Google Scholar 

  20. N. B. Karahanoglu and H. Erdogan, A* orthogonal matching pursuit: best-first search for compressed sensing signal recovery, Digital Signal Processing, 22(4) (2012) 555–568.

    Article  MathSciNet  Google Scholar 

  21. Y. Qin et al., Transient feature extraction by the improved orthogonal matching pursuit and K-SVD algorithm with adaptive transient dictionary, IEEE Transactions on Industrial Informatics, 16(1) (2019) 215–227.

    Article  Google Scholar 

  22. R. W. Rong and T. F. Ming, Research on rolling element bearing fault diagnosis based on genetic algorithm matching pursuit, IOP Conference Series: Materials Science and Engineering, 283(1) (2017) 012009.

    Article  Google Scholar 

  23. Y. Lv, J. Luo and C. Yi, Enhanced orthogonal matching pursuit algorithm and its application in mechanical equipment fault diagnosis, Shock and Vibration, 2017(5) (2017) 1–13.

    Google Scholar 

  24. X. Zhang et al., Bearing fault diagnosis using a whale optimization algorithm-optimized orthogonal matching pursuit with a combined time-frequency atom dictionary, Mechanical Systems and Signal Processing, 107 (2018) 29–42.

    Article  Google Scholar 

  25. N. Covic and B. Lacevic, Wingsuit flying search-a novel global optimization algorithm, IEEE Access, 8 (2020) 53883–53900.

    Article  Google Scholar 

  26. G. He, K. Ding and H. Lin, Gearbox coupling modulation separation method based on match pursuit and correlation filtering, Mechanical Systems and Signal Processing, 66 (2016) 597–611.

    Article  Google Scholar 

  27. Y. Lv, R. Yuan and G. Song, Multivariate empirical mode decomposition and its application to fault diagnosis of rolling bearing, Mechanical Systems and Signal Processing, 81 (2016) 219–234.

    Article  Google Scholar 

  28. J. Antoni, Fast computation of the kurtogram for the detection of transient faults, Mechanical Systems and Signal Processing, 21(1) (2007) 108–124.

    Article  Google Scholar 

Download references

Acknowledgments

This research was supported by the National Natural Science Foundation of China (No.51975117) and Jiangsu provincial key research and development program (No. BE2019086).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Feiyun Xu.

Additional information

Yifan Mao was born in Shanxi Province, China in 1993. He is currently a Graduate Student in the School of Mechanical Engineering, Southeast University, China. His research interests are mainly gearbox fault diagnosis and signal processing.

Feiyun Xu received the B.Sc. degree in Industrial Electric Automation from Jilin University of Technology, Changchun, China, in 1991, the Ph.D. degree in Precision Instrumentation and Machinery from Southeast University, Nanjing, China, in 1996. Currently, he is a Professor at School of Mechanical Engineering, Southeast University, China. His research interest lies in intelligent testing and signal processing, dynamic system modeling and identification, status monitoring and intelligent fault diagnosis.

Xun Zhao received the M.S. degree from Southeast University, Nanjing, China, in 2019. He is currently working toward the Ph.D. degree with the School of Mechanical Engineering, Southeast University, Nanjing, China. His main research interests include computer vision, fault diagnosis, machine learning, and detection method of asphalt segregation.

Xiaoan Yan received the M.S. degree in Mechanical Engineering from North China Electric Power University, Baoding, China, in 2015 and the Ph.D. degree in Mechanical Engineering from Southeast University, Nanjing, China, in 2019. He is currently a Lecturer at School of Mechatronics Engineering, Nanjing Forestry University, Nanjing, China. His research interests include signal processing, intelligent fault diagnosis, pattern recognition, health status assessment and residual life prediction.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Mao, Y., Xu, F., Zhao, X. et al. A gearbox fault feature extraction method based on wingsuit flying search algorithm-optimized orthogonal matching pursuit with a compound time-frequency atom dictionary. J Mech Sci Technol 35, 4825–4833 (2021). https://doi.org/10.1007/s12206-021-1002-5

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12206-021-1002-5

Keywords

Navigation