Although Friedrich Nietzsche engaged with the problem of science in different phases of his career and from the most diverse angles and hermeneutical perspectives, classical philology was in effect the only scientific discipline of which he had first-hand professional experience, and the one out of which he did elaborate his earliest reflections on science as model of knowledge, method of thought and way of life. If the publication of a heterodox treatise such as The Birth of Tragedy could well be considered as his main critical gesture towards the discipline, this critique assumed nonetheless many other forms, and it is possible to find its traces in lectures notes, letters and notebooks of the same years.

Frequently obscured by other better-known works of the Basel period, Nietzsche’s most explicit and accomplished critique of philology appears in a series of short writings, dated between Spring and Summer 1875, that he was planning to collect in a fifth instalment of his Unfashionable Observations titled ‘Wir Philologen’.Footnote 1 The project never did result in an actual publication, and the notebooks – collected today both in the fourth volume of the Colli-Montinari Kritische GesamtausgabeFootnote 2 and in the eighth volume of the Kritische StudienausgabeFootnote 3 – have remained a seldom discussed segment of Nietzsche’s production, despite their striking conceptual and stylistic consistency, and although they represent a crucial moment of the philosopher’s endless dialogue with his earliest vocation.Footnote 4 As reported by Hubert Cancik, whose commentaries on these notebooks remain the most extensive and perhaps most influential, Nietzsche was initially planning to shape the essay along the lines of the other Unfashionable Observations: namely, as a lengthy text divided in extended subsections – an outcome attained in part in what is now notebook seven, and in the transcription of notebook three, partly under Nietzsche’s dictation, by Carl von Gersdorff.Footnote 5 The fact that it remained drafted in short aphoristic fragments, however, contributes to the bizarre effect by which the notes appear, retrospectively, as a stylistic experiment – as an unwitting anticipation of Nietzsche’s celebrated works of the following years where, nonetheless, both the topics and their discussion appear to a higher degree of urgency and personal involvement.Footnote 6

In this study, I argue that the notes can be considered an important element in the evaluation of Nietzsche’s understanding of science, life and art in their indissoluble interconnection, and I retrace them with a particular focus on the passages where these topics seem to be more closely related. Reconsidering the significance of these notebooks in Nietzsche’s philosophical and existential path, the treatment takes advantage of the spontaneity of his private writings to shed light on problems that gained major complexity in later years but that, at this specific stage, showed a more personal nuance, and therefore a more specific and circumscribed character.

I.

In We Philologists, Nietzsche drafts a critique of science through a provocative discussion of the deficient standards and criteria adopted by his contemporary and past colleagues. Despite his growing hostility towards the field of study, in the years of the Unfashionable Observations he maintained a sincere concern for the future of philology and the definition of its tasks.Footnote 7 Thus his ironic depiction of the classicist should not be read as merely destructive, and even less as a belated defence and justification of the harshly criticized peculiarities of his own philological works, but rather as an attempt to identify the personal attitudes and the methodological choices that alienated the exponents of the Altertumswissenschaften from what he considered to be their real aims. In this first section, I will discuss the historicist stances assumed by classical philologists and their rationalistic posture towards life and art – portrayed by Nietzsche as an objectionable form of modern Socratism – as paradigmatic themes of his early critique of science, recurring throughout the notes as focal points of the latter.

Written three years after the publication of The Birth of Tragedy, the notes for We Philologists revive several aspects and themes of Nietzsche’s criticism of that intellectual attitude defined by James Porter as ‘logic of disavowal’: a self-deception through which the beholders of classical antiquity failed to acknowledge the contingency of the aestheticized, idealized and utterly subjective nature of their depictions, making their claims of objectivity at best self-contradictory.Footnote 8 The historicist aspiration to comprehend ancient literature from an objective standpoint, to emancipate from the present in order to grasp the texts in the purity of their original context, appeared to Nietzsche as delusional. He intuited that to dispense with the optics of modernity was the purest of modern dreams and that, on the contrary, the awareness of the sheer subjectivity of our historical judgement was not only the first step towards a critical appreciation of antiquity – and so perhaps, and paradoxically, towards the purest possible form of historicism – but also the only way to perpetuate a field of study that, inevitably, would have said its last word very soon.Footnote 9

Philology as a science concerned with antiquity naturally has no eternal duration, its subject matter can be exhausted. Not to be exhausted is the ever-new accommodation of every age to antiquity, measuring oneself against it. If one sets the philologist the task of understanding his age better by means of antiquity, then his task is an eternal one. – This is the antinomy of philology: we have actually always understood antiquity only from out of the present – and are now supposed to understand the present from out of antiquity?Footnote 10

In Nietzsche’s early thought, and probably well beyond, the insight into the temporally situated, subjective impulse behind all historical research needs to be seen, on the one hand, as a consequence of his psychological interest in the conflicting drives underlying every cultural phenomenon and, on the other, as one of the factors shaping his views on the role of classical scholarship. It is worth spelling out this threefold conceptual framework starting from the last aspect.

Echoing methodological prompts that, sparked initially by August Boeckh and his philology of things (Sachphilologie), were gaining new momentum in Basel thanks to the lectures on Greek culture by Jacob BurckhardtFootnote 11, Nietzsche’s conception and practice of philology reflected and advocated the cognitive value of an immediate, aesthetic intuition against an endless ‘ant-like’ analysis of the texts.Footnote 12 Not only were the two aspects seen as antithetical, but they were also arranged in a hierarchical order of tasks in which the intuitive one had priority and epistemological preponderance.Footnote 13 Anticipating a theme that, in different contexts and to different degrees of assertiveness, was to recur in his writings up until Twilight of the Idols, he visualized a historical dialectic in which the efforts of entire generations of researchers were seen as a mere preparatory phase, as a prolegomenon to the appearance of a pivotal figure who, synthesizing and exploiting their work, would have undertaken a comprehensive, final evaluation of the studied phenomena.Footnote 14 In the specific context of classical philology, the preparatory phase was represented by the innumerable analytical studies devoted to a microscopic scrutiny of Greek and Roman texts – whilst the ultimate role of the superior representatives of the discipline consisted of an interpretation of the classical period in which the general had priority over the particular, the text had to give way to the contextFootnote 15 and, in a reversal of Seneca’s renowned motto, philology had to be made into philosophy.Footnote 16

A great advantage for a philologist is that his science has prepared so much in order to place it in the possession of heirs, if he is capable of this – especially to take up the appraisal of the whole Hellenic way of thinking. As long as one fiddled with details, it led to a misunderstanding of the Greeks; […].Footnote 17

All the emphases are in the original, and indeed the idea of an evaluation of historical phenomena beyond the concern for details, but also beyond the specificity of Greek culture, seems to have been visualized by Nietzsche as a markedly psychological undertaking: as the result of a complex investigation that, overcoming the boundaries of a canonical textual analysis, had rather to shift its focus onto the enigmatic realm of ancient and modern ‘ways of thinking’. Pace Cancik, this methodological choice, as well as the belief in its irreconcilability with the restraining standards of philology, had been dismaying yet enticing the young Nietzsche well before the drafting of We Philologists, and the traces of his reflections on these hermeneutical issues can be found, in his private writings, as early as 1868.Footnote 18 In the February of that year, to be sure, whilst describing to Erwin Rohde the outline of a ‘history of literary studies in antiquity and in the modern period’, he wrote: ‘I am initially uninterested in the details; what attracts me is the generally human [das Allgemein-Menschliche], how the need of a literary-historical investigation intensifies’.Footnote 19 Not a mere romantic interest in the ‘generally Greek’ then, but rather a fairly unorthodox concern with the ‘generally human’ in all its political, social and psychological implications grounded his approach to the history of literature, as much as his suspicious reception of every research methodology that could dispense with or, indeed, disavow the role of the subjective element too briskly.Footnote 20 The latter was therefore of the utmost importance in Nietzsche’s reflections not only, and not merely, for its contribution in shaping the cultural phenomena of the past and their transmission through the centuries, but also, and consequently, for the role it played – and should have increasingly played – in defining the tasks and the strategies of a classical scholar.

Thus one should not be surprised if his characterization of Socrates – and of the archetype the latter had embodied at the latest since the lecture on Socrates and Tragedy in February 1870 – displayed and analysed elements that, in We Philologists, ranged freely from the uncertain physical and psychological features of the ancient philosopher to the impact of his alleged teachings on the subsequent centuries of scientific and philosophical thought.Footnote 21 Keeping his role of archetype of the theoretical man, the Socrates emerging from these notes epitomized every aspect of a scientific rationality that, both on a historical and on an individual level, exercised its harmful authority over human life in contrast to art and its narratives. Unlike the Presocratics who, since the first lectures on their philosophy planned by Nietzsche in 1869, had been depicted as the embodiment of an attempt to overcome myth through an equally artistic representation of nature, Socrates was portrayed as a totally inartistic thinker – dispensing with the mythical outlook to prepare an individualistic, abstract and moralistic season of Greek culture.Footnote 22 Framing this archetype as such, Nietzsche intended to reveal that a scientific approach to human creativity and life bore limits that, being already visible at the earliest stages of its development, remained essentially unchanged in its modern representatives. The urge to find logical consistency in mythical tales, for instance, gradually distancing the Greeks of the classical period from their archaic religion, had its precise counterpart in the philological obsession with the analysis of textual evidence and the result, in both cases, was a complete misunderstanding of the observed phenomenon. Conversely, the antidote prescribed by Nietzsche to the scholarly pedantry of scientific rationality was a ‘sense for the symbolic’: an almost physical proximity to the concealed significance of bygone things.

‘Someone who has no sense for the symbolic has none for antiquity: this sentence to be applied to sober philologists [nüchternen Philologen]’.Footnote 23 In commenting on this passage, thereby defined as a ‘key phrase’ of We Philologists, Heinrich Niehues-Pröbsting writes:

As for the “sober philologist”: to examine the historical correctness and formal philological quality of what has been handed down is ‘bloodless memory of the past’, and one would think that Homer had such a philological existence in mind when he described the shadows of Hades.Footnote 24

The nüchterner Philolog is not just sober, his deficit of sense has something deadly and, on the other hand, in a note of the early 1868 we can already read that ‘there is something dead about science’ (‘Wissenschaft hat etwas Todtes’)Footnote 25: a lack of sensitivity for life in general, and for the real, concrete life of individuals in particular.Footnote 26

II.

The paradigmatic role played by philology in Nietzsche’s evaluation of the advantages and disadvantages of science for human life was a consequence of the fact that, through his engagement with the discipline, he could appreciate the effects of the scholarly way of life not only on himself, but also on some figures for which, in his early years, he felt a very strong attachment.Footnote 27 Hence, his remarks on the inherent conflict between science and life should not be conceived of as an abstract discussion of two opposite metaphysical entities, but rather as the result of a heartfelt clash between two elements that, especially in the case of life, need to be understood in all their concreteness. Science was indeed philology, but it was also and essentially a drive – a passion for knowledgeFootnote 28 that, systematized in a specific method, had achieved its results through centuries of ever more specialized research. Life was – unpretentiously, and consistently with the psychological approach we are outlining – that of actual individuals. A philosophical synecdoche for a simple phenomenon.Footnote 29

The advancement of a science at the expense of human beings is the most damaging thing in the world. The spoiled human is a step backward for humanity; he casts his shadow forward across all time. It debases the disposition, the natural purpose of the individual science: it is itself finally ruined by this; it stands there, advanced, but does not affect life, or does so immorally.Footnote 30

This section of the article aims, on the one hand, to determine whether this process of annihilation, and the idealistic denial on which it was grounded, could be interpreted as consequences of an adulteration of the goals of science by means of an inherited pattern of religious values. On the other hand, it will briefly evaluate the alternative approach proposed by Nietzsche, trying to understand the extent to which his portrayal and defence of individuality could lead to a justification of individualism, of an ethics advocating prosperity and wellbeing.

The whole scholarly endeavour appeared to the thirty-one-year-old Nietzsche as an orchestrated denial of ‘the unreason in human things’Footnote 31, as a hopeless attempt to escape the irrational aspects of reality by means of an ascetic immersion in a perfectly rational world of beauty.Footnote 32 Yet, the asceticism practiced and idealized by modern scholarship, twelve years before its final exposition in On the Genealogy of Morality, was significantly different from that of artists and priests for a specific reason: it could not dispense with, and indeed was tightly bound to its powerful drive to knowledge – a feature that nurtured its dream, failing nonetheless to conceal its inadequacy before the real challenges of life.Footnote 33

Science investigates the processes of nature, but can never command human beings. Inclination love pleasure displeasure pain elation exhaustion – with all of that, science is not acquainted. What human beings live and experience, they must interpret from out of somewhere; thereby appraise it.Footnote 34

This interpretation and the related evaluation were once made possible by the adherence to a genuinely religious outlook, but they seemed to have become completely irrelevant to the diligent philologists, committed to a nihilistic sacrifice of their individualities to the concealed religiousness of a secularized belief: the belief in the advancement of science. Although the relation between drive to knowledge and modern ascetic ideals was to wait until the third treatise of the Genealogy to be thoroughly articulated, an analogous and perhaps more problematic coexistence of science and Christianity recurs quite often in We Philologists as well.Footnote 35 Persuaded that ‘a serious inclination towards antiquity makes one unchristian’Footnote 36, the Nietzsche of these notes believed nonetheless that the Church succeeded in giving a harmless direction to classical studies by binding them with theology – a bond that had been formally untied by Friedrich August Wolf, but that kept manifesting itself in the psychology and the praxis of his successors. Several passages hint at the role played by Christian ethics and metaphysics in the definition of the tasks and ambitions of the classicist, adducing arguments that, despite an element of self-contradiction, present nonetheless a substantial consistency with Nietzsche’s philosophy of the time and later.Footnote 37 The contradiction lies in the fact that the Christian concern with the salvation of the individual soul, despite its all-too-metaphysical implications, is nevertheless occasionally depicted as a possible antidote to the nihilistic depersonalization of science – and many passages seem to portray it as an overall healthier model, if compared to the ‘most comical comedy’ of ‘existing for one another’.Footnote 38 Yet, the Christian concern for individuals was exclusively focussed on their soul, a soul that had been similarly deprived of its irrational aspects. If classical scholarship was culpable of a blind denial of ‘the unreason in human things’, this disavowal had found important support in the concept of individuality propounded by Christianity. Disregarding every earthly aspiration, and neglecting likewise the value of every sensible, bodily need, Christian ethics ended up endorsing the very idea of an ‘escape from reality to the classics’, contributing therefore to producing the same nihilistic outcome. In one way or another, a healthy connection between science and life was inevitably compromised, and philologists could only find miserable relief in an ever less plausible metaphysical belief. On the other hand, they had been and were still being educated to do so: their asceticism consisted also and mainly of a contempt for mundane inclinations and desires in pursuance of a superior cause, and indeed another important aspect of the surreptitious persistence of Christian ideals concerned, in We Philologists, the problem of vocation. An echo, perhaps, of the important changes that Nietzsche was mustering in those years.

Stricter religions demand that humans understand their activity only as a means to a metaphysical plan: a miscarried choice of vocation, then, lets itself be accounted for as a test of the individual. Religions keep their eye only upon the salvation of the individual: whether he be slave or free man […], his life’s goal does not lie in his vocation and therefore a false choice is no great misfortune.Footnote 39

Although an exhaustive analysis of the meaning of education in these notebooks would require a study of a different scope, it is important to highlight that the critique of the German pedagogical system was, in these notes, amongst Nietzsche’s most compelling questions, and that it did encompass and synthesize several issues spelled out and discussed in this study.Footnote 40 The paradoxical practice by which young minds were forced to commit to classical studies at a very early and immature stage of their lives, for example, could only be explained, according to Nietzsche, through the disregard of the students, and of human beings in general, as individuals. The most urgent problem was a misrepresentation of human life that – whilst neglecting the cornerstones of the humanistic ideals which, paradoxically, the same pedagogical system was supposed to disseminate – was undoubtedly justified by the modern worship of progress, but that was once again grounded, in the last analysis, on an all-too-Christian understanding of existence.Footnote 41

Throughout his life and career, Nietzsche remained resolutely hostile to an ethics propounding happiness as the ultimate goal of the individual. Aware and fond of the teachings of Schopenhauer, he probably suspected that a ‘negative’ happiness was all that humans could possibly hope forFootnote 42 – and indeed in his bitter depiction of the professional environment he was about to leave one can only find countermeasures, antidotes to the poisonous conception of science we are describing.Footnote 43 The attention to individuality emerging from these notes, but also the defence of a genuinely individual perspective in the definition of the priorities of science itself,Footnote 44 should therefore not be interpreted as a positive validation of individualism, and the difference between the two stances lies precisely in Nietzsche’s understanding of the feasible purposes of human life. If the possibility to understand and to pursue their vocation was seen as an inalienable priority of human beings, and if it was preferable for the latter to emancipate their minds from more or less concealed metaphysical dreams – the quest for prosperity and wellbeing, be they individual or collective, was by no means implied and justified by this shift of perspective. On the contrary, in We Philologists, and in particular in the sixth notebook of the collection, Nietzsche identified the ‘indecent pretension to happiness’Footnote 45 as the real core of ancient and modern Socratism – disclosing another crucial feature of the belief in the advancement of science heralded by his colleagues, and anticipating the radical critique of eudemonism that was to reappear in several of his writings of the 1880s. ‘The greatest loss that can befall humanity is when the highest life-forms do not come into existence’Footnote 46, and it is probably with precise reference to these superior life forms – namely those of the great artists, the geniuses – that one should read most of his early and mature tirades on individuality.

III.

The genesis of political, philosophical or artistic greatness was amongst Nietzsche’s most compelling interests, and the previously mentioned theory regarding the pivotal figures inheriting centuries of research is only one of the contributions he tried to give to the comprehension of the historical processes producing the genius.Footnote 47 In this final section, a brief discussion of this topic will introduce an overview of his thoughts on the importance of an aesthetic sensitivity in committing to classical philology and, consequently, on the value of artistic ambition in contributing to a virtuous development of the latter. An overview, in other words, of his provocative idea to reframe the philologists as artists – more specifically, as poets in obstinate opposition to the inexorable mechanization of their tasks.

In We Philologists, the topic of the productionFootnote 48 of the genius – certainly irreducible to the industrialized process that the word may nowadays suggest – recurs in many notes through a reflection on the social and political conditions that Nietzsche deemed more fruitful to such a genesis: conditions that, in a chaotic combination of hostility and ruthless conflict, had to reproduce the harshest traits of the most savage nature.Footnote 49 The social alleviation of conflict, and the even more indecent pretension to social, widespread happiness – characterized as utterly extraneous to the original Greek worldview in the discussion of ancient eudemonismFootnote 50 – are portrayed as the greatest hindrances to the production of the genius. Conversely – with arguments, tones and sometimes exact formulations that seem to anticipate with striking precision those of his later worksFootnote 51 – Nietzsche associated the emergence of the greatest creativity and the finest intelligence with historical periods characterized by the deepest suffering and by the strictest intellectual discipline, in a dialectical manoeuvreFootnote 52 that turned his critique of a scholarly discipline into the sharpest critique of modern culture.Footnote 53

The strong political value assigned by some interpreters of We Philologists to these insights seems nonetheless questionable. In his discussion of the problem, for example, Cancik writes that ‘the breeding of geniuses is thus more than a pedagogical pastime; it is necessary to preserve the rule of the aristocratic minority’.Footnote 54 If it is unquestionable that the social and political aspect of the question played a significant role in Nietzsche’s account of it, it seems nonetheless hard to maintain that the aim of this breeding, and of the related political project, could be summarized in the preservation of the rule of a privileged class. In several notes, the function of the genius is instead explicitly connected to a creative agency that overcomes the spatial and temporal boundaries of a specific political situation, propagating its effects on remote lands and seemingly unrelated periods of human history.Footnote 55

Classical scholarship, in any case, did not seem to perceive art in general, and the artistic genius in particular, as urgent or relevant subjects. Yet, the problem of the evaluation of literary works from an aesthetic point of view, but also and above all of the literary talent required for this task were, in We Philologists, amongst the most pressing.Footnote 56 If even a purely historical and analytical knowledge of antiquity was somehow ‘mediated through reproduction, imitation’Footnote 57 of the ancient models, it was necessary to understand this imitation as an artistic act, and contemporary and past philologists as representatives of this atypical artistry. Nevertheless, it was also necessary to recognize its limits. Significant limits.

Opposite to this stands: there can be no imitation. All imitation is only an aesthetic phenomenon, directed therefore at appearance; something living can take on manners, thoughts, etc. through imitation, but it can engender [erzeugen] nothing. A culture that runs after the Greek one can engender nothing. Admittedly, the creator can borrow from and nourish himself everywhere. And so, too, only as creators will we be able to have something of the Greeks.Footnote 58

Once again, the emphasis is in the original, and indeed a crucial insight of these notes seems to reside in a reconciliation of science, life and art through creativity: through an approach to the wonders of antiquity that could seduce to life, prompting their beholders to the production of more beauty. Not by chance, Nietzsche found the brightest examples of this sort of artistic ethic of science in the legendary philologist-poets: creators who, like the often-mentioned Goethe and Giacomo Leopardi, interpreted antiquity as an endless source of images and ideas, and its study as a joyous and emancipating moment of inspiration.Footnote 59 An aggressive, active drive, as one can read in several notes, that was very difficult to find in the modern version of the discipline and its representatives – starting from the very first of them, Wolf, who had nonetheless an unexpectedly shrewd perception of the limits of modern scholarship.Footnote 60 To be sure, a significant part of the third notebook contains literal or slightly modified excerpts from Wolf’s Kleine Schriften in lateinischer und deutscher Sprache: a collection of writings where the author of the Prolegomena ad Homerum expressed several perplexities on the scholarly approach to the theory and praxis of philology.Footnote 61 Even an amateurish reading of a classic was sometimes to be preferred over a dreary examination of its particles and, conversely, the access to the cherished wonders of antiquity should have been restricted to those visibly equipped with artistic talent, and with a ‘sense for the symbolic’.Footnote 62 Notwithstanding the critical stance towards the scholarly tradition that Wolf initiated and embodied, Nietzsche found in him an eminent predecessor, as well as an important source of legitimacy for his controversial ideas on the real purpose of classical studies.Footnote 63 The grave shadow of the founder of modern philology on such an ample segment of the Notizen, in effect, seems to betray an intimate need to defend this legitimacy before the trial of a dignified past – a need that could not but be expressed in a private dialogue with the titans of the discipline itselfFootnote 64, and that drove Nietzsche to the conviction that

having written a single line that deserves to be commented upon by the scholars of a later time outweighs the merit of the greatest critic. There is a deep modesty that lies in the philologist. Improving texts is an entertaining task for scholars, it is rebus-solving; but we should regard it as not a very important matter. A bad thing, if antiquity were to speak less clearly to us because a million words stood in the way!Footnote 65

IV.

In conclusion, in the preparatory notes written for his untimely discussion of classical scholarship, undoubtedly a significant passage of the existential and theoretical path leading him from philology to philosophy and cultural history, Nietzsche kept setting up a close dialogue between antiquity and modernity: a dialogue that helped him in exposing his great variety of atypical analyses in all the complexity of their psychological implications and subtleties. From this perspective, the fact that he decided to leave the notes unpublished is significant in its own right: a circumstance that makes them even more relevant to the analysis of Nietzsche’s relationship with his prospective and actual readers, on the one hand, and of the topics that he chose to address in this form on the other. Recapturing the problematization of science inaugurated by The Birth of Tragedy in a sort of intimate aphoristic monologue, We Philologists discloses the limits of scholarly praxis not only through an analysis of its methodological shortcomings, but also by means of an assessment of the tangible effects on the lives of the individuals it engages. The readers of Nietzsche’s later works can find in these notebooks a problematization of science and life characterized by a rare degree of personal entanglement with these topics – an outlook that was soon to be replaced by the more comprehensive, but also more detached and abstract treatments of the subsequent years. As to art, if the stylistic tension of the unwilled aphorisms of We Philologists provides a practical example of a science nearing art and vice versa, the exemplary value of the philologist-poets reveals that Nietzsche deemed this reconciliation possible within the philological activity – and that it was not necessary to reframe them as philosophers or artists in order to appreciate their significance. Nietzsche knew his favourite philologists – he was ‘one of them’.Footnote 66