Abstract
The emergence of technological breakthroughs that merge the boundaries between the physical and digital world has marked the beginning of the fourth industrial revolution. The democratisation of artificial intelligence, the sprawling application of robotics, the Internet of things, additive manufacturing, nanotechnology, and blockchain are some of the technologies transforming manufacturing processes. They enable the creation of novel products and services, changing business models that are destroying traditional industrial paradigms and value chains. Established economic regions risk losing industrial leadership, technology obsolescence, and the relocation of employment positions, ultimately affecting their economic development. The threat to remain locked in low-value activities demands for coordinated efforts of an Innovation Penta Helix Strategy consisting of 1) industry, 2) academia, 3) government, 4) entrepreneurs, and 5) risk capital aligned in a single vision to create an innovation ecosystem capable of exploiting the benefit of the emerging technological wave. Nuevo Leon 4.0 is a regional strategy developed in the State of Nuevo Leon, Mexico, to position the State of Nuevo Leon as the leader of industry 4.0 in Latin America and built initially on a Triple Helix structure with support from the local Government, managed by the local Industry and empowered by local Academia. The strategy has evolved into a Penta Helix system incorporating Entrepreneurs and Venture Capital to trigger a steady demand for novel technologies within the regional economic Ecosystem, resulting in a growing number of technology startups nurtured by risk capital in the region. The work here presented describes the evolution of the Nuevo Leon 4.0 program from a Triple Helix into a Penta Helix, its organisation model, management and execution practices, the strategy roadmap, and the results achieved during the first two years of operation along with a series of recommendations born out of the experience of the executioners of Nuevo Leon 4.0.
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig1_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig2_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig3_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig4_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig5_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig6_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig7_HTML.png)
![](http://media.springernature.com/m312/springer-static/image/art%3A10.1007%2Fs12008-021-00785-x/MediaObjects/12008_2021_785_Fig8_HTML.png)
Similar content being viewed by others
References
Schwab, K.: The Fourth Industrial Revolution. Penguin Books Limited (2017)
Lasi, H., Fettke, P., Kemper, H.G., Feld, T., Hoffmann, M.: Industry 4.0. Bus. Inf. Syst. Eng. 6(4), 239–242 (2014)
Da Xu, L., Xu, E.L., Li, L.: Industry 4.0: state of the art and future trends. Int. J. Prod. Res. 56(8), 2941–2962 (2018)
GTAI, “Industrie 4.0: SMART MANUFACTURING FOR THE FUTURE,” Berlin, 2014.
Lu, Y.: Industry 4.0: a survey on technologies, applications and open research issues. J. Ind. Inf. Integr. 6, 1–10 (2017)
Technology Strategy Board, High Value Manufacturing. Swindon, 2012.
New Industrial France, New Industrial France. Building France’s industrial future 2013.
SPRI, “Basque Industry 4.0,” 2020. [Online]. Available: https://basqueindustry.spri.eus/en/#estrategias. [Accessed: 10-Mar-2020].
The Headquarters for Japan’s Economic Revitalization, “New Robot Strategy,” 2015.
Li, L.: China’s manufacturing locus in 2025: with a comparison of “Made-in-China 2025" and ‘Industry 2.0. Technol. Forecast. Soc. Chang 135, 66–74 (2018)
N. Science, T. Council, C. Technology, and A. Manufacturing, “STRATEGY FOR AMERICAN LEADERSHIP IN ADVANCED MANUFACTURING,” 2018.
SMARTY Interreg Europe, “SMARTY launched to help SMEs adopt Industry 4.0,” 2019. [Online]. Available: https://www.interregeurope.eu/smarty/news/news-article/7133/smarty-launched-to-help-smes-adopt-industry-4-0/. [Accessed: 10-Mar-2020].
F. Cordova, “NL lanza programa para mejorar competitividad en sector industrial,” Expansion, 2017.
Ranga, M., Etzkowitz, H.: Triple helix systems: an analytical framework for innovation policy and practice in the knowledge society. Ind. High. Educ. 27(4), 237–262 (2013)
Razak, A.A., White, G.R.T.: The Triple Helix model for innovation: a holistic exploration of barriers and enablers. Int. J. Bus. Perform. Supply Chain Model. 7(3), 278–291 (2015)
Etzkowitz, H.: Innovation in innovation : the Triple Helix of university—industry—government relations. Soc. Sci. Inf. 42(3), 293–337 (2003)
Smith, H.L., Bagchi-sen, S.: Triple helix and regional development : a perspective from Oxfordshire in the UK. Technol. Anal. Strateg. Manag. 22(7), 805–818 (2010)
Etzkowitz, H., Leydesdorff, L.: The dynamics of innovation: From National Systems and ‘mode 2’ to a Triple Helix of university-industry-government relations. Res. Policy 29(2), 109–123 (2000)
Zapata Novoa, J.: Profesionalización de la administración pública en el estado de Nuevo León, 1st edn. Fondo Editorial de Nuevo León, Monterrey (2009)
Porter, M.E.: The competitive advantage of nations. Free Press (1990)
R. Moreno Zuñiga, “EL DISCURSO OFICIAL EN EL PROYECTO MONTERREY, CIUDAD INTERNACIONAL DEL CONOCIMIENTO,” Anuario Humanitas, pp. 40–41, 2017.
Clusters de Nuevo Leon, “Colaborando para crecer a través de los Clusters.” [Online]. Available: http://www.nl.gob.mx/clustersnuevoleon. [Accessed: 15-Jun-2020].
H. Etzkowitz and C. Zhou, “Regional Innovation Initiator: The Entrepreneurial University in Various Triple Helix Models,” In: Singapore Triple Helix VI Conference, 2007, pp. 1–25.
Etzkowitz, H., Zhou, C.: The triple helix: university–industry–government innovation and entrepreneurship. Taylor & Francis (2017)
P. Budden and F. Murray, “MIT’s Stakeholder Framework for Building & Accelerating Innovation Ecosystems,” 2019.
P. Budden and P. F. Murray, A systematic MIT approach for assessing ‘ innovation-driven entrepreneurship. In: ecosystems,” no. February, 2019.
E. G. Carayannis and D. F. J. Campbell, “’ Mode 3 ’ and ’ Quadruple Helix ’: Toward a 21st century fractal innovation ecosystem ‘ Mode 3 ’ and ‘ Quadruple Helix ’: toward a 21st century fractal innovation ecosystem,” no. January, 2009.
Carayannis, E.G., Campbell, D.F.J.: Triple helix, Quadruple helix and Quintuple helix and how do Knowledge, Innovation and the Environment relate To Each other? A Proposed Framework for a Trans-disciplinary analysis of Sustainable development and Social Ecology. Int. J. Soc. Ecol. Sustain. Dev. 1(March), 41–69 (2010)
Calzada, I.: “CRITICAL SOCIAL INNOVATION IN THE SMART CITY ERA FOR A CITY-REGIONAL EUROPEAN HORIZON 2020”, P3T. J. Public Policies Territ. 6(Winter), 1–20 (2013)
Halibas, A.S.: The penta helix model of innovation in Oman: an hei perspective”, interdiscip. J. Inf Knowl Manag. 12, 159–172 (2017)
Feld, B.: Startup Communities: Building an Entrepreneurial Ecosystem in Your City. Wiley (2012)
Mazzucato, M.: The Entrepreneurial State: debunking Public vs Private Sector Myths. Penguin Books Limited (2018)
Kenney, M., von Burg, U.: Technology, entrepreneurship and path dependence: industrial clustering in Silicon Valley and Route 128. Ind. Corp. Chang. 8(1), 67–103 (1999)
Casper, S.: How do technology clusters emerge and become sustainable ? Social network formation and inter-firm mobility within the San Diego biotechnology cluster. Res. Policy 36, 438–455 (2007)
Lerner, J.: Boulevard of Broken Dreams: Why Public Efforts to Boost Entrepreneurship and Venture Capital Have Failed–and What to Do About It. Princeton University Press (2012)
L. Leydesdorff, “Emergence of a Triple Helix of University-Industry-Government Relations,” no. January 1996, 2015.
Nuevo Leon 4.0, “Nuevo Leon 4.0 Bienvenido al estado inteligente,” 2020. [Online]. Available: https://www.nuevoleon40.org/. [Accessed: 10-Feb-2020].
K. Zhou, T. Liu, and L. Zhou, “Industry 4.0: Towards future industrial opportunities and challenges. In: 2015 12th Int. Conf. Fuzzy Syst. Knowl. Discov. FSKD 2015, pp. 2147–2152, 2016.
N. Jazdi, “Cyber physical systems in the context of Industry 4.0. In: Proc. 2014 IEEE Int. Conf. Autom. Qual. Testing, Robot. AQTR 2014, pp. 1–4, 2014.
Qin, J., Liu, Y., Grosvenor, R.: A Categorical Framework of Manufacturing for Industry 4.0 and beyond. Procedia CIRP 52, 173–178 (2016)
S. Kavadias, K. Ladas, and C. Loch, “The TransformaTive Business model,” HBR, p. 7, 2016.
Frazier, W.E.: Metal additive manufacturing: a review. J. Mater. Eng. Perform. 23(6), 1917–1928 (2014)
Xia, F., Yang, L.T., Wang, L., Vinel, A.: Internet of things. Int. J. Commun. Syst. 25(5), 1101–1102 (2012)
Santos, A.F.C., Teles, Í.P., Siqueira, O.M.P., de Oliveira, A.A.: Big data: a systematic review. Adv. Intell. Syst. Comput. 558, 501–506 (2018)
A. Mcafee and E. Brynjolfsson, “Data Big Data: The Management Revolution,” Harv. Bus. Rev., pp. 1–9, 2012.
International Telecomunications Union, “Definition of cybersecurity,” 2020. [Online]. Available: https://www.itu.int/en/ITU-T/studygroups/com17/Pages/cybersecurity.aspx. [Accessed: 15-Mar-2020].
Von Solms, R., Van Niekerk, J.: From information security to cyber security. Comput. Secur. 38, 97–102 (2013)
SAS, “Artificial Intelligence: What it is and why it matters.” [Online]. Available: https://www.sas.com/en_us/insights/analytics/what-is-artificial-intelligence.html. [Accessed: 25-Feb-2020].
Bini, S.A.: Artificial intelligence, machine learning, deep learning, and cognitive computing: what do these terms mean and How Will They Impact Health Care? J. Arthroplasty 33(8), 2358–2361 (2018)
A. Deshpande, K. Start, L. Lepetit, and S. Gunashekar, Distributed Ledger Technologies/Blockchain: Challenges, opportunities and the prospects for standards,” Br. Stand. Inst., no. May, 2017.
Microsoft Azure, “What is cloud computing? A beginner’s guide.” [Online]. Available: https://azure.microsoft.com/en-us/overview/what-is-cloud-computing/. [Accessed: 09-May-2020].
K. L. S. Sharma, Management of Industrial Processes. 2017.
P. Classification, “(19 ) United States,” vol. 1, 2019.
Peshkin, M.A., Edward Colgate, J., Wannasuphoprasit, W., Moore, C.A., Brent Gillespie, R., Akella, P.: Cobot architecture. IEEE Trans. Robot. Autom. 17(4), 377–390 (2001)
Goodchild, A., Toy, J.: Delivery by drone: an evaluation of unmanned aerial vehicle technology in reducing CO2 emissions in the delivery service industry. Transp. Res. Part D Transp. Environ. 61, 58–67 (2018)
Vallverdú, J.: What are simulations? an epistemological approach. Procedia Technol. 13, 6–15 (2014)
CFI, “Financial Modeling Software: What does the future hold for Excel, software and financial models?,” 2015. [Online]. Available: https://corporatefinanceinstitute.com/resources/knowledge/modeling/financial-modeling-software/. [Accessed: 20-Feb-2020].
Siemens, “PlantSight,” 2020. [Online]. Available: https://new.siemens.com/global/en/products/automation/industry-software/plantsight.html. [Accessed: 01-May-2020].
EDEM, “EDEM Software,” 2020. [Online]. Available: https://www.edemsimulation.com/software/?utm_source=google-ads&utm_medium=cpc&utm_campaign=edem-competitor-displacement&gclid=CjwKCAjwqpP2BRBTEiwAfpiD-yspiNNO8VayK5oIt3N-DOAp6SGSD-14ynVvCb58Y56jQr7PQzq2nxoCafUQAvD_BwE. [Accessed: 01-May-2020].
Tao, F., Liu, A., Hu, T., Nee, A.Y.C.: Digital Twin Driven Smart Design. Academic Press (2020)
Google, “Do more with what you see,” 2020. [Online]. Available: https://arvr.google.com/. [Accessed: 20-May-2020].
Etzkowitz, H., Leydesdorff, L.: The triple helix university-industry-government relations: a laboratory for knowledge based economic development. EASST Rev. 14(1), 14–19 (1995)
P. A. Enriquez, “La toma de decisiones eticas en la industria 4.0,” 2019.
NLGB, “Premio Tecnos Nuevo Leon 4.0,” 2019. [Online]. Available: http://tecnos.nl.gob.mx/. [Accessed: 01-Dec-2019].
I2T2, “Instituto de Innovacion y Transferencia de Tecnologia,” 2020. [Online]. Available: http://i2t2.org.mx/. [Accessed: 10-May-2020].
I. Vizcaya, Los Orígenes de la industrialización de monterrey.
Innovation, C.: Ecosistemas de Innovación y Emprendimiento de Nuevo León Índice. Monterrey, Nuevo Leon (2020)
Moore, G.A.: Crossing the Chasm: Marketing and Selling Disruptive Products to Mainstream Customers. HarperCollins (2002)
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Capetillo, A., Abraham Tijerina, A., Ramirez, R. et al. Evolution from triple helix into penta helix: the case of Nuevo Leon 4.0 and the push for industry 4.0. Int J Interact Des Manuf 15, 597–612 (2021). https://doi.org/10.1007/s12008-021-00785-x
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s12008-021-00785-x