Skip to main content

Advertisement

Log in

Immunotherapy in Upper GI Malignancies

  • Upper Gastrointestinal Cancers (L Rajdev, Section Editor)
  • Published:
Current Treatment Options in Oncology Aims and scope Submit manuscript

Opinion statement

A comprehensive analysis of the interactions that can occur amongst three complex systems—the tumor cell, tissue microenvironment, and the immune response, is required if we are to realize the potential of immunotherapeutics in gastroesophageal cancer. For many years, epithelial cancers were believed to originate due to the transformation of tissue stem cells. Recently however, it has suggested that bone marrow-derived cells (BMDCs), which are frequently recruited to sites of tissue injury and inflammation, might also represent a potential source of malignancy. The link between infection, chronic inflammation, and cancer has long been recognized in gastric cancer with its close association with Helicobacter pylori as a class I carcinogen. The long-term consequences of recruiting pluripotent cells to areas of chronic inflammation which can result in altered cell signaling and differentiation needs to be defined, but this work provides a fascinating insight into the pivotal role played by the immune system in the development of upper GI tumors. Here, we discuss many of the immunotherapeutic strategies that have been assessed in gastroesophageal cancer in the last two decades. At the time of writing, the use of checkpoint inhibitors represents the most exciting approach and displays the greatest potential for widespread adoption in the clinic. Preliminary data suggest that programmed death ligand-1 (PD-L1) expression ranges from approximately 18 to 42 % in gastroesophageal cancer. Phase II and phase III clinical trials involving either single agent PD-1/PD-L1 inhibition or combined with CTLA-4 inhibitors are currently enrolling, and it is expected that checkpoint inhibition will become a new standard of care in the management of advanced disease in the near future.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
$34.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or eBook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References and Recommended Reading

Papers of particular interest, published recently, have been highlighted as: • Of importance •• Of major importance

  1. Hanahan D, Weinberg RA. Hallmarks of cancer: the next generation. Cell. 2011;144(5):646–74.

    Article  CAS  PubMed  Google Scholar 

  2. Kuper H, Adami HO, Trichopoulos D. Infections as a major preventable cause of human cancer. J Intern Med. 2000;248(3):171–83.

    Article  CAS  PubMed  Google Scholar 

  3. Fridman WH et al. The immune contexture in human tumours: impact on clinical outcome. Nat Rev Cancer. 2012;12(4):298–306. This paper gives a comprehensive overview of the variety of immune cells that can have an impact on tumor progression and therefore affect survival rates of various cancers. It also provides an interesting overview of the role of immune cells in the tumor microenvironment.

    Article  CAS  PubMed  Google Scholar 

  4. Correa P. Human gastric carcinogenesis: a multistep and multifactorial process–first American cancer society award lecture on cancer epidemiology and prevention. Cancer Res. 1992;52(24):6735–40.

    CAS  PubMed  Google Scholar 

  5. IARC Monographs on the evaluation of carcinogenic risks to humans. Schistosomes, liver flukes and Helicobacter pylori. In: Internatioanl Agency for Research on Cancer Moonograph 61, Lyon, France. 1994;177–240.

  6. Houghton J, Wang TC. Helicobacter pylori and gastric cancer: a new paradigm for inflammation-associated epithelial cancers. Gastroenterology. 2005;128(6):1567–78.

    Article  CAS  PubMed  Google Scholar 

  7. Ferlay J et al. Estimates of worldwide burden of cancer in 2008: GLOBOCAN 2008. Int J Cancer. 2010;127(12):2893–917.

    Article  CAS  PubMed  Google Scholar 

  8. Bang YJ et al. Trastuzumab in combination with chemotherapy versus chemotherapy alone for treatment of HER2-positive advanced gastric or gastro-oesophageal junction cancer (ToGA): a phase 3, open-label, randomised controlled trial. Lancet. 2010;376(9742):687–97.

    Article  CAS  PubMed  Google Scholar 

  9. Cancer Genome Atlas Research, N. Comprehensive molecular characteristics of gastric adenocarcinoma. Nature. 2014;513:202–9. This paper has greatly contributed to our knowledge of the molecular characterization of gastric cancer. It has provided four major subtypes with distinct molecular signatures many of which are immune-based. This has the potential to influence future selection for clinical trials.

    Article  Google Scholar 

  10. Hanahan D, Weinberg RA. The hallmarks of cancer. Cell. 2000;100(1):57–70.

    Article  CAS  PubMed  Google Scholar 

  11. Bobryshev YV et al. Dendritic cell-associated immune inflammation of cardiac mucosa: a possible factor in the formation of Barrett’s esophagus. J Gastrointest Surg. 2009;13(3):442–50.

    Article  PubMed  Google Scholar 

  12. Zingg U et al. Tumour-infiltrating lymphocytes and survival in patients with adenocarcinoma of the oesophagus. Eur J Surg Oncol. 2010;36(7):670–7.

    Article  CAS  PubMed  Google Scholar 

  13. Wang F, ZS Lv, YK Fu. Nonsteroidal anti-inflammatory drugs and esophageal inflammation–Barrett’s esophagus–adenocarcinoma sequence: a meta-analysis. Dis Esophagus. 2011;24(5):318–24.

  14. Nguyen GH et al. Inflammatory and microRNA gene expression as prognostic classifier of Barrett’s-associated esophageal adenocarcinoma. Clin Cancer Res. 2010;16(23):5824–34.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  15. Marshall BJ, Warren JR. Unidentified curved bacilli in the stomach of patients with gastritis and peptic ulceration. Lancet. 1984;1(8390):1311–5.

    Article  CAS  PubMed  Google Scholar 

  16. Lundin BS et al. The local and systemic T-cell response to Helicobacter pylori in gastric cancer patients is characterised by production of interleukin-10. Clin Immunol. 2007;125(2):205–13.

    Article  CAS  PubMed  Google Scholar 

  17. Enarsson K et al. Function and recruitment of mucosal regulatory T cells in human chronic Helicobacter pylori infection and gastric adenocarcinoma. Clin Immunol. 2006;121(3):358–68.

    Article  CAS  PubMed  Google Scholar 

  18. Kao JY et al. Helicobacter pylori immune escape is mediated by dendritic cell-induced Treg skewing and Th17 suppression in mice. Gastroenterology. 2010;138(3):1046–54.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  19. Szkaradkiewicz A et al. Natural killer cell cytotoxicity and immunosuppressive cytokines (IL-10, TGF-beta1) in patients with gastric cancer. J Biomed Biotechnol. 2010;2010:901564.

    Article  PubMed Central  PubMed  Google Scholar 

  20. El-Omar EM et al. Increased risk of noncardia gastric cancer associated with proinflammatory cytokine gene polymorphisms. Gastroenterology. 2003;124(5):1193–201.

    Article  CAS  PubMed  Google Scholar 

  21. Figueiredo C et al. Helicobacter pylori and interleukin 1 genotyping: an opportunity to identify high-risk individuals for gastric carcinoma. J Natl Cancer Inst. 2002;94(22):1680–7.

    Article  CAS  PubMed  Google Scholar 

  22. Lee HE et al. Prognostic implications of type and density of tumour-infiltrating lymphocytes in gastric cancer. Br J Cancer. 2008;99(10):1704–11.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  23. Melero I et al. Therapeutic vaccines for cancer: an overview of clinical trials. Nat Rev Clin Oncol. 2014;11(9):509–24. This paper gives a general oversight regarding the many types of vaccines used in anti-cancer therapy focusing on clinical trials in solid tumor types.

    Article  CAS  PubMed  Google Scholar 

  24. Ochiai T et al. Postoperative adjuvant immunotherapy of gastric cancer with BCG-cell wall skeleton. 3- to 6-year follow up of a randomized clinical trial. Cancer Immunol Immunother. 1983;14(3):167–71.

    Article  CAS  PubMed  Google Scholar 

  25. Popiela T et al. Efficiency of adjuvant immunochemotherapy following curative resection in patients with locally advanced gastric cancer. Gastric Cancer. 2004;7(4):240–5.

    Article  CAS  PubMed  Google Scholar 

  26. Sato Y et al. A randomized controlled study of immunochemotherapy with OK-432 after curative surgery for gastric cancer. J Immunother. 2004;27(5):394–7.

    Article  PubMed  Google Scholar 

  27. Turcotte S et al. Phenotype and function of T cells infiltrating visceral metastases from gastrointestinal cancers and melanoma: implications for adoptive cell transfer therapy. J Immunol. 2013;191(5):2217–25.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  28. Kono K et al. Prognostic significance of adoptive immunotherapy with tumor-associated lymphocytes in patients with advanced gastric cancer: a randomized trial. Clin Cancer Res. 2002;8(6):1767–71.

    CAS  PubMed  Google Scholar 

  29. Jiang J et al. Treatment of advanced gastric cancer by chemotherapy combined with autologous cytokine-induced killer cells. Anticancer Res. 2006;26(3B):2237–42.

    CAS  PubMed  Google Scholar 

  30. Shi L et al. Efficacy of adjuvant immunotherapy with cytokine-induced killer cells in patients with locally advanced gastric cancer. Cancer Immunol Immunother. 2012;61(12):2251–9. This paper showed that adjuvant immunotherapy (comprising autologous cytokine-induced killer cells) improved overall survival in patients with gastric cancer (particularly those with intestinal-type tumors).

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  31. Fujiwara S et al. Clinical trial of the intratumoral administration of labeled DC combined with systemic chemotherapy for esophageal cancer. J Immunother. 2012;35(6):513–21.

    Article  CAS  PubMed  Google Scholar 

  32. Kono K et al. Dendritic cells pulsed with HER-2/neu-derived peptides can induce specific T-cell responses in patients with gastric cancer. Clin Cancer Res. 2002;8(11):3394–400.

    CAS  PubMed  Google Scholar 

  33. Sadanaga N et al. Dendritic cell vaccination with MAGE peptide is a novel therapeutic approach for gastrointestinal carcinomas. Clin Cancer Res. 2001;7(8):2277–84.

    CAS  PubMed  Google Scholar 

  34. Tanaka H et al. Impact of adjuvant immunochemotherapy using protein-bound polysaccharide-K on overall survival of patients with gastric cancer. Anticancer Res. 2012;32(8):3427–33.

    CAS  PubMed  Google Scholar 

  35. Ajani JA et al. An open-label, multinational, multicenter study of G17DT vaccination combined with cisplatin and 5-fluorouracil in patients with untreated, advanced gastric or gastroesophageal cancer: the GC4 study. Cancer. 2006;106(9):1908–16.

    Article  CAS  PubMed  Google Scholar 

  36. Sato Y et al. Immunological evaluation of peptide vaccination for patients with gastric cancer based on pre-existing cellular response to peptide. Cancer Sci. 2003;94(9):802–8.

    Article  CAS  PubMed  Google Scholar 

  37. Iwahashi M et al. Vaccination with peptides derived from cancer-testis antigens in combination with CpG-7909 elicits strong specific CD8+ T cell response in patients with metastatic esophageal squamous cell carcinoma. Cancer Sci. 2010;101(12):2510–7.

    Article  CAS  PubMed  Google Scholar 

  38. Kono K et al. Multicenter, phase II clinical trial of cancer vaccination for advanced esophageal cancer with three peptides derived from novel cancer-testis antigens. J Transl Med. 2012;10:141.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  39. Kageyama S et al. Dose-dependent effects of NY-ESO-1 protein vaccine complexed with cholesteryl pullulan (CHP-NY-ESO-1) on immune responses and survival benefits of esophageal cancer patients. J Transl Med. 2013;11:246.

    Article  PubMed Central  PubMed  Google Scholar 

  40. Ohtsu A et al. Bevacizumab in combination with chemotherapy as first-line therapy in advanced gastric cancer: a randomized, double-blind, placebo-controlled phase III study. J Clin Oncol. 2011;29(30):3968–76.

    Article  CAS  PubMed  Google Scholar 

  41. Fuchs CS et al. Ramucirumab monotherapy for previously treated advanced gastric or gastro-oesophageal junction adenocarcinoma (REGARD): an international, randomised, multicentre, placebo-controlled, phase 3 trial. Lancet. 2014;383(9911):31–9.

    Article  CAS  PubMed  Google Scholar 

  42. Wilke H et al. Ramucirumab plus paclitaxel versus placebo plus paclitaxel in patients with previously treated advanced gastric or gastro-oesophageal junction adenocarcinoma (RAINBOW): a double-blind, randomised phase 3 trial. Lancet Oncol. 2014;15(11):1224–35.

    Article  CAS  PubMed  Google Scholar 

  43. Masuzawa T et al. Phase I/II study of S-1 plus cisplatin combined with peptide vaccines for human vascular endothelial growth factor receptor 1 and 2 in patients with advanced gastric cancer. Int J Oncol. 2012;41(4):1297–304.

    CAS  PubMed  Google Scholar 

  44. Higashihara Y et al. Phase I clinical trial of peptide vaccination with URLC10 and VEGFR1 epitope peptides in patients with advanced gastric cancer. Int J Oncol. 2014;44(3):662–8.

    CAS  PubMed Central  PubMed  Google Scholar 

  45. Jeung HC et al. Phase III trial of adjuvant 5-fluorouracil and adriamycin versus 5-fluorouracil, adriamycin, and polyadenylic-polyuridylic acid (poly A:U) for locally advanced gastric cancer after curative surgery: final results of 15-year follow-up. Ann Oncol. 2008;19(3):520–6.

    Article  PubMed  Google Scholar 

  46. Park JJ et al. B7-H1/CD80 interaction is required for the induction and maintenance of peripheral T-cell tolerance. Blood. 2010;116(8):1291–8.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  47. Butte MJ et al. Programmed death-1 ligand 1 interacts specifically with the B7-1 costimulatory molecule to inhibit T cell responses. Immunity. 2007;27(1):111–22.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  48. Hodi FS et al. Improved survival with ipilimumab in patients with metastatic melanoma. N Engl J Med. 2010;363(8):711–23

  49. Brahmer JR et al. Safety and activity of anti-PD-L1 antibody in patients with advanced cancer. N Engl J Med. 2012;366(26):2455–65

  50. Sun J et al. PD-L1 expression analysis in gastric carcinoma tissue and blocking of tumor-associated PD-L1 signaling by two functional monoclonal antibodies. Tissue Antigens. 2007;69(1):19–27.

    Article  CAS  PubMed  Google Scholar 

  51. Muro K, Bang Y-J, Shankaran V, Geva R, Catenacci D, Gupta S, Eder J, Berger R, Gonzalez E, Ray A, Dolled-Filhart M, Emancipator K, Pathiraja K, Lunceford J, Cheng J, Koshiji M, Chung HC, Relationship between PD-L1 expression and clinical outcomes in patients (Pts) with advanced gastric cancer treated with the anti-PD-1 monoclonal antibody pembrolizumab (Pembro; MK-3475) in KEYNOTE-012. J Clin Oncol 2015. 33:3; abstr 3.

  52. Herbst RS et al. Predictive correlates of response to the anti-PD-L1 antibody MPDL3280A in cancer patients. Nature. 2014;515(7528):563–7. This study aimed to determine the factors predicting response to the anti-PD-L1 antibody MPDL3280A. There is an association between clinical response and PD-L1 expression in pre-treatment tumor-infiltrating immune cells.

    Article  CAS  PubMed  Google Scholar 

  53. Robbins PF et al. Mining exomic sequencing data to identify mutated antigens recognized by adoptively transferred tumor-reactive T cells. Nat Med. 2013;19(6):747–52. Patients’ tumors were screened to identify candidate mutations which could predict clinical responses to autologous tumor-infiltrating lymphocytes. Mutated antigens were identified which were associated with objective tumor regression.

    Article  CAS  PubMed Central  PubMed  Google Scholar 

Download references

Compliance with Ethics Guidelines

Conflict of Interest

Adrian Murphy and Ronan J. Kelly declare that they have no conflict of interest.

Human and Animal Rights and Informed Consent

This article does not contain any studies with human or animal subjects performed by any of the authors.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ronan J. Kelly MD.

Additional information

This article is part of the Topical Collection on Upper Gastrointestinal Cancers.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Murphy, A., Kelly, R.J. Immunotherapy in Upper GI Malignancies. Curr. Treat. Options in Oncol. 16, 20 (2015). https://doi.org/10.1007/s11864-015-0336-6

Download citation

  • Published:

  • DOI: https://doi.org/10.1007/s11864-015-0336-6

Keywords

Navigation