Abstract
Leaf area index (LAI) is a key factor that determines a forest ecosystem’s net primary production and energy exchange between the atmosphere and land surfaces. LAI can be measured in many ways, but there has been little research to compare LAI estimated by different methods. In this study, we compared the LAI results from two different approaches, i.e., the dimidiate pixel model (DPM) and an empirical statistic model (ESM) using ZY-3 high-accuracy satellite images validated by field data. We explored the relationship of LAI of Larix principis-rupprechtii Mayr plantations with topographic conditions. The results show that DPM improves the simulation of LAI (r = 0.86, RMSE = 0.57) compared with ESM (r = 0.62, RMSE = 0.79). We further concluded that elevation and slope significantly affect the distribution of LAI. The maximum peak of LAI appeared at an aspect of east and southeast at an elevation of 1700–2000 m. Our results suggest that ZY-3 can satisfy the needs of quantitative monitoring of leaf area indices in small-scale catchment areas. DPM provides a simple and accurate method to obtain forest vegetation parameters in the case of non-ground measurement points.
Similar content being viewed by others
References
Asner GP, Scurlock J, Hicke JA (2003) Global synthesis of leaf area index observations: implications for ecological and remote sensing studies. Global Ecol Biogeogr 12(3):191–205
Bicheron P, Marc L (1999) Inversion of a forest reflectance model to estimate structural canopy variables from hyperspectral remote sensing data. Remote Sens Environ 67:251–266
Chason JW, Baldocchi DD, Huston MA (1991) A comparison of direct and indirect methods for estimating forest canopy leaf area. Agr Forest Meteorol 57(1–3):107–128
Chen JM, Black TA (1992) Defining leaf area index for non flat leaves. Plant, Cell Environ 15:421–429
Chen JM, Cihlar J (1996) Retrieving leaf area index of boreal conifer forests using Landsat TM images. Remote Sens Environ 55(2):153–162
Chen X, Vierling L, Deering D, Conley A (2005) Monitoring boreal forest leaf area index across a Siberian burn chronosequence: a MODIS validation study. Int J Remote Sens 26(24):5433–5451
Colombo R, Bellingeri D, Fasolini D, Marino CM (2003) Retrieval of leaf area index in different vegetation types using high resolution satellite data. Remote Sens Environ 86(1):120–131
De Bruijn A, Gustafson EJ, Sturtevant BR, Foster JR, Miranda BR, Lichti NI, Jacobs DF (2014) Toward more robust projections of forest landscape dynamics under novel environmental conditions: embedding PnET within LANDIS-II. Ecol Model 287:44–57
Fang HL, Liang SL (2003) Retrieving leaf area index with a neural network method: simulation and validation. IEEE T Geosci Remote 41:2052–2062
Fang L, Wang M, Li D, Pan J (2014) CPU/GPU near real-time preprocessing for ZY-3 satellite images: relative radiometric correction, MTF compensation, and geocorrection. Isprs J Photogramm 87:229–240
Fassnacht KS, Gower ST, MacKenzie MD, Nordheim EV, Lillesand TM (1997) Estimating the leaf area index of north central Wisconsin forests using the Landsat Thematic Mapper. Remote Sens Environ 2(61):229–245
Freeman A, Durden SL (1998) A three-component scattering model for polarimetric SAR data. Ieee T Geosci Remote 36:963–973
Ganguly S, Schull MA, Samanta A, Shabanov V, Milesi C, Nemani R (2008) Generating vegetation leaf area index earth system data record from multiple sensors. Part 1: theory. Remote Sens Environ 112:4333–4343
Gao S, Niu Z, Huang N, Hou X (2013) Estimating the Leaf Area Index, height and biomass of maize using HJ-1 and RADARSAT-2. Int J Appl Earth Obs 24:1–8
Gao P, Niu X, Wang B, Zheng Y (2015) Land use changes and its driving forces in hilly ecological restoration area based on gis and rs of northern china. Scientific Reports 5:11038
Houborg R, Boegh E (2008) Mapping leaf chlorophyll and leaf area index using inverse and forward canopy reflectance modeling and SPOT reflectance data. Remote Sens Environ 112(1):186–202
Houborg R, McCabe M, Cescatti A, Gao F, Schull M, Gitelson A (2015) Joint leaf chlorophyll content and leaf area index retrieval from Landsat data using a regularized model inversion system (REGFLEC). Remote Sens Environ 159:203–221
Huete A, Didan K, Miura T, Rodriguez EP, Gao X, Ferreira LG (2002) Overview of the radiometric and biophysical performance of the MODIS vegetation indices. Remote Sens Environ 83(1):195–213
Kitaoka S, Koike T (2004) Invasion of broad-leaf tree species into a larch plantation: seasonal light environment, photosynthesis and nitrogen allocation. Physiol Plantarum 121(4):604–611
Koetz B, Baret F, Poilve H, Hill J (2005) Use of coupled canopy structure dynamic and radiative transfer models to estimate biophysical canopy characteristics. Remote Sens Environ 95:115–124
Li X, Zhang Y, Bao Y, Luo J, Jin X, Xu X, Song X, Yang G (2014) Exploring the best hyperspectral features for LAI estimation using partial least squares regression. Remote Sensing 6(7):6221–6241
Liu Q, Liang SL, Xiao Z, Fang H (2014) Retrieval of leaf area index using temporal, spectral, and angular information from multiple satellite data. Remote Sens Environ 145:25–37
Los SO (1999) A global multi-year biophysical land surface data set from NOAA AVHRR data. IEEE Int Geosci Remote Sensing 2:1087–1089
Majasalmi T, Rautiainen M, Stenberg P, Lukeš P (2013) An assessment of ground reference methods for estimating LAI of boreal forests. Forest Ecol Manag 292:10–18
Meier IC, Leuschner C (2008) Leaf size and leaf area index in Fagus sylvatica forests: competing effects of precipitation, temperature, and nitrogen availability. Ecosystems 11(5):655–669
Moran MS, Maas SJ, Pinter PJ (1995) Combining remote sensing and modeling for estimating surface evaporation and biomass production. Remote Sens Rev 3(12):335–353
Ni W, Sun G, Ranson KJ, Pang Y, Zhang Z, Yao W (2015) Extraction of ground surface elevation from ZY-3 winter stereo imagery over deciduous forested areas. Remote Sens Environ 159:194–202
Novelli A, Tarantino E, Fratino U, Iacobellis V, Romano G, Gentile F (2016) A data fusion algorithm based on the Kalman filter to estimate leaf area index evolution in durum wheat by using field measurements and MODIS surface reflectance data. Remote Sens Lett 7(5):476–484
Olivas PC, Oberbauer SF, Clark DB, Clark DA, Ryan MG, O’Brien JJ, Ordonez H (2013) Comparison of direct and indirect methods for assessing leaf area index across a tropical rain forest landscape. Agr Forest Meteorol 177:110–116
Pfeifer M, Gonsamo A, Disney M, Pellikka P, Marchant R (2012) Leaf area index for biomes of the Eastern Arc Mountains: landsat and SPOT observations along precipitation and altitude gradients. Remote Sens Environ 118:103–115
Qi Y, Li F, Liu Z, Jin G (2014) Impact of understorey on overstorey leaf area index estimation from optical remote sensing in five forest types in northeastern China. Agr Forest Meteorol 198:72–80
Rouse JW, Haas RH, Hell JA, Deering DW, Harlan JC (1974) Monitoring the vernal advancement of retrogradation of natural vegetation, NASA/GSFC, Type III, Final Report, Greenbelt, MD, p. 371
Sainte-Marie J, Saint-André L, Nouvellon Y, Laclau JP, Roupsard O, le Maire G, Delpierre N, Henrot A, Barrandon M (2014) A new probabilistic canopy dynamics model (SLCD) that is suitable for evergreen and deciduous forest ecosystems. Ecol Model 290:121–133
Schleppi P, Thimonier A, Walthert L (2011) Estimating leaf area index of mature temperate forests using regressions on site and vegetation data. Forest Ecol Manag 261(3):601–610
Schlerf M, Atzberger C (2006) Inversion of a forest reflectance model to estimate structural canopy variables from hyperspectral remote sensing data. Remote Sens Environ 100(3):281–294
Soudani K, Francois C, le Maire G, Le Dantec V, Dufrene E (2006) Comparative analysis of IKONOS, SPOT, and ETM + data leaf area index estimation in temperature coniferous and deciduous forest stands. Remote Sens Environ 103(4):497
Stocker TF, Qin D, Plattner G, Tignor MM, Al E (2013) IPCC. Cambridge University Press, New York
Strozzi T, Kääb A, Frauenfelder R (2004) Detecting and quantifying mountain permafrost creep from in situ, airborne and spaceborne remote sensing methods. Int J Remote Sens 25:2919–2931
Tang H, Brolly M, Zhao F, Strahler AH, Schaaf CL, Ganguly S, Zhang G, Dubayah R (2014) Deriving and validating Leaf Area Index (LAI) at multiple spatial scales through lidar remote sensing: a case study in Sierra National Forest, CA. Remote Sens Environ 143:131–141
Taugourdeau S, le Maire G, Avelino J, Jones JR, Ramirez LG, Jara Quesada M, Charbonnier F, Gómez-Delgado F, Harmand J, Rapidel B, Vaast P, Roupsard O (2014) Leaf area index as an indicator of ecosystem services and management practices: an application for coffee agroforestry. Agric Ecosys Environ 192:19–37
Tillack A, Clasen A, Kleinschmit B, Förster M (2014) Estimation of the seasonal leaf area index in an alluvial forest using high-resolution satellite-based vegetation indices. Remote Sens Environ 141:52–63
Toda M, Yokozawa M, Emori S, Hara T (2010) More asymmetric tree competition brings about more evapotranspiration and less runoff from the forest ecosystems: a simulation study. Ecol Model 221(24):2887–2898
Verrelst J, Rivera JP, Veroustraete F, Muñoz-Marí J, Clevers JG, Camps-Valls G, Moreno J (2015) Experimental Sentinel-2 LAI estimation using parametric, non-parametric and physical retrieval methods–A comparison. Isprs J Photogramm 108:260–272
Verstraete MM, Pinty B (1996) Designing optimal spectral indexes for remote sensing applications. Ieee T Geosci Remote 34:1254–1265
Verstraete MM, Pinty B, Dickinson RE (1990) A physical model of the bidirectional reflectance of vegetation canopies: 1 Theory. J Geophys Res 95(D8):11755–11765
Viana H, Aranha J, Lopes D, Cohen WB (2012) Estimation of crown biomass of Pinus pinaster stands and shrubland above-ground biomass using forest inventory data, remotely sensed imagery and spatial prediction models. Ecol Model 226:22–35
Vina A, Chen X, Yang W, Liu W, Li Y, Ouyang Z, Liu J (2013) Improving the efficiency of conservation policies with the use of surrogates derived from remotely sensed and ancillary data. Ecol Indic 26:103–111
Wang Q, Adiku S, Tenhunen J, Granier A (2005) On the relationship of NDVI with leaf area index in a deciduous forest site. Remote Sens Environ 94(2):244–255
Wang T, Zhang G, Li D, Tang X, Jiang Y, Pan H, Zhu X, Fang C (2014) Geometric accuracy validation for ZY-3 satellite imagery. IEEE Geosci Remote Sens Lett 11(6):1168–1171
Wang X, Bi H, Song Q, Lu S (2015) Influence of forest coverage on basin runoff in China’s loess plateau. Pol J Environ Stud 24(2):743–750
Watson D (1947) Comparative physiological studies in the growth of field crops I. Variation in net assimilation rate and leaf area between species and varieties, and within and between years. Ann Bot-London 11(1):41–76
Weiss M, Baret F, Smith GJ, Jonckheere I, Coppin P (2004) Review of methods for in situ leaf area index (LAI) determination Part II. Estimation of LAI, errors and sampling. Agr Forest Meteorol 121(1–2):37–53
White K, Pontius J, Schaberg P (2014) Remote sensing of spring phenology in northeastern forests: a comparison of methods, field metrics and sources of uncertainty. Remote Sens Environ 148:97–107
Wu J, Wang D, Bauer ME (2007) Assessing broadband vegetation indices and QuickBird data in estimating leaf area index of corn and potato canopies. Field Crop Res 102(1):33–42
Yang G, Pu R, Zhang J, Zhao C, Feng H, Wang J (2013) Remote sensing of seasonal variability of fractional vegetation cover and its object-based spatial pattern analysis over mountain areas. Isprs J Photogramm 77:79–93
Zhang X, Liao C, Li J, Sun Q (2013) Fractional vegetation cover estimation in arid and semi-arid environments using HJ-1 satellite hyperspectral data. Int J Appl Earth Obs 21:506–512
Acknowledgements
The authors would like to thank the China Center for Resources Satellite Data and Application for providing the ZY-3 data sets. We gratefully acknowledge the support of the Taiyue Forestry Bureau and the Haodifang Forestry Centre for fieldwork. The English language was revised by Pengjun Cheng and Dr. Gerrit Hazenberg. We also thank all those who provided helpful suggestions and comments on improving the quality of this manuscript.
Author information
Authors and Affiliations
Corresponding authors
Additional information
Project funding: The study was supported by the National Forestry Public Welfare Professional Scientific Research Project (No. 201404213), and the National Key Research and Development Program of China (No. 2016YFD0600205).
The online version is available at http://www.springerlink.com
Corresponding editor: Hu Yanbo.
Rights and permissions
About this article
Cite this article
Wang, T., Kang, F., Han, H. et al. Estimation of leaf area index from high resolution ZY-3 satellite imagery in a catchment dominated by Larix principis-rupprechtii, northern China. J. For. Res. 30, 603–615 (2019). https://doi.org/10.1007/s11676-018-0617-6
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11676-018-0617-6