Abstract
Research on social–ecological systems (SES) is scattered across many disciplines and perspectives. As a result, much of the knowledge generated between different communities is not comparable, mutually aggregate or easily communicated to nonspecialists despite common goals to use academic knowledge for advancing sustainability. This article proposes a conceptual pathway to address this challenge through outlining how the SES research contributions of sustainability science and researchers using Elinor Ostrom’s diagnostic SES framework (SESF) can integrate and co-benefit from explicitly interlinking their development. From a review of the literature, I outline four key co-benefits from their potential to interlink in the following themes: (1) coevolving SES knowledge types, (2) guiding primary research and assessing sustainability, (3) building a boundary object for transdisciplinary sustainability science, and (4) facilitating comparative analysis. The origins of the SESF include seminal empirical work on common property theory, self-organization, and coupled SES interactions. The SESF now serves as a template for diagnosing sustainability challenges and theorizing explanatory relationships on SES components, interactions, and outcomes within and across case studies. Simultaneously, sustainability science has proposed transdisciplinary research agendas, sustainability knowledge types, knowledge coproduction, and sustainability assessment tools to advance transformative change processes. Key challenges for achieving co-beneficial developments in both communities are discussed in relation to each of the four themes. Evident pathways for advancing SES research are also presented along with a guideline for designing SES research within this co-aligned vision.
Similar content being viewed by others
References
Agrawal A (2001) Common property institutions and sustainable governance of resources. World Dev 29:1649–1672. doi:10.1016/S0305-750X(01)00063-8
Agrawal A, Chhatre A (2011) Against mono-consequentialism: multiple outcomes and their drivers in social–ecological systems. Glob Environ Chang 21:1–3. doi:10.1016/j.gloenvcha.2010.12.007
Anderies JM, Rodriguez AA, Janssen MA, Cifdaloz O (2007) Panaceas, uncertainty, and the robust control framework in sustainability science. Proc Natl Acad Sci USA 104:15194–15199. doi:10.1073/pnas.0702655104
ASU CSID (2014) Social–ecological systems library. https://seslibrary.asu.edu/seslibrary/welcome
Basurto X, Ostrom E (2009) The core challenges of moving beyond Garrett Hardin. J Nat Resour Policy Res 1:255–259. doi:10.1080/19390450903040447
Basurto X, Gelcich S, Ostrom E (2013) The social–ecological system framework as a knowledge classificatory system for benthic small-scale fisheries. Glob Environ Chang 23:1366–1380. doi:10.1016/j.gloenvcha.2013.08.001
Bettencourt LMA, Kaur J (2011) Evolution and structure of sustainability science. Proc Natl Acad Sci USA 108:19540–19545. doi:10.1073/pnas.1102712108
Binder C, Hinkel J, Bots PWG, Pahl-Wostl C (2013) Comparison of frameworks for analyzing social–ecological systems. Ecol Soc. doi:10.5751/ES-05551-180426
Brandt P, Ernst A, Gralla F et al (2013) A review of transdisciplinary research in sustainability science. Ecol Econ 92:1–15. doi:10.1016/j.ecolecon.2013.04.008
Clark WC (2007) Sustainability science: a room of its own. Proc Natl Acad Sci USA 104:1737–1738. doi:10.1073/pnas.0611291104
Clark WC, Dickson NM (2003) Sustainability science: the emerging research program. Proc Natl Acad Sci USA 100:8059–8061. doi:10.1073/pnas.1231333100
Cox M (2014) Understanding large social–ecological systems: introducing the SESMAD project. Int J Commons 8:265–276
Cox M, Frey UJ (2015) Building a diagnostic ontology of social–ecological systems. Int J Commons 9:1–24. doi:10.18352/ijc.567
del Mar Delgado-Serrano M, Ramos P (2015) Making Ostrom’ s framework applicable to characterise social ecological systems at the local level. Int J Commons 9(2):808–830. doi:10.18352/ijc.567
Domptail S, Easdale MH (2013) Managing socio-ecological systems to achieve sustainability: a study of resilience and robustness. Environ Policy Gov 23:30–45. doi:10.1002/eet.1604
Epstein G, Vogt JM, Mincey SK et al (2013) Missing ecology: integrating ecological perspectives with the social–ecological system framework. Int J Commons 7:432–453
Fischer J, Gardner TA, Bennett EM et al (2015) Advancing sustainability through mainstreaming a social–ecological systems perspective. Curr Opin Environ Sustain 51:769–784
Fleischman FD, Ban NC, Evans LS et al (2014) Governing large-scale social–ecological systems: lessons from five cases. Int J Commons 8:428–456
Frey UJ, Rusch H (2013) Using artificial neural networks for the analysis of social–ecological. Ecol Soc. doi:10.5751/ES-05202-180240
Gibson RB (2006) Sustainability assessment: basic components of a practical approach. Impact Assess Proj Apprais 24:170–182
Gutiérrez NL, Hilborn R, Defeo O (2011) Leadership, social capital and incentives promote successful fisheries. Nature 470:386–389. doi:10.1038/nature09689
Hadorn GH, Bradley D, Pohl C et al (2006) Implications of transdisciplinarity for sustainability research. Ecol Econ 60:119–128. doi:10.1016/j.ecolecon.2005.12.002
Hertz T, Schlüter M (2015) The SES-framework as boundary object to address theory orientation in social–ecological system research: the SES-TheOr approach. Ecol Econ 116:12–24. doi:10.1016/j.ecolecon.2015.03.022
Hinkel J, Bots PWG, Schluter M (2014) Enhancing the Ostrom social–ecological system framework through formalization. Ecol Soc. doi:10.5751/ES-06475-190351
Hinkel J, Cox ME, Schluter M et al (2015) A diagnostic procedure for applying the social–ecological systems framework in diverse cases. Ecol Soc. doi:10.5751/ES-07023-200132
Hox J, Boeije H (2005) Data collection, primary vs. secondary.pdf. Encycl Soc Meas 1:593–599
IFRI (2013) International forestry resources and institutions (IFRI) network: research methods. www.ifriresearch.net
Jerneck A, Olsson L, Ness B et al (2010) Structuring sustainability science. Sustain Sci 6:69–82. doi:10.1007/s11625-010-0117-x
Kajikawa Y, Tacoa F, Yamaguchi K (2014) Sustainability science: the changing landscape of sustainability research. Sustain Sci 9:431–438. doi:10.1007/s11625-014-0244-x
Kates RW (2011) What kind of a science is sustainability science? Proc Natl Acad Sci USA 108:19449–19450. doi:10.1073/pnas.1116097108
Kates RW, Parris TM (2003) Long-term trends and a sustainability transition. Proc Natl Acad Sci USA 100:8062–8067. doi:10.1073/pnas.1231331100
Kumazawa T, Kozaki K, Matsui T et al (2014) Initial design process of the sustainability science ontology for knowledge-sharing to support co-deliberation. Sustain Sci 9:173–192. doi:10.1007/s11625-013-0202-z
Lang DJ, Wiek A, Bergmann M et al (2012) Transdisciplinary research in sustainability science: practice, principles, and challenges. Sustain Sci 7:25–43. doi:10.1007/s11625-011-0149-x
Lange P, Driessen PPJ, Sauer A et al (2013) Governing towards sustainability—conceptualizing modes of governance. J Environ Policy Plan 15:403–425. doi:10.1080/1523908X.2013.769414
Leslie HM, Basurto X, Nenadovic M et al (2015) Operationalizing the social–ecological systems framework to assess sustainability. Proc Natl Acad Sci. doi:10.1073/pnas.1414640112
Liu J, Dietz T, Carpenter SR et al (2007) Complexity of coupled human and natural systems. Science 317:1513–1516. doi:10.1126/science.1144004
Liu J, Mooney H, Hull V et al (2015) Systems integration for global sustainability. Science. doi:10.1126/science.1258832
MacGillivray BH, Franklin A (2015) Place as a boundary device for the sustainability sciences: concepts of place, their value in characterising sustainability problems, and their role in fostering integrative research and action. Environ Sci Policy 53:1–7. doi:10.1016/j.envsci.2015.06.021
Marshall GR (2015) A social-ecological systems framework for food systems research: accommodating transformation systems and their products. Int J Commons 9:1–28
Mauser W, Klepper G, Rice M et al (2013) Transdisciplinary global change research: the co-creation of knowledge for sustainability. Curr Opin Environ Sustain 5:420–431. doi:10.1016/j.cosust.2013.07.001
McGinnis MD, Ostrom E (2014) social–ecological system framework: initial changes and continuing challenges. Ecol Soc. doi:10.5751/ES-06387-190230
McGreavy B, Hutchins K, Smith H et al (2013) Addressing the complexities of boundary work in sustainability science through communication. Sustain 5:4195–4221. doi:10.3390/su5104195
Miller TR, Baird TD, Littlefield CM et al (2008) Epistemological pluralism: reorganizing interdisciplinary research. Ecol Soc 13(2):46. http://www.ecologyandsociety.org/vol13/iss2/art46/
Miller TR, Wiek A, Sarewitz D et al (2013) The future of sustainability science: a solutions-oriented research agenda. Sustain Sci 9:239–246. doi:10.1007/s11625-013-0224-6
Nassl M, Löffler J (2015) Ecosystem services in coupled social–ecological systems: closing the cycle of service provision and societal feedback. Ambio. doi:10.1007/s13280-015-0651-y
Ness B (2013) Sustainability science: progress made and directions forward. Chall Sustain 1:27–28. doi:10.12924/cis2013.01010027
Ness B, Urbel-Piirsalu E, Anderberg S, Olsson L (2007) Categorising tools for sustainability assessment. Ecol Econ 60:498–508. doi:10.1016/j.ecolecon.2006.07.023
O’Byrne D, Dripps W, Nicholas KA (2014) Teaching and learning sustainability: an assessment of the curriculum content and structure of sustainability degree programs in higher education. Sustain Sci 10:43–59. doi:10.1007/s11625-014-0251-y
Olsson L, Jerneck A, Thoren H et al (2015) Why resilience is unappealing to social science: theoretical and empirical investigations of the scientific use of resilience. Sci Adv 1:e1400217. doi:10.1126/sciadv.1400217
Ostrom E (1990) Governing the commons: the evolution of institutions for collective action. Cambridge University Press, Cambridge
Ostrom E (2007) A diagnostic approach for going beyond panaceas. Proc Natl Acad Sci USA 104:15181–15187. doi:10.1073/pnas.0702288104
Ostrom E (2009) A general framework for analyzing sustainability of social–ecological systems. Science 325:419–422. doi:10.1126/science.1172133
Ostrom E (2011) Background on the institutional analysis and development framework. Policy Stud J 39:7–28
Ostrom E, Cox M (2010) Moving beyond panaceas: a multi-tiered diagnostic approach for social-ecological analysis. Environ Conserv 37:451–463. doi:10.1017/S0376892910000834
Partelow S (2015) Key steps for operationalizing social–ecological system framework research in small-scale fisheries: a heuristic conceptual approach. Mar Policy 51:507–511. doi:10.1016/j.marpol.2014.09.005
Partelow S, Boda C (2015) A modified diagnostic social–ecological system framework for lobster fisheries: case implementation and sustainability assessment in Southern California. Ocean Coast Manag 114:204–217. doi:10.1016/j.ocecoaman.2015.06.022
Polk M (2014) Achieving the promise of transdisciplinarity: a critical exploration of the relationship between transdisciplinary research and societal problem solving. Sustain Sci. doi:10.1007/s11625-014-0247-7
Sala S, Ciuffo B, Nijkamp P (2015) A systemic framework for sustainability assessment. Ecol Econ 119:314–325. doi:10.1016/j.ecolecon.2015.09.015
Schlüter A, Madrigal R (2012) The SES framework in a marine setting: methodological lessons. RMM 3:148–167
Scholz RW, Steiner G (2015) Transdisciplinarity at the crossroads. Sustain Sci 10:521–526. doi:10.1007/s11625-015-0338-0
Schoon M, van der Leeuw S (2015) The shift toward social–ecological systems perspectives: insights into the human-nature relationship. Nat Sci Soc 23:166–174. doi:10.1051/nss/2015034
SESMAD (2014) Social–ecological systems meta-analysis database. http://sesmad.dartmouth.edu/
Star SL, Griesemer JR (1989) Institutional ecology, ‘translations’ and boundary objects: amateurs and professionals in Berkeley’s museum of vertebrate zoology, 1907-39. Soc Stud Sci 19:387–420. doi:10.1177/030631289019003001
Steffen W, Richardson K, Rockström J et al (2015) Planetary boundaries: guiding human development on a changing planet. Science. doi:10.1126/science.1259855
Tàbara JD, Chabay I (2013) Coupling human information and knowledge systems with social–ecological systems change: reframing research, education, and policy for sustainability. Environ Sci Policy 28:71–81. doi:10.1016/j.envsci.2012.11.005
Thiel A, Adamseged ME, Baake C (2015) Evaluating an instrument for institutional crafting: how Ostrom’s social–ecological systems framework is applied. Environ Sci Policy 53:152–164. doi:10.1016/j.envsci.2015.04.020
van Kerkhoff L (2014) Developing integrative research for sustainability science through a complexity principles-based approach. Sustain Sci 9:143–155. doi:10.1007/s11625-013-0203-y
Vogt JM, Epstein GB, Mincey SK et al (2015) Putting the “E” in SES: unpacking the ecology in the Ostrom social–ecological system framework. Ecol Soc. doi:10.5751/ES-07239-200155
Wiek A, Iwaniec D (2013) Quality criteria for visions and visioning in sustainability science. Sustain Sci 9:497–512. doi:10.1007/s11625-013-0208-6
Wiek A, Ness B, Schweizer-Ries P et al (2012) From complex systems analysis to transformational change: a comparative appraisal of sustainability science projects. Sustain Sci 7:5–24. doi:10.1007/s11625-011-0148-y
Wiek A, Harlow J, Melnick R et al (2014) Sustainability science in action: a review of the state of the field through case studies on disaster recovery, bioenergy, and precautionary purchasing. Sustain Sci. doi:10.1007/s11625-014-0261-9
Acknowledgments
This research was funded by the Leibniz Center for Tropical Marine Ecology (ZMT) and supported by GLOMAR—Bremen International Graduate School for Marine Sciences. I would like to thank Achim Schlüter, Barry Ness, Klara Winkler, Chris Luederitz and two reviewers for helpful comments on previous versions of this manuscript.
Author information
Authors and Affiliations
Corresponding author
Additional information
Handled by Osamu Saito, UNU-Institute for the Advanced Study of Sustainability (IAS), Japan.
Rights and permissions
About this article
Cite this article
Partelow, S. Coevolving Ostrom’s social–ecological systems (SES) framework and sustainability science: four key co-benefits. Sustain Sci 11, 399–410 (2016). https://doi.org/10.1007/s11625-015-0351-3
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11625-015-0351-3