Skip to main content

Advertisement

Log in

Self-Reported Dysphagia and Psychosocial Health Among Community-Dwelling Older Adults: Results of a National Study

  • Original Research
  • Published:
Journal of General Internal Medicine Aims and scope Submit manuscript

Abstract

Background

The risk of dysphagia increases with age, affecting up to 33% of adults over the age of 65. Older adults with dysphagia are at increased risk for negative physical health outcomes such as aspiration pneumonia and death. However, the relationship between dysphagia and psychosocial health is uncertain in this population.

Objective

We aimed to assess the associations between dysphagia and psychosocial health among older adults (≥ 65) with self-reported dysphagia.

Design

We performed a cross-sectional assessment of the National Health and Aging Trends Study (NHATS) conducted in 2019.

Main Measures

Weighted logistic and linear regression models were used to assess the relationship between self-reported dysphagia and psychosocial health using established patient-reported outcome measures including those for depression, anxiety, and social isolation previously used in NHATS analyses, while adjusting for demographics, comorbid conditions, and risk factors for dysphagia identified by purposeful selection.

Key Results

Among the 4041 adults in this cohort, almost half (40%) were between 70 and 74 years old, more than half were female (55%), and a significantly higher proportion were White, non-Hispanic respondents (78.1%, p < 0.01) compared with other races and ethnicities. There were 428 (10.5%) respondents reporting dysphagia symptoms within the previous month. In the multivariable model, dysphagia was associated with significantly increased odds of anxiety (OR 1.33 [1.06, 1.67]) and a significantly decreased sense of well-being (coefficient − 1.10 [− 1.66, − 0.54]), but no association was detected for social isolation.

Conclusions

When accounting for factors associated with underlying physical health status, self-reported dysphagia is independently associated with negative psychosocial health and warrants attention by healthcare providers. Future studies should aim to identify causal factors and the extent to which interventions may mitigate these factors.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Data Availability

All NHATS data are publicly available.

References

  1. Thiyagalingam S, Kulinski AE, Thorsteinsdottir B, Shindelar KL, Takahashi PY. Dysphagia in older adults. Mayo Clin Proc. 2021;96(2):488-97. doi:https://doi.org/10.1016/j.mayocp.2020.08.001

    Article  PubMed  Google Scholar 

  2. Baijens LW, Clave P, Cras P, Ekberg O, Forster A, Kolb GF, et al. European Society for Swallowing Disorders - European Union Geriatric Medicine Society white paper: oropharyngeal dysphagia as a geriatric syndrome. Clin Interv Aging. 2016;11:1403-28. doi:https://doi.org/10.2147/CIA.S107750

    Article  PubMed Central  PubMed  Google Scholar 

  3. Bhattacharyya N. The prevalence of dysphagia among adults in the United States. Otolaryngol Head Neck Surg. 2014;151(5):765-9. doi:https://doi.org/10.1177/0194599814549156

    Article  PubMed  Google Scholar 

  4. Turley R, Cohen S. Impact of voice and swallowing problems in the elderly. Otolaryngol Head Neck Surg. 2009;140(1):33-6. doi:https://doi.org/10.1016/j.otohns.2008.10.010

    Article  PubMed  Google Scholar 

  5. Madhavan A, LaGorio LA, Crary MA, Dahl WJ, Carnaby GD. Prevalence of and risk factors for dysphagia in the community dwelling elderly: a systematic review. J Nutr Health Aging. 2016;20(8):806-15. doi:https://doi.org/10.1007/s12603-016-0712-3

    Article  CAS  PubMed  Google Scholar 

  6. Canick J, Campbell JC, Cohen SM, Jones HN, Leiman DA, Raman S, et al. Preoperative dysphagia risk in community-dwelling adults aged >/=50 years: prevalence and risk factors. Nutr Clin Pract. 2022. doi:https://doi.org/10.1002/ncp.10889

    Article  PubMed  Google Scholar 

  7. Cha S, Kim WS, Kim KW, Han JW, Jang HC, Lim S, et al. Sarcopenia is an independent risk factor for dysphagia in community-dwelling older adults. Dysphagia. 2019;34(5):692-7. doi:https://doi.org/10.1007/s00455-018-09973-6

    Article  PubMed  Google Scholar 

  8. Ortega O, Parra C, Zarcero S, Nart J, Sakwinska O, Clave P. Oral health in older patients with oropharyngeal dysphagia. Age Ageing. 2014;43(1):132-7. doi:https://doi.org/10.1093/ageing/aft164

    Article  PubMed  Google Scholar 

  9. Wirth R, Dziewas R, Beck AM, Clave P, Hamdy S, Heppner HJ, et al. Oropharyngeal dysphagia in older persons - from pathophysiology to adequate intervention: a review and summary of an international expert meeting. Clin Interv Aging. 2016;11:189-208. doi:https://doi.org/10.2147/CIA.S97481

    Article  PubMed Central  PubMed  Google Scholar 

  10. Kalf JG, de Swart BJ, Bloem BR, Munneke M. Prevalence of oropharyngeal dysphagia in Parkinson’s disease: a meta-analysis. Parkinsonism Relat Disord. 2012;18(4):311-5. doi:https://doi.org/10.1016/j.parkreldis.2011.11.006

    Article  CAS  PubMed  Google Scholar 

  11. Baijens LWJ, Walshe M, Aaltonen LM, Arens C, Cordier R, Cras P, et al. European white paper: oropharyngeal dysphagia in head and neck cancer. Eur Arch Otorhinolaryngol. 2021;278(2):577-616. doi:https://doi.org/10.1007/s00405-020-06507-5

    Article  PubMed  Google Scholar 

  12. Lindroos E, Saarela RK, Soini H, Muurinen S, Suominen MH, Pitkala KH. Caregiver-reported swallowing difficulties, malnutrition, and mortality among older people in assisted living facilities. J Nutr Health Aging. 2014;18(7):718-22. doi:https://doi.org/10.1007/s12603-014-0467-710.1007/s12603-014-0506-4

    Article  CAS  PubMed  Google Scholar 

  13. Decade of healthy ageing: baseline report. Geneva: World Health Organization; 2020. Licence: CC BY-NC-SA 3.0 IGO. URL: https://www.who.int/publications/i/item/9789240017900. Accessed  19 May 2023.

  14. Serra-Prat M, Palomera M, Gomez C, Sar-Shalom D, Saiz A, Montoya JG, et al. Oropharyngeal dysphagia as a risk factor for malnutrition and lower respiratory tract infection in independently living older persons: a population-based prospective study. Age Ageing. 2012;41(3):376-81. doi:https://doi.org/10.1093/ageing/afs006

  15. Ekberg O, Hamdy S, Woisard V, Wuttge-Hannig A, Ortega P. Social and psychological burden of dysphagia: its impact on diagnosis and treatment. Dysphagia. 2002;17(2):139-46. doi:https://doi.org/10.1007/s00455-001-0113-5

    Article  PubMed  Google Scholar 

  16. Jones E, Speyer R, Kertscher B, Denman D, Swan K, Cordier R. Health-related quality of life and oropharyngeal dysphagia: a systematic review. Dysphagia. 2018;33(2):141-72. doi:https://doi.org/10.1007/s00455-017-9844-9

    Article  PubMed  Google Scholar 

  17. de Rooij WE, Bennebroek Evertsz F, Lei A, Bredenoord AJ. Mental distress among adult patients with eosinophilic esophagitis. Neurogastroenterol Motil. 2021;33(7):e14069. doi:https://doi.org/10.1111/nmo.14069

    Article  PubMed  Google Scholar 

  18. van Rhijn BD, Smout AJ, Bredenoord AJ. Disease duration determines health-related quality of life in adult eosinophilic esophagitis patients. Neurogastroenterol Motil. 2014;26(6):772-8. doi:https://doi.org/10.1111/nmo.12323

    Article  PubMed  Google Scholar 

  19. Eslick GD, Talley NJ. Dysphagia: epidemiology, risk factors and impact on quality of life--a population-based study. Aliment Pharmacol Ther. 2008;27(10):971-9. doi:https://doi.org/10.1111/j.1365-2036.2008.03664.x

    Article  CAS  PubMed  Google Scholar 

  20. Manor Y, Balas M, Giladi N, Mootanah R, Cohen JT. Anxiety, depression and swallowing disorders in patients with Parkinson’s disease. Parkinsonism Relat Disord. 2009;15(6):453-6. doi:https://doi.org/10.1016/j.parkreldis.2008.11.005

    Article  PubMed  Google Scholar 

  21. Chen PH, Golub JS, Hapner ER, Johns MM, 3rd. Prevalence of perceived dysphagia and quality-of-life impairment in a geriatric population. Dysphagia. 2009;24(1):1-6. doi:https://doi.org/10.1007/s00455-008-9156-1

    Article  PubMed  Google Scholar 

  22. Han K, Lee Y, Gu J, Oh H, Han J, Kim K. Psychosocial factors for influencing healthy aging in adults in Korea. Health Qual Life Outcomes. 2015;13:31. doi:https://doi.org/10.1186/s12955-015-0225-5

    Article  PubMed Central  PubMed  Google Scholar 

  23. Ribeiro O, Teixeira L, Araujo L, Rodriguez-Blazquez C, Calderon-Larranaga A, Forjaz MJ. Anxiety, depression and quality of life in older adults: trajectories of influence across age. Int J Environ Res Public Health. 2020;17(23). doi:https://doi.org/10.3390/ijerph17239039

  24. Bahat G, Yilmaz O, Durmazoglu S, Kilic C, Tascioglu C, Karan MA. Association between dysphagia and frailty in community dwelling older adults. J Nutr Health Aging. 2019;23(6):571-7. doi:https://doi.org/10.1007/s12603-019-1191-0

    Article  CAS  PubMed  Google Scholar 

  25. Sternberg SA, Wershof Schwartz A, Karunananthan S, Bergman H, Mark Clarfield A. The identification of frailty: a systematic literature review. J Am Geriatr Soc. 2011;59(11):2129-38. doi:https://doi.org/10.1111/j.1532-5415.2011.03597.x

    Article  PubMed  Google Scholar 

  26. Bond EG, Durbin LL, Cisewski JA, Qian M, Guralnik JM, Kasper JD, et al. Association between baseline frailty and driving status over time: a secondary analysis of The National Health and Aging Trends Study. Inj Epidemiol. 2017;4(1):9. doi:https://doi.org/10.1186/s40621-017-0106-y

    Article  PubMed Central  PubMed  Google Scholar 

  27. DeMatteis JM, Freedman VA, Rui J, Kasper JD. National Health and Aging Trends Study development of round 9 survey weights. NHATS Technical Paper #26. 2020.

  28. DeMatteis J, Freedman VA, Kasper JD, Jiao R. National Health and Aging Trends study round 9 income imputation. NHATS Technical Paper #27. 2020.

  29. Freedman VA, Schrack J, Skehan M, Kasper JD. National health and aging trends study user guide: rounds 1-11 beta release. Baltimore: Johns Hopkins University School of Public Health; 2022. Available at www.NHATS.org. Accessed 19 May 2023.

  30. Yang EJ, Kim MH, Lim JY, Paik NJ. Oropharyngeal dysphagia in a community-based elderly cohort: the Korean longitudinal study on health and aging. J Korean Med Sci. 2013;28(10):1534-9. doi:https://doi.org/10.3346/jkms.2013.28.10.1534

    Article  PubMed Central  PubMed  Google Scholar 

  31. Galvin JE, Roe CM, Powlishta KK, Coats MA, Muich SJ, Grant E, et al. The AD8: a brief informant interview to detect dementia. Neurology. 2005;65(4):559-64. doi:https://doi.org/10.1212/01.wnl.0000172958.95282.2a

    Article  CAS  PubMed  Google Scholar 

  32. Galvin JE, Roe CM, Xiong C, Morris JC. Validity and reliability of the AD8 informant interview in dementia. Neurology. 2006;67(11):1942-8. doi:https://doi.org/10.1212/01.wnl.0000247042.15547.eb

    Article  PubMed  Google Scholar 

  33. Kasper JD, Freedman VA, Spillman B. Classification of persons by dementia status in the national health and aging trends study. Technical Paper #5. Baltimore: Johns Hopkins University School of Public Health; 2013. Available at www.NHATS.org. Accessed 19 May 2023.

  34. Fried LP, Tangen CM, Walston J, Newman AB, Hirsch C, Gottdiener J et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci. 2001;56(3):M146-56. doi:https://doi.org/10.1093/gerona/56.3.m146

    Article  CAS  PubMed  Google Scholar 

  35. Bandeen-Roche K, Seplaki CL, Huang J, Buta B, Kalyani RR, Varadhan R, et al. Frailty in older adults: a nationally representative profile in the United States. J Gerontol A Biol Sci Med Sci. 2015;70(11):1427-34. doi:https://doi.org/10.1093/gerona/glv133

    Article  PubMed Central  PubMed  Google Scholar 

  36. Kroenke K, Spitzer RL, Williams JB. The Patient Health Questionnaire-2: validity of a two-item depression screener. Med Care. 2003;41(11):1284-92. doi:https://doi.org/10.1097/01.MLR.0000093487.78664.3C

    Article  PubMed  Google Scholar 

  37. Plummer F, Manea L, Trepel D, McMillan D. Screening for anxiety disorders with the GAD-7 and GAD-2: a systematic review and diagnostic metaanalysis. Gen Hosp Psychiatry. 2016;39:24-31. doi:https://doi.org/10.1016/j.genhosppsych.2015.11.005

    Article  PubMed  Google Scholar 

  38. Kim K, Lehning AJ, Sacco P. Assessing the factor structure of well-being in older adults: findings from the National Health and Aging Trends Study. Aging Ment Health. 2016;20(8):814-22. doi:https://doi.org/10.1080/13607863.2015.1037245

    Article  PubMed  Google Scholar 

  39. Radler BT. The Midlife in the United States (MIDUS) series: a national longitudinal study of health and well-being. Open Health Data. 2014;2(1). doi:https://doi.org/10.5334/ohd.ai

  40. Cudjoe TKM, Roth DL, Szanton SL, Wolff JL, Boyd CM, Thorpe RJ. The epidemiology of social isolation: National Health and Aging Trends Study. J Gerontol B Psychol Sci Soc Sci. 2020;75(1):107-13. doi:https://doi.org/10.1093/geronb/gby037

    Article  PubMed  Google Scholar 

  41. Namasivayam-MacDonald AM, Shune SE. The influence of swallowing impairments as an independent risk factor for burden among caregivers of aging parents: a cross-sectional study. Geriatr Nurs. 2020;41(2):81-8. doi:https://doi.org/10.1016/j.gerinurse.2019.06.008

    Article  PubMed  Google Scholar 

  42. Bursac Z, Gauss CH, Williams DK, Hosmer DW. Purposeful selection of variables in logistic regression. Source Code Biol Med. 2008;3:17. doi:https://doi.org/10.1186/1751-0473-3-17

    Article  PubMed Central  PubMed  Google Scholar 

  43. Hosmer DW, Lemeshow S, May S. Applied survival analysis (eds D.W. Hosmer, S. Lemeshow and S. May). 2008. https://doi.org/10.1002/9780470258019

  44. Rubin DB. Multiple imputation for nonresponse in surveys. New York: John Wiley & Sons; 1987.

    Book  Google Scholar 

  45. Namasivayam-MacDonald AM, Riquelme LF. Presbyphagia to dysphagia: multiple perspectives and strategies for quality care of older adults. Semin Speech Lang. 2019;40(3):227-42. doi:https://doi.org/10.1055/s-0039-1688837

    Article  PubMed  Google Scholar 

  46. Cunningham C, R OS, Caserotti P, Tully MA. Consequences of physical inactivity in older adults: a systematic review of reviews and meta-analyses. Scand J Med Sci Sports. 2020;30(5):816-27. doi:https://doi.org/10.1111/sms.13616

    Article  PubMed  Google Scholar 

  47. Hall KE, Proctor DD, Fisher L, Rose S. American Gastroenterological Association future trends committee report: effects of aging of the population on gastroenterology practice, education, and research. Gastroenterology. 2005;129(4):1305-38. doi:https://doi.org/10.1053/j.gastro.2005.06.013

    Article  PubMed  Google Scholar 

  48. Rivadeneira MF, Mendieta MJ, Villavicencio J, Caicedo-Gallardo J, Buendia P. A multidimensional model of healthy ageing: proposal and evaluation of determinants based on a population survey in Ecuador. BMC Geriatr. 2021;21(1):615. doi:https://doi.org/10.1186/s12877-021-02548-5

    Article  PubMed Central  PubMed  Google Scholar 

  49. Dar T, Radfar A, Abohashem S, Pitman RK, Tawakol A, Osborne MT. Psychosocial stress and cardiovascular disease. Curr Treat Options Cardiovasc Med. 2019;21(5):23. doi:https://doi.org/10.1007/s11936-019-0724-5

    Article  PubMed Central  PubMed  Google Scholar 

  50. Jones HN, Leiman DA, Porter Starr KN, North R, Pieper CF, Robison RD, et al. Dysphagia in older adults is associated with food insecurity and being homebound. J Applied Gerontol. 2023.

  51. Bourgault-Fagnou MD, Hadjistavropoulos HD. Understanding health anxiety among community dwelling seniors with varying degrees of frailty. Aging Ment Health. 2009;13(2):226-37. doi:https://doi.org/10.1080/13607860802380664

    Article  PubMed  Google Scholar 

  52. Arola HM, Nicholls E, Mallen C, Thomas E. Self-reported pain interference and symptoms of anxiety and depression in community-dwelling older adults: can a temporal relationship be determined? Eur J Pain. 2010;14(9):966-71. doi:https://doi.org/10.1016/j.ejpain.2010.02.012

    Article  PubMed  Google Scholar 

  53. Wikman A, Wardle J, Steptoe A. Quality of life and affective well-being in middle-aged and older people with chronic medical illnesses: a cross-sectional population based study. PLoS One. 2011;6(4):e18952. doi:https://doi.org/10.1371/journal.pone.0018952

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  54. Leow LP, Huckabee ML, Anderson T, Beckert L. The impact of dysphagia on quality of life in ageing and Parkinson’s disease as measured by the swallowing quality of life (SWAL-QOL) questionnaire. Dysphagia. 2010;25(3):216-20. doi:https://doi.org/10.1007/s00455-009-9245-9

    Article  PubMed  Google Scholar 

  55. Namasivayam-MacDonald AM, Ayub A, Najeeb H, Shune SE. Understanding the independent predictors of dysphagia-related quality of life in stroke survivors. J Speech Lang Hear Res. 2022;65(5):1697-723. doi:https://doi.org/10.1044/2022_JSLHR-21-00502

    Article  PubMed  Google Scholar 

  56. Lazarescu A, Karamanolis G, Aprile L, De Oliveira RB, Dantas R, Sifrim D. Perception of dysphagia: lack of correlation with objective measurements of esophageal function. Neurogastroenterol Motil. 2010;22(12):1292–7, e336–7. doi:https://doi.org/10.1111/j.1365-2982.2010.01578.x

  57. Kim DY, Park HS, Park SW, Kim JH. The impact of dysphagia on quality of life in stroke patients. Medicine (Baltimore). 2020;99(34):e21795. doi:https://doi.org/10.1097/MD.0000000000021795

    Article  PubMed Central  PubMed  Google Scholar 

  58. Carlson DA, Gyawali CP, Roman S, Vela M, Taft TH, Crowell MD, et al. Esophageal hypervigilance and visceral anxiety are contributors to symptom severity among patients evaluated with high-resolution esophageal manometry. Am J Gastroenterol. 2020;115(3):367-75. doi:https://doi.org/10.14309/ajg.0000000000000536

    Article  PubMed Central  PubMed  Google Scholar 

  59. Taft TH, Carlson DA, Simons M, Zavala S, Hirano I, Gonsalves N, et al. Esophageal hypervigilance and symptom-specific anxiety in patients with eosinophilic esophagitis. Gastroenterology. 2021;161(4):1133-44. doi:https://doi.org/10.1053/j.gastro.2021.06.023

    Article  CAS  PubMed  Google Scholar 

  60. Taft TH, Riehl M, Sodikoff JB, Kahrilas PJ, Keefer L, Doerfler B, et al. Development and validation of the brief esophageal dysphagia questionnaire. Neurogastroenterol Motil. 2016;28(12):1854-60. doi:https://doi.org/10.1111/nmo.12889

    Article  CAS  PubMed Central  PubMed  Google Scholar 

  61. Pierce JL, Tanner K, Merrill RM, Miller KL, Kendall KA, Roy N. Swallowing disorders in Sjögren’s syndrome: prevalence, risk factors, and effects on quality of life. Dysphagia. 2016;31(1):49-59. doi:https://doi.org/10.1007/s00455-015-9657-7

    Article  PubMed  Google Scholar 

  62. Roy N, Tanner KM, Merrill RM, Wright C, Pierce JL, Miller KL. Epidemiology of swallowing disorders in rheumatoid arthritis: prevalence, risk factors, and quality of life burden. Ann Otol Rhinol Laryngol. 2018;127(9):577-87. doi:https://doi.org/10.1177/0003489418780136

    Article  PubMed  Google Scholar 

Download references

Funding

Duke Pepper Older Americans Independence Center (NIA P30AG028716) and US Department of Veterans Affairs Rehabilitation Research and Development Service Program (Grant IK2RX002348).

Author information

Authors and Affiliations

Authors

Contributions

D.A.L.: project concept/design; data interpretation; drafting of the manuscript; critical revision for important intellectual content; approval of the final draft.

H.N.J.: project concept/design; data interpretation; critical revision for important intellectual content; approved final draft.

R.N.: project concept/design; data analysis and interpretation; critical revision for important intellectual content; approved final draft.

K.N.P.S.: project concept/design; critical revision for important intellectual content; approved final draft.

C.F.P.: project concept/design; data analysis and interpretation; critical revision for important intellectual content; approved final draft.

S.M.C.: Project concept/design; data interpretation; critical revision for important intellectual content; approved final draft.

Writing Assistance

None utilized.

Corresponding author

Correspondence to David A. Leiman MD, MSPH.

Ethics declarations

Conflict of Interest:

D.A.L. (none), H.N.J. (none), R.N. (none), K.N.P.S. (Abbott Nutrition Health Institute, Speakers Bureau), C.F.P. (none), S.M.C. (none).

Guarantor of the Article:

David A. Leiman, MD, MSHP.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Below is the link to the electronic supplementary material.

Supplementary file1 (DOCX 21 KB)

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Leiman, D.A., Jones, H.N., North, R. et al. Self-Reported Dysphagia and Psychosocial Health Among Community-Dwelling Older Adults: Results of a National Study. J GEN INTERN MED 38, 3329–3338 (2023). https://doi.org/10.1007/s11606-023-08232-1

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11606-023-08232-1

KEY WORDS

Navigation