# Perfect elimination orderings for symmetric matrices

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## Abstract

We introduce a new class of structured symmetric matrices by extending the notion of perfect elimination ordering from graphs to weighted graphs or matrices. This offers a common framework capturing common vertex elimination orderings of monotone families of chordal graphs, Robinsonian matrices and ultrametrics. We give a structural characterization for matrices that admit perfect elimination orderings in terms of forbidden substructures generalizing chordless cycles in graphs.

### Keywords

Chordal graph Perfect elimination ordering Unit interval graph Ultrametric Shortest path metric Robinson matrix## 1 Introduction

We introduce a new class of structured matrices by ways of *perfect elimination orderings*, an extension to weighted graphs of the classical notion of perfect elimination ordering for graphs. This offers a common framework for the study of (adjacency matrices of) chordal graphs (and their metric powers) as well as for ultrametrics and Robinsonian (dis)similarity matrices.

Recall that a graph \(G=(V,E)\) is *chordal* when it does not contain a chordless cycle of length at least 4, where a cycle \(C=(v_1,\ldots , v_p)\) in *G* is said to be *chordless* if *C* is an induced subgraph of *G*, i.e., if none of the pairs \(\{v_i,v_j\}\) for \(|i-j| \ge 2\) (indices taken modulo *p*) is an edge of *G*. Chordal graphs appear as tractable or well-behaved cases in many optimization problems (see, e.g., [15, 16]). This is often due to their equivalent characterization in terms of perfect elimination orderings. A linear order \(\pi \) of *V* is called a *perfect elimination ordering* of *G* if, for any vertices \(x,y,z\in V\) such that \(x<_\pi y<_\pi z\), \(\{x,y\},\{x,z\}\in E\) implies \(\{y,z\}\in E\). It is a well known fact that *G* is chordal if and only if *G* has a perfect elimination ordering [7, 13].

*V*is a

*perfect elimination ordering of A*if it satisfies the following

*three-points condition*

*G*both notions of perfect elimination orderings of \(A_G\) and perfect elimination orderings of

*G*coincide.

*V*,

*d*) and its associated distance matrix \(D\in {\mathcal {S}}^V\) (with entries \(D_{xy}=D_{yx}=d_{xy}\) for \(x\ne y\) and \(D_{xx}=0\) for \(x,y\in V\)), a perfect elimination ordering of the matrix \(A=-D\) is a linear order \(\pi \) of

*V*satisfying

*V*,

*d*) is an ultrametric if the inequality in (2) holds for

*all*elements \(x,y,z\in V\). In other words we have the following connection.

### Lemma 1

Let (*V*, *d*) be a distance space with distance matrix *D*. Then (*V*, *d*) is an ultrametric if and only if every linear ordering of *V* is a perfect elimination ordering of the matrix \(-D\).

*A*is called a

*Robinsonian similarity matrix*if there exists a linear order \(\pi \) of

*V*satisfying the following three-points condition:

*Robinson ordering*of

*A*. In the context of distances, a matrix

*D*is called a

*Robinsonian dissimilarity matrix*when \(A=-D\) is a Robinsonian similarity matrix. Robinsonian matrices have a long history and play an important role in classification problems in data science, in particular in ranking problems [12] and in the seriation problem (introduced by the archeologist Robinson [24] for chronological dating) (see, e.g., [20]). There the goal is to order (seriate) a set of objects, given through their pairwise (dis)similarities, in such a way that two objects are ranked close to each other if they have a large correlation/similarity (or a small dissimilarity).

It is a classical observation by Roberts [22] that the adjacency matrix of a graph *G* is Robinsonian if and only if *G* is a unit interval graph, i.e., its vertices can be labeled by unit intervals on a line so that adjacent vertices receive intersecting intervals. Clearly, the condition (3) implies (1) and thus any Robinson ordering of *A* is a perfect elimination ordering of *A*. For adjacency matrices of graphs, this corresponds to the fact that unit interval graphs are chordal graphs. So Robinsonian matrices are weighted graph analogues of unit interval graphs and this fact formed the motivation for the present work to investigate weighted analogues of chordal graphs.

There is a well known structural characterization of unit interval graphs in terms of minimal forbidden substructures (namely, claws and asteroidal triples; see [14, 22]). An analogous structural characterization was given in [19] for Robinsonian matrices (by extending the notion of asteroidal triple to weighted graphs). For chordal graphs the minimal forbidden substructures are the chordless cycles. This raises the natural question of understanding the minimal forbidden substructures for the class of matrices admitting a perfect elimination ordering. A main contribution of this note is to provide such a structural characterization, in terms of weighted chordless walks, a new key notion which we will introduce below (see Theorem 1).

The paper is organized as follows. Sections 2.1 and 2.2 contain definitions and preliminary results about vertex elimination orderings and simplicial vertices. In Sect. 2.3 we present our main structural result (Theorem 1) for matrices admitting a perfect elimination ordering. In Sect. 2.4 we discuss related notions: common perfect elimination orderings of powers of chordal graphs, distance-preserving elimination orderings of shortest path distance matrices, and conclude with a brief discussion of other graph properties that could be extended to matrices and of related recognition algorithms. The last Sect. 3 is devoted to the proof of our main structural result in Theorem 1.

## 2 Perfect elimination orderings of matrices

### 2.1 Perfect elimination orderings and simplicial elements

*simplicial vertex*of

*G*if its neighbors form a clique of

*G*. Then an order \(\pi \) of

*V*is a perfect elimination ordering of

*G*if and only if each vertex

*v*is simplicial in \(G[\{x\in V: v\le _\pi x\}]\), the subgraph of

*G*induced by the nodes coming after

*v*in \(\pi \). In the same way, given a matrix \(A\in {\mathcal {S}}^V\), an element \(v\in V\) is said to be

*simplicial in A*if

*V*is a perfect elimination ordering of

*A*precisely when each \(v\in V\) is simplicial in \(A[\{x\in V: v\le _\pi x\}]\), the principal submatrix of

*A*indexed by the elements coming after

*v*in \(\pi \). We next observe that simplicial elements are precisely those coming first in some perfect elimination ordering.

### Lemma 2

Assume \(A\in {\mathcal {S}}^V\) has a perfect elimination ordering and let \(v\in V\). Then, *v* is simplicial for *A* if and only if there exists a perfect elimination ordering of *A* with *v* as first element.

### Proof

The ‘if’ part is clear. We show the ‘only if part’ by induction on the size *n* of *A*. The case \(n=3\) is clear. Assume now that \(n\ge 4\) and *a* is simplicial for *A* and consider a perfect elimination ordering \(\pi \) of *A* starting at \(b\ne a\). Then we know that *b* is simplicial in *A*. Consider the submatrix \(A'\) induced by \(V{\setminus }\{b\}\). Then \(A'\) still has a perfect elimination ordering and *a* is still simplicial in \(A'\). Hence, by the induction assumption, there exists a perfect elimination ordering \(\pi '\) of \(A'\) starting at *a*, say \(\pi '=(a,u,\ldots , w).\) We consider the ordering \(\tilde{\pi }=(a,b,u,\ldots , w)\) obtained by inserting *b* between *a* and *u*. We claim that \(\tilde{\pi }\) is a perfect elimination ordering of *A*, that is, \(A_{yz}\ge \min \{A_{xy},A_{xz}\}\) for all \(x<_{\tilde{\pi }} y<_{\tilde{\pi }} z\). This is true if \(b\not \in \{x,y,z\}\) since \(\pi '\) is a perfect elimination ordering. Assume now that \(b\in \{x,y,z\}\). Then \(b\ne z\) (as *b* is second in \(\tilde{\pi }\)). If \(b=x\) then the desired inequality follows from the fact that *b* is simplicial in *A*. Finally, if \(b=y\) then \(x=a\) and the desired inequality follows from the fact that *a* is simplicial in *A*. \(\square \)

### 2.2 Common perfect elimination orderings

*level graph*\(G_\ell =(V,E_\ell )\), whose edges are the pairs \(\{x,y\}\) with \(A_{xy}\ge \alpha _\ell \). Thus, \((V,E_0)\) is the complete graph on

*V*(i.e., \(A_{G_0}\) is the all-ones matrix) and \(E_L\subseteq \cdots \subseteq E_1\). It is easy to check that (up to shifting all entries of

*A*by \(\alpha _0\) and assuming all its diagonal entries are zero)

*A*can be decomposed as a conic combination of the adjacency matrices of its level graphs:

### Lemma 3

A matrix \(A\in {\mathcal {S}}^V\) has a perfect elimination ordering if and only if there exists an ordering \(\pi \) of *V* which is a common perfect elimination ordering of all the level graphs of *A*.

In other words, a necessary condition for *A* to have a perfect elimination ordering is that all its level graphs be chordal, however for finding a perfect elimination ordering of *A* one needs to find an ordering which is a perfect elimination ordering *simultaneoulsy* for all its level graphs.

Clearly we may assume without loss of generality that \(\alpha _0=0\). Moreover, the exact values of \(\alpha _0,\ldots ,\alpha _L\) are not important (as long as they are strictly increasing). For instance, *A* has a perfect elimination ordering if and only if the matrix \(\widetilde{A}= \sum _{\ell =1}^L A_{G_{\ell }}\) does too. Hence the question whether a matrix has a perfect elimination ordering is equivalent to asking whether a finite *monotone* family of graphs \(G_1\supseteq G_2\supseteq \dots \supseteq G_L\) admits a common perfect elimination ordering. We will come back to this in Sect. 2.4.1.

Finally observe that any *arbitrary* order of *V* is a perfect elimination ordering of *A* precisely when all its level graphs are disjoint unions of cliques. Such (similarity) matrices *A* correspond thus to distance matrices *D* of ultrametrics, via the correspondence \(A=-D\).

### 2.3 Structural characterization of matrices with perfect elimination orderings

We now describe the structural obstructions for the symmetric matrices admitting a perfect elimination ordering. First we introduce some notation.

A *walk* is an ordered sequence \(W=(v_0,v_1,\ldots , v_p)\) of elements of *V*. Then we set \(V(W)=\{v_0,v_1,\ldots ,v_p\}\), \(I(W)=\{v_i: 1\le i\le p-1\}\) is the set of *internal* elements of *W*, \(v_0\) and \(v_p\) are its *end points*. The walk *W* is said to be *closed* if \(v_0=v_p\) and the walk *W* is said to be *self-contained* if \(I(W)=V(W)\). A closed walk is called a *cycle* if \(v_0,{v_1},\ldots , v_{p-1}\) are all distinct.

*weighted chordless*in

*A*if

*W*is said to be a

*weighted chordless cycle*in

*A*if

*W*is a cycle which, in addition to (6), also satisfies the inequality

*y*,

*x*,

*z*) is weighted chordless precisely when the triple (

*x*,

*y*,

*z*) violates the inequality in (1) and thus its internal element

*x*cannot come before both

*y*,

*z*in any perfect elimination ordering of

*A*.

It is useful to compare with the notion of chordless cycle in graphs. Let \(A=A_G\) be the adjacency matrix of a graph \(G=(V,E)\). Then, a walk \(W=(v_1,\ldots ,v_p)\) is *weighted chordless* in \(A_G\) precisely when all the 2-chords \(\{v_i,v_{i+2}\}\) (\(1\le i\le p-2\)) are not edges of *G*. Therefore, either *W* is an induced walk in *G* (i.e., none of the chords \(\{v_i,v_j\}\) (\(1\le i\), \(i+2\le j\le p\)) is an edge of *G*), or *W* contains a chordless cycle of *G* (meaning *V*(*W*) contains a subset inducing a chordless cycle in *G*). In particular, if *W* is a weighted chordless cycle in \(A_G\) then *W* is equal to or contains a chordless cycle of *G*.

By definition, chordal graphs are exactly the graphs that have no chordless cycle of length at least 4. It is natural to ask whether a similar structural characterization holds for matrices. We start with some easy observations.

### Lemma 4

Consider a matrix \(A\in {\mathcal {S}}^V\). If (i) *A* has a perfect elimination ordering then (ii) *A* has no weighted chordless cycle, which in turn implies that (iii) every level graph of *A* is a chordal graph.

### Proof

(i) \(\Longrightarrow \) (ii): Assume \(\pi \) is a perfect elimination ordering of *A*, *W* is a weighted chordless cycle in *A* and \(v_i\) is the element of *W* coming first in \(\pi \). As \((v_{i-1},v_i,v_{i+1})\) is a weighted chordless walk we get a contradiction.

(ii) \(\Longrightarrow \) (iii): Assume \(C=(v_1,\ldots ,v_p)\) is a chordless cycle in some level graph \(G^{(l)}\) of *A*, i.e., \(A_{v_iv_{i+1}}\ge \alpha _l\) for \(i=1,\ldots ,p\), while \(A_{v_iv_j}<\alpha _l\) whenever \(|i-j|\ge 2\). Then *C* is a weighted chordless cycle in *A*, contradicting (ii). \(\square \)

*W*is

*self-contained*if \(V(W)=I(W)\). More generally, a family \(\{W_1,\ldots ,W_k\}\) of walks is

*self-contained*if \(\cup _{h=1}^k V(W_h)=\cup _{h=1}^k I(W_h)\). Figure 2 gives an example having no simplicial vertex and also no self-contained weighted chordless walk, so forbidding a single self-contained chordless walk is not sufficient to guarantee a perfect elimination ordering; we need to forbid families of them.

### Lemma 5

If \(A\in {\mathcal {S}}^V\) has a self-contained family of weighted chordless walks, then *A* does not have a perfect elimination ordering.

### Proof

Same proof as for the implication (i) \(\Longrightarrow \) (ii) in Lemma 4. \(\square \)

### Lemma 6

Assume \(A\in {\mathcal {S}}^V\) does not contain any self-contained family of weighted chordless walks. Then *A* has a simplicial vertex.

### Proof

Suppose for contradiction that *A* does not have a simplicial vertex. That is, for any \(x\in V\) there exist \(y\ne z\in V{\setminus }\{x\}\) such that \(A_{yz}<\min \{A_{xy},A_{xz}\},\) i.e., \(P_x:=(y,x,z)\) is a weighted chordless walk. Then we have a self-contained family \(\{P_x: x\in V\}\) of weighted chordless walks in *A*. \(\square \)

### Corollary 1

A matrix \(A\in {\mathcal {S}}^V\) has a perfect elimination ordering if and only if there does not exist a self-contained family of weighted chordless walks in *A*.

### Proof

The ‘only if’ part is shown in Lemma 5. We now show the ‘if part’, using induction on the size *n* of *A*. The base case \(n\le 3\) is trivial. So let us assume that *A* has size \(n\ge 4\). In view of Lemma 6, *A* has a simplicial vertex \(v_1\). Consider now the principal submatrix \(A_1\) of *A* indexed by \(V{\setminus } \{v_1\}\). By the induction assumption, \(A_1\) has a perfect elimination ordering \(\pi _1\). Then, appending \(v_1\) as first element before \(\pi _1\), we get the ordering \(\pi =(v_1,\pi _1)\) of *V*, which is a perfect elimination ordering of *A*. This concludes the proof. \(\square \)

The argument used in the proof of Lemma 6 is the matrix analogue of the well known fact that a graph has no simplicial vertex if and only if each vertex is the midpoint of an induced \(P_3\) (a path with three vertices). Dirac’s theorem informally says that some of these induced \(P_3\)’s can be assembled to form a chordless cycle. As a matrix analogue, we will show that it suffices to exclude self-contained *pairs of two* weighted chordless walks. This is our main structural characterization result, which we will prove in Sect. 3 below, since the technical details are more involved.

### Theorem 1

A symmetric matrix *A* has a perfect elimination ordering if and only if *A* has no self-contained pair of weighted chordless walks.

Note that the matrix from Figure 2 has a self-contained pair of two weighted chordless walks, namely \(W_1=(6,2,1,3,6)\) and \(W_2=(1,4,6,5,1)\) (note that \(6\in I(W_2)\) and \(1\in I(W_1)\)).

### 2.4 Applications and related concepts

#### 2.4.1 Common perfect elimination orderings of powers of chordal graphs

Given a graph \(G=(V,E)\) let \(d_G\) be its shortest path metric, with associated distance matrix \(D_G\). For a positive integer *k*, the *k-th power* \(G^k\) is the graph on *V*, whose edges are the pairs \(\{u,v\}\) with distance \(d_G(u,v)\le k\). So we have a monotone graph family: \(G^1\subseteq \cdots \subseteq G^k\). Duchet [9] shows that if \(G^k\) is chordal then so is \(G^{k+2}\). Hence if *G* and \(G^2\) are chordal then all powers of *G* are chordal. Dragan et al. [8] prove that if *G* and \(G^2\) are chordal then they admit a common common perfect elimination ordering (see also [2, Thm 5]), and Brandstäd et al. [1] prove that, for any integers \(i_1,\dots , i_k\), \(G^{i_1}, \dots , G^{i_k}\) admit a common elimination ordering if they are all chordal. Consequently, the following holds.

### Theorem 2

(Brandstäd, Chepoi and Dragan [1]) If *G* and \(G^2\) are chordal, then all the powers of *G* admit a common perfect elimination ordering.

This theorem has an interesting implication in our context: the reverse direction of Lemma 4 is true for the shortest path distance matrix \(D_G\) of a graph.

### Corollary 2

*G*be an undirected graph and let \(D_G\) be its shortest path distance matrix. Then the following assertions are equivalent.

- (i)
\(-D_G\) has a perfect elimination ordering;

- (ii)
\(-D_G\) has no weighted chordless cycle;

- (iii)
Every level graph of \(-D_G\) is chordal;

- (iv)
*G*and \(G^2\) are chordal.

### Proof

This follows from Lemma 4 and Theorem 2 after observing the correspondence between the adjacency matrices of the powers of *G* and the level graphs of \(-D_G\). \(\square \)

This result does not extend to shortest path distance matrices of weighted graphs. For this consider the matrix *A* from Figure 2 and define the matrix \(D=(3-A_{xy})_{x,y\in [6]}\). Then *D* is a shortest path distance matrix (for the weights \(D_{xy}\)), but \(-D\) has no perfect elimination ordering and no weighted chordless cycle.

#### 2.4.2 Distance-preserving elimination orderings

Here we point out a link between perfect elimination orderings and the following notion of distance-preserving ordering considered by Chepoi [5]. For a graph \(G=(V,E)\), a linear ordering \(v_1,\dots , v_n\) of *V* is called a *distance-preserving elimination ordering* if for each \(i\in [n]\) the subgraph \(G_i\) of *G* induced by \(\{v_i, \dots , v_n\}\) is *isometric*, i.e., \(d_{G_i}\) coincides with the restriction of \(d_G\) to \(\{v_i, \dots , v_n\}\). This notion can be naturally generalized to weighted graphs: Given nonnegative edge weights \(w\in \mathfrak {R}^E\) the shortest path metric of (*G*, *w*) is denoted by \(d_{(G,w)}\), and a linear ordering \(v_1,\dots , v_n\) of *V* is a *distance-preserving elimination ordering* of (*G*, *w*) if for each \(i\in [n]\) the weighted subgraph \((G_i, w)\) is *isometric*, i.e., \(d_{(G_i,w)}\) coincides with the restriction of \(d_{(G,w)}\) to \(\{v_i,\ldots ,v_n\}\).

We may identify the weighted graph (*G*, *w*) with the symmetric matrix \(W\in {\mathcal {S}}^V\) given by \(W_{xy}=w_{xy}\) for \(\{x,y\}\in E(G)\) and \(W_{xy}=M\) for \(\{x,y\} \notin E\) for some sufficiently large positive number *M*.

### Proposition 1

Let (*G*, *w*) be a graph with nonnegative edge weights *w* and corresponding weight matrix \(W\in {\mathcal {S}}^V\). Any perfect elimination ordering of \(-W\) is a distance-preserving elimination ordering of (*G*, *w*).

### Proof

*G*,

*w*). Let

*i*be the smallest integer such that \(d_{(G_{i+1}, w)}\) is not equal to the restriction of \(d_{(G,w)}\) to \(\{v_{i+1}, \dots , v_n\}\). Then there exist \(v_j, v_k\) with \(i<j<k\) such that \(d_{(G_{i+1},w)}(v_j,v_k)>d_{(G_i,w)}(v_j,v_k)\) and thus every shortest path

*P*between \(v_j\) and \(v_k\) in \((G_i,w)\) passes through \(v_i\). Let

*P*be such a path, say \(P=(v_j,\ldots ,v_{r},v_i,v_{s},\ldots ,v_k)\). As \(\pi \) is a perfect elimination ordering of \(-W\) we have \(W_{v_{r}v_{s}}\le \max \{W_{v_iv_{r}},W_{v_iv_{s}}\}\) and thus

The reverse direction is not true in general, even for \(\{0,1\}\) matrices.

#### 2.4.3 Outlook about other structured matrices and recognition algorithms

We conclude with some observations about possible further extensions of graph properties to symmetric matrices and about recognition algorithms.

We present in this paper a matrix analogue of chordal graphs, motivated by the fact that Robinsonian matrices give a matrix analogue of unit interval graphs. The key point in both cases is that chordal and unit interval graphs can be defined by a three-points condition on their adjacency matrix. We now mention two more graph classes that would also fit within this pattern: interval and cocomparability graphs.

*interval graph*if and only if there is a linear ordering \(\pi \) of

*V*such that \(\{x,z\}\in E\) implies \(\{y,z\}\in E\) for all \( x<_{\pi } y <_{\pi } z\) [21]. Hence one may define an

*interval matrix*

*A*to be a matrix \(A\in {\mathcal {S}}^V\) whose index set

*V*admits a linear ordering \(\pi \) such that

*G*is a

*cocomparability graph*if and only if there is a linear ordering \(\pi \) of

*V*such that \(\{x,z\}\in E\) implies \(\{x,y\}\in E\) or \(\{y,z\}\in E\) for all \(x<_{\pi } y <_{\pi } z\) [17]. Hence one may define a

*cocomparability matrix*

*A*to be a matrix \(A\in {\mathcal {S}}^V\) whose index set

*V*admits a linear ordering \(\pi \) such that

As shown in [19] the structural characterization of unit interval graphs in terms of minimal forbidden structures extends naturally to the matrix setting and in this paper (Theorem 1) we provide such an extension for chordal graphs. Establishing such extensions for interval and cocomparability matrices, or a more general theory for generalizing structural characterizations from graphs to matrices, is an interesting open problem which we leave for further research.

On the algorithmic side, one has the question of finding a perfect elimination ordering of an \(n\times n\) symmetric *A* (if some exists). Clearly, one can find a simplicial element in *A* in \(O(n^3)\) operations and thus one can find a perfect elimination ordering of *A* in \(O(n^4)\) operations (or decide that none exists). This raises the question of finding a more efficient algorithm.

There are two well-known linear time algorithms for recognizing chordal graphs (and finding perfect elimination orderings): *lexicographic breadth-first search* (Lex-BFS) [23] and *maximum cardinality search* (MCS) [26]. A natural question is whether these algorithmic techniques can be extended to matrices.

Corneil [6] gives an algorithm for recognizing unit interval graphs based on three sweeps of Lex-BFS. In [18] a weighted generalization of Lex-BFS, called *Similarity First Search (SFS)*, is introduced, which applies to symmetric matrices. It is shown in [18] that *n* sweeps of SFS can recognize Robinsonian matrices of size *n* by returning a Robinson ordering. It is natural to ask whether SFS can also be used to find perfect elimination orderings.

In [3] it is shown that Lex-BFS can find a common perfect elimination ordering of the powers of a chordal graph *G* (assuming \(G^2\) is chordal). Hence, in view of Corollary 2, if *D* is a shortest path distance matrix, then a single sweep of SFS finds a perfect elimination ordering of \(-D\). However it is not difficult to construct a symmetric matrix for which a single sweep of SFS does not suffice to find a perfect elimination ordering. This thus raises the question whether one can find perfect elimination orderings of matrices using multiple sweeps of SFS.

A generalization of MCS is proposed in the proof of Theorem 2 in [1], which can be adapted to the matrix setting. But it is not difficult to find a symmetric matrix for which this generalized MCS cannot find a perfect elimination ordering in just one sweep. Again one may ask whether a multi-sweep type variant of MCS can find a perfect elimination ordering.

In this context note that it is shown recently in [10] that *n* sweeps of Lex-BFS permit to find elimination orderings certifying cocomparability graphs.

Finally, one may also ask to find *all* perfect elimination orderings of a symmetric matrix. In the graph case an efficient algorithm is given in [4] (see also [25]). It is an interesting question whether these methods extend to the general matrix setting.

## 3 Proof of Theorem 1

In this section we prove Theorem 1. By Lemma 5, if a matrix *A* contains a self-contained pair of weighted chordless walks then it has no perfect elimination ordering, hence it remains to show the converse implication. A first easy observation is that it in fact suffices to show the existence of a simplicial vertex. Indeed, Theorem 1 follows easily from the next result (using induction on the size of the matrix).

### Theorem 3

If a matrix *A* has no self-contained pair of weighted chordless walks then *A* has a simplicial vertex.

We will in fact prove a stronger result (Theorem 4 below). Before stating this stronger result we introduce some notation and preliminary facts. Throughout we let *A* be a symmetric matrix indexed by a finite set *V*.

### Definition 1

Set \(\min A=\min \{A_{xy}: x\ne y \in V\}\). Given \(X,Y\subseteq V\) we say that (*X*, *Y*) is a *separation* of *A* if \(X{\setminus } Y, Y{\setminus } X\ne \emptyset \) and \(A_{xy}=\min A\) for all \(x\in X{\setminus } Y\) and \(y\in Y{\setminus } X\).

### Lemma 7

Let (*X*, *Y*) be a separation of *A*. If \(x\in X{\setminus } Y\) is a simplicial vertex of *A*[*X*] then *x* is a simplicial vertex of *A*, where *A*[*X*] denotes the principal submatrix of *A* indexed by *X*.

### Proof

Let \(u,v\in V\), we show that \(A_{uv} \ge \min \{A_{ux},A_{vx}\}\). This is true when (say) \(u\in Y{\setminus } X\) since then \(A_{xu}=\min A\), and also when \(u,v\in X\) because *x* is simplicial in *A*[*X*]. \(\square \)

### Lemma 8

*X*,

*Y*) of

*A*for which the following property holds for each \(Z\in \{X,Y\}\):

*X*,

*Y*) of

*A*separating

*a*,

*b*(i.e., \(a\in X{\setminus } Y\), \(b\in Y{\setminus } X\) or vice versa) and (P) holds for \(u\in \{a,b\}\).

### Proof

Let \(G=(V,E)\) be the graph on *V* whose edges are the pairs \(\{x,y\}\) with \(A_{xy}>\min A\). If *G* is not connected and \(C_1,\ldots , C_t\) (\(t\ge 2\)) denote its connected components then we may set \(X=C_1\) and \(Y=V{\setminus } C_1\).

Assume now that *G* is connected. Let *S* be a minimal vertex separator of *G* and let \(C_1,\ldots ,C_t\) be the connected components of \(G[V{\setminus } S]\). Fix \(s\in S\). As \(S{\setminus } \{s\}\) is a not a vertex separator of *G* it follows that *s* is adjacent to at least one vertex in each component \(C_i\). Hence for any \(x\in C_i\) there is a path from *x* to *s* in \(G[C_i\cup \{s\}]\) and if we choose this path shortest possible then either it consists of a single edge or it provides a weighted chordless walk from *x* to *s* in *A* which is contained in \(C_i\cup \{s\}\) and thus internally vertex-disjoint from *S*. Thus the lemma holds if we set, e.g., \(X=C_1\) and \(Y=V{\setminus } C_1\).

Finally if we are given a pair *a*, *b* with \(A_{ab}=\min A\) then choosing *S* to be a minimal \((a,b)-\)vertex separator in *G* and \(C_1\) the component containing *a* gives the final statement. \(\square \)

### Definition 2

A walk *W* is said to be a *critical walk* of *A* if *W* is a closed weighted chordless walk whose end point \(v_0\) is simplicial in *A* and there exists an internal element \(u\in I(W)\) such that \(A_{v_0u}=\min A\).

A walk *W* is said to be *rooted in a set * \(S\subset V\) if the end points of *W* belong to *S* and the internal elements of *W* belong to \(V{\setminus } S\) with \(I(W)\ne \emptyset \).

We can now formulate the following stronger result.

### Theorem 4

*A*has no self-contained pair of weighted chordless walks then it satisfies at least one of the following two properties (A) or (B):

Clearly both properties (A) and (B) imply the existence of a simplicial vertex, hence Theorem 4 does indeed imply Theorem 3 (and thus in turn Theorem 1). The following lemma will provide the main technical ingredient for the proof of Theorem 4.

### Lemma 9

*X*,

*Y*) be a separation of

*A*satisfying the property (P) from Lemma 8. Assume that every proper (i.e., distinct from

*A*) principal submatrix of

*A*satisfies (A) or (B). Then each \(Z\in \{X,Y\}\) satisfies at least one of the following two properties (P1), (P2):

### Proof

*A*[

*X*] satisfies (P1) or (P2) (same reasoning for

*A*[

*Y*]). For this we will iteratively construct a sequence of subsets \(Z_0=X,Z_1,\ldots ,Z_k\) which is strictly monotone: \(Z_0 \supset \cdots \supset Z_i\supset \cdots \supset Z_k\) and satisfies the following two properties (Q1)-(Q2) for all \(0\le i\le k\):

*A*[

*X*]. To see this consider the (proper) submatrix \(A[Z_k]\), which by assumption satisfies (A) or (B). Assume first \(A[Z_k]\) satisfies (B). Then there are distinct simplicial elements

*u*,

*v*in \(A[Z_k]\). At least one of them, say

*u*, belongs to \(Z_k{\setminus } Y\). Then by (Q2) we know that

*u*is simplicial in

*A*[

*X*] and thus (P1) holds for

*A*[

*X*]. Assume now \(A[Z_k]\) satisfies (A). Then there is a critical walk

*W*in \(A[Z_k]\). If its end point \(v_0\) belongs to \(Z_k{\setminus } Y\) then \(v_0\) is critical in

*A*[

*X*] (again by (Q2)) and thus (P1) holds for

*A*[

*X*]. Assume now \(v_0\in Y\). Then as \(|Z_k\cap Y|=1\) the walk

*W*is in fact a weighted chordless walk rooted in \(X\cap Y\) and thus (P2) holds for

*A*[

*X*].

*A*[

*X*]. We start with \(Z_0=X\) which indeed satisfies (Q1)-(Q2). Suppose we have \(Z_{i-1}\) satisfying (Q1)-(Q2) and \(|Z_{i-1}\cap Y|\ge 2\). Consider the matrix \(A[Z_{i-1}]\). We claim that if (P1) and (P2) do not hold for

*A*[

*X*] then

*v*,

*w*be simplicial vertices in \(A[Z_{i-1}]\) with \(A_{vw}=\min A[Z_{i-1}]\). If at least one of the two vertices belongs to \(Z_{i-1}{\setminus } Y\), then (P1) follows by (Q2). Otherwise, as \(A_{uv}=\min A[Z_{i-1}]\), we get (10).

Assume next \(A[Z_{i-1}]\) satisfies (A) and let *W* be a critical walk in \(A[Z_{i-1}]\), so its end point \(v_0\) is simplicial in \(A[Z_{i-1}]\). If \(v_0\in Z_{i-1}{\setminus } Y\) then \(v_0\) is simplicial in *A*[*X*] (by (Q2)) and thus (P1) holds. Assume now \(v_0\in Z_{i-1}\cap Y\). As *W* is critical there exists an internal vertex \(u\in I(W)\) such that \(A_{v_0u}=\min A[Z_{i-1}]\). If \(u\in Y\) then (10) holds. Otherwise *W* contains a subwalk which is a weighted chordless walk rooted in \(X\cap Y\)and thus (P2) holds.

*C*,

*D*) be a separation of \(A[Z_{i-1}]\) separating

*v*and

*w*, as in Lemma 8, with (say) \(v\in C{\setminus } D\) and \(w\in D{\setminus } C\). Without loss of generality \(C\cap (V{\setminus }Y)\ne \emptyset \). Set \(Z_i=C\). Then \(Z_i\subset Z_{i-1}\) (since \(w\in Z_{i-1}{\setminus } C\)) and (Q1) holds for \(Z_i\). We claim:

*C*,

*D*) of \(A[Z_{i-1}]\) separating \(v,w\in Z_{i-1}{\setminus } (C\cap D)\) and \(z\in C\cap D\). Then either \(A_{zv}> \min A[Z_{i-1}]\) holds or there exists a weighted chordless walk \(W_1=(z,a,\ldots ,v)\) from

*z*to

*v*in \(A[Z_{i-1}]\) that is internally vertex-disjoint from \(C\cap D\); in the former case we set \(W_1=(z,v)\) (i.e., \(a=v\)). Analogously, either \(A_{zw}> \min A[Z_{i-1}]\) holds or there exists a weighted chordless walk \(W_2=(z,b,\ldots , w)\) from

*z*to

*w*internally vertex-disjoint from \(C\cap D\); in the former case set \(W_2=(z,w)\) (ie., \(b=w\)). Then \(a\in C{\setminus }D\) and \(b\in D{\setminus }C\), which implies \(A_{ab}=\min A[Z_{i-1}]\). From this it follows that the walk

*W*obtained by traveling first from

*v*to

*z*along the reverse of \(W_1\) and then from

*z*to

*w*along \(W_2\) is a weighted chordless walk in

*A*[

*X*]. By \(z\notin X\cap Y\) and \(v, w\in X\cap Y\) it contains at least one subwalk \(W_0\) which is a weighted chordless walk in

*A*[

*X*] rooted in \(X\cap Y\) and thus (P2) holds.

So we may now assume in addition that \((Z_{i-1}{\setminus }Y) \cap (C\cap D)=\emptyset \), we claim that \(Z_i=C\) satisfies (Q2). For this let \(x\in C{\setminus } Y\) simplicial in *A*[*C*], we show that *x* is simplicial in *A*[*X*]. Indeed, \(x\not \in D\) and thus *x* is simplicial in \(A[Z_{i-1}]\) (by Lemma 7) and also in *A*[*X*] (as \(A[Z_{i-1}]\) satisfies (Q2)). Hence \(Z_i=C\) satisfies (Q1)-(Q2), which concludes the proof. \(\square \)

With the help of Lemma 9 we can now prove Theorem 4.

### Proof

*(of Theorem* 4 *)* The proof is by induction on the size of the matrix *A*. So we may assume *A* has no self-contained pair of weighted chordless walks and every proper principal submatrix of *A* satisfies (A) or (B). Let (*X*, *Y*) be a separation of *A* satisfying property (P) of Lemma 8.

Assume first \(X\cap Y=\emptyset \). By the induction assumption *A*[*X*] satisfies (A) or (B), which implies that the same holds for *A* (since a simplicial vertex of *A*[*X*] is also simplicial in *A* in view of Lemma 7).

Assume now \(S=X\cap Y\ne \emptyset \). In view of Lemma 9 both *A*[*X*] and *A*[*Y*] satisfy (P1) or (P2). We distinguish three cases, depending on these possible combinations.

**Case 1: Both ** *A* **[** *X* **] and ** *A* **[** *Y* **] satisfy (P1)**. Hence there exist \(x\in X{\setminus } S\) which is simplicial in *A*[*X*] and \(y\in Y{\setminus } S\) which is simplicial in *A*[*Y*]. Then *x*, *y* are simplicial in *A* (by Lemma 7) with \(A_{xy}=\min A\) and thus (B) holds.

**Case 2: ** *A* **[** *X* **] satisfies (P1) and ** *A* **[** *Y* **] satisfies (P2) (or vice versa)**. So let \(x\in X{\setminus } S\) which is simplicial in *A*[*X*] and let \(Q=(v_1,v_2,\ldots ,v_{k-1},v_k)\) be a chordless walk in *A*[*Y*] which is rooted in *S* (i.e., \(v_1,v_k\in S\) and \(v_2,\ldots ,v_{k-1}\in Y{\setminus } S\) with \(k\ge 3\)). By property (P) there exist weighted chordless walks \(W_1=(x,\ldots ,u,v_1)\) from *x* to \(v_1\) (resp., \(W_2=(x,\ldots , v,v_k)\) from *x* to \(v_k\)) in *A*[*X*] which are internally vertex-disjoint from *S*, where we allow a walk \(W_1=(x,v_1)\) (resp., \(W_2=(x,v_k)\)) of length one, in which case \(A_{xv_1}>\min A\) (resp., \(A_{xv_k}>\min A\)). Consider the walk *W* obtained by concatenating the three walks \(W_1,Q,W_2\) in that order, that we may visualize as \(W=([x] W_1 [v_1] Q [v_k] W_2 [x])\) (where we insert the connection vertices between consecutive walks into brackets just to clarify the definition). Then *W* is a closed walk whose end point *x* is indeed simplicial in *A* (in view of Lemma 7). Moreover *W* is a weighted chordless walk in *A*. Indeed the only missing inequalities are \(A_{uv_2}<\min \{A_{uv_1},A_{v_1v_2}\}\) and \(A_{vv_{k-1}}<\min \{A_{vv_k},A_{v_kv_{k-1}}\}\) which do hold since \(A_{uv_2}=A_{vv_{k-1}}=\min A\) (as \(u,v\in X{\setminus } S\) and \(v_2,v_{k-1}\in Y{\setminus } S\)). Finally, we have \(A_{xv_2}=\min A\). Therefore *W* is a critical walk in *A* and thus (A) holds.

**Case 3: Both ** *A* **[** *X* **] and ** *A* **[** *Y* **] satisfy (P2)**. So let \(P=(u_1,u_2,\ldots , u_{l-1},u_l)\) (resp., \(Q=(v_1,v_2,\ldots ,v_{k-1},v_k)\)) be a chordless walk in *A*[*X*] (resp., in *A*[*Y*]), which are rooted in *S* (i.e., \(u_1,u_l,v_1,v_k\in S\), \(u_2,\ldots ,u_{l-1}\in X{\setminus } S\), and \(v_2,\ldots ,v_{k-1}\in Y{\setminus } S\) with \(k, l\ge 3\)). By property (P) there exist weighted chordless walks \(W_1=(v_2,\ldots , y,u_1)\) from \(v_2\) to \(u_1\) and \(W_2= (v_2,\ldots ,y',u_l)\) from \(v_2\) to \(u_l\) in *A*[*Y*] which are internally disjoint from *S* (where \(W_1\) and \(W_2\) may have length one as in Case 2). Then one can check (as in Case 2) that the concatenated walk \(W=([v_2] W_1 [u_1] P [u_l] W_2 [v_2])\) is a closed weighted chordless walk with \(v_2\) as only vertex which is not an internal element of *W*. Analogously, using again (P) we find weighted chordless walks \(W_3=(u_2,\ldots ,x,v_1)\) and \(W_4=(u_2,\ldots ,x',v_k)\) in *A*[*X*] which are internally disjoint from *S*. So the walk \(W'=([u_2] W_3 [v_1] Q [v_k] W_4 [u_2])\) is a weighted chordless walk in *A* with only \(u_2\) as non-internal element. Finally as \(v_2\) is an internal element of \(W'\) and \(u_2\) is an internal element of *W*, the two walks \((W,W')\) form a self-contained pair of weighted chordless walks in *A*, which contradicts the assumption on *A*. So we reach a contradiction and the proof is completed. \(\square \)

## Notes

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