In the case of the metallic nano-chain, one has to take into account the mutual affecting of nano-spheres in the chain. Assuming that we deal with the dipole \(\mathbf {D}(t)\) in the sphere located in the point \(\mathbf {r}\), then in the other place \(\mathbf {r}_0\) (the vector \(\mathbf {r}_0\) is fixed to the end of \(\mathbf {r}\)), this dipole causes electric and magnetic fields in the form as follows (including electro-magnetic retardation) [26, 32]:for \(\omega \)-Fourier component of the electric field,
$$\begin{array}{rll} \mathbf{E}_{\omega}&=&\mathbf{D}_{\omega}\left(\frac{(\omega /c)^{2}}{r_0}+\frac{i\omega /c}{r_{0}^{2}}-\frac{1}{r_{0}^{3}}\right) e^{i\omega r_{0/c}}\\ && +\mathbf{n}_{0}(\mathbf{n}_{0}\cdot \mathbf{D}_{\omega}) \left( -\frac{(\omega /c)^{2}}{r_{0}}-\frac{i3\omega /c}{r_{0}^{2}}+\frac{3}{r_{0}^{3}}\right) e^{i\omega r_{0/c}}\\ \end{array} $$
(13)
and for the magnetic field Fourier component,
$$ \mathbf{B}_{\omega}=i \omega/c (\mathbf{D}_{\omega}\times \mathbf{n}_{0}) \left(\frac{i\omega/c}{r_{0}}-\frac{1}{r_{0}^{2}}\right) e^{i\omega r_{0/c}} $$
(14)
where \(\mathbf {n}_{0}=\frac {\mathbf {r}_{0}}{r_{0}}\).
Near-Field Zone Approximation of Dipole Interaction in the Chain
To examine the role of the terms corresponding to the near-field zone (denominator with \(r_{0}^{3}\)), medium-field zone (denominator \(r_{0}^{2}\)), and far-field zone (denominator with \(r_{0}\)), let us first confine ourselves to the near-field zone dipole-type coupling. In this approximation, only electric field is present, and its form resolves itself to the static dipole-field formula,
$$ \begin{array}{l} \mathbf{E}(\mathbf{r},\mathbf{r}_{0},t)=\frac{1}{{r_{0}}^{3}}\left\{3\mathbf{n}_{0}\left(\mathbf{n}_{0} \cdotp\mathbf{D}\left(\mathbf{r},t-\frac{r_{0}}{c}\right)\right) -\mathbf{D} \left(\mathbf{r},t-\frac{r_{0}}{c}\right)\right\}\\ \end{array} $$
(15)
This allows for writing out the dynamical equation for plasmon oscillations at each nano-sphere of the chain, which can be numbered by integer l (d will denote the separation between nano-spheres in the chain, \(d>2a\); vectors \(\mathbf {r}\) and \(\mathbf {r}_{0}\) are collinear, if the origin is associated with one of nano-spheres in the chain). Note additionally that, as it follows from the numerical studies [9, 19], the dipole approximation of plasmon interaction in the nano-sphere chain is sufficiently accurate for \(d{} >{}3a\), when multipole interaction contribution can be neglected.
This dynamical equation attains the form,
$$\begin{array}{lll} &&\ddot{R}_{\alpha}(ld, \omega_{1} t) +R_{\alpha}(ld,\omega_{1}t) \\ &&\quad=\sigma_{\alpha}\frac{a^{3}}{d^{3}} \sum\limits_{m=-\infty,m\neq l}^{\infty} \frac{R_{\alpha}\left(md,\omega_{1} t-\frac{\omega_{1} d|l-m|}{c}\right)}{|l-m|^{3}} \\&& \qquad-\frac{2}{\tau_{0} \omega_{1}}\dot{R}_{\alpha}(ld,\omega_{1} t) +\frac{e}{ma{\omega_{1}}^{2}}E_{\alpha}(ld,\omega_{1} t) \end{array} $$
(16)
where \(R_{\alpha }(\omega _{1} t)=\frac {D_{\alpha }(\omega _{1}t/\omega _{1})}{eN_{e} a}\), dots indicate derivatives with respect to dimensionless \(t'=\omega _{1} t\) and \(\sigma _{\alpha }=\left \{\begin {array}{l}-1,\;for\;\alpha =x(y),\\2,\;for\;\alpha =z,\end {array}\right .\) is introduced to distinguish two polarizations of oscillations with respect to the chain orientation. The index \(\alpha \) enumerates polarizations, longitudinal and transversal ones with respect to the chain orientation (z axis). The first term of the r.h.s. in Eq. 16 describes the dipole-type coupling in near-field zone between nano-spheres, and the other two terms correspond to contribution due to plasmon attenuation (including the Lorentz friction linear term which can be next accounted for as described in the previous paragraph). Note that the similar approach, including only the near-field dipole coupling in the chain, was utilized also by Atwater group [4, 23].
The summation in the first term of the r.h.s. of the Eq. 16 can be explicitly performed in the manner as presented in Ref. [22], if one changes to the wave vector picture, taking advantage of the chain periodicity (in analogy to Bloch states in crystals with the reciprocal lattice of quasi-momentum), i.e.,
$$ R_{\alpha}(ld,t)=R_{\alpha}(k,t)e^{\mp ikld} , 0\leq k \leq\frac{2\pi}{d} $$
(17)
where \(\mp k\) correspond to two possible orientations of phase velocity (time factor is assumed as \(e^{-i\omega t - t/\tau }\)). Thus, the Eq. 16 can be rewritten (cf. Appendix) in the following form (the Lorentz friction term was represented similarly as in Eq. 11),
$$ \ddot{R}_{\alpha}(k_{\alpha},t\omega_{1})+ \tilde{\omega}_{\alpha}^{2} R_{\alpha}(k_{\alpha},t\omega_{1}) =-2\dot{R}_{\alpha}(k_{\alpha},t\omega_{1})\frac{1}{\tau_{\alpha} \omega_{1}}\\ $$
(18)
where
$$ \tilde{\omega}_{\alpha}^{2}= \left(\frac{\omega_{\alpha}}{\omega_{1}}\right)^{2}=1-2\sigma_{\alpha}\frac{a^{3}}{d^{3}}cos(k_{\alpha}d) cos\left(\frac{\omega_{p}d}{c\sqrt{3}}\right), $$
(19)
$$\begin{array}{rll} \frac{1}{\tau_{\alpha}\omega_{1}}&=&\frac{1}{\tau_{0}\omega_{1}}+\left(\frac{1}{3}+ \frac{\sigma_{\alpha}}{12}\right)\left(\frac{\omega_{pa}}{c\sqrt{3}}\right)^{3} +\sigma_{\alpha}\frac{a^{3}}{d^{3}}\left(\frac{\omega_{p} d}{c\sqrt{3}}\right)\\ &&- \left[\frac{\pi^{2}}{6}-\frac{\pi k_{\alpha}d}{2}+\frac{(k_{\alpha}d)^{2}}{4}\right]. \end{array} $$
(20)
Formula (20) expresses the attenuation rates for both polarizations. Two components of Eq. 20, for \(\alpha =x(y)\) and z, give these damping rates explicitly, and one can notice a remarkable property, that the effective attenuation rates could change their signs depending on values for d, a, and k. In Fig. 1, the regions of negative value for damping rates are marked (for both polarizations). These regions are shrinking with the growth of \(d/a\) and with the growth of a itself. For a larger than some critical value, these regions disappear: longitudinal modes for \(a>35 \) nm and transversal modes for \(a>48\) nm (for Au nano-spheres).
Using Eq. 19, one can calculate the group velocity of the plasmon polariton mode packet upon the near-field coupling approximation, in the following form,
$$ v_{\alpha}=\frac{d\omega_{\alpha}}{dk}=\omega_{1} \frac{\sigma_{\alpha}a^{3}\sin(kd) \cos\left(\frac{\omega_{1}d}{c}\right)}{d^{2}\sqrt{1-2\sigma_{\alpha}\frac{a^{3}}{d^{3}}\cos (kd)\cos\left(\frac{\omega_{1}d}{c}\right)}} $$
(21)
From this formula, it follows that the group velocity of the undamped or damped wave type collective plasmon excitation may attain different values depending on a, d, and k, as it is depicted in Fig. 3 (upper). With growing a, this velocity grows proportionally and diminishes with the separation of nano-spheres in the chain as \(\sim (d/a)^{-2}\). In Fig. 4 (upper), the dispersion of collective plasmons in the chain in the same near-field coupling approximation is plotted versus the wave vector and the separation of nano-spheres in the chain (for Au nano-spheres with the radius, \(a=10\) nm).
For the positive attenuation rate, one can expect ordinary damped plasmon polariton propagation, while in the case of the negative damping rate, the solution behaves differently revealing instability of the linear theory. The negative value of the damping rate indicates instability of the system, which is, however, unphysical artifact of the model, in view of energy conservation constraints. In other words, the continuous losses of plasmon oscillation energy due to scattering and irradiation would be instantly recovered by e–m influence of other nano-spheres in the chain. When this income would prevail losses, then the packet of corresponding modes would propagate without damping. The model of the near-field coupling admits such unphysical scenario, for losses lower than a certain threshold. For nano-spheres too small (with radii lower than ca. 3.5 nm [depending on the constant C in the formula for scattering damping rate], for Au particles), the scattering attenuation on particle boundaries, \(\sim \frac {C v_F}{2a\omega _1}\), is too high, similarly as irradiation losses, \(\sim \left (\frac {1}{3} +\frac {\sigma _{\alpha }}{12}\right )\left (\frac {\omega _{pa}}{c\sqrt {3}}\right )^3\), are above the required threshold for \(a>35(48)\) nm for longitudinal (transversal) modes. Thus outside the regions \(3.5<a<35(48)\) nm undamped longitudinal (transversal) modes in near-field coupling approximation do not occur regardless to separation in the chain. The chain separation, \(d/a\), influences the range of this undamped propagation additionally, which is illustrated in Fig. 1.
Medium- and Far-field Corrections to Near-field Dipole Interaction in the Chain
The above-described instability of the near-field coupling approach indicates that some other effects, essential for plasmon polariton attenuations, were not taken into account. The required correction can be linked with the form of dipole influence of other nano-spheres assumed previously in the form (15). To examine this instability of the near-field zone approach, the medium-field zone and far-field zone contributions must be taken into account. Thus, using the formula (13), one arrives at the inter-dipole interaction contribution to the oscillator equation on the lth nano-sphere (cf. Appendix),
$$\begin{array}{lll} && e^{\mp ikld} e^{-i\omega t} e^{-\tau t} R_{\alpha} (k)a^{3}\sum\limits_{n=-\infty, n\neq l}^{\infty} e^{\pm iknd}\\ &&\quad (F_{1}(|n|) +i F_{2}(|n|)) e^{i|n|\omega d/c} \end{array} $$
(22)
or
$$\begin{array}{lll} && e^{\mp ikld}e^{-i\omega t}e^{-\tau t} R_{\alpha} (k) 2a^{3}\sum\limits_{n=1, n\neq l}^{\infty} cos(knd)\\ &&\quad(F_1(|n|) +i F_{2}(|n|)) e^{i|n|\omega d/c} \end{array} $$
(23)
where
$$ F_{1}=\left\{ \begin{array}{l} \frac{(\omega/c)^{2}}{|n|d} -\frac{1}{|n|^{3} d^{3}}, \; for\;\; \alpha=x(y),\\ [8pt] \frac{2}{|n|^{3}d^{3} }, \;for\;\; \alpha=z \end{array}\right. $$
(24)
and
$$ F_{2}=\left\{ \begin{array}{l} \frac{\omega/c}{|n|^2d^2}, \; for\;\; \alpha=x(y),\\ [8pt] -\frac{2 \omega/c}{|n|^{2}d^{2}}, \;for\;\; \alpha=z \end{array}\right. $$
(25)
Employing the above formulae, one can write out the contributions to the real and imaginary parts of the dynamical equation, which give corrections to the frequency \(\omega _{\alpha }\) and to the damping rate \(\tau _{\alpha }\), respectively,
$$\begin{array}{lll} &&2a^{3}\sum\nolimits_{n} cos(knd) F_{1} cos(n\omega d/c)\\ &&\qquad - 2 a^{3}\sum_{n} cos(knd)F_{2} sin(n\omega d/c),\\ && -2a^{3}\sum_{n} cos(knd) F_{1} sin(n\omega d/c)\\ &&\qquad - 2a^{3}\sum_n cos(knd) F_{2} cos(n\omega d /c) \end{array} $$
(26)
These contributions to the frequency of plasmon polariton oscillations and to the corresponding damping term have the explicit form, for the longitudinal polarization (\(\alpha = z\)), corrections to the frequency and to the damping rate,
$$\begin{array}{lll} && a^{3} \left[2\sum\limits_{n} cos(knd) \frac{2}{n^{3}d^{3}} cos (n\omega d/c)\right.\\ && \qquad +2\sum\limits_{n} cos(knd)\left.\frac{2\omega/c}{n^{2}d^{2}} sin(n\omega d/c)\right] \end{array} $$
(27)
and
$$\begin{array}{lll} &&a^{3} \left[-2\sum\limits_{n} cos(knd) \frac{2}{n^{3}d^{3}} sin(n\omega d/c)\right.\\ &&\qquad+2\sum\limits_{n} cos(knd)\left.\frac{2\omega/c}{n^{2}d^{2}} cos(n\omega d/c)\right] \end{array} $$
(28)
and similarly for the transversal polarization (\(\alpha =x(y)\)),
$$\begin{array}{lll} && a^{3} \left[-2\sum_{n} cos(knd) \frac{2}{n^{3}d^{3}} sin(n\omega d/c)\right. \\ &&\qquad +2\sum_{n} cos(knd)\left.\frac{2\omega/c}{n^{2}d^{2}} cos(n\omega d/c)\right] \end{array}$$
(29)
and
$$ \begin{array}{l} a^{3} \left[-2\sum_{n} cos(knd) \left( \frac{(\omega/c)^{2}}{nd}-\frac{1}{n^{3}d^{3}}\right) sin(n\omega d/c)\right.\\ \qquad\left.-2\sum_{n} cos(knd) \frac{\omega /c}{n^{2}d^{2}} cos(n\omega d/c)\right].\\ \end{array} $$
(30)
To proceed with estimation of these contributions to the oscillator equation, one can apply perturbation iterative method of solution which in the first step resolves to substitution of \(\omega \) with free frequency \(\omega _{1}\) in the r.h.s. of the oscillatory equation, in the manner as described in the Appendix. The sums in the formulae for damping ratio contributions can be performed accurately [33] (for an arbitrary \(\omega \). including \(\omega =\omega _{1}\)), cf. Appendix. In the result, one obtains (for \(kd-\omega _{1} d/c>0\) and \(kd+\omega _{1} d/c<2\pi \)), for transversal polarization,
$$\begin{array}{lll} &&\frac{a}{d} \left(\frac{\omega_{1} a}{c}\right)^{2} (\omega_{1} d /c)+\frac{a^{2}}{d^{2}} \left(\frac{\omega_{1} a}{c} \right)\\ &&\quad\; \times \left[\pi^{2}/3 -\pi kd +(kd)^{2} /2+(\omega_{1} d/c)^{2}/6\right]\\ &&\quad\; -\frac{a^{2}}{d^{2}} \left(\frac{\omega_{1} a }{c}\right) \left[\pi^{2}/3 -\pi kd +(kd)^{2} /2 +(\omega_1 d/c)^{2} /2\right]\\ &&\qquad\; ={}\left(\frac{\omega_{1} a}{c}\right)^{3}{}-1/3 (\omega_{1} a /c)^{3}{}=2/3\left(\frac{\omega_{1} a}{c}\right)^{3}, \end{array} $$
(31)
and for longitudinal polarization,
$$ \begin{array}{l}-\dfrac{a^{3}}{d^{3}}2 \left(\dfrac{\omega_{1} d}{c}\right) \left[\pi^{2}/3 -\pi kd +(kd)^{2} /2 +(\omega_{1} d/c)^{2} /6\right] \\+\dfrac{a^{2}}{d^{2}} 2\left(\dfrac{\omega_{1} a }{c}\right) \left[\pi^{2}/3 -\pi kd +(kd)^{2} /2 +(\omega_{1} d/c)^{2} /2\right] \\=2/3 \left(\dfrac{\omega_{1} a}{c}\right)^{3}.\\\end{array} $$
(32)
(note again that in the above formulae substituting of \(\omega _{1}\) with \(\omega _{\alpha }\) gives their accurate form).
We see that for both polarizations, the instability disappeared (i.e., the contribution to damping rate does not change its sign, as it was in the case of sole near-field zone contribution [22]). The term with the denominator \(r^{2}\) (imaginary) [for transversal polarization also contributes the real term with the denominator r] exactly cancels the previous instable contribution of the term with the denominator \(r^{3}\) (real).
Simultaneously, the Lorentz friction \(\big (2/(\tau \omega _{1}) = 2/3\left ( \frac {\omega _{1} a}{c}\right )^{3}\big )\) is completely canceled by the above-calculated contribution to energy income from other nano-spheres in the chain, for both polarizations, but only when \(kd - \omega _{1} d/c>0\) and \(kd+\omega _{1} d/c<2\pi \), what is illustrated in Fig. 2. In other words, plasmon polaritons do not irradiate energy and dissipation of energy is only due to electron scattering—this confirms the previous numerical observations [9, 11, 12]. This perfect cancelation of the irradiation losses is exact in the first step of iterative perturbation procedure, when in both terms, corresponding to Lorentz friction and to energy income from other nano-spheres, the frequency is assumed as \(\omega _{1}\). In order to answer the question, whether this perfect quenching of radiation holds in general, i.e., for resonance frequency in the chain, \(\omega _{\alpha }\), one can notice that the accurate energy income is still given by Eqs. 31 and 32 with \(\omega _{1}\) changed for \(\omega _{\alpha }\). Simultaneously, the linear part of the Lorentz friction attains the exact form, \(2/3\left (\frac {\omega _{\alpha }a}{c}\right )^{3}\) (due to equality, \(\frac {\partial ^{3}R_{\alpha }}{\partial t^{3}}=-\omega _{\alpha }^{2} \frac {\partial R_{\alpha }}{\partial t}\), which is satisfied for \(R_{\alpha }\sim e^{-i \omega _{\alpha } t}\); the third co–factor with \(\omega _{\alpha }\), in the expression for the Lorentz friction results from \(1/\tau _{\alpha }= \omega _{\alpha }/(\tau _{\alpha }\omega _{\alpha })\)). Thus one can argue that the cancelation is perfect also in this case.
In this way, the propagation of plasmon polaritons along the discrete metallic nano-structure (the chain) resembles a well known phenomenon of plasmon polariton on the 2D interface between metal and dielectric [6–8]. The radiatively undamped propagation of plasmon polariton along the chain is a similar behavior, associated with concentration of e–m energy along the chain and with the group velocity ca. one order lower than c. All these properties are illustrated in Figs. 2, 3, and 4 (for parameters listed in Table 1). The metallic nano-chain behaves thus like an ideal wave-guide for plasmon polaritons suitable for arrangement of sub-diffraction circuits.
Table 1 Nano-sphere parameters assumed for calculation
One can also calculate the group velocity for both polarization modes. In approximate form, taking only the first term of quickly convergent sums with denominators \(n^{3}\) and \(n^{2}\), while the accurate singular far-field zone term, one can rewrite the dispersion relations (56) in Appendix as follows:
$$\begin{array}{rll} \omega_{z} &=&\omega_{1}\left( 1- 4 \frac{a^{3}}{d^{3}}cos(kd) cos(\omega_{1} d/c)\right.\\ &&\qquad\; \left.-4 \frac{a^{2}}{d^{2}} \left(\frac{\omega_{1} a}{c}\right) cos(kd) sin(\omega_{1} d/c)\right)^{1/2}, \end{array} $$
(33)
$$\begin{array}{rll} \omega_{x(y)}&=&\omega_{1}\left( 1+2 \frac{a^{3}}{d^{3}} cos(kd) cos(\omega_{1} d/c)\right.\\ &&\qquad + 2 \frac{a^{2}}{d^{2}} \left(\frac{\omega_{1} a}{c}\right)cos(kd) sin(\omega_{1} d/c)+\frac{a}{d} \frac{1}{2}\left(\frac{\omega_{1} a}{c}\right)^{2}\\ &&\qquad \times~ ln\big[4\left(1-cos(kd+\omega_{1} d/c)\right)\\ &&\qquad\;\times\left. \left(1-cos(kd-\omega_{1} d/c)\right.\big]{\vphantom{\omega_{x(y)}=\omega_{1}\left( 1+2 \frac{a^{3}}{d^{3}}\right.}} \right)^{1/2}. \end{array} $$
(34)
The group velocity attains thus the form,
$$ v_{z} = \frac{\partial \omega_{z}}{\partial k} =\omega_{1} \frac{2\frac{a^{3}}{d^{2}} sin(kd)cos(\omega_{1} d/c) +2 \frac{a^{2}}{d} \left(\frac{\omega_{1} a}{c}\right) sin(kd) sin(\omega_{1} d/c)} {\sqrt{1- 4 \frac{a^{3}}{d^{3}}cos(kd) cos(\omega_{1} d/c) -4 \frac{a^{2}}{d^{2}} \left(\frac{\omega_{1} a}{c}\right) cos(kd) sin(\omega_{1} d/c)}} $$
(35)
$$\begin{array}{lll} &&v_{x(y)} = \frac{\partial \omega_{x(y)}}{\partial k}=\omega_{1} \frac{{\cal{E}}} {\sqrt{{\cal{F}}}},\\ &&{\cal{E}}=-\frac{a^{3}}{d^{2}} sin(kd) cos(\omega_{1} d/c)\\ &&\quad -\frac{a^{2}}{d}\left(\frac{\omega_{1} a}{c}\right) sin(kd) sin(\omega_{1} d/c)+\frac{a}{2} \left( \frac{\omega_{1} a}{c}\right)^{2}\\ &&\quad\times\left[\frac{sin(kd +\omega_{1} d/c)}{1-cos(kd+\omega_{1} d/c)} + \frac{sin(kd -\omega_{1} d/c)}{1-cos(kd-\omega_{1} d/c)}\right],\\ &&{\cal{F}}{\kern-2.5pt}={\kern-2.5pt}1+2 \frac{a^{3}}{d^{3}} cos(kd) cos(\omega_{1} d/c) \\ &&\quad + 2 \frac{a^{2}}{d^{2}} \left(\frac{\omega_{1} a}{c}\right)cos(kd)sin(\omega_{1} d/c)+\frac{a}{d} \frac{1}{2}\left(\frac{\omega_{1} a}{c}\right)^{2}\\ &&\quad\times~ ln[4(1{}-{}cos(kd{}+{}\omega_{1} d/c))(1-cos(kd-\omega_{1}d/c))]. \end{array} $$
(36)
The above expressions substitute Eq. 21 when besides the near-field zone also medium- and far-field zone contributions are included. Worth noticing is the hyperbolic singularity in the group velocity formula for transversal polarization, induced by logarithmic singularity due to far-field zone constructive interference of fields of all particles in the chain. This local increase of the velocity is probably responsible for indicated previously long-range fainting mode of plasmon polariton propagation in scenario when a selected single nano-sphere is excited [12, 13, 19]. In that case, the numerical analysis indicated the long-range signal. Remarkably, the damping rate was not small for this singular mode. According to our approach in the singular point of dispersion, the corresponding damping rate is not singular but rapidly grows (discontinuous finite jump), cf. Fig. 2. Thus one can suspect that numerically noticed long-range propagation of local modes corresponds to group velocity enhancement, as presented in Fig. 3 (the range of signal propagation is of order of damping time multiplied by group velocity of a particular mode). As the singular point is isolated, the corresponding mode is fainting and probably impossible to excite in practice, since for each realistic wave, packet summation of contribution of both sides of the hyperbolic singularity will cancel themselves, reducing, in that manner, the local increase of the packet velocity. This seems to be in compliance with experiment, where wave packets not too sharp abrupt in wave vector space are attainable only. The above analysis of the isolated logarithmic singularity in the transversal modes explain also an observation [12] that a finite length of the chain quenches the long-range propagating mode, which is clear as the finite sum is not divergent and reduces local increase of the group velocity. Simultaneously all other details of dispersion and of damping rate for both polarizations are robust against shortening the chain, which agrees with other numerical studies [9, 11]. Nevertheless, again for the transversal mode, the exact quenching of irradiation losses requires contribution of infinite number of far-field zone terms. Nevertheless, even for relatively short chain of ca. 10 nano-spheres, only small discrepancies occur in the vicinity of boundaries of nonradiative range defined by \(kd-\omega _{1} d/c=0\) and \(kd+\omega _{1} d/c =2\pi \). For other details, the difference between infinite number of terms and only of ca. 10 terms included is negligible.
With regard to the group velocity, one can observe its dependence of the chain geometry—the nano-sphere radius and the chain separation. With growth of the radius a, the amplitude of the velocity also grows while diminishes with enhancement of the separation d. For \(d/a\) exceeding ca. 8, the energy dispersion is almost flat and in this band landscape, the only features are singular lines for transversal modes (in the coordinates kd and \(d/a\)) repeating due to periodicity, cf. Fig. 5. For such flat bands, the group velocity is almost zero except of singularity points vicinity. This explains the numerical observation [12] that the long-range modes manifest themselves especially distinctly in the case of large separation in the chain.
Nonlinear Corrections to the Lorentz Friction
Besides the main contribution to the Lorentz friction field (6), there are some small nonlinear corrections to this field, which turn out to be important in collective plasmon propagation in metallic arrays.
For a metallic nano-sphere located (the center) in \(\mathbf {R}_0\), the electric dipole of electrons (fluctuation of electron density beyond the uniform distribution compensated by positive jellium) equals to,
$$ \mathbf{D}(\mathbf{R}_{0},t)=e\int_{V}\delta \rho (\mathbf{r},t)\mathbf{r}d^{3}r. $$
(37)
This dipole corresponds to surface plasmons which oscillates with Mie frequency \(\omega _{1}=\omega _{p}/\sqrt {3}\), where \(\omega _{p}\) is bulk plasmon frequency. These plasmons are not everlasting excitations and are damped due to scattering phenomena with the damping rate, \(\frac {1}{\tau _{0}}=\frac {v_{F}}{2a}+\frac {Cv_{F}}{2\lambda _{b}}\) and due to irradiation losses. For large nano-spheres, the most effective mechanism of plasmon damping is related to the irradiation energy losses, which, as described above, for the case of irradiation to far-field zone can be expressed by the Lorentz friction [24, 26].
Assuming quasiclassically that electrons in the nano-sphere have positions \(\mathbf {r}_{i}\) and assuming static jellium, the dipole of the nano-sphere, \(\mathbf {D}(\mathbf {R}_{0},t)\hspace *{-2pt}=\hspace *{-2pt}e\hspace *{-2pt}\sum _{i\hspace *{-0.5pt}=\hspace *{-0.5pt}1}^{N_{e}} \mathbf {r}_{i}\hspace *{-2pt}=\hspace *{-2pt}eN_{e}\mathbf {r}_{e}(t)\), where \(\mathbf {r}_{e} =\sum _{i=1}^{N_{e}}\mathbf {r}_{i}/N_{e}\) is the mass center of the electron system, \(N_{e}\) is the number of electrons in the nano-sphere. In the case of dynamics, the velocity of the mass center equals to, \(\mathbf {v}_{e}=\sum _{i=1}^{N_{e}}\mathbf {v}_{i}/N_{e}\).
In order to determine nonlinear corrections to the formula (6) one can write out a Lorentz friction force acting on the charge \(eN_{e}\) located in the mass center \(\mathbf {r}_{e}(t)\), expressed in an invariant form [26],
$$ \mathbf{f}_{L}=\frac{2}{3}(eN_{e})^{2}\left[\frac{d^{2}\mathbf{u}}{ds^{2}}-\mathbf{u}\left(\frac{dU_{j}}{ds}\right)^{2}\right],\;\;j=1,...,4 $$
(38)
where \(ds=cdt\sqrt {1-v_{e}^{2}/c^{2}}\),
$$ U_{j}=\left\{ \begin{array}{l}\mathbf{u}=\mathbf{v}_{e}/\Big(c\sqrt{1-v_{e}^{2}/c^{2}}\Big)\\ u_{4}=i/\sqrt{1-v_{e}^{2}/c^{2}}\\\end{array}\right. ,\;\; U_{j}^{2}=-1. $$
Up to terms of order \(v_{e}^{2}/c^{2}\) with respect to the main term, one can write the electric field equivalent to the Lorentz friction force,
$$\begin{array}{rll} \mathbf{E}_{L}(t) &=& \frac{\mathbf{f}_{L}}{eN_{e}} =\frac{2}{3}(eN_{e})\frac{1}{c^{3}}\\ && \times\left\{\frac{d^{2}\mathbf{v}_{e}}{dt^{2}}+\frac{1}{c^{2}}\left[\frac{3}{2}\frac{d^{2}\mathbf{v}_{e}}{dt^{2}} v_{e}^{2}+3\frac{d\mathbf{v}_{e}}{dt}\right.\right.\\ &&\qquad\left.\left.\times\left(\mathbf{v}_{e}\cdot \frac{d\mathbf{v}_{e}}{dt}\right)+\mathbf{v}_{e}\left(\mathbf{v}_{e}\cdot \frac{d^{2}\mathbf{v}_{e}}{dt^{2}}\right)\right]\right\}.\\ \end{array} $$
(39)
Next, using dimensionless variables, \(t'=t\omega _{1}, \mathbf {R}(t')=\frac {\mathbf {r}_{e}(t)}{a}, \dot {\mathbf {R}}(t')=\frac {d\mathbf {r}_{e}(t)}{a\omega _{1}dt}=\frac {\mathbf {v}_{e}}{a\omega _{1}},\ddot {\mathbf {R}}(t')= \frac {d^{2}\mathbf {r}_{e}(t)}{a\omega _{1}^{2}dt^{2}}=\frac {d\mathbf {v}_{e}}{a\omega _{1}^{2}dt},\)
\( \stackrel {...}{\mathbf {R}}(t')=\frac {d^{2}\mathbf {v}_{e}(t)}{a\omega _{1}^{3}dt^{2}} \), (dots indicate derivatives with respect to t’), one can write out the dynamical equation in a convenient form. Taking into account that the dipole corresponding to surface plasmons,
$$ \mathbf{D}=eN_{e}a\mathbf{R} $$
(40)
satisfies equation of oscillatory-type, one can write out this equation in the following form (incorporating also the Lorentz friction force),
$$ \begin{array}{rlll} &&\stackrel{..}{\mathbf{R}}+\stackrel{}{\mathbf{R}}+\frac{2}{\tau_{0}\omega_{1}}\stackrel{.}{\mathbf{R}}=\frac{2}{3}\left(\frac{\omega_{p} a}{\sqrt{3}c}\right)^{3}\left\{\stackrel{...}{\mathbf{R}}\right.\\&&\quad \left.+\left(\frac{\omega_{p} a}{\sqrt{3}c}\right)^{2}\left[\frac{3}{2}\stackrel{...}{\mathbf{R}} (\stackrel{.}{\mathbf{R}}\cdot \stackrel{.}{\mathbf{R}})+3\stackrel{..}{\mathbf{R}}(\stackrel{.}{\mathbf{R}}\cdot \stackrel{..}{\mathbf{R}})+\stackrel{.}{\mathbf{R}}(\stackrel{.}{\mathbf{R}}\cdot \stackrel{...}{\mathbf{R}})\right]\right\},\\\end{array} $$
(41)
the terms on r.h.s. of the above equation describe the Lorentz friction including relativistic nonlinear corrections (in bracket) beyond the ordinary main linear term \(\sim \stackrel {...}{\mathbf {R}}\), as previously given by (6).
For the case when \(\frac {1}{\tau _{0}\omega _{1}},\;\left (\frac {\omega _{pa}}{c\sqrt {3}}\right )^{3}\ll 1\) (well-fulfilled for nano-spheres with radii 52 – 50 nm, Au or Ag), one can apply perturbation method of solution, and one can assume \(\ddot {\mathbf {R}}+\mathbf {R}=0\) in zero-order perturbation. In the next step of perturbation, one can thus substitute \(\stackrel {..}{\mathbf {R}}=-\stackrel {}{\mathbf {R}}\) and \(\stackrel {...}{\mathbf {R}}=-\stackrel {.}{\mathbf {R}}\) in the r.h.s. of the Eq. 41.
Nonlinear Correction to Plasmon Radiation Losses of Single Nano-sphere
Let us consider first a single metallic nano-sphere with dipole-type surface oscillations with the dipole \(\mathbf {D}\). In the framework of the perturbation method of solution of dynamical equation of oscillatory type for the dipole, Eq. 41, in the first order of perturbation, attains the following form (including the damping of plasmons due to scattering with the rate \(\frac {1}{\tau _{0}}\) and due to radiation losses accounting for the linear term of Lorentz friction, while the r.h.s. of the Eq. 42 expresses nonlinear corrections to Lorentz friction),
$$\begin{array}{l} \ddot{\mathbf{R}}+\mathbf{R}+\left[\dfrac{2}{\tau_{0} \omega_{1}}+\dfrac{2}{3}\left(\dfrac{\omega_{p} a}{\sqrt{3}c}\right)^{3}\right]\dot{\mathbf{R}} \\ \quad =\dfrac{2}{3}\left(\dfrac{\omega_{p} a}{\sqrt{3}c}\right)^{5}\left\{-\dfrac{5}{2}\dot{\mathbf{R}}(\dot{\mathbf{R}}\cdotp\dot{\mathbf{R}})+3\mathbf{R}(\dot{\mathbf{R}}\cdotp\mathbf{R})\right\}. \end{array} $$
(42)
The above nonlinear differential equation can be solved by application of the asymptotic method, as described in Ref. [34]. According to this method, one can find the solution of Eq. 42 in the following form (\(\mathbf {R}=R\frac {\mathbf {r}}{r}\)),
$$ R(t)=\dfrac{A_{0} e^{-\dfrac{t}{\tau}}}{\sqrt{1+\frac{9}{8}\gamma {A_{0}}^{2}\left(1-{e}^{-\frac{{2t}}{\tau}}\right)}}\cos(\omega_{1} t+\theta_{0}), $$
(43)
where \(A_{0}\) and \(\theta _{0}\) are adjusted to initial conditions, and \(\frac {1}{\tau \omega _{1}}=\frac {1}{\tau _{0} \omega _{1}}+\frac {1}{3}\left (\frac {\omega _{p} a}{\sqrt {3}c}\right )^{3}\approx \frac {1}{3}\left (\frac {\omega _{p} a}{\sqrt {3}c}\right )^{3}\) (what is satisfied for a larger than ca. 15 nm), \(\gamma =\tau \omega _{1}\frac {1}{3}\left (\frac {\omega _{p} a}{\sqrt {3}c}\right )^{5}.\) From the form of equation for \(\frac {1}{\tau \omega _{1}}\) (below the Eq. 43) it follows that \(\frac {1}{\tau \omega _{1}}\) is always positive. The scattering term, \(\frac {1}{\tau _{0}}=\frac {Cv_{F}}{2a}+\frac {v_{F}}{2\lambda _{b}}\), is negligible (for nano-sphere radius beyond ca. 15 nm) in comparison with the linear contribution of the Lorentz friction, as it is demonstrated in Fig. 6.
The scale of the nonlinear corrections is given by the coefficient \(\gamma \approx 7.3 \times 10^{-4} (a[nm])^{2}\). As this coefficient is small, one can neglect the related contribution in the denominator of the solution (43), which results in ordinary linear solution of damped oscillations. It means that the nonlinear corrections to the Lorentz friction have no significance in the case of plasmon oscillations of a single nano-sphere. This situation changes, however, in the case of collective plasmon excitation propagating along the metallic nano-chain, as it will be described in the following paragraph.
Nonlinear Correction to Radiation Loses of Plasmon Polariton in the Nano-Chain
In the case of dynamics of plasmon polaritons in the metallic nano-chain, inclusion of nonlinear correction to the Lorentz friction resolves itself to accounting of these nonlinear contributions in the Eq. 16 via the formula for \(E_{L}\). Instead of Eq. 18 we get thus the following equation (the Lorentz friction term was represented similarly as in Eq. 42),
$$\begin{array}{rll} &&\ddot{R}_{\alpha}(k_{\alpha},t\omega_{1})+ \tilde{\omega}_{\alpha}^{2} R_{\alpha}(k_{\alpha},t\omega_{1})\\ &&=-2\dot{R}_{\alpha}(k_{\alpha},t\omega_{1})\left\{\frac{1}{\tau_{\alpha} \omega_{1}} + \right. \frac{1}{3}\left(\frac{\omega_{p}a}{c\sqrt{3}}\right)^{5}\\ &&\qquad \times~\left.\left[\frac{5}{2}|\dot{R}_{\alpha}(k_{\alpha},t\omega_{1})|^{2}-3|R_{\alpha}(k_{\alpha},t\omega_{1})|^{2}\right]\right\}, \end{array} $$
(44)
with the renormalized frequency and damping rate given by Eq. 56 and Eq. 57, respectively (cf. Appendix for derivation).
Applying the same asymptotic methods [34] for solution of the nonlinear Eq. 44 as in the former paragraph, one can find the corresponding solutions for both regions with positive and negative damping rate, respectively.
For the positive damping rate, \( \frac {1}{\tau _{\alpha }\omega _1}>0\) (cf. Ref. [34]),
$$\begin{array}{rll} R_{\alpha}(k,t)&=&\dfrac{A_{\alpha 0}e^{-\dfrac{t}{\tau_{\alpha}}}}{\sqrt{1+\gamma_{\alpha}A_{\alpha 0}^{2}\left(1-e^{-\dfrac{2t}{\tau_{\alpha}}}\right)}}\cos(\omega_{\alpha}t+\theta_{0}),\\ R_{\alpha}(k,t)&\rightarrow&_{(t\rightarrow \infty)} 0\end{array} $$
(45)
where \(\gamma _{\alpha }=|\tau _{\alpha }\omega _{1}|\left (\frac {\omega _{1} a}{c}\right )^{5}\frac {1}{4}\left (\frac {5}{2}\tilde {\omega }_{\alpha }^{2}-1\right )\), \(\theta _{0}=kld +\phi _{0}\), \(\phi _{0}\) and \(A_{\alpha 0}\) are adjusted to initial conditions. We note from the form of Eq. 45 that this is a damped mode vanishing at longer time scale.
Nevertheless, for the negative damping rate, \(\frac {1}{\tau _{\alpha }\omega _{1}}<0\), the solution has a different form (cf. Ref. [34],
$$ \begin{array}{rll} R_{\alpha}(k,t)&=&\dfrac{A_{\alpha 0}e^{\dfrac{t}{|\tau_{\alpha}|}}}{\sqrt{1+\gamma_{\alpha}A_{\alpha 0}^{2}\left(e^{\dfrac{2t}{|\tau_{\alpha}|}}-1\right)}}\cos(\omega_{\alpha}t+\theta_{0}),\\ R_{\alpha}(k,t)&\rightarrow&_{(t \rightarrow \infty)}\dfrac{1}{\sqrt{\gamma_{\alpha}}}\cos(\omega_{\alpha} t+\theta_{0})\end{array} $$
(46)
\(\theta _{0}=kld +\phi _{0}\). This solution is stable; it corresponds to an undamped mode which stabilizes on the fixed amplitude, \(\frac {1}{\sqrt {\gamma _{\alpha }}}\), at longer time scale, independently of initial condition expressed by \(A_{\alpha 0}\).
The corresponding dipole oscillations attain in the latter case the form of monochromatic waves propagating along the chain in both directions,
$$ D_{\alpha}=\dfrac{e N_{e} a}{\sqrt{\gamma_{\alpha}}}\dfrac{1}{2} cos(\omega_{\alpha}t \mp kld +\phi_{0}). $$
(47)
From the above discussion, it follows that for positive attenuation rate, we deal with ordinary damped plasmon polariton propagation, not strongly modified in comparison to linear theory (due to small value of the factor \(\gamma _{\alpha }\)). Nevertheless, in the case of negative damping rate, the solution behaves differently—on longer time scale, this solution stabilizes on the constant amplitude independently of initial conditions. This property characterizes undamped propagation of plasmon polariton along the chain. It should be, however, noted that the existence of undamped modes in the system with scattering losses, thus with energy dissipation, would contradict energy conservation. Nevertheless, if one assumes that the system is energetically supplied by the external source synchronic to \(\dot {\mathbf {R}}\), then the relatively small strength would prevail scattering losses and in the whole region of radiative losses quenching (the white region in the Fig. 2 left) the total damping rate would be negative. In such a case, we would deal with two types of plasmon polaritons: ordinary damped modes with still positive overall attenuation rate (the shaded region in the Fig. 2, additionally slightly diminished close to the borders with the white region, due to shift caused by the external energy supply) and the second one consisted of undamped modes. The modes from the first region will extinguish after the distance of order of the attenuation time multiplied by the group velocity, but the modes from the second region will continue stable propagation with fixed amplitude independently of initial conditions. These latter modes express instability (induced in this case) of the system, thus energy for this propagation is not the initial excitation energy but is the energy supplied by the pumping force. In other words, the continuous losses of plasmon oscillation energy due to scattering are instantly recovered by the external pumping. When this income prevails losses, then the packet of corresponding modes propagates without damping. This behavior is typical for other nonlinear oscillation systems, and its existence also for plasmon polaritons would be of practical significance.