Skip to main content
Log in

Probabilistic evaluation of tunnel face stability in spatially random soils using sparse polynomial chaos expansion with global sensitivity analysis

  • Research Paper
  • Published:
Acta Geotechnica Aims and scope Submit manuscript

Abstract

The sparse polynomial chaos expansion is employed to perform a probabilistic analysis of the tunnel face stability in the spatially random soils. A shield tunnel under compressed air is considered which implies that the applied pressure is uniformly distributed on the tunnel face. Two sets of failure mechanisms in the context of the limit analysis theory with respect to the frictional and the purely cohesive soils are used to calculate the required face pressure. In the case of the frictional soils, the cohesion and the friction angle are modeled as two anisotropic cross-correlated lognormal random fields; for the purely cohesive soils, the cohesion and the unit weight are modeled as two anisotropic independent lognormal random fields. The influences of the spatial variability and of the cross-correlation between the cohesion and the friction angle on the probability density function of the required face pressure, on the sensitivity index and on the failure probability are discussed. The obtained results show that the spatial variability has an important influence on the probability density function as well as the failure probability, but it has a negligible impact on the Sobol’s index.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14

Similar content being viewed by others

References

  1. Ahmed A (2012) Simplified and advanced approaches for the probabilistic analysis of shallow foundations. Doctoral dissertation, Nantes

  2. Al-Bittar T, Soubra A-H (2013) Bearing capacity of strip footings on spatially random soils using sparse polynomial chaos expansion. Int J Numer Anal Methods Geomech 37(13):2039–2060

    Article  Google Scholar 

  3. Al-Bittar T, Soubra A-H (2014) Efficient sparse polynomial chaos expansion methodology for the probabilistic analysis of computationally-expensive deterministic models. Int J Numer Anal Methods Geomech 38(12):1211–1230

    Article  Google Scholar 

  4. Baecher GB, Christian JT (2005) Reliability and statistics in geotechnical engineering. Wiley, Hoboken

    Google Scholar 

  5. Blatman G, Sudret B (2010) An adaptive algorithm to build up sparse polynomial chaos expansions for stochastic finite element analysis. Probab Eng Mech 25(2):183–197

    Article  Google Scholar 

  6. Blatman G, Sudret B (2010) Efficient computation of global sensitivity indices using sparse polynomial chaos expansions. Reliab Eng Syst Saf 95(11):1216–1229

    Article  Google Scholar 

  7. Blatman G, Sudret B (2011) Adaptive sparse polynomial chaos expansion based on least angle regression. J Comput Phys 230(6):2345–2367

    Article  MathSciNet  MATH  Google Scholar 

  8. Chen RP, Tang LJ, Yin XS, Chen XM, Bian XC (2015) An improved 3D wedge-prism model for the face stability analysis of the shield tunnel in cohesionless soils. Acta Geotech 10(5):683–692

    Article  Google Scholar 

  9. Ibrahim E, Soubra AH, Mollon G, Raphael W, Dias D, Reda A (2015) Three-dimensional face stability analysis of pressurized tunnels driven in a multilayered purely frictional medium. Tunn Undergr Sp Technol 49:18–34

    Article  Google Scholar 

  10. Fenton GA, Griffiths D (2003) Bearing-capacity prediction of spatially random c φ soils. Can Geotech J 40(1):54–65

    Article  Google Scholar 

  11. Fenton GA, Griffiths DV, Williams MB (2005) Reliability of traditional retaining wall design. Geotechnique 55(1):55–62

    Article  Google Scholar 

  12. Fenton GA, Griffiths DV (2008) Risk assessment in geotechnical engineering. Wiley, Hoboken

    Book  Google Scholar 

  13. Huang S, Quek ST, Phoon KK (2001) Convergence study of the truncated Karhunen–Loeve expansion for simulation of stochastic processes. Int J Numer Methods Eng 52(9):1029–1043

    Article  MATH  Google Scholar 

  14. Huang S, Liang B, Phoon KK (2009) Geotechnical probabilistic analysis by collocation-based stochastic response surface method: an Excel add-in implementation. Georisk 3(2):75–86

    Google Scholar 

  15. Jiang S, Li D, Cao Z, Zhou C, Phoon KK (2014) Efficient system reliability analysis of slope stability in spatially variable soils using Monte Carlo simulation. J Geotech Geoenviron Eng 141(2):04014096

    Article  Google Scholar 

  16. Jiang S, Li D, Zhang L, Zhou C (2014) Slope reliability analysis considering spatially variable shear strength parameters using a non-intrusive stochastic finite element method. Eng Geol 168:120–128

    Article  Google Scholar 

  17. Jin-Feng Z, Yu S (2015) Theoretical solutions of a circular tunnel with the influence of the out-of-plane stress based on the generalized Hoek–Brown failure criterion. Int J Geomech 16(3):06015006

    Article  Google Scholar 

  18. Li D, Chen Y, Lu W, Zhou C (2011) Stochastic response surface method for reliability analysis of rock slopes involving correlated non-normal variables. Comput Geotech 38(1):58–68

    Article  Google Scholar 

  19. Li D, Jiang S, Chen Y, Zhou C (2014) Reliability analysis of serviceability performance for an underground cavern using a non-intrusive stochastic method. Environ Earth Sci 71(3):1169–1182

    Article  Google Scholar 

  20. Li D, Zheng D, Cao Z, Tang X, Phoon KK (2016) Response surface methods for slope reliability analysis: review and comparison. Eng Geol 203:3–14

    Article  Google Scholar 

  21. Laloy E, Rogiers B, Vrugt JA, Mallants D, Jacques D (2013) Efficient posterior exploration of a high-dimensional groundwater model from two-stage Markov chain Monte Carlo simulation and polynomial chaos expansion. Water Resour Res 49(5):2664–2682

    Article  Google Scholar 

  22. Mao N, Al-Bittar T, Soubra AH (2012) Probabilistic analysis and design of strip foundations resting on rocks obeying Hoek–Brown failure criterion. Int J Rock Mech Min Sci 49:45–58

    Article  Google Scholar 

  23. Mollon G, Dias D, Soubra AH (2009) Probabilistic analysis and design of circular tunnels against face stability. Int J Geomech 9(6):237–249

    Article  Google Scholar 

  24. Mollon G, Dias D, Soubra AH (2009) Probabilistic analysis of circular tunnels in homogeneous soil using response surface methodology. J Geotech Geoenviron Eng 135(9):1314–1325

    Article  Google Scholar 

  25. Mollon G, Dias D, Soubra AH (2010) Probabilistic analysis of pressurized tunnels against face stability using collocation-based stochastic response surface method. J Geotech Geoenviron Eng 137(4):385–397

    Article  Google Scholar 

  26. Mollon G, Dias D, Soubra AH (2011) Rotational failure mechanisms for the face stability analysis of tunnels driven by a pressurized shield. Int J Numer Anal Methods Geomech 35(12):1363–1388

    Article  Google Scholar 

  27. Mollon G, Dias D, Soubra AH (2013) Range of the safe retaining pressures of a pressurized tunnel face by a probabilistic approach. J Geotech Geoenviron Eng 139(11):1954–1967

    Article  Google Scholar 

  28. Mollon G, Dias D, Soubra AH (2013) Continuous velocity fields for collapse and blowout of a pressurized tunnel face in purely cohesive soil. Int J Numer Anal Methods Geomech 37(13):2061–2083

    Article  Google Scholar 

  29. Pan Q, Dias D (2015) Face stability analysis for a shield-driven tunnel in anisotropic and nonhomogeneous soils by the kinematical approach. Int J Geomech 16(3):04015076

    Article  Google Scholar 

  30. Pan Q, Dias D (2016) The effect of pore water pressure on tunnel face stability. Int J Numer Anal Methods Geomech 40(15):2123–2136

    Article  Google Scholar 

  31. Pan Q, Dias D (2017) Upper-bound analysis on the face stability of a non-circular tunnel. Tunn Undergr Sp Technol 62:96–102

    Article  Google Scholar 

  32. Phoon KK, Huang SP (2007) Uncertainty quantification using multi-dimensional hermite polynomials. In: Probabilistic applications in geotechnical engineering (GSP 170). Geotechnical Special Publication, ASCE, Reston, VA, pp 1–10. doi:10.1061/40914(233)12

  33. Phoon KK (ed) (2008) Reliability-based design in geotechnical engineering: computations and applications. CRC Press, Boca Raton

    Google Scholar 

  34. Phoon KK, Ching J (eds) (2014) Risk and reliability in geotechnical engineering. CRC Press, Boca Raton

    Google Scholar 

  35. Senent S, Mollon G, Jimenez R (2013) Tunnel face stability in heavily fractured rock masses that follow the Hoek–Brown failure criterion. Int J Rock Mech Min Sci 60:440–451

    Google Scholar 

  36. Sudret B (2008) Global sensitivity analysis using polynomial chaos expansions. Reliab Eng Syst Saf 93(7):964–979

    Article  Google Scholar 

  37. Soubra AH, Mao N (2012) Probabilistic analysis of obliquely loaded strip foundations. Soils Found 52(3):524–538

    Article  Google Scholar 

  38. Tang XW, Liu W, Albers B, Savidis S (2014) Upper bound analysis of tunnel face stability in layered soils. Acta Geotech 9(4):661–6718

    Article  Google Scholar 

  39. Zeng P, Senent S, Jimenez R (2014) Reliability analysis of circular tunnel face stability obeying Hoek–Brown failure criterion considering different distribution types and correlation structures. J Comput Civ Eng 30(1):04014126

    Article  Google Scholar 

Download references

Acknowledgements

The first author thanks the China Scholarship Council for providing him with a Ph.D. Scholarship for his research work, and the financial support by the National Basic Research 973 Program of China (2013CB036004) is also greatly appreciated.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Daniel Dias.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Pan, Q., Dias, D. Probabilistic evaluation of tunnel face stability in spatially random soils using sparse polynomial chaos expansion with global sensitivity analysis. Acta Geotech. 12, 1415–1429 (2017). https://doi.org/10.1007/s11440-017-0541-5

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11440-017-0541-5

Keywords

Navigation