Abstract
Water scarcity is a global issue due to climate change and increasing water demand. Water pricing policy is a critical instrument to stimulate farmers’ water-saving actions. Different types of water-saving behaviors are closely related and interactional. It is thus necessary to study multiple water-saving behaviors together and their dynamic transformation with intensification of policy shock. Besides, whether the policy could work well depends much on the social-ecological system where farmers are embedded. This paper studies how social-ecological system impacts farmers’ choice from multiple water-saving strategies and their shift of response strategies with further increase in water price. A field survey was conducted in semi-arid area of northwestern China that has suffered from severe water shortage and human-land conflicts for a long time. The results show that adoption of active-negative strategy rather than passive water-saving strategy is affected by productivity and predictability of resource system, number of users, norms, social capital, and collective choice rules. Adoption of active-positive strategy depends much on relative size and productivity of resource system, predictability of system dynamics, mobility of resource units, number of users, norms, social capital, and monitoring and sanctioning process. However, their effects have disparities, or are even opposite under different intensities of policy shock. When policy shock intensifies, mobility of resource units, number of users, resource importance, and monitoring and sanctioning process are identified as key factors to degrade farmers’ water-saving strategy rather than maintain their original strategy. Both the size of resource system and the quality of social network promote farmers to upgrade response strategy. The results indicate that there is a complicated relationship between policy shock and water-saving responses in the framework of social-ecological system, explained by a series of mechanisms. The findings provide valuable implications for optimizing water pricing mechanism, designing targeted measures, and developing effective governance environment.
Similar content being viewed by others
Data Availability
The datasets generated or analyzed during the current study are available from the corresponding author on reasonable request.
References
Blythe J, Cohen P, Eriksson H, Cinner J, Boso D, Schwarz A-M, Andrew N (2017) Strengthening post-hoc analysis of community-based fisheries management through the social-ecological systems framework. Mar Policy 82:50–58
Brown J, Broek Mvd (2020) Crime and punishment: the challenges of free-riding and peer sanctioning in the rural water sector – Lessons from an innovation in Uganda. Geoforum 112:41–51
Burnham M, Ma Z (2018) Multi-scalar pathways to Smallholder Adaptation. World Dev 108:249–262
Castillo GML, Engler A, Wollni M (2021) Planned behavior and social capital: understanding farmers’ behavior toward pressurized irrigation technologies. Agric Water Manage 243:106524
Chen S, Wang Y, Zhu T (2014) Exploring China’s Farmer-Level Water-Saving mechanisms: analysis of an experiment conducted in Taocheng District, Hebei Province. Water 6:547–563
Chen J, Yin S, Gebhardt H, Yang X (2018) Farmers’ livelihood adaptation to environmental change in an arid region: a case study of the Minqin Oasis, northwestern China. Ecol Ind 93:411–423
Dean AJ, Kneebone S, Tull F, Lauren N, Smith LDG (2021) Stickiness’ of water-saving behaviours: what factors influence whether behaviours are maintained or given up? Resources. Conserv Recycling 169:105531
Dridi C, Khanna M (2005) Irrigation technology adoption and gains from water trading under asymmetric information. Amer J Agr Econ 87:289–301
Du M, Liao L, Wang B, Chen Z (2021) Evaluating the effectiveness of the water-saving society construction in China: a quasi-natural experiment. J Environ Manage 277:111394
Foster T, Hope R (2016) A multi-decadal and social-ecological systems analysis of community waterpoint payment behaviours in rural Kenya. J Rural Stud 47:85–96
Gebretsadik KA, Romstad E (2020) Climate and farmers’ willingness to pay for improved irrigation water supply. World Dev Perspect 20:100233
Harper JK, Roth GW, Garalejić B, Škrbić N (2018) Programs to promote adoption of conservation tillage: a serbian case study. Land Use Policy 78:295–302
Hunecke C, Engler A, Jara-Rojas R, Poortvliet PM (2017) Understanding the role of social capital in adoption decisions: an application to irrigation technology. Agric Syst 153:221–231
Khachatryan H, Suh DH, Xu W, Useche P, Dukes MD (2019) Towards sustainable water management: preferences and willingness to pay for smart landscape irrigation technologies. Land Use Policy 85:33–41
Kumar S, Mishra AK, Pramanik S, Mamidanna S, Whitbread A (2020) Climate risk, vulnerability and resilience: supporting livelihood of smallholders in semiarid India. Land Use Policy 97:104729
Li M, Xu W, Zhu T (2018) Agricultural Water allocation under uncertainty: redistribution of water shortage risk. Am J Agric Econ 101:134–153
Liu M, Yang L, Min Q (2019) Water-saving irrigation subsidy could increase regional water consumption. J Clean Prod 213:283–288
López-Ruiz S, Ibáñez-Rueda N, Guardiola J, González-Gómez F (2023) Does the ownership of Water Utilities Influence Water-Saving advice provided to service users? An analysis of the Spanish Water Sector. https://doi.org/10.1007/s11269-023-03503-2. Water Resources Management
Lucio M, Giulia R, Lorenzo C (2018) Investigating attitudes towards Water Savings, Price increases, and willingness to pay among italian University students. Water Resour Manage 32:4123–4138
Lv C, Li H, Ling M, Guo X, Wu Z, Gu C, Li Y (2021) An innovative Emergy quantification method for eco-economic compensation for Agricultural Water Rights Trading. Water Resour Manage 35:775–792
Martínez-Dalmau J, Gutiérrez-Martín C, Expósito A, Berbel J (2023) Analysis of water pricing policy Effects in a Mediterranean Basin through a Hydroeconomic Model. Water Resour Manage 37:1599–1618
Martínez-Valderrama J, Olcina J, Delacámara G, Guirado E, Maestre FT (2023) Complex Policy Mixes are needed to cope with Agricultural Water demands under Climate Change. https://doi.org/10.1007/s11269-023-03481-5. Water Resources Management
Medellín-Azuara J, Howitt RE, Harou JJ (2012) Predicting farmer responses to water pricing, rationing and subsidies assuming profit maximizing investment in irrigation technology. Agric Water Manage 108:73–82
Mi Q, Li X, Li X, Yu G, Gao J (2021) Cotton farmers’ adaptation to arid climates: waiting times to adopt water-saving technology. Agric Water Manage 244:106596
Moreno G, Sunding DL (2005) Joint estimation of Technology Adoption and Land Allocation with Implications. Am J Agri Econ 87:1009–1019
Mu L, Wang C, Xue B, Wang H, Li S (2019) Assessing the impact of water price reform on farmers’ willingness to pay for agricultural water in northwest China. J Clean Prod 234:1072–1081
Mukherjee S, Dash PK, Das D, Das S (2023) Growth, yield and Water Productivity of Tomato as Influenced by Deficit Irrigation Water Management. Environ Processes 10:10
Mushtaq S (2012) Exploring Synergies between Hardware and Software Interventions on Water Savings in China: Farmers’ response to water usage and crop production. Water Resour Manage 26:3285–3300
NDRC (2021) Notice on further promoting Comprehensive Reform of Water Price for Agriculture. National Development and Reform Commission of China, Beijing
Nelson DR, Adger WN, Brown K (2007) Adaptation to Environmental Change: contributions of a Resilience Framework. Annu Rev Environ Resour 32:395–419
Nguyen L (2019) Land Rights and Technology Adoption: Improved Rice Varieties in Vietnam. J Dev Stud 56:1489–1507
Nguyen TT, Do MH, Rahut D (2022) Shock, risk attitude and rice farming: evidence from panel data for Thailand. Environ Challenges 6:100430
Nicod T, Bathfield B, Bosc PM, Promkhambut A, Duangta K, Chambon B (2020) Households’ livelihood strategies facing market uncertainties: how did Thai farmers adapt to a rubber price drop? Agric Syst 182:102846
Ostrom E (2009) A general framework for analyzing sustainability of social-ecological systems. Science 325:419–422
Pandey R, Jha SK, Alatalo JM, Archie KM, Gupta AK (2017) Sustainable livelihood framework-based indicators for assessing climate change vulnerability and adaptation for himalayan communities. Ecol Ind 79:338–346
Paul CJ, Weinthal ES, Bellemare MF, Jeuland MA (2016) Social capital, trust, and adaptation to climate change: evidence from rural Ethiopia. Glob Environ Change 36:124–138
Rejesus RM, Palis FG, Rodriguez DGP, Lampayan RM, Bouman BAM (2011) Impact of the alternate wetting and drying (AWD) water-saving irrigation technique: evidence from rice producers in the Philippines. Food Policy 36:280–288
Schoengold K, Sunding DL (2014) The impact of water price uncertainty on the adoption of precision irrigation systems. Agric Econ 45:729–743
Siddiquee MSH, Ahamed R (2020) Exploring Water Consumption in Dhaka City using instrumental variables regression approaches. Environ Processes 7:1255–1275
Su H, Zhao X, Wang W, Jiang L, Xue B (2021) What factors affect the water saving behaviors of farmers in the Loess Hilly Region of China? J Environ Manage 292:112683
Toan TD (2016) Water pricing policy and subsidies to Irrigation: a review. Environ Processes 3:1081–1098
Tsakmakis ID, Zoidou M, Gikas GD, Sylaios GK (2018) Impact of Irrigation Technologies and Strategies on Cotton Water Footprint using AquaCrop and CROPWAT Models. Environ Processes 5:181–199
van Deth JW, Zmerli S (2009) Introduction: Civicness, Equality, and Democracy—A “Dark Side” of Social Capital? Am Behav Sci 53:631–639
Walker B, Holling CS, Carpente SR, Kinzig A (2004) Resilience, adaptability and transformability in social– ecological Systems. Ecol Soc 9:5
Wang G, Lu Q (2015) The U type realtionship of social network’ impacts on technology adoption: based on water-saving technique adoption in Minqin County, Gansu Province. J Agrotechnical Econ, 92–106
Wang S, Fu G, Ma X, Xu L, Yang F (2021) Exploring the optimal crop planting structure to balance water saving, food security and incomes under the spatiotemporal heterogeneity of the agricultural climate. J Environ Manage 295:113130
Xu L, Chen J (2020) Behavioral intention and practice deviation of Rural Water-saving Irrigation Technology. J South China Agricultural Univ 19:103–114
Yazdanpanah M, Hayati D, Hochrainer-Stigler S, Zamani GH (2014) Understanding farmers’ intention and behavior regarding water conservation in the Middle-East and North Africa: a case study in Iran. J Environ Manage 135:63–72
Yin S, Chen J, Yang X (2020) Adaptive behavior of farming household and influential mechanism in the background of social-ecological system reconstruction. Hum Geogr, 112–121
You J (2014) Risk, under-investment in agricultural assets and dynamic asset poverty in rural China. China Econ Rev 29:27–45
Yu H, Liu K, Bai Y, Luo Y, Wang T, Zhong J, Liu S, Bai Z (2021) The Agricultural planting structure Adjustment based on Water Footprint and multi-objective optimisation models in China. J Clean Prod 297:126646
Zhang B, Fang KH, Baerenklau KA (2017) Have chinese water pricing reforms reduced urban residential water demand? Water Resour Res 53:5057–5069
Zhang Y, Sun X, Han Y (2019) The Effects of Social Network and Water saving awareness on wheat production water-saving Technology Adoption. J Agrotechnical Econ, 127–136
Zhang H, Zhou Q, Zhang C (2021a) Evaluation of agricultural water-saving effects in the context of water rights trading: an empirical study from China’s water rights pilots. J Clean Prod 313:127725
Zhang T, Zou Y, Kisekka I, Biswas A, Cai H (2021b) Comparison of different irrigation methods to synergistically improve maize’s yield, water productivity and economic benefits in an arid irrigation area. Agric Water Manage 243:106497
Zhao J, Fan C (2021) Risk shocks, ï¼²ural Household Assets and Persistent Poverty. J Agrotechnical Econ, 4–21
Zhou X, Zhang Y, Sheng Z, Manevski K, Andersen MN, Han S, Li H, Yang Y (2021) Did water-saving irrigation protect water resources over the past 40 years? A global analysis based on water accounting framework. Agric Water Manage 249:106793
Funding
This study is supported by the National Social Science Fund of China (20BRK044), Social Science Foundation of Shaanxi Province (2020R034), National Natural Science Foundation of China (72203169, 72073029, 72273062), Soft Science Research Project of Department of Science and Technology of Shaanxi Province (2023-CX-RKX-124), and Fundamental Research Funds for Central Universities (Xi’an Jiaotong University, SK2022137).
Author information
Authors and Affiliations
Contributions
Linjing Ren: Conceptualization, Methodology, Software, Formal analysis, Writing - Original Draft, Funding acquisition. Xiaojun Yang: Conceptualization, Investigation, Resources, Data Curation, Writing - Review & Editing, Project administration.
Corresponding author
Ethics declarations
Ethics Approval
This paper has not been published or is being considered for publication elsewhere.
Consent to Participate
The authors declare that they are aware and consent to their participation in this paper.
Competing Interests
The authors have no competing interests to declare that are relevant to the content of this article.
Additional information
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Ren, L., Yang, X. Adoption and shift of water-saving strategies to policy shock: based on social-ecological system analysis. Water Resour Manage 37, 4015–4037 (2023). https://doi.org/10.1007/s11269-023-03537-6
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11269-023-03537-6