Skip to main content
Log in

How do item features and user characteristics affect users’ perceptions of recommendation serendipity? A cross-domain analysis

  • Published:
User Modeling and User-Adapted Interaction Aims and scope Submit manuscript

A Correction to this article was published on 17 January 2023

This article has been updated

Abstract

Serendipity is one of beyond-accuracy objectives for recommender systems (RSs), which aims to achieve both relevance and unexpectedness of recommendations, so as to potentially address the “filter bubble” issue of traditional accuracy-oriented RSs. However, so far most of the serendipity-oriented studies have focused on developing algorithms to consider various types of item features or user characteristics, but are largely based on their own assumptions. Few have stood from users’ perspective to identify the effects of these features on users’ perceptions of the serendipity of the recommendation. Therefore, in this paper, we have analyzed their effects with two user survey datasets. These are the Movielens Serendipity Dataset of 467 users’ responses to a retrospective survey of their perceptions of the recommended movie’s serendipity, and the Taobao Serendipity Dataset of 11,383 users’ perceptions of the serendipity of a recommendation received at a mobile e-commerce platform. In both datasets, we have analyzed the correlations between users’ serendipity perceptions and various types of item features (i.e., item-driven such as popularity, profile-driven such as in-profile diversity, and interaction-driven including category-level and item-level features), as well as the influence of several user characteristics (including the Big-Five personality traits and curiosity). The results disclose both domain-independent and domain-specific observations, which may be constructive in enhancing current serendipity-oriented recommender systems by better utilizing item features and user data.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price includes VAT (Canada)

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1
Fig. 2

Similar content being viewed by others

Change history

Notes

  1. https://grouplens.org/datasets/serendipity-2018/.

  2. https://github.com/greenblue96/Taobao-Serendipity-Dataset.

  3. In the Movielens dataset, there are 19 movie categories (genres) such as “Drama,” “Fantasy,” “Romance,” “Comedy,” etc.

  4. We also computed variations using the top-level categories. Since the results are similar, we have only reported the results of using the leaf-level categories.

  5. 83 (user, item) pairs did not contain answers to all the three unexpectedness questions, so they were excluded from the analysis.

  6. The value indicates that, for example, if popularity rises by one unit, users’ perceived serendipity will decrease by \(|1-{0.821}|*100\%={17.9}\%\), while one-unit increase of day-of-the-week interaction will lead to \(|1-{1.135}|*100\%={13.5}\%\) increase of users’ perceived serendipity.

References

  • Adamopoulos, P., Tuzhilin, A.: On unexpectedness in recommender systems: or how to better expect the unexpected. ACM Trans. Intell. Syst. Technol. (TIST) 5(4), 54:1-54:32 (2014). https://doi.org/10.1145/2559952

    Article  Google Scholar 

  • Adomavicius, G., Kwon, Y.: Improving aggregate recommendation diversity using ranking-based techniques. IEEE Trans. Knowl. Data Eng. 24(5), 896–911 (2012). https://doi.org/10.1109/TKDE.2011.15

    Article  Google Scholar 

  • Akiyama, T., Obara, K., Tanizaki, M.: Proposal and evaluation of serendipitous recommendation method using general unexpectedness. In: Workshop on the Practical Use of Recommender Systems, Algorithms and Technologies (PRSAT 2010), held in conjunction with RecSys 2010 (2010)

  • Alberini, C.M.: Long-term Memories: The Good, the Bad, and the Ugly. In: Cerebrum: the Dana Forum on Brain Science (2010)

  • Berlyne, D.E.: Conflict. McGraw-Hill, Arousal and Curiosity (1960)

  • Bogers, T., Björneborn, L.: Micro-serendipity: meaningful coincidences in everyday life shared on Twitter. Proc. iConference 2013, 196–208 (2013). https://doi.org/10.9776/13175

    Article  Google Scholar 

  • Burke, R., Ramezani, M.: Matching Recommendation Technologies and Domains, pp. 367–386. Springer, Boston (2011). https://doi.org/10.1007/978-0-387-85820-3_11

  • Cacioppo, J.T., Petty, R.E.: The Need for Cognition. Am. Psychol. Assoc. 42(1), 116 (1982)

    Google Scholar 

  • Castells, P., Vargas, S., Wang, J.: Novelty and Diversity Metrics for Recommender Systems: Choice, Discovery and Relevance. In: DDR-2011: International Workshop on Diversity in Document Retrieval at the ECIR 2011: the 33rd European Conference on Information Retrieval, p 8 (2011). http://hdl.handle.net/10486/666094

  • Center CINI The 41st Statistical Report on Internet Development in China (2018). http://www.cac.gov.cn/files/pdf/cnnic/CNNIC41.pdf

  • Chen, L., Yang, Y., Wang, N., Yang, K., Yuan, Q.: How Serendipity Improves User Satisfaction with Recommendations? A Large-Scale User Evaluation. In: The World Wide Web Conference, ACM, New York, NY, USA, WWW ’19, pp. 240–250 (2019). https://doi.org/10.1145/3308558.3313469

  • Chiu, Y.S., Lin, K.H., Chen, J.S.: A Social Network-based Serendipity Recommender System. In: 2011 International Symposium on Intelligent Signal Processing and Communications Systems (ISPACS), IEEE, pp. 1–5 (2011)

  • Cooper-Martin, E.: Consumers and Movies: Some Findings on Experiential Products. ACR North American Advances NA-18 (1991)

  • Costa, P.T., McCrae, R.R.: NEO PI-R Professional Manual. Psychological Assessment Resources 396 (1992)

  • De Gemmis, M., Lops, P., Semeraro, G., Musto, C.: An investigation on the serendipity problem in recommender systems. Inf. Process. Manage. 51(5), 695–717 (2015). https://doi.org/10.1016/j.ipm.2015.06.008

    Article  Google Scholar 

  • Dunn, R.: Learning style: State of the science. Theory Into Practice 23(1), 10–19 (1985)

    Article  MathSciNet  Google Scholar 

  • Farrar, D.E., Glauber, R.R.: Multicollinearity in regression analysis: the problem revisited. Rev. Econ. Stat. 49(1), 92–107 (1967)

    Article  Google Scholar 

  • Ford, G.T., Smith, D.B., Swasy, J.L.: An Empirical Test of the Search, Experience and Credence Attributes Framework NA-15 (1988). http://acrwebsite.org/volumes/6817/volumes/v15/NA-15

  • Gosling, S.D., Rentfrow, P.J., Swann, W.B.: A very brief measure of the Big-Five personality domains. J. Res. Person. 37(6), 504–528 (2003). https://doi.org/10.1016/S0092-6566(03)00046-1

    Article  Google Scholar 

  • Hildebrand, D.K., Laing, J.D., Rosenthal, H.: Analysis of Ordinal Data. 8, Sage (1977)

  • Hollis, N., Brown, M.: Emotion in Advertising: Pervasive, Yet Misunderstood. In: Millward Brown: Point of View (2010)

  • Hu, R., Pu, P.: Exploring Relations between Personality and User Rating Behaviors. In: EMPIRE 1st Workshop on “Emotions and Personality in Personalized Services”, p 12 (2013)

  • Huang, J., Ding, S., Wang, H., Liu, T.: Learning to recommend related entities with serendipity for web search users. ACM Trans. Asian Low-Resour. Lang. Inform. Process. 17(3), 1–22 (2018). https://doi.org/10.1145/3185663

    Article  Google Scholar 

  • Iacobucci, D., Posavac, S.S., Kardes, F.R., Schneider, M.J., Popovich, D.L.: The median split: robust, refined, and revived. J. Consum. Psychol. 25(4), 690–704 (2015). https://doi.org/10.1016/j.jcps.2015.06.014

    Article  Google Scholar 

  • Jung, C.G.: Memories, Dreams, Reflections. Fontana Press, London (1983)

    Google Scholar 

  • Kaminskas, M., Bridge, D.: Measuring Surprise in Recommender Systems. In: Proceedings of the ACM RecSys Workshop on Recommender Systems Evaluation: Dimensions and Design (Workshop Programme of the 8th ACM Conference on Recommender Systems) (2014)

  • Kaminskas, M., Bridge, D.: Diversity, serendipity, novelty, and coverage: a survey and empirical analysis of beyond-accuracy objectives in recommender systems. ACM Trans. Interact. Intell. Syst. 7(1), 2:1-2:42 (2016). https://doi.org/10.1145/2926720

    Article  Google Scholar 

  • Kashdan, T.B., Gallagher, M.W., Silvia, P.J., Winterstein, B.P., Breen, W.E., Terhar, D., Steger, M.F.: The curiosity and exploration inventory-II: development, factor structure, and psychometrics. J. Res. Pers. 43(6), 987–998 (2009). https://doi.org/10.1016/j.jrp.2009.04.011

    Article  Google Scholar 

  • Kawamae, N.: Serendipitous Recommendations via Innovators. In: Proceeding of the 33rd International ACM SIGIR Conference on Research and Development in Information Retrieval - SIGIR ’10, ACM Press, p 218, https://doi.org/10.1145/1835449.1835487, http://portal.acm.org/citation.cfm?doid=1835449.1835487 (2010)

  • Kawamae, N., Sakano, H., Yamada, T.: Personalized Recommendation Based on the Personal Innovator Degree. In: Proceedings of the Third ACM Conference on Recommender Systems - RecSys ’09, ACM Press, pp. 329–332 (2009). https://doi.org/10.1145/1639714.1639780, http://portal.acm.org/citation.cfm?doid=1639714.1639780

  • Khoshahval, S., Farnaghi, M., Taleai, M., Mansourian, A.: A Personalized Location-Based and Serendipity-Oriented Point of Interest Recommender Assistant Based on Behavioral Patterns. In: Geospatial Technologies for All, Springer International Publishing, pp. 271–289 (2018). https://doi.org/10.1007/978-3-319-78208-9_14

  • Kotkov, D., Wang, S., Veijalainen, J.: A survey of serendipity in recommender systems. Knowl.-Based Syst. 111, 180–192 (2016). https://doi.org/10.1016/j.knosys.2016.08.014

    Article  Google Scholar 

  • Kotkov, D., Konstan, J.A., Zhao, Q., Veijalainen, J.: Investigating Serendipity in Recommender Systems Based on Real User Feedback. In: Proceedings of the 33rd Annual ACM Symposium on Applied Computing, ACM, New York, NY, USA, SAC ’18, pp. 1341–1350 (2018). https://doi.org/10.1145/3167132.3167276

  • Kotkov, D., Veijalainen, J., Wang, S.: How Does Serendipity Affect Diversity in Recommender Systems? A Serendipity-Oriented Greedy Algorithm. Computing pp. 1–19 (2018). https://doi.org/10.1007/s00607-018-0687-5

  • Li, X., Jiang, W., Chen, W., Wu, J., Wang, G.: HAES: A New Hybrid Approach for Movie Recommendation with Elastic Serendipity. In: Proceedings of the 28th ACM International Conference on Information and Knowledge Management - CIKM ’19, ACM Press, pp. 1503–1512 (2019). https://doi.org/10.1145/3357384.3357868. http://dl.acm.org/citation.cfm?doid=3357384.3357868

  • Li, X., Jiang, W., Chen, W., Wu, J., Wang, G., Li, K.: Directional and Explainable Serendipity Recommendation. In: Proceedings of The Web Conference 2020, ACM, pp. 122–132 (2020). https://doi.org/10.1145/3366423.3380100

  • Lu, Q., Chen, T., Zhang, W., Yang, D., Yu, Y.: Serendipitous Personalized Ranking for Top-N Recommendation. In: 2012 IEEE/WIC/ACM International Conferences on Web Intelligence and Intelligent Agent Technology, IEEE, vol 1, pp. 258–265 (2012)

  • Lu, Q., Chen, T., Zhang, W., Yang, D., Yu, Y.: Serendipitous Personalized Ranking for Top-N Recommendation. In: 2012 IEEE/WIC/ACM International Conferences on Web Intelligence and Intelligent Agent Technology, IEEE, Macau, China, pp. 258–265 (2012). https://doi.org/10.1109/WI-IAT.2012.135

  • Maccatrozzo, V., Terstall, M., Aroyo, L., Schreiber, G.: SIRUP: Serendipity In Recommendations via User Perceptions. In: Proceedings of the 22nd International Conference on Intelligent User Interfaces, ACM, New York, NY, USA, IUI ’17, pp. 35–44 (2017). https://doi.org/10.1145/3025171.3025185

  • Maslow, A.H.: A theory of human motivation. Psychol. Rev. 50(4), 370 (1943)

    Article  Google Scholar 

  • Matt, C., Hess, T., Benlian, A., Weiß, C .: Escaping from the Filter Bubble? The Effects of Novelty and Serendipity on Users’ Evaluations of Online Recommendations. Publications of Darmstadt Technical University, Institute for Business Studies (BWL) 66193, Darmstadt Technical University, Department of Business Administration, Economics and Law, Institute for Business Studies (BWL) (2014). https://ideas.repec.org/p/dar/wpaper/66193.html

  • McNee, S.M., Riedl, J., Konstan, J.A.: Being Accurate is Not Enough: How Accuracy Metrics Have Hurt Recommender Systems. In: CHI ’06 Extended Abstracts on Human Factors in Computing Systems, ACM, New York, NY, USA, CHI EA ’06, pp. 1097–1101 (2006). https://doi.org/10.1145/1125451.1125659

  • Menk, A., Sebastia, L., Ferreira, R.: CURUMIM: A Serendipitous Recommender System for Tourism Based on Human Curiosity. In: 2017 IEEE 29th International Conference on Tools with Artificial Intelligence (ICTAI), pp. 788–795 (2017). https://doi.org/10.1109/ICTAI.2017.00124

  • Mobile, A.: 2017 Online Shopping App Market Research Report (2018). https://community.jiguang.cn/article/246360

  • Nakatsuji, M., Fujiwara, Y., Tanaka, A., Uchiyama, T., Fujimura, K., Ishida, T.: Classical Music for Rock Fans?: Novel Recommendations for Expanding User Interests. In: Proceedings of the 19th ACM International Conference on Information and Knowledge Management, ACM, New York, NY, USA, CIKM ’10, pp. 949–958 (2010). https://doi.org/10.1145/1871437.1871558

  • Nelson, P.: Information and consumer behavior. J. Polit. Econ. 78(2), 311–329 (1970). https://doi.org/10.1086/259630

    Article  Google Scholar 

  • Niu, X., Abbas, F.: A Framework for Computational Serendipity. In: Adjunct Publication of the 25th Conference on User Modeling, Adaptation and Personalization - UMAP ’17, ACM Press, pp. 360–363 (2017). https://doi.org/10.1145/3099023.3099097. http://dl.acm.org/citation.cfm?doid=3099023.3099097

  • Oliver, M.B., Raney, A.A.: Entertainment as pleasurable and meaningful: identifying hedonic and eudaimonic motivations for entertainment consumption. J. Commun. 61(5), 984–1004 (2011). https://doi.org/10.1111/j.1460-2466.2011.01585.x

    Article  Google Scholar 

  • Onuma, K., Tong, H., Faloutsos, C.: TANGENT: A Novel, “Surprise-me”, Recommendation Algorithm. In: Proceedings of the 15th ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, ACM, pp. 657–666 (2009)

  • Pandey, G., Kotkov, D., Semenov, A.: Recommending Serendipitous Items using Transfer Learning. In: Proceedings of the 27th ACM International Conference on Information and Knowledge Management, ACM, pp 1771–1774 (2018)

  • Pantouvakis, A.: The relative importance of service features in explaining customer satisfaction: a comparison of measurement models. Manag. Serv. Qual.: Int. J. 20(4), 366–387 (2010). https://doi.org/10.1108/09604521011057496

    Article  Google Scholar 

  • Schedl, M., Hauger, D., Farrahi, K., Tkalčič, M.: On the Influence of User Characteristics on Music Recommendation Algorithms. In: Hanbury, A., Kazai, G., Rauber, A., Fuhr, N. (Eds.) Advances in Information Retrieval, Springer International Publishing, Lecture Notes in Computer Science, pp. 339–345. https://doi.org/10.1007/978-3-319-16354-3_37 (2015)

  • Shen, T., Jia, J., Li, Y., Ma, Y., Bu, Y., Wang, H., Chen, B., Chua, T.S., Hall, W.: PEIA: Personality and Emotion Integrated Attentive Model for Music Recommendation on Social Media Platforms. In: The Thirty-Fourth AAAI Conference on Artificial Intelligence (AAAI-20), p 8 (2020)

  • Sprotles, G.B., Kendall, E.L.: A Methodology for Profiling Consumers’ Decision-Making Styles. J. Consum. Affairs Wiley Online Library 20(2), 267–279 (1986)

    Article  Google Scholar 

  • Tuval, N.: Exploring the Potential of the Resolving Sets Model for Introducing Serendipity to Recommender Systems. In: Proceedings of the 27th ACM Conference on User Modeling, Adaptation and Personalization, Association for Computing Machinery, UMAP ’19, pp. 353–356 (2019). https://doi.org/10.1145/3320435.3323467

  • Walpole, H.: To Mann, Monday 18 January 1754. In: Horace Walpole’s Correspondence, Yale University Press, pp. 407–411 (1960)

  • Wang, C.D., Deng, Z.H., Lai, J.H., Yu, P.S.: Serendipitous recommendation in e-commerce using innovator-based collaborative filtering. IEEE Trans. Cybern. 49(7), 2678–2692 (2018). https://doi.org/10.1109/TCYB.2018.2841924

    Article  Google Scholar 

  • Wang, N., Chen, L., Yang, Y.: The Impacts of Item Features and User Characteristics on Users’ Perceived Serendipity of Recommendations. In: Proceedings of the 28th ACM Conference on User Modeling, Adaptation and Personalization, Association for Computing Machinery, UMAP ’20, pp 266–274 (2020). https://doi.org/10.1145/3340631.3394863

  • Wikipedia Contributors (2021) Window Shopping—Wikipedia, The Free Encyclopedia. https://en.wikipedia.org/w/index.php?title=Window_shopping &oldid=1042448346, [Online; accessed 19-September-2021]

  • Wikipedia Contributors (2022) Mann-Whitney U test—Wikipedia, The Free Encyclopedia. https://en.wikipedia.org/w/index.php?title=Mann [Online;accessed 30-March-2022]

  • Wu, W., Chen, L.: Implicit Acquisition of User Personality for Augmenting Movie Recommendations. In: Ricci F, Bontcheva K, Conlan O, Lawless S (eds) User Modeling, Adaptation and Personalization, pp. 302–314. Springer International Publishing, Lecture Notes in Computer Science (2015). https://doi.org/10.1007/978-3-319-20267-9_25

  • Zhang, Y.C., Séaghdha, D.O., Quercia, D., Jambor, T.: Auralist: Introducing Serendipity into Music Recommendation. In: Proceedings of the 5th ACM International Conference on Web Search and Data Mining, WSDM ’12, pp. 13–22. ACM, New York (2012). https://doi.org/10.1145/2124295.2124300

  • Zhao, P., Lee, D.L.: How Much Novelty is Relevant?: It Depends on Your Curiosity. In: Proceedings of the 39th International ACM SIGIR Conference on Research and Development in Information Retrieval - SIGIR ’16, , pp. 315–324. ACM Press (2016). https://doi.org/10.1145/2911451.2911488. http://dl.acm.org/citation.cfm?doid=2911451.2911488

  • Zheng, Q., Chan, C.K., Ip, H.H.S.: An Unexpectedness-Augmented Utility Model for Making Serendipitous Recommendation. In: Perner, P. (Ed.) Advances in Data Mining: Applications and Theoretical Aspects, vol 9165, pp. 216–230 (2015). Springer, Cham. https://doi.org/10.1007/978-3-319-20910-4_16

Download references

Acknowledgements

This work was supported by Hong Kong Research Grants Council (RGC) (project RGC/HKBU12201620). We are also thankful for Yonghua Yang, Keping Yang, and Quan Yuan who helped collect the data in the previous work (Chen et al. 2019b). Any opinions, findings, conclusions, or recommendations expressed in this material are those of the authors and do not necessarily reflect those of the collaborators and sponsor.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ningxia Wang.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

The original online version of this article was revised to remove the the section titled “1. Self-assessment” that was not relevant.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Wang, N., Chen, L. How do item features and user characteristics affect users’ perceptions of recommendation serendipity? A cross-domain analysis. User Model User-Adap Inter 33, 727–765 (2023). https://doi.org/10.1007/s11257-022-09350-x

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11257-022-09350-x

Keywords

Navigation