Student Engagement and Its Antecedents: Self-Determination Theory
A robust body of research has linked engagement to three key antecedents: feelings of autonomy, relatedness, and competence (Fredricks et al., 2004; Reeve, 2002, 2012; Skinner & Pitzer, 2012). This research supports the basic tenets of self-determination theory, which, at its simplest, argues that students need to feel autonomy, belonging (or relatedness), and competence in order to feel engaged in an undertaking (Deci & Ryan, 2000; Ryan & Deci, 2017). Autonomy involves the self-initiation and self-regulation of behavior. It is often equated with feelings of choice, control, and agency. Belonging refers to affiliation, the strength of one’s connections to others within a particular context; it is also sometimes called relatedness. Competence means knowing how to achieve certain results and feeling efficacious in doing so. Competence frequently involves seeking and conquering challenges. Known informally as the ABC’s of learning, the three building blocks of self-determination have been used to explain how urban students can become engaged in learning (Carver, 1998; National Research Council, 2003).
The research that draws on self-determination theory considers engagement in context. Autonomy, belonging (or relatedness), and competence are understood not just as individual psychological feelings, but also as tools for evaluating how well the learning environment addresses students’ needs. Ryan and Deci (2002) write:
The needs for competence, relatedness, and autonomy provide the basis for categorizing aspects of the environment as supportive versus antagonistic to integrated and vital human functioning. Social environments that allow satisfaction of the three basic needs are predicted to support such healthy functioning, whereas factors associated with need thwarting or conflict are predicted to be antagonistic. Thus, the concept of basic needs provides a critical linking pin within the organismic dialectic (p. 6).
Ryan and Deci use the term “organismic dialectic” to refer to the interdependent relationship between human nature and the social context. Numerous studies have linked each of the three individual needs highlighted by self-determination theory (the need for autonomy, the need for belonging, and the need for competence) to student engagement and motivation to learn.
Autonomy
Researchers have found connections between feelings of autonomy and affective engagement or intrinsic motivation (Patrick, et al., 1993; Reeve et al., 2004; Ryan et al., 1985). Shernoff and colleagues (2003) showed that when students feel high control over a classroom situation, they are more likely to be highly affectively and behaviorally engaged. In her comparative study of students’ experiences in traditional and non-traditional schools, Johnson (2004) found positive and strong associations between student engagement and measures of autonomy as well as measures of belonging. Anderson (2018) also found a highly significant correlation between measures of choice, often considered a proxy for autonomy-support, and affective engagement, while Phillips (2019) found autonomy-support to be conducive to higher levels of behavioral engagement among the Black and Latinx math students in her study. Similarly, Schmidt et al. (2018) showed that when students’ felt they had a choice about how to frame the learning activity, they were more likely to report optimal engagement.
Belonging
Sometimes referred to as feelings of connectedness or relatedness, belonging has also been positively linked to engagement (Korpershoek et al, 2019; Murray, 2009; Wang & Holcombe, 2010). For example, The National Research Council’s (2003) Engaging Schools portrays social connectedness to peers and adults in school as a psychological mediator of school contexts and academic engagement. Blum (2005) identified connectedness as an important factor in students’ cognitive engagement. Goodneow and Grady (1993) found a sense of belonging correlates with a student’s behavioral engagement or effort. In addition to being associated with cognitive and behavioral engagement, belonging has been linked to affective engagement (Cooper, 2012; Roeser et al., 1996). Some of this research suggests that a sense of belonging is a particularly salient driver of behavioral and affective engagement for minoritized youth (Singh et al., 2010).
Competence
A decade before Deci and Ryan introduced self-determination theory, competence was established as a fundamental building block of motivation and engagement. Csikszentmihalyi (1975) identified “optimal challenge” as a pre-requisite for individuals to experience “flow,” an ultimate state of engagement in which one loses track of time and self-consciousness and becomes completely absorbed in an activity. Csikszentmihalyi argued that the challenge of the activity needed to be balanced with the individual’s skill level. In other words, the individual needed to feel competent. Since then, associations have been found between feelings of competence and general academic engagement (Connell, 1990; Covington, 1984; Marks, 1995; Ryan et al., 1985). Research by Newmann and his colleagues has shown that when students feel that they can be successful in a task, they will show greater effort and interest in completing that task (Newmann, 1989; Newmann et al., 1992). Similarly, in the field of motivation, students’ expectancy beliefs (their expectations of success) have been found to predict use of deeper cognitive strategies (Pintrich & De Groot, 1990; Pintrich & Garcia, 1991; Wigfield & Eccles, 2000). In a qualitative study, Fredricks et al. (2016) found that students were more likely to feel engaged in math and science classes when they felt competent.
Self-Systems Model
Drawing on self-determination theory, Connell and Wellborn (1991) presented a “self-system model” in which autonomy, belonging, and competence mediate the relationship between contextual factors and student engagement or disaffection. They validated this model using path analysis methods. The results demonstrated that students’ perceptions of their contexts were related to their feelings of autonomy, competence, and relatedness. In addition, each of these feelings was associated with higher levels of engagement. Students who reported that they did not feel autonomous, competent, or related in school were more likely than their counterparts to show patterns of disaffection.
Other researchers have applied Connell and Wellborn’s model (e.g., Fredricks et al., 2019; Phillips, 2019; Skinner et al., 2009). For example, in a study of classroom engagement among students in fourth, sixth, and ninth grades Skinner and colleagues (2008) found links between classroom competence and behavioral engagement for students in grades four and six, as well as links between both classroom autonomy and classroom belonging and disengagement for this same group of students. They did not administer measures of competence and autonomy to the ninth-grade students. Dincer and colleagues (2019) found that students’ perceptions of autonomy-support in the classroom were associated with greater feelings of autonomy, competence, and relatedness, and that the satisfaction of these needs in turn were associated with higher behavioral, cognitive, affective, and agentic engagement.
Certainly, scholars have examined other individual and contextual factors that facilitate student engagement, beyond those that generate feelings of autonomy, belonging, and competence, including school size, school condition, disciplinary policies, classroom structure, task characteristics, school conditions, peer influence, curricular relevance, and student–teacher relationships (Borrero & Yeh, 2016; Greer et al., 2018). While this research has identified key practices and policies that can promote student engagement, such as giving students a choice in how to frame problems and tasks (Schmidt et al., 2018), it has largely side-stepped the question of whether and how student voice might matter either to engagement or to its psychological antecedents. Nonetheless, the phrase “voice and choice” is regularly used in research and writings on student engagement (e.g., Hastie et al., 2013; Pope et al., 2015; Sahin & Top, 2015; Seiler, 2013).
Student Voice, Engagement, and Achievement
Understood as the ways in which youth share their views on their experiences as students in order to promote meaningful change in educational practice or policy and influence educational decision making, student voice has become seen as a powerful driver of desired student outcomes (Conner, 2015; Conner et al., 2015). When students share their views on what is and is not working in their school and classrooms, educators can come to a better understanding of how their students learn and how their needs as learners can be better met (Conner, 2021). Such understanding is essential for responsive teaching. A growing body of qualitative research has demonstrated that student voice efforts can improve instructional practices as well as curricular design (Cook-Sather, 2009; Mitra, 2008; Rudduck, 2007). Student voice can result in changes to practice and policy that are more attuned to student needs and therefore more engaging and effective for student learning. Indeed, greater engagement in school has been heralded as a key outcome of student voice initiatives and programs (Baroutsis et al., 2016; Fielding, 2001, 2004; Levin, 2000; Smyth, 2006; Taines, 2012), and even the simple acts of making students feel heard and taken seriously in the classroom can help promote student engagement (Wallace & Chhuon, 2014). Dunleavy and Milton’s (2009) list of conditions necessary for the promotion of students’ intellectual engagement include the exhortation: “invite students to be co-designers of their learning in classrooms; support student voice and autonomy” (p. 14).
Little quantitative research on student voice exists; however, researchers in Australia found that measures of student voice correlate strongly with affective engagement and moderately with cognitive engagement (Anderson, 2018).
In a mixed methods study focused on student engagement in urban schools, voice emerged as a salient theme in interviews, as many students described the opportunity to give feedback on class content and assignments as engaging; however, in the quantitative results, voice and choice at school were not associated with engagement, and in fact, predicted disengagement for students with low GPAs (Fredricks et al., 2019). This finding led the authors to argue that “future research should examine different dimensions of autonomy support [which they operationalized as voice and choice in school] to understand what facets help, versus undermine, engagement” (Fredricks et al., 2019, p. 516). By focusing on student voice and its relationship with student engagement, this study responds to their call.
Student Voice and Student–Teacher Relationships
In addition to promoting engagement, research shows that student voice can serve as a conduit for improving student–teacher relationships (Baroutsis et al., 2016; Conner, 2021; Rudduck, 2007). In her study of a reform initiative at Whitman High School that centered student voice, Mitra (2008) explains how “partnering with teachers to examine practice … helped students develop positive relationships with teachers where none had existed previously.” As teachers and students worked together in common cause, they built mutual trust and respect. Of course, the development of such relational trust can be affected by sociocultural differences between students and teachers as well as institutional constraints (Phillippo, 2012; Rolon-Dow, 2005). In a context in which students have little trust in school and in which student voice is counter-normative, teachers’ attempts to build relationships can be perceived as invasive and unwanted (Phillippo, 2012).
Highlighting the centrality of the relationships that students and their teachers negotiate as they learn to work together on a joint undertaking and share power in student voice initiatives, several scholars frame student voice work as youth-adult partnerships (Bolstad, 2011; Beattie & Rich, 2018; Camino, 2005; Mitra, 2009), thereby blurring the lines between student voice and student–teacher relationships. This conceptual overlap was also found in a recent study of survey scales that have been used to measure student–teacher relationships (Phillippo et al., 2017). The researchers observed that 57% of the 49 student–teacher relationship scales they studied included at least one item that pertained to teachers listening to their students, such as “My teachers really listen to what I have to say.” Furthermore, four scales included items that reported on teacher soliciting student voice, such as “My opinion matters to my math teacher.” Whether student voice is indicative of positive student–teacher relationships or a necessary foundation on which these relationships are built requires further conceptual attention from researchers.
Student Voice and Agency, Belonging, and Competence
Along with student engagement and student–teacher relationships, research has linked student voice to key developmental outcomes, such as those highlighted by self-determination theory. Mitra (2004, 2008) found that participation in student voice initiatives can promote student agency, belonging, and competence. Other researchers report similar findings. Drawing on their more than ten-year experience leading and studying student voice programs, Beattie and Rich (2018) concluded that youth-adult partnerships meet the basic human need for agency. Similarly, Toshalis and Nakkula (2012) argued, “student voice programs demonstrate a commitment to the facilitation of student agency” (p. 23). Focusing on the concept of belonging, Dureau (2016) found statistically significant increases in students’ sense of school connectedness after one year of a “Teach the Teacher” program, in which students led professional development sessions for their teachers. Rudduck (2007), too, found that students involved in pedagogical consultation work with their teachers routinely reported enhanced feelings of membership in their school community and agency as benefits of this work. Feelings of belonging and connectedness were also highlighted as key elements of student wellbeing, outcomes which Anderson (2018) found were predicted by experiences in which students felt they had an impact on decisions at school and authentic voice with school leaders. This body of evidence suggests that soliciting student voice may be a practice teachers can use to satisfy students’ needs for autonomy, belonging, and competence, thereby facilitating deeper engagement in classroom learning activities; however, more quantitative research is needed to test these theoretical links.
Understanding the relationships among student voice practices and desirable student outcomes in the context of urban schools is particularly important. While it is the case that studies of student voice have found developmental, academic, and civic benefits for students across racial and socioeconomic groups, low-income students of color appear to encounter fewer opportunities for student voice in their classrooms and schools than their wealthier, white counterparts (Alonso et al., 2009; McFarland & Starmann, 2009). As Rodriguez and Brown (2009) have observed, “Examples of the disproportionate silencing of low-income students of color are replete in the educational literature” (p. 22). Often this silencing has been tied to strict disciplinary policies and highly controlled teaching, which offer little room for students to shape the curriculum, pedagogy, or classroom norms. Fredricks et al. (2019) found that although the urban students in their study valued opportunities to have a say in decision-making at the classroom level, several participants struggled to identify opportunities to have a voice and participate in decision making at the school level. To date, no studies that we know of have attempted to measure how often students encounter opportunities for voice in urban schools. Combined with the absence of quantitative research on student voice and its effects, this lack of knowledge limits our understanding of how student voice might work in urban schools to benefit students.
Theoretical Framework
In addition to drawing on self-determination theory, this study relies on a conceptualization of engagement as a multi-dimensional construct, with affective, behavioral, and cognitive components. Fredricks and colleagues (2004) argued that these dimensions pertain to how students behave, feel, and think respectively. Though they acknowledged that the three domains overlap and interact, they insisted each can be distinguished and studied separately. Over the last 15 years, scholars have heeded their call, and research on the differing dimensions of engagement has flourished.
In person-centered studies of engagement, which focus on individuals rather than average levels of engagement in a classroom or school, researchers have found full engagement (that is, high levels of affective, behavioral, and cognitive engagement) to be relatively rare among adolescents. In their study of students’ momentary engagement in science classes, Schmidt and colleagues (2018) found full engagement occurring in only 11% of their 4,136 observations of individual students. Low levels of engagement across all three dimensions, meanwhile, occurred twice as often. Similarly, in their study of 6,294 students in high-performing schools, Conner and Pope (2013) found that fewer than one-third (31%) of the students reported full engagement in their schoolwork. In both studies, the means for behavioral engagement were higher than those for cognitive and affective engagement. Although the mean for behavioral engagement was lower than the means of affective and cognitive engagement in Wang and Peck’s (2013) study of 1025 9th graders, only 17% of their sample posted engagement scores above the mean on all three dimensions. This person-centered research on engagement profiles or types, which account for affective, behavioral, and cognitive engagement, has ushered in important new understandings about the nature of engagement.