Abstract
Wind turbine drive train system failures have been the major source of down time and costly repairs. One of the main failure modes associated with gearbox failures is the formation of white etching cracks (WECs) in bearings. In this paper, low-speed intermediate shaft (LSIS) and high-speed intermediate shaft (HSIS) bearings are collected from failed gearboxes to examine microstructural alterations and evaluate damage. Butterfly wing formations are detected in LSIS bearings around nonmetallic inclusions at depths of up to about 260 µm from the contact surface and the measured span length ranging from 5 to 70 µm. Circumferential cracks oriented parallel to the contact surface are detected at depths greater than 300 μm. Irregular white etched cracks are revealed in HSIS bearings with random crack orientations. The crack depth is measured to be 7000 μm in the cross section perpendicular to the bearing axis. The bearing characterization revealed that microstructural alterations can occur with and without the formation of cracks. Evidence found supports the existing hypotheses that (1) white etch areas precedes crack formations and (2) cracks are prerequistes for white etch formation. The microstructural alterations detected in LSIS and HSIS bearings are observed to have different crack morphology and could be initiated by different mechanisms. The results presented in this paper can be used to develop materials-based prognostic life prediction models. This can be achieved by linking WECs and butterfly wings qualitative observations to turbine real operating conditions, bearing design, and manufacturing process.
This is a preview of subscription content, access via your institution.













References
Kotzalas, M.N., Doll, G.L.: Tribological advancements for reliable wind turbine performance. Philos. Trans. A. Math. Phys. Eng. Sci. 368, 4829–4850 (2010)
Evans, M.-H.: White structure flaking (WSF) in wind turbine gearbox bearings: effects of “butterflies” and white etching cracks (WECs). Mater. Sci. Technol. 28, 22–23 (2012)
Sheng, S.: Gearbox reliability database: yesterday, today, and tomorrow (2014)
Errichello, R., Budny, R., Eckert, R.: Investigations of bearing failures associated with white etching areas (WEAs) in wind turbine gearboxes. Tribol. Trans. 56, 1069–1076 (2013)
Greco, A., Sheng, S., Keller, J., Erdemir, A.: Material wear and fatigue in wind turbine Systems. Wear 302, 1583–1591 (2013)
Ruellan, A., Ville, F., Kleber, X., Liatard, B.: Tribological analysis of white etching crack (WEC) failures in rolling element bearings. NREL Wind Turbine Tribol. Semin. 2014 (2014)
Stadler, K., Lai, J., Vegter, R.H.: A review: the dilemma with premature white etching crack (WEC) bearing failures. In: Bearing Steel Technologies: 10th Volume, Advances in Steel Technologies for Rolling Bearings, pp. 1–22. ASTM International (2015)
Kruhöffer, W., Loos, J.: WEC formation in rolling bearings under mixed friction: influences and “friction energy accumulation” as indicator. Tribol. Trans. (2016). doi:10.1080/10402004.2016.1183250
Lai, J., Stadler, K.: Investigation on the mechanisms of white etching crack (WEC) formation in rolling contact fatigue and identification of a root cause for bearing premature failure. Wear 364–365, 244–256 (2016)
Loos, J., Bergmann, I., Goss, M.: Influence of currents from electrostatic charges on WEC formation in rolling bearings. Tribol. Trans. 2004, 865–875 (2015)
Moghaddam, S.M., Sadeghi, F.: A review of microstructural alterations around non-metallic inclusions in bearing steel during rolling contact fatigue. Tribol. Trans. 2004, 1–61 (2016)
Becker, P.C.: Microstructural changes around non-metallic inclusions caused by rolling-contact fatigue of ball-bearing steels. Metals Technol. 8, 234–243 (1981)
Evans, M.H., Richardson, A.D., Wang, L., Wood, R.J.K.: Serial sectioning investigation of butterfly and white etching crack (WEC) formation in wind turbine gearbox bearings. Wear 1, 1573–1582 (2013)
Grabulov, A.: Fundamentals of rolling contact fatigue (Doctoral dissertation, TU Delft, Delft University of Technology) (2010)
Mobasher, S.M., Sadeghi, F., Weinzapfel, N., Liebel, A.: A Damage mechanics approach to simulate butterfly wing formation around non-metallic inclusions. ASME J. Tribol. 137, 1–13 (2014)
Voskamp, A.P.: Microstructural changes during rolling contact fatigue (1997)
Bhadeshia, H.K.D.H.: Steels for bearings. Prog. Mater Sci. 57(2), 268–435 (2012)
Evans, M.-H., Wang, L., Jones, H., Wood, R.J.K.: White etching crack (WEC) investigation by serial sectioning, focused ion beam and 3-D crack modelling. Tribol. Int. 65, 140–160 (2013)
Hiraoka, K., Nagao, M., Isomoto, T.: Study on flaking process in bearings by white etching area generation. J. ASTM Int. 3, 1–7 (2006)
Solano-Alvarez, W., Bhadeshia, H.K.D.H.: White-etching matter in bearing steel. Part II: distinguishing cause and effect in bearing steel failure. Metall. Mater. Trans. A. 45, 4916 (2014)
Gould, B., Greco, A.: The influence of sliding and contact severity on the generation of white etching cracks. Tribol. Lett. 60, 29 (2015)
Gould, B., Greco, A.: Investigating the Process of White Etching Crack Initiation in Bearing Steel. Tribol. Lett. 62, 26 (2016)
Diederichs, A.M., Schwedt, A., Mayer, J., Dreifert, T.: Electron microscopy analysis of structural changes within white etching areas electron microscopy analysis of structural changes within white etching areas. Mater. Sci., Technol (2016)
Kang, J., Vegter, R.H., Rivera-Díaz-del-Castillo, P.E.J.: Rolling contact fatigue in martensitic 100Cr6: subsurface hardening and crack formation. Mater. Sci. Eng. A 607, 328–333 (2014)
Holappa, L.E.K., Helle, A.S.: Inclusion control in high-performance steels. J. Mater. Process. Technol. 53, 177–186 (1995)
Bruce, T., Rounding, E., Long, H., Dwyer-Joyce, R.S.: Characterisation of white etching crack damage in wind turbine gearbox bearings. Wear 338–339, 164–177 (2015)
International Organization for Standardization, ISO/IEC 61400-4, Part 4 Des. Requir. Wind Turbine Gearboxes (2012)
Chen, Q., Shao, E., Zhao, D., Guo, J., Fan, Z.: Measurement of the critical size of inclusions initiating contact fatigue cracks and its application in bearing steel. Wear 147, 285–294 (1991)
J. Gegner, Tribological aspects of rolling bearing failures
Ryttberg, K., Wedel, M.K., Recina, V., Dahlman, P., Nyborg, L.: The effect of cold ring rolling on the evolution of microstructure and texture in 100Cr6 steel. Mater. Sci. Eng. A 527(9), 2431–2436 (2010)
Gould, B., Greco, A., Stadler, K., Xiao, X.: An analysis of premature cracking associated with microstructural alterations in an AISI 52100 failed wind turbine bearing using X-ray tomography. Mater. Des. 117, 417 (2016)
Lund, T.B.: Sub-surface initiated rolling contact fatigue—influence of non-metallic inclusions, processing history, and operating conditions. J. ASTM Int. 7(5), 1–12 (2010)
Evans, M.H., Richardson, A.D., Wang, L., Wood, R.J.K., Anderson, W.B.: Confirming subsurface initiation at non-metallic inclusions as one mechanism for white etching crack (WEC) formation. Tribol. Int. 75, 87–97 (2014)
Solano-Alvarez, W., Duff, J., Smith, M.C., Bhadeshia, H.K.D.H.: Elucidating white-etching matter through high-strain rate tensile testing. Mater. Sci. Technol. 33, 307 (2016)
Kohara, M., Kawamura, T., Egami, M.: Study on mechanism of hydrogen generation from lubricants. Tribol. Trans. 49, 53–60 (2006)
A.D. Richardson, L. Wang, R.J.K. Wood, M. Evans, M. Ingram, A combined TDA and metallographic study to investigate hydrogens role in white etching crack (WEC) formation 1–4 (2016)
Author information
Authors and Affiliations
Corresponding author
Additional information
This article is part of the Topical Collection on STLE Tribology Frontiers Conference 2016.
Rights and permissions
About this article
Cite this article
Singh, H., Pulikollu, R.V., Hawkins, W. et al. Investigation of Microstructural Alterations in Low- and High-Speed Intermediate-Stage Wind Turbine Gearbox Bearings. Tribol Lett 65, 81 (2017). https://doi.org/10.1007/s11249-017-0861-5
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s11249-017-0861-5