Abstract
This paper explores whether the concept of social capital as popularized by Robert Putnam is a good social science concept. Taking Gerring’s work on concept evaluation as the starting point, the paper first presents a set of criteria for conceptual ‘goodness’ and discusses how social capital performs on these criteria. It is argued that social capital eventually may be a good concept if it can be shown empirically to be a unidimensional concept. An empirical section therefore explores the validity of the unidimensionality assumption and rejects it in four separate tests at both the individual and aggregate level. We conclude that even if social capital has been a remarkably productive idea, it is not a good concept as most popular conceptualizations define social capital as several distinct phenomena or as phenomena that already have been conceptualized under other labels.
Similar content being viewed by others
Notes
We must stress that we primarily think of the dimensionality question in an empirical/statistical sense. Hence, even though a concept may be multidimensional in terms of consequences or attributes, it need not be multidimensional in a statistical sense if these attributes are sufficiently related. The strong test of multidimensionality that we have in mind is that of approximate, empirical orthogonality, i.e. attributes or phenomena are almost entirely unassociated with each other.
The fact that sample sizes are the same—48 states and countries—is purely coincidental.
As is standard, Alaska is excluded from the survey due to its extremely sparse population, and Hawaii is excluded since it arguably does not belong to American culture, having approximately 60% indigenous inhabitants.
At first sight, more variables included in this data set may be relevant in a composite social capital index. However, while those included in the analysis here are all measured in frequency within the last 12 months, the remaining variables are either measured in frequency compared to the previous year or only asked in certain years. As such, one set measures frequency while another measures year-to-year changes. In Putnam (2000), it is not always ideally clear which type is used.
References
Adcock, R., & Collier, D. (2001). Measurement validity: A shared standard for qualitative and quantitative research. American Political Science Review, 95(3), 529–546.
Alesina, A., & Guiliano, P. (2011). Family ties and political participation. Journal of the European Economic Association, 9, 817–839.
Arrow, K. (1972). Gifts and exchanges. Philosophy & Public Affairs, 1, 343–367.
Arrow, K. (2000). Observations on social capital. In P. Dasgupta & I. Serageldin (Eds.), Social capital: A multifaceted perspective (pp. 3–5). Washington: The World Bank.
Berggren, N., Jordahl, H., & Elinder, M. (2008). Trust and growth: A shaky relation. Empirical Economics, 35, 251–274.
Beugelsdijk, S., de Groot, H. L. F., & van Schaik, A. B. T. M. (2004). Trust and economic growth: A robustness analysis. Oxford Economic Papers, 56, 118–134.
Bjørnskov, C. (2003). The happy few. Cross-country evidence on social capital and life satisfaction. Kyklos, 56, 3–16.
Bjørnskov, C. (2006). The multiple facets of social capital. European Journal of Political Economy, 22, 22–40.
Bjørnskov, C. (2008). Social capital and happiness in the United States. Applied Research in Quality of Life, 3, 43–62.
Bourdieu, P. (1986). The forms of capital. In J. G. Richardson (Ed.), Handbook of theory and research for the sociology of education. New York: Greenwood Press.
Bowles, S., & Gintis, H. 2002. Social capital and community governance. The Economic Journal, 112(483), F419–F436.
Coleman, J. S. (1990). Foundations of social theory. Cambridge, MA: Harvard University Press.
Coleman, J. S. (1988). Social capital in the creation of human capital. American Journal of Sociology, 94, S95–S120.
Deutsch, M. (1958). Trust and suspicion. Journal of Conflict Resolution, 2, 265–279.
Durlauf, S. N. (2002a). Bowling alone: A review essay. Journal of Economic Behavior & Organization, 47, 259–273.
Durlauf, S. N. (2002b). On the empirics of social capital. The Economic Journal, 112, 459–479.
Durlauf, S.N., & Fafchamps, M. (2004). Social capital. NBER Working Papers 10485. Cambridge, MA: National Bureau of Economic Research.
Fehr, E., & Schneider, F. (2010). Eyes are on us, but nobody cares: are eye cues relevant for strong reciprocity? Proceedings of the Royal Society B: Biological Sciences, 277(1686), 1315–1323.
Fine, B. (2001). Social capital versus social theory. London: Routledge.
Fischer, C. S. (2005). Bowling alone: What’s the score? Social Networks, 27(2), 155–167.
Fukuyama, F. (1997). Social capital. Tanner lecture on human values. Oxford: Brasenose College.
Gerring, J. (1999). What makes a concept good? A criterial framework for understanding concept formation in the social sciences. Polity, 31(3), 357–393.
Gerring, J. (2001). Social science methodology: A criterial framework. Cambridge: Cambridge University Press.
Gerring, J. (2012). Social science methodology: A criterial framework (2nd ed.). Cambridge: Cambridge University Press.
Grafton, R. Q., & Knowles, S. (2004). Social capital and national environmental performance: A cross-sectional analysis. Journal of Environment & Development, 13(4), 336–370.
Groot, W., van den Brink, H. M., & van Praag, B. (2006). The compensating income variation of social capital. IZA Working Paper 2529, IZA: Bonn.
Grootaert, C., & van Bastelaer, T. (2002). Understanding and measuring social capital: A multi-disciplinary tool for practitioners. Washington, D.C: The World Bank.
Guinnane, T. (2005). Trust: A concept too many. Jahrbuch für Wirtschaftsgeschichte, 1, 77–92.
Helliwell, J. F. (2003). How’s life? Combining individual and national variables to explain subjective well-being. Economic Modelling, 20, 331–360.
Helliwell, J. F., & Putnam, R. (1995). Economic growth and social capital in Italy. Eastern Economic Journal, 221, 295–307.
Inglehart, R., Basañez, M., Díez-Medrano, J., Halman, L., & Luijkx, R. (2004). Human beliefs and values. Ann Arbor: University of Michigan Press.
Inglehart, R., & Welzel, C. (2004). What insights can multi-country surveys provide about people and societies? Newsletter of the American Political Science Association Organized Section in Comparative Politics, 15(2), 14–18.
Knack, S. (2002). Social capital and the quality of government: Evidence from the United States. American Journal of Political Science, 46(4), 772–785.
Knack, S., & Keefer, P. (1997). Does social capital have an economic pay-off? A cross-country investigation. Quarterly Journal of Economics, 112, 1251–1288.
Knowles, S. (2006). Is social capital part of the institutions continuum and is it a deep determinant of development? Research Paper 25, World Institute for Development Economics Research.
Kramarz, F., & Thesmar, D. (2006). Social networks in the boardroom. IZA Discussion Paper 1940.
Kuhn, T. (1962). The structure of scientific revolutions. Chicago: Chicago University Press.
Lakatos, I. (1977). The methodology of scientific research programmes: Philosophical Papers (Vol. 1). Cambridge: Cambridge University Press.
Lin, N. (2001). Social capital. Cambridge: Cambridge University Press.
Manski, C. (2000). Economic analysis of social interactions. Journal of Economic Perspectives, 14, 115–136.
McNamara, J. M., Stephens, P. A., Dall, S. R. X., & Houston, A. I. (2009). Evolution of trust and trustworthiness: social awareness favours personality differences. Proceedings of the Royal Society B: Biological Sciences, 276(1657), 605–613.
Narayan, D. & Pritchett, L. (1999). Cents and Sociability: Household income and social capital in rural Tanzania. Economic Development and Cultural Change, 47(4), 871–897.
Ostrom, E. (2000). Social capital: A fad or a fundamental concept. In P. Dasgupta & I. Serageldin (Eds.), Social capital: A multifaceted perspective (pp. 172–214). Washington: The World Bank.
Paldam, M. (2000). Social capital: One or many? Definition and measurement. Journal of Economic Surveys, 14, 629–653.
Pargal, S., Gilligan, D. O., & Huq, M. (2002). Does social capital increase participation in voluntary solid waste management? Evidence from Dhaka, Bangladesh. In C. Grootaert & T. van Bastelaer (Eds.), The role of social capital in development (pp. 188–209). Cambridge: Cambridge University Press.
Paxton, P. (1999). Is social capital declining in the United States? A multiple indicator assessment. American Journal of Sociology, 105, 88–127.
Portes, A. (1998). Social capital: Its origins and applications in modern sociology. Annual Review of Sociology, 24, 1–24.
Portes, A. (2000). The two meanings of social capital. Sociological Forum, 15, 1–12.
Putnam, R. (1993). Making democracy work. Civic traditions in modern Italy. Princeton, N.J.: Princeton University Press.
Putnam, R. (2000). Bowling alone. The collapse and revival of American Community. New York: Simon & Schuster.
Robinson, W. S. (1950). Ecological correlations and the behavior of individuals. American Sociological Review, 15(3), 351–357.
Sartori, G. (1970). Concept misformation in comparative politics. American Political Science Review, 64, 1033–1053.
Schwartz, S. (1994). The fallacy of the ecological fallacy: The potential misuse of a concept and consequences. American Journal of Public Health, 84(5), 819–824.
Seligson, M. A. (2002). The renaissance of political culture or the renaissance of the ecological fallacy? Comparative Politics, 34(3), 273–292.
Smith, S. S., & Kulynych, J. (2002). It may be social, but why is it capital? The social construction of social capital and the politics of language. Politics & Society, 30(1), 149–186.
Sobel, J. (2002). Can we trust social capital? Journal of Economic Literature, 40(1), 139–154.
Solow, R. M. (2000). Notes on social capital and economic performance. In P. Dasgupta & I. Serageldin (Eds.), Social capital: A multifaceted perspective (pp. 6–10). Washington: The World Bank.
Sønderskov, K. M. (2009). The environment. In G. T. Svendsen & G. L. H. Svendsen (Eds.), Handbook of social capital: The troika of sociology, political science and economics (pp. 252–271). Cheltenham: Edward Elgar.
Stolle, D. (2001). Getting to trust. An analysis of the importance of institutions, families, personal experiences and group membership. In P. Dekker & E. M. Uslaner (Eds.), Social capital and participation in everyday life. New York: Routledge.
Uslaner, E. M. (2002). The moral foundations of trust. Cambridge (UK): Cambridge University Press.
Whiteley, P. (2000). Economic growth and social capital. Political Studies, 48, 443–466.
Woolcock, M. (2001). The place of social capital in understanding social and economic outcomes. Canadian Journal of Policy Research, 2(1), 11–17.
World Bank. (2005). Social capital home page. Available at http://wwwl.worldbank.org/prem/poverty/scapital/index.htm. Accessed May 2010.
Zak, P. J., & Knack, S. (2001). Trust and growth. The Economic Journal, 111, 295–321.
Acknowledgments
We are grateful for comments on previous versions from anonymous referees, Niclas Berggren, Jørgen Møller, Svend-Erik Skaaning, Richard Traunmüller, Eric Uslaner, and participants at a CINEFOGO conference in Aalborg, Denmark, June 2009. All remaining errors are of course ours.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Bjørnskov, C., Sønderskov, K.M. Is Social Capital a Good Concept?. Soc Indic Res 114, 1225–1242 (2013). https://doi.org/10.1007/s11205-012-0199-1
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11205-012-0199-1