Skip to main content
Log in

Publish and flourish: investigating publication requirements for PhD students in China

  • Published:
Scientometrics Aims and scope Submit manuscript

Abstract

This study analyzes the publication requirements of PhD programs in China. It is based on a representative sample of PhD programs from 164 Chinese universities from all fields of science. Our results show that Chinese PhD student significant pressures to publish in order to obtain their degree, with papers indexed in the Science Citation Index often a mandatory requirement for students to obtain their degree. Moreover, it is found that first authorship is also mandatory: only as first authors count towards the degree, which may affect PhD students’ collaborative behavior. These findings highlight the role of publications indexed in the Science Citation Index for China’s PhD programs and contributes to our understanding of the landscape of research evaluation in China’s higher education system.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
$34.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or eBook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6

Similar content being viewed by others

Notes

  1. Data is retrieved from the Ministry of Education.

  2. Double-blind peer review is extensive using doctoral dissertation review.

References

  • Amjad, T., Ding, Y., Xu, J., Zhang, C., Daud, A., Tang, J., & Song, M. (2017). Standing on the shoulders of giants. Journal of Informetrics, 11(1), 307–323.

    Article  Google Scholar 

  • Barbero, E. J. (2013). Journal paper requirement for PhD graduation. Latin American & Caribbean Journal of Engineering Education, 2(2), 51–53.

    Google Scholar 

  • Biagioli, M. (2003). Rights or rewards? Changing frameworks of scientific authorship. In P. Galison & M. Biagioli (Eds.), Scientific Authorship: Credit and Intellectual Property in Science (pp. 255–279). Routledge.

    Google Scholar 

  • Birnholtz, J. P. (2006). What does it mean to be an author? The intersection of credit, contribution, and collaboration in science. Journal of the American Society for Information Science and Technology, 57(13), 1758–1770.

    Article  Google Scholar 

  • Callary, B., Werthner, P., & Trudel, P. (2012). The lived experience of a doctoral student: The process of learning and becoming. Qualitative Report, 17(43), 1–20.

    Google Scholar 

  • Cargill, M., Gao, X., Wang, X., & O'Connor, P. (2018). Preparing Chinese graduate students of science facing an international publication requirement for graduation: Adapting an intensive workshop approach for early-candidature use. English for Specific Purposes, 52, 13–26.

    Article  Google Scholar 

  • Chen, L., & Huang, D. (2013). Internationalization of Chinese higher education. Higher Education Studies, 3(1), 92–105.

    Article  Google Scholar 

  • Christian, K., Hey-Cunningham, A., Corte, T., Goh, N., Jaffar, J., Reynolds, P., Teoh, A., Troy, L. (2022). Establishing CREATE: lessons learned in setting up a training environment for early-career researchers in respiratory medicine. BMC Medical Education. 22. https://doi.org/10.1186/s12909-022-03169-1.

    Article  Google Scholar 

  • Diao, L. (2008). Investigation on the current situation of communication between postgraduates and supervisors and its improvement strategies. Chong Qing University.

    Google Scholar 

  • Ding, W., & Rui, Y. (2008). Take the number of papers published as the defense of the dissertation legal inquiry of premise. Tribune of Political of Law, 02, 164–169.

    Google Scholar 

  • Editor Board. (1982). Graduate education in our college has developed rapidly. Bulleyin of Geological Science and Technology, 04, 95.

    Google Scholar 

  • Editor Board. (2019). Look beyond publications in assessment of PhDs. Nature Human Behavior, 3(10), 1001–1001.

    Article  Google Scholar 

  • Evans, T. M., Bira, L., Gastelum, J. B., Weiss, L. T., & Vanderford, N. L. (2018). Evidence for a mental health crisis in graduate education[J]. Nature Biotechnology, 36(3), 282–284.

    Article  Google Scholar 

  • Gao, L. (2005). Exploration and practice of anonymous review of doctoral dissertation. China Higher Education Research, 05, 39–41.

    Google Scholar 

  • Gong, X., & Songyun, Z. (2019). On the academic standards for awarding master’s and doctor’s degrees. Academic Degree & Graduate Education, 03, 56–64.

    Google Scholar 

  • Guthrie, S., Lichten, C. A., Van Belle, J., Ball, S., Knack, A., & Hofman, J. (2018). Understanding mental health in the research environment: A Rapid Evidence Assessment. Rand health quarterly, 7(3), 2.

    Google Scholar 

  • Hicks, D., Wouters, P., Waltman, L., De Rijcke, S., & Rafols, I. (2015). Bibliometrics: The Leiden Manifesto for research metrics. Nature, 520(7548), 429–431.

    Article  Google Scholar 

  • Horta, H., & Santos, J. M. (2016). The impact of publishing during PhD studies on career research publication, visibility, and collaborations. Research in Higher Education, 57(1), 1–23.

    Article  Google Scholar 

  • Horta, H., & Shen, W. (2020). Current and future challenges of the Chinese research system. Journal of Higher Education Policy and Management, 42(2), 157–177.

    Article  Google Scholar 

  • Huang, B., & Li,Wencan. (2008). Discussion on the requirement of publishing papers in the awarding of doctoral degree. China Collective Economy, 16, 150–151.

    Google Scholar 

  • Huang, J., & Qiuyuan, C. (2013). Present situation, causes and Countermeasures of doctoral students’ delayed graduation: An investigation of doctoral students in Peking University. Academic Degree & Graduate Education, 7, 50–55.

    Google Scholar 

  • ICMJE Defining the Role of Authors and Contributors. 2022.

  • Jackson, D. (2013). Completing a PhD by publication: A review of Australian policy and implications for practice. Higher Education Research & Development, 32, 355–368.

    Article  Google Scholar 

  • Jennings, A. R. E. R. (2011). Effective postgraduate supervision: Improving the student-supervisor relationship. Open University Press.

    Google Scholar 

  • Jiang, D. (1985). The reform of postgraduate education has trained a large number of excellent talents for the construction of the four modernizations. Academic Degree & Graduate Education, 01, 54–56.

    Google Scholar 

  • Larivière, V. (2012). On the shoulders of students? The contribution of Phd students to the advancement of knowledge. Scientometrics, 90(2), 463–481.

    Article  Google Scholar 

  • Lei, J., & Hu, G. (2019). Doctoral candidates’ dual role as student and expert scholarly writer: An activity theory perspective. English for Specific Purposes, 54, 62–74.

    Article  Google Scholar 

  • Li, B., & Yan, Y. (2006). Writing for international publication: The case of Chinese doctoral science students. City University of Hong Kong.

    Google Scholar 

  • Li, H. (2012). Analysis on the influencing factors of doctoral students’ delay in completing their studies in China—Based on a questionnaire survey of 42 graduate schools. Academic Degree & Graduate Education, 05, 9–15.

    Google Scholar 

  • Li, J., & Xue, E. (2020). Shaping the policies on abolishing the “five only.” Shaping education reform in China: Exploring education policy in a globalized world: Concepts, contexts, and practices. Springer.

    Google Scholar 

  • Li, L., & Xie, Yongsheng. (2015). Questionnaire survey and analysis of doctoral students’ requirements for publishing academic papers when applying for a degree. Academic Degree & Graduate Education, 06, 60–64.

    Google Scholar 

  • Li, X. (2019). The academic society in a catalytic chamber. Nature Human Behaviour, 3(10), 1022–1023.

    Article  Google Scholar 

  • Li, Y. (2016). “Publish SCI papers or no degree”: Practices of Chinese doctoral supervisors in response to the publication pressure on science students. Asia Pacific Journal of Education, 36, 545–558.

    Article  Google Scholar 

  • Liang, L. (2003). Evaluating China’s research performance: How do SCI and Chinese indexes compare? Interdisciplinary Science Reviews, 28(1), 38–43.

    Article  Google Scholar 

  • Liang, L., Liu, J. & Rousseau, R. (2004). Name order patterns of graduate candidates and supervisors in Chinese publications: A case study of three major Chinese universities. Scientometrics, 61(1), 3–18.

    Article  Google Scholar 

  • Liu, W., Hu, G., Tang, L., & Wang, Y. (2015). China's global growth in social science research: Uncovering evidence from bibliometric analyses of SSCI publications (1978–2013). Journal of Informetrics, 9(3), 555–569.

    Article  Google Scholar 

  • Ma, L. (2020). A bibliometric analysis of the research on university ranking in China—Based on the perspective of masters and doctoral dissertations. Open Journal of Social Sciences, 08, 48–56.

    Article  Google Scholar 

  • Merton, R. K. (1968). The Matthew effect in science: The reward and communication systems of science are considered. Science, 159(3810), 56–63.

    Article  Google Scholar 

  • Ministry of Education. (2018). Implementation of the special action of clearing up ‘only paper, only academic title, only professional title, only diploma, and only award’. Retrieved from http://www.moe.gov.cn/srcsite/A16/s7062/201811/t20181113_354444.html.

  • Moradi, S. (2019). Publication should not be a prerequisite to obtaining a PhD. Nature Human Behaviour, 3(10), 1025–1025.

    Article  Google Scholar 

  • Mydin, F., Rahman, R. S. A. R., , & Wan Mohammad, W.M.. (2021). Research collaboration: Enhancing the research skills and self- confidence of early career academics. Asian Journal of University Education, 17(3), 142–153.

    Article  Google Scholar 

  • Nethsinghe, R., & Southcott, J. (2015). A juggling act: Supervisor-candidate partnership in a doctoral thesis by publication. International Journal of Doctoral Studies, 10, 167–185.

    Article  Google Scholar 

  • Pasco, H. A. (2009). Should graduate students publish? Journal of Scholarly Publishing, 40(3), 231–240.

    Article  Google Scholar 

  • Powell, K. (2016). Does it take too long to publish research? Nature News, 530(7589), 148.

    Article  Google Scholar 

  • Prazeres, F. (2017). PhD supervisor-student relationship. Journal of Advances in Medical Education & Professionalism, 5, 220–221.

    Google Scholar 

  • Quan, W., Chen, B., & Shu, F. (2017). Publish or impoverish: An investigation of the monetary reward system of science in China (1999–2016). Aslib Journal of Information Management, 69(5), 486–502.

    Article  Google Scholar 

  • Quan, W., Mongeon, P., Sainte-Marie, M., Zhao, R Y., &  Larivière, V. (2019). On the development of China’s leadership in international collaborations. Scientometrics, 120(2), 707–721.

    Article  Google Scholar 

  • Rezende, J. L. D., Xexéo, G., R. T. Da Silva, M. S. Araujo and J. M. De Souza. (2006). Supporting student-supervisor scientific collaboration: International conference on computer supported cooperative work in design. In Proceedings of the 10th international conference on CSCW in design, CSCWD 2006, Southeast University, Nanjing, China.

  • Richards, G. C., Bradley, S. H., Dagens, A. B., Haase, C. B., Kahan, B. C., Rombey, T., Wayant, C., Williams, L. Z. J., & Gill, P. J. (2021). Challenges facing early-career and mid-career researchers: Potential solutions to safeguard the future of evidence-based medicine. BMJ Evidence-Based Medicine, 26, 8–11.

    Article  Google Scholar 

  • Shi, Y., & Yi, R. (2010). China’s research culture. Science, 329(5996), 1128.

    Article  Google Scholar 

  • Shu, F., Quan, W., Chen, B.,  Qiu, J., Sugimoto,C.R., & Larivière, V.. (2020). The role of Web of Science publications in China’s tenure system. Scientometrics, 122(3), 1683–1695.

    Article  Google Scholar 

  • Small, H. (2004). On the shoulders of Robert Merton: Towards a normative theory of citation. Scientometrics, 60(1), 71–79.

    Article  Google Scholar 

  • Smith, E. M., Williams-Jones, B., Master,Z., Larivière,V., Sugimoto, C.R., Paul-Hus, A.,Shi,M.& David B. Resnik. (2020). Misconduct and misbehavior related to authorship disagreements in collaborative science. Science and Engineering Ethics, 1–27.

  • Song, C., & Li,Yan. (2012). The status, reasons and measures of doctoral students’ extended term for graduation: Taking Beijing university of aeronautics and astronautics for example. Journal of Beijing University of Aeronautics and Astronautics (social Sciences Edition), 25(6), 116–120.

    Google Scholar 

  • Song, Y., Li, Z., & Junping, Q. (2022). Reflections on the construction of scientific research evaluation system under the background of “breaking the five focuses. Journal of Intelligence, 41(2), 190–197.

    Google Scholar 

  • Suikkala, A., Kivelä, E., & Käyhkö, P. (2016). Collaborative learning in gerontological clinical settings: The students’ perspective. Nurse Education in Practice, 17, 229–234.

    Article  Google Scholar 

  • Sun, M. (2010). Education system reform in China after 1978: Some practical implications. International Journal of Educational Management, 24(4), 314–329.

    Google Scholar 

  • Tang, L. (2019). Five ways China must cultivate research integrity. Nature, 575(7784), 589–591.

    Article  Google Scholar 

  • Wagner, C. S. (2005). Six case studies of international collaboration in science. Scientometrics, 62(1), 3–26.

    Article  Google Scholar 

  • Wan, Y. (2021). How to guarantee the quality of doctoral students’ training after canceling the requirement of issuing papers? China Science Daily.

    Google Scholar 

  • Wang, H. (2021). Breaking the “five-only” higher education evaluation: Difficulty, pain and breakthrough. Journal of Chongqing University (social Science Edition), 27(3), 44–53.

    Google Scholar 

  • Wang, L., & Sai, Jiangtao. (2010). Development of Chinese forestry graduate education. Journal of Beijing Forestry University (social Sciences), 9(01), 131–137.

    Google Scholar 

  • Wang, Z., & Zhangyao, Z. (2009). Discussion on the evaluation of doctoral dissertations. Academic Degree & Graduate Education, 03, 38–42.

    Google Scholar 

  • Woolston, C. (2019). PhDs: The tortuous truth. Nature, 575(7782), 403–406.

    Article  Google Scholar 

  • Xie, M. (2018). Living with internationalization: The changing face of the academic life of Chinese social scientists. Higher Education, 75(3), 381–397.

    Article  Google Scholar 

  • Xu, L. (2020). Publication of academic papers as the criteria for awarding doctoral degrees: Logical legitimacy and misunderstanding clarification. Academic Degree & Graduate Education, 07, 31–39.

    Google Scholar 

  • Xuecheng, L. I. (2012). Status analysis and consideration of medical education system in China and abroad. Higher Education of Social Science, 3(2), 40–44.

    Google Scholar 

  • Yan, J. (1990). Reasons and counter measures of doctoral students’ delayed graduation. Academic Degree & Graduate Education, 2, 22–23.

    Google Scholar 

  • Yang, T. (2022). Rethinking on the cancellation of “dissertation publication requirement”: Based on the triangular coordination model. Journal of Graduate Education, 01, 63–71.

    Google Scholar 

  • Yin, X. (2014). Research on the main influencing factors of doctoral training quality: An empirical analysis based on five universities in Chongqing. Southwest University.

    Google Scholar 

  • Ying, L. (2019). Delayed graduation of doctoral students: Influencing factors and governance strategies. Academic Degree & Graduate Education, 06, 60–64.

    Google Scholar 

  • Zhang, J. (2003). On the system requiring graduate students’ publication. Journal of Beijing Institute of Technology (social Science Edition), 5(5), 26–27.

    Google Scholar 

  • Zhang, L., & Sivertsen, G. (2020). The New Research Assessment Reform in China and Its Implementation. Scholarly Assessment Reports, 2(1), 3.

    Article  Google Scholar 

  • Zhao, S., Xiaoxin, S., & Wenxin, S. (2018). Is there any relationship between the quality of doctoral dissertation and the publication of academic papers: Analysis based on 165 doctoral dissertations. Academic Degree & Graduate Education, 08, 41–45.

    Google Scholar 

  • Zhu, J. (2020). Evaluation of Scientific and Technological Research in China’s Colleges: A Review of Policy Reforms, 2000–2020. ECNU Review of Education, 3(3), 556–561.

    Article  Google Scholar 

Download references

Acknowledgements

Research for this article has been funded by the Fundamental Research Funds for the Central University and Small Equipment Funding for Young Scholars from Hunan University, Educational Science Research Base Project from Hunan Province, National Social Science Funding (22CTQ039), China.

Funding

This work is supported by the National Social Science Fund of China Grant No. 22CTQ039 to Wei Quan.

Author information

Authors and Affiliations

Authors

Contributions

Conceived and designed the experiments: WQ FS. Performed the experiments: WQ FS VL. Analyzed the data: WQ MJY. Contributed reagents/material/analysis tools: WQ FS VL MJY. Wrote the paper: WQ VL.

Corresponding author

Correspondence to Wei Quan.

Ethics declarations

Conflict of interest

The authors have no competing interests to declare that are relevant to the content of this article.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Quan, W., Shu, F., Yang, M. et al. Publish and flourish: investigating publication requirements for PhD students in China. Scientometrics 128, 6675–6693 (2023). https://doi.org/10.1007/s11192-023-04854-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11192-023-04854-8

Keywords

Navigation