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Partial citation analysis of five classes of retracted papers, and devising a new four-tier citation classification system for retracted (and other) papers

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Abstract

As the number of retractions of the academic literature increase, there is also a bibliometric interest in appreciating the volume of citations that retracted papers received prior to, and following, a retraction. We assessed the pre- and post-citation counts of one paper each of five classes of retracted papers using the Web of Science Core Collection (WOS-CC). The papers (and their respective DOIs) were: (C1) Data or classification error (https://doi.org/10.1371/journal.pone.0204076); (C2) fraud (https://doi.org/10.1007/s00265-011-1208-0); C3) paper mill (https://doi.org/10.1155/2017/2381482); C4) tortured phrase (https://doi.org/10.1007/s12652-020-02455-4); C5) plagiarism (https://doi.org/10.1016/j.neucom.2012.06.051). C1, C2, C3, C4 and C5 were cited (September 7, 2022) 43, 45, 35, 3, and 16 times, respectively. Separately, noting the shortcomings of the WOS-CC citation classification system for citations, we propose a new four-tier classification system for citation sentiment or use (background; supportive; contradictory; manipulative) that accommodates both the functionality and sentiment of a citation to assess how a retracted paper (or indeed, any paper), is cited. We tested this new classification system using C5. We envision that these two new systems (five classes of retracted papers; four tiers of citation behavior) can further be implemented in citation databases to improve the informative value of these resources.

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Data availability

All data that was used for this research may be found in Suppl. file 1.

Notes

  1. “Background—previously published research that orients the current study within a scholarly area. Basis—references that report the data sets, methods, concepts and ideas that the author is using for her [sic] work directly or on which the author bases her [sic] work. Support—references which the current study reports to have similar results to. This may also refer to similarities in methodology or in some cases replication of results. Differ—references which the current study reports to have differing results to. This may also refer to differences in methodology or differences in sample sizes, affecting results. Discuss—references mentioned because the current study is going into a more detailed discussion.” https://clarivate.com/webofsciencegroup/release-notes/wos/new-wos-may-12-release-notes/ and https://clarivate.com/webofsciencegroup/release-notes/wos/new-wos-february-18-release-notes/.

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Funding

No funding was received by either author for this research.

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Except for the database searches in WOS-CC, which were conducted by the second author, the authors contributed equally to all other aspects of the paper.

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Correspondence to Jaime A. Teixeira da Silva or Serhii Nazarovets.

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The authors declare no relevant conflicts of interest.

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Teixeira da Silva, J.A., Nazarovets, S. Partial citation analysis of five classes of retracted papers, and devising a new four-tier citation classification system for retracted (and other) papers. Scientometrics 128, 4887–4894 (2023). https://doi.org/10.1007/s11192-023-04769-4

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  • DOI: https://doi.org/10.1007/s11192-023-04769-4

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