Skip to main content
Log in

A network-based approach to coauthorship credit allocation

  • Published:
Scientometrics Aims and scope Submit manuscript

Abstract

We introduce and evaluate a novel network-based approach for determining individual credit of coauthors in multi-authored papers. In the proposed model, coauthorship is conceptualized as a directed, weighted network, where authors transfer coauthorship credits among one another. We validate the model by fitting it to empirical data about authorship credits from economics, marketing, psychology, chemistry, and biomedicine. Also, we show that our model outperforms prior alternatives such as fractional, geometric, arithmetic, and harmonic counting in generating coauthorship credit allocations that approximate the empirical data. The results from the empirical evaluation as well as the model’s capability to be adapted to domains with different norms for how to order authors per paper make the proposed model a robust and flexible framework for studying substantive questions about coauthorship across domains.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5

Similar content being viewed by others

References

  • Beasley, B. W., & Wright, S. M. (2003). Looking forward to promotion: Characteristics of participants in the prospective study of promotion in academia. Journal of General Internal Medicine, 18(9), 705–710. doi:10.1046/j.1525-1497.2003.20639.x.

    Article  Google Scholar 

  • Blau, P. M. (1964). Exchange and power in social life. New York: Wiley.

    Google Scholar 

  • Browne, M. W., Cudeck, R., Bollen, K. A., & Long, J. S. (1993). Alternative ways of assessing model fit. In K. A. Bollen & J. S. Long (Eds.), Testing structural equation models (pp. 136–162). Newbury Park, CA: Sage Publications.

  • Cole, J. R., & Cole, S. (1973). Social stratification in science. Chicago: University of Chicago Press.

    Google Scholar 

  • Costas, R., & Bordons, M. (2011). Do age and professional rank influence the order of authorship in scientific publications? Some evidence from a micro-level perspective. Scientometrics, 88(1), 145–161. doi:10.1007/s11192-011-0368-z.

    Article  Google Scholar 

  • Egghe, L., Rousseau, R., & Van Hooydonk, G. (2000). Methods for accrediting publications to authors or countries: Consequences for evaluation studies. Journal of the American Society for Information Science, 51(2), 145–157.

    Article  Google Scholar 

  • Endersby, J. W. (1996). Collaborative research in the social sciences: Multiple authorship and publication credit. Social Science Quarterly, 77(2), 375–392.

    Google Scholar 

  • Hagen, N. T. (2008). Harmonic allocation of authorship credit: Source-level correction of bibliometric bias assures accurate publication and citation analysis. PLoS ONE, 3(12), e4021.

    Article  Google Scholar 

  • Hagen, N. T. (2010). Harmonic publication and citation counting: Sharing authorship credit equitably—Not equally, geometrically or arithmetically. Scientometrics, 84(3), 785–793.

    Article  MathSciNet  Google Scholar 

  • Hagen, N. T. (2013). Harmonic coauthor credit: A parsimonious quantification of the byline hierarchy. Journal of Informetrics, 7(4), 784–791.

    Article  Google Scholar 

  • He, B., Ding, Y., & Yan, E. J. (2012). Mining patterns of author orders in scientific publications. Journal of Informetrics, 6(3), 359–367. doi:10.1016/j.joi.2012.01.001.

    Article  MathSciNet  Google Scholar 

  • Hodge, S. E., & Greenberg, D. A. (1981). Publication credit. Science, 213(4511), 950.

    Google Scholar 

  • Hu, X. (2009). Loads of special authorship functions: Linear growth in the percentage of “equal first authors” and corresponding authors. Journal of the American Society for Information Science and Technology, 60(11), 2378–2381.

    Article  Google Scholar 

  • Hu, X., Rousseau, R., & Chen, J. (2010). In those fields where multiple authorship is the rule, the h-index should be supplemented by role-based h-indices. Journal of Information Science, 36(1), 73–85.

    Article  Google Scholar 

  • Hummon, N., & Doreian, P. (1989). Connectivity in a citation network: The development of DNA theory. Social Networks, 11(1), 39–63.

    Article  Google Scholar 

  • Jian, D., & Xiaoli, T. (2013). Perceptions of author order versus contribution among researchers with different professional ranks and the potential of harmonic counts for encouraging ethical co-authorship practices. Scientometrics, 96(1), 277–295.

    Google Scholar 

  • Knoke, D., & Yang, S. (2008). Social network analysis. Los Angeles: Sage Publications.

    Google Scholar 

  • Laband, D. N., & Tollison, R. D. (2000). Intellectual collaboration. Journal of Political Economy, 108(3), 632–662.

    Article  Google Scholar 

  • Lindsey, D. (1980). Production and citation measures in the sociology of science: The problem of multiple authorship. Social Studies of Science, 10(2), 145–162. doi:10.1177/030631278001000202.

    Article  Google Scholar 

  • Liu, X. Z., & Fang, H. (2012). Fairly sharing the credit of multi-authored papers and its application in the modification of h-index and g-index. Scientometrics, 91(1), 37–49. doi:10.1007/s11192-011-0571-y.

    Article  Google Scholar 

  • Lukovits, I., & Vinkler, P. (1995). Correct credit distribution: A model for sharing credit among coauthors. Social Indicators Research, 36(1), 91–98.

    Article  Google Scholar 

  • Maciejovsky, B., Budescu, D. V., & Ariely, D. (2008). The researcher as a consumer of scientific publication: How do name-ordering conventions affect inferences about contribution credits? Marketing Science, 28(3), 589–598. doi:10.1287/mksc.1080.0406.

    Article  Google Scholar 

  • Marušić, A., Bošnjak, L., & Jerončić, A. (2011). A systematic review of research on the meaning, ethics and practices of authorship across scholarly disciplines. PLoS ONE, 6(9), e23477.

    Article  Google Scholar 

  • Mattsson, P., Sundberg, C. J., & Laget, P. (2011). Is correspondence reflected in the author position? A bibliometric study of the relation between corresponding author and byline position. Scientometrics, 87(1), 99–105. doi:10.1007/s11192-010-0310-9.

    Article  Google Scholar 

  • Moody, J. (2004). The structure of a social science collaboration network: Disciplinary cohesion from 1963 to 1999. American Sociological Review, 69(2), 213–238.

    Article  Google Scholar 

  • Newman, M. E. J. (2001). The structure of scientific collaboration networks. Proceedings of the National Academy of Sciences of the United States of America, 98(2), 404–409. doi:10.1073/pnas.021544898.

    Article  MathSciNet  MATH  Google Scholar 

  • Newman, M. E. J. (2004). Coauthorship networks and patterns of scientific collaboration. Proceedings of the National Academy of Sciences of the United States of America, 101, 5200–5205. doi:10.1073/pnas.0307545100.

    Article  Google Scholar 

  • Oppenheim, C. (1998). Fractional counting of multiauthored publications. Journal of the American Society for Information Science, 49(5), 482.

    Article  Google Scholar 

  • Price, D. D. (1981). Multiple authorship. Science, 212(4498), 986.

    Article  Google Scholar 

  • Retzer, V., & Jurasinski, G. (2009). Towards objectivity in research evaluation using bibliometric indicators—A protocol for incorporating complexity. Basic and Applied Ecology, 10(5), 393–400. doi:10.1016/j.baae.2008.09.001.

    Article  Google Scholar 

  • Riesenberg, D., & Lundberg, G. D. (1990). The order of coauthorship—Who’s on 1st. Journal of the American Medical Association, 264(14), 1857. doi:10.1001/jama.264.14.1857.

    Article  Google Scholar 

  • Thomas, P. A., Diener-West, M., Canto, M. I., Martin, D. R., Post, W. S., & Streiff, M. B. (2004). Results of an academic promotion and career path survey of faculty at the Johns Hopkins University School of Medicine. Academic Medicine, 79(3), 258–264. doi:10.1097/00001888-200403000-00013.

    Article  Google Scholar 

  • Trueba, F. J., & Guerrero, H. (2004). A robust formula to credit authors for their publications. Scientometrics, 60(2), 181–204.

    Article  Google Scholar 

  • Tscharntke, T., Hochberg, M. E., Rand, T. A., Resh, V. H., & Krauss, J. (2007). Author sequence and credit for contributions in multiauthored publications. PLoS Biology, 5(1), 13–14. doi:10.1371/journal.pbio.0050018.

    Article  Google Scholar 

  • Van Hooydonk, G. (1997). Fractional counting of multiauthored publications: Consequences for the impact of authors. Journal of the American Society for Information Science, 48(10), 944–945.

    Article  Google Scholar 

  • Vinkler, P. (1993). Research contribution, authorship and team cooperativeness. Scientometrics, 26(1), 213–230.

    Article  Google Scholar 

  • Wager, E. (2009). Recognition, reward and responsibility: Why the authorship of scientific papers matters. Maturitas, 62(2), 109–112. doi:10.1016/j.maturitas.2008.12.001.

    Article  Google Scholar 

  • Waltman, L. (2012). An empirical analysis of the use of alphabetical authorship in scientific publishing. Journal of Informetrics, 6(4), 700–711. doi:10.1016/j.joi.2012.07.008.

    Article  MathSciNet  Google Scholar 

  • Wan, J., Hua, P., & Rousseau, R. (2007). The pure h-index: Calculating an author’s h-index by taking co-authors into account. COLLNET Journal of Scientometrics and Information Management, 1(2), 1–5.

    Article  Google Scholar 

  • Wray, K. B. (2002). The epistemic significance of collaborative research. Philosophy of Science, 69(1), 150–168. doi:10.1086/338946.

    Article  Google Scholar 

  • Wren, J. D., Kozak, K. Z., Johnson, K. R., Deakyne, S. J., Schilling, L. M., & Dellavalle, R. P. (2007). The write position—A survey of perceived contributions to papers based on byline position and number of authors. EMBO Reports, 8(11), 988–991. doi:10.1038/sj.embor.7401095.

    Article  Google Scholar 

  • Zbar, A., & Frank, E. (2011). Significance of authorship position: An open-ended international assessment. American Journal of the Medical Sciences, 341(2), 106–109. doi:10.1097/MAJ.0b013e3181f683a1.

    Article  Google Scholar 

  • Zhang, C. T. (2009). A proposal for calculating weighted citations based on author rank. EMBO Reports, 10(5), 416–417. doi:10.1038/embor.2009.74.

    Article  Google Scholar 

  • Zhao, D. (2006). Dispelling the myths behind first-author citation counts. Proceedings of the American Society for Information Science and Technology, 43(1), 1–16.

    Article  Google Scholar 

Download references

Acknowledgments

The authors are grateful to Professor Boris Maciejovsky for providing the dataset used in this paper and Professor Nils T. Hagen for invaluable advice on the reusable data collection. We also would like to thank anonymous reviewers who helped us to improve our paper with their insightful comments.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jinseok Kim.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Kim, J., Diesner, J. A network-based approach to coauthorship credit allocation. Scientometrics 101, 587–602 (2014). https://doi.org/10.1007/s11192-014-1253-3

Download citation

  • Received:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11192-014-1253-3

Keywords

Navigation