Abstract
Why do predicates like know embed both declarative and interrogative clauses, whereas closely related ones like believe only embed the former? The standard approach following Grimshaw (Linguist Inq 10:279–326, 1979) to this issue has been to specify lexically for each predicate which type of complement clause it can combine with. This view is challenged by predicates such as be certain, which embed interrogative clauses only in certain contexts. To deal with this issue, this paper proposes (i) a novel, unified semantics for declarative and interrogative embedding and (ii) a theory where embedding is constrained by semantic considerations. The reason for the apparent unembeddability of an interrogative clause under a given predicate is the resulting trivial meaning of the sentence. Such triviality manifests itself in unacceptability. Crucially, it is affected by both the lexical meaning of the predicate and the polarity of the sentence as a whole.
Similar content being viewed by others
References
Abrusán, M. 2014. Weak Island semantics. Oxford: Oxford University Press.
Adger, D., and J. Quer. 2001. The syntax and semantics of unselected embedded questions. Language 77 (1): 107–133.
Asher, N. 1987. A typology for attitude verbs and their anaphoric properties. Linguistics and Philosophy 10 (2): 125–197.
Baker, C.L. 1968. Indirect questions in English. PhD thesis, University of Illinois at Urbana-Champaign.
Bartsch, R. 1973. ‘Negative Transportation’ gibt es nicht. Linguistische Berichte 27: 1–7.
Beck, S., and H. Rullmann. 1999. A flexible approach to exhaustivity in questions. Natural Language Semantics 7 (3): 249–298.
Beck, S., and Y. Sharvit. 2002. Pluralities of questions. Journal of Semantics 19: 105–157.
Berman, S. 1991. On the semantics and logical form of wh-clauses. PhD thesis, University of Massachusetts, Amherst.
Blutner, R. 2000. Some aspects of optimality in natural language interpretation. Journal of Semantics 17: 189–216.
Boër, S.E. 1978. ‘Who’ and ‘whether’: Towards a theory of indirect question clauses. Linguistics and Philosophy 2: 307–345.
Chemla, E. 2008. An epistemic step for anti-presuppositions. Journal of Semantics 25: 141–173.
Chierchia, G. 1992. Functional wh and weak crossover. In The proceedings of WCCFL 10, ed. D. Bates, 75–90. Stanford: CSLI Publications.
Chierchia, G. 2004. Scalar implicatures, polarity phenomena, and the syntax/pragmatics interface. In Structures and beyond: The cartography of syntactic structures, ed. A. Belletti, 39–103. Oxford: Oxford University Press.
Chierchia, G. 2006. Broaden your views: Implicatures of domain widening and the “logicality” of language. Linguistic Inquiry 37 (4): 535–590.
Chierchia, G. 2013. Logic in grammar: Polarity, free choice, and intervention. Oxford: Oxford University Press.
Chierchia, G., D. Fox, and B. Spector. 2012. The grammatical view of scalar implicatures and the relationship between semantics and pragmatics. In Semantics: An international handbook of natural language meaning, vol. 3, ed. P. Portner, C. Maienborn, and K. von Heusinger, 2297–2331. Berlin: Mouton de Gruyter.
Chomsky, N. 1965. Aspects of the theory of syntax. Cambridge, Mass.: MIT Press.
Collins, C., and P.M. Postal. 2014. Classical NEG Raising: An essay on the syntax of negation. Cambridge, Mass.: MIT Press.
Cremers, A. 2019. Plurality effects and exhaustive readings of embedded questions. Natural Language Semantics. 10: 97.
Cremers, A., and E. Chemla. 2016. A psycholinguistic study of the exhaustive readings of embedded questions. Journal of Semantics 33 (1): 49–85.
Crnič, L. 2014. Non-monotonicity in NPI licensing. Natural Language Semantics 22: 169–217.
Dalrymple, M., M. Kanazawa, Y. Kim, S. Mchombo, and S. Peters. 1998. Reciprocal expressions and the concept of reciprocity. Linguistics and Philosophy 21: 159–210.
Davidson, K., and I. Caponigro. 2016. Embedding polar interrogative clauses in American Sign Language. In Complex sentences and beyond: Sign languages and deaf communities, ed. A. Herrman, M. Steinbach, and R. Pfau, 151–181. Berlin: De Gruyter.
Del Pinal, G. 2017. The logicality of language: A new take on triviality, “ungrammaticality”, and logical form. Noûs 1: 1–34.
Eckardt, R. 2007. The syntax and pragmatics of embedded yes/no questions. In On information structure, meaning and form, ed. K. Schwabe and S. Winkler, 447–466. Amsterdam: John Benjamins.
Egré, P. 2008. Question-embedding and factivity. Grazer Philosophische Studien 77 (1): 85–125.
Elliott, P.D., N. Klinedinst, Y. Sudo, and W. Uegaki. 2017. Predicates of relevance and theories of question embedding. Journal of Semantics 43 (3): 547–554.
Fauconnier, G. 1979. Implication reversal in a natural language. In Formal semantics and pragmatics for natural languages, ed. F. Guenther and S.J. Schmidt, 289–301. Dordrecht: Reidel.
Fox, D. 2007. Free choice and the theory of scalar implicatures. In Presupposition and implicature in compositional semantics, ed. U. Sauerland and P. Stateva, 71–120. Basingstoke: Palgrave Macmillan.
Fox, D. 2013. Presupposition projection from quantificational sentences: Trivalence, local accommodation, and presupposition strengthening. In From grammar to meaning: The spontaneous logicality of language, ed. I. Caponigro and C. Cecchetto, 201–232. Cambridge: Cambridge University Press.
Fox, D., and M. Hackl. 2006. The universal density of measurement. Linguistics and Philosophy 29: 537–586.
Gajewski, J.R. 2002. L-analyticity in natural language. Manuscript, MIT.
Gajewski, J.R. 2007. Neg-raising and polarity. Linguistics and Philosophy 30: 289–328.
Gazdar, G. 1979. Pragmatics: Implicature, presupposition, and logical form. New York: Academic Press.
Giannakidou, A. 1999. Affective dependencies. Linguistics and Philosophy 22 (4): 367–421.
Ginzburg, J. 1995a. Resolving questions, I. Linguistics and Philosophy 18(5): 459–527.
Ginzburg, J. 1995b. Resolving questions, II. Linguistics and Philosophy 18(6): 567–609.
Grimshaw, J. 1979. Complement selection and the lexicon. Linguistic Inquiry 10: 279–326.
Groenendijk, J., and M. Stokhof. 1982. Semantic analysis of wh-complements. Linguistics and Philosophy 5: 173–233.
Groenendijk, J., and M. Stokhof. 1984. Studies on the semantics of questions and the pragmatics of answers. PhD thesis, University of Amsterdam.
Guerzoni, E. 2007. Weak exhaustivity and whether: A pragmatic approach. In Proceedings of SALT 17, ed. T. Friedman, and M. Gibson, 112–129. Ithaca, N.Y.: CLC Publications.
Hamblin, C. 1973. Questions in Montague grammar. Foundations of Language 10 (1): 41–53.
Heim, I. 1984. A note on negative polarity and downward entailingness. In Proceedings of NELS 14, ed. C. Jones and P. Sells, 98–107. Amherst: GLSA Publications.
Heim, I. 1992. Presupposition projection and the semantics of attitude verbs. Journal of Semantics 9: 183–221.
Heim, I. 1994. Interrogative semantics and Karttunen’s semantics for know. In Proceedings of IATL 1, ed. R. Buchalla and A. Mittwoch, 128–144. Jerusalem: Hebrew University.
Heim, I., and A. Kratzer. 1998. Semantics in generative grammar. Malden: Blackwell.
Hintikka, J. 1969. Semantics for propositional attitudes. In Philosophical logic, ed. J.W. Davis, D.J. Hockney, and W.K. Wilson, 21–45. Dordrecht: Reidel.
Hintikka, J. 1975. Different constructions in terms of the basic epistemological verbs. In The intentions of intensionality, ed. J. Hintikka, 1–25. Dordrecht: Kluwer.
Horn, L.R. 1978. Remarks on neg-raising. Semantics and Pragmatics 9: 129–220.
Kadmon, N., and F. Landman. 1993. Any. Linguistics and Philosophy 16 (4): 353–422.
Karttunen, L. 1971. Some observations on factivity. Papers in Linguistics 4 (1): 55–69.
Karttunen, L. 1974. Presupposition and linguistic context. Theoretical Linguistics 1: 181–194.
Karttunen, L. 1977. Syntax and semantics of questions. Linguistics and Philosophy 1 (1): 3–44.
Katzir, R. 2007. Structurally-defined alternatives. Linguistics and Philosophy 30: 669–690.
Kiparsky, P., and C. Kiparsky. 1971. Fact. In Semantics: An interdisciplinary reader, ed. D. Steinberg and L. Jacobovits, 345–369. Cambridge: Cambridge University Press.
Klein, E. 1975. Two sorts of factive predicate. Pragmatics Microfiche I (1): B5–C14.
Klinedinst, N., and D. Rothschild. 2011. Exhaustivity in questions with non-factives. Semantics and Pragmatics 4: 1–23.
Kratzer, A. 1979. Conditional necessity and possibility. In Semantics from different points of view, ed. R. Bäuerle, U. Egli and A. von Stechow, 117–147. Berlin: Springer.
Kratzer, A. 1981. The notional category of modality. In Words, worlds, and contexts, ed. H.J. Eikmeyer and H. Rieser, 38–74. Berlin: De Gruyter.
Krifka, M. 1995. The semantics and pragmatics of polarity items. Linguistic Analysis 25: 209–257.
Krifka, M., F.J. Pelletier, G.N. Carlson, A. ter Meulen, G. Chierchia, and G. Link. 1995. The generic book. Chicago: The Chicago University Press.
Križ, M. 2015. Aspects of homogeneity in the semantics of natural language. PhD thesis, University of Vienna.
Ladusaw, W.A. 1979. Polarity sensitivity as inherent scope relations. PhD thesis, University of Massachusetts, Amherst.
Lahiri, U. 2002. Questions and answers in embedded contexts. Oxford: Oxford University Press.
Linebarger, M. 1987. Negative polarity and grammatical representation. Linguistics and Philosophy 10: 325–387.
Link, G. 1983. The logical analysis of plurals and mass terms: A lattice-theoretical approach. In Meaning, use and interpretation of language, ed. R. Bäuerle, C. Schwarze, and A. von Stechow, 209–250. Berlin: De Gruyter.
Löbner, S. 2003. Polarity in natural language: Predication, quantification and negation in particular and characterizing sentences. Linguistics and Philosophy 23: 213–308.
Magri, G. 2009. A theory of individual-level predicates based on blind mandatory scalar implicatures. Natural Language Semantics 17 (3): 245–297.
Mayr, C. 2013. Implicatures of modified numerals. In From grammar to meaning: The spontaneous logicality of language, ed. I. Caponigro and C. Cecchetto, 139–171. Cambridge: Cambridge University Press.
Mayr, C. 2018. Predicting whether-question embedding. In Proceedings of Sinn und Bedeutung 21, ed. R. Trueswell, 863–880. https://semanticsarchive.net.
Mayr, C., and U. Sauerland. 2016. Accommodation and the strongest meaning hypothesis. In Proceedings of the 20th Amsterdam colloquium, ed. T. Brochhagen, F. Roelofsen, and N. Theiler, 276–285. Amsterdam: ILLC.
Nathan, L. 2005. On the interpretation of concealed questions. PhD thesis, MIT.
Nicolae, A.C. 2013. Any questions? Polarity as a window into the structure of questions. PhD thesis, Harvard University.
Öhl, P. 2007. Unselected embedded interrogatives in German and English: S-selection as dependency formation. Linguistische Berichte 212: 403–437.
Rawlins, K. 2013. About ‘about’. In Proceedings of SALT 23, ed. T. Snider, 336–357. Washington D.C.: LSA.
Roelofsen, F., M. Herbstritt, and M. Aloni. 2019. The *whether puzzle. In Questions in discourse, vol. 1, ed. K. von Heusinger, E. Onea and M. Zimmermann. Leiden: Brill.
Romero, M. 2015. Surprise-predicates, strong exhaustivity and alternative questions. In Proceedings of SALT 25, ed. S. D’Antonio and M. Wiegand, 225–245. Ithaca, NY: CLC Publications.
Romoli, J. 2013. A scalar implicature-based approach to neg-raising. Linguistics and Philosophy 36 (4): 291–353.
Rooth, M. 1985. Association with focus. PhD thesis, University of Massachusetts, Amherst.
Russell, B. 2006. Against grammatical computation of scalar implicatures. Journal of Semantics 23: 361–382.
Sæbø, K.J. 2007. A whether forecast. In Proceedings of TbiLLC 2005, ed. B.T. ten Cate and H. Zeevat, 189–199. Berlin: Springer.
Schlenker, P. 2009. Local contexts. Semantics and Pragmatics 2: 1–78.
Schwabe, K., and R. Fittler. 2009. Semantic characterizations of German question-embedding predicates. In Logic, language, and computation: 7th international Tbilisi symposium on logic, language, and computation (TbiLLC 2007), ed. P. Bosch, D. Gabelaia, and J. Lang, 229–241. Berlin: Springer.
Schwarz, B. 2016. Consistency preservation in quantity implicature: The case of at least. Semantics and Pragmatics 9: 1–47.
Sharvit, Y. 2002. Embedded questions and ‘de dicto’ readings. Natural Language Semantics 10 (2): 97–123.
Singh, R. 2008. Economy and intermediate accommodation. Manuscript, MIT.
Spector, B. 2005. Exhaustive interpretations: what to say and what not to say. Manuscript, Université Paris 7.
Spector, B. 2007. Scalar implicatures: Exhaustivity and Gricean reasoning. In Questions in Dynamic Semantics, ed. M. Aloni, A. Butler, and P. Dekker, 225–249. Oxford: Elsevier.
Spector, B., and P. Egré. 2015. A uniform semantics for embedded interrogatives: An answer, not necessarily the answer. Synthese 192: 1729–1784.
Theiler, N., F. Roelofsen, and M. Aloni. 2018. A uniform semantics for declarative and interrogative complements. Journal of Semantics 35 (3): 409–466.
Uegaki, W. 2014. Predicting the variation in exhaustivity of embedded questions. Manuscript, MIT.
Uegaki, W. 2015a. Content nouns and the semantics of question-embedding. Journal of Semantics 33(4): 623–660.
Uegaki, W. 2015b. Interpreting questions under attitudes. PhD thesis, MIT.
van Gessel, T., A. Cremers, and F. Roelofsen. 2017. Acceptability of interrogatives under ‘be certain’. Manuscript, ILLC.
van Rooij, R., and K. Schulz. 2004. Exhaustive interpretation of complex sentences. Journal of Logic, Language and Information 13: 491–519.
Villalta, E. 2008. Mood and gradability: An investigation of the subjunctive mood in Spanish. Linguistics and Philosophy 31 (4): 467–522.
von Fintel, K. 1999. NPI licensing, Strawson entailment, and context dependency. Journal of Semantics 16: 97–148.
White, A.S., V. Hacquard, and J. Lidz. 2017. Semantic information and the syntax of propositional attitude verbs. Cognitive Science 42 (2): 416–456.
Zuber, R. 1982. Semantic restrictions on certain complementizers. In Proceedings of the 13th international congress of linguists, ed. S. Hattori and K. Inoue, 434–436. Tokyo: Proceedings Publication Committee.
Zuchewicz, K. 2018. How factive is the perfective? On the interaction between perfectivity and factivity in Polish. In Advances in formal Slavic linguistics 2016, ed. D. Lenertová, R. Meyer, R. Šimík, and L. Szucsich, 479–494. Berlin: Language Science Press.
Acknowledgements
Many people contributed to this paper by providing comments, criticism, and encouragement and thereby improved it considerably. In particular, I thank Gennaro Chierchia, Franzi Conradts, Andreas Haida, Irene Heim, Kyle Johnson, Hazel Pearson, Nadirah Porter-Kasbati, Uli Sauerland, Philippe Schlenker, Viola Schmitt, Kerstin Schwabe, Benjamin Spector, and Hubert Truckenbrodt. Different versions of the paper have been presented at ZAS, at the universities of Belfast, Göttingen, Siena, Tübingen, and Vienna, and at Sinn und Bedeutung 21. I thank the audiences for their patience and their comments. I am also indebted to two anonymous reviewers for NALS for some great suggestions and questions of the highest quality. Finally, I thank the editors of NALS for help with the final version of the manuscript and Christine Bartels for her copy editing work. The work reported here has been supported by DFG Grant STE2555/2-1.
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Mayr, C. Triviality and interrogative embedding: context sensitivity, factivity, and neg-raising. Nat Lang Semantics 27, 227–278 (2019). https://doi.org/10.1007/s11050-019-09153-8
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11050-019-09153-8