Introduction

The chin point, or chin jut, is a deictic gesture used to direct attention within physical space. It is a subtle signal, a seeming flick of the gesturer’s head. A addressee who both sees and correctly interprets the signal will be prompted to shift their attention, searching for a relevant target in the space towards which the chin was extended.

In many parts of the world, the chin jut is a standard pointing device. Heads reorient, and eyes responsively shift, seemingly as a matter of course. Behind the apparent simplicity of the action, however, lies an elaborate choreography of visual attention, as gesturers invite and direct the gaze of their addressees, and as addressees signal and shift their attention.

In this paper we explore a context in which the choreography of chin pointing could easily come into conflict with local norms of politeness. In the Chatino community of San Juan Quiahije in Oaxaca, Mexico, conversationalists are expected to demonstrate respect through the avoidance of mutual gaze. Yet, even in a context where gaze towards the face brings a risk of impoliteness, chin points are regularly produced and received. To understand how pointing is accomplished in this context, we closely examine the interactions of three pairs of Chatino speakers, recorded during a direction-giving interview in which chin pointing was frequent. We analyze how participants invite and signal visual attention to the pointing action, even as they avoid stretches of mutual gaze.

Background

Introduction to the Chin Point

To point with the chin is to extend it, with noticeable speed, in the direction of a real-world target that an addressee can discern (and towards which they can shift their attention). It is a type of exophoric deictic head movement, in a larger family of head tosses (Enfield, 2001) that are optionally accompanied by other facial markers including lip funneling (Enfield, 2009; Mihas, 2017; Sherzer, 1973; Sidnell & Enfield, 2017) and nose wrinkling (Cooperrider & Núñez, 2012). More often than not, a chin point is performed with the sender’sFootnote 1 gaze on their intended target.

The head and chin are dynamic during speech, and a chin point can be difficult to define in a way that excludes other common head movements. Yet several characteristics uniquely mark the gesture. First, the excursion of the chin from its starting position is relatively rapid, giving the impression of a quick “thrust” or “jut” that brings the chin to a visibly raised position (cf. Eckert & Hudson, 1988; Enfield, 2009; Key, 1962). Second, the sender typically reorients their gaze towards the target just before producing of the chin point, provided that their gaze is not already in the target’s direction (cf. Cooperrider & Núñez, 2012; Enfield, 2001; 2009; Mihas, 2017). Finally, interactional context marks the head gesture as deictic, since speakers often produce the point in response to questions about locations of objects and alongside talk that indicates objects in real-world space (cf. Clark, 1996; McClave et al. 2007). Chin points with these three features are used and recognized without difficulty in cultures around the world. The chin point has been documented in Asia (Enfield, 2001, 2009; McClave et al., 2007; Yang, 2010), Austronesia (Cooperrider & Núñez, 2012; Wilkins, 2003), Africa (Ọla Orie, 2009; Wilkins, 2003), and the Americas (McClave et al., 2007; Mihas, 2017; Sherzer, 1973). It has been claimed to be a universally available gestural resource (McClave, 2000; McClave et al., 2007).

Like other exophoric deictic gestures, the chin point is a device for managing the visual attention of two or more individuals, and coordinating that attention on a third object. The speaker or sender deploys the gesture to (re)direct the attention of the addressee. When the addressee recognizes the goal of the sender, and aligns their attention with the sender’s on the relevant target, the two participants have established joint attention, a foundational element of human communication (Clark, 1996; Moore & Dunham, 1995; Stukenbrock, 2020).

Attentional Demands

A deictic gesture serves its purpose when an addressee’s attention has been attracted and reoriented. For this to take place, the addressee must first observe the gesture, and in the case of the chin point, this requires that the addressee’s visual attention be on or near the face of the sender (Enfield, 2001, 2009). Consequently, as the sender plans the chin point, it is necessary for them to monitor and respond to the addressee’s visual attention cues (Stukenbrock, 2020). Research on the awareness of gaze has shown that communicators are highly sensitized to such visual attention cues, which include movements of the head and eyes (for a review, see Hamilton, 2016).

To participate in a joint attentional frame, the sender and addressee must not only attend to a third object, but they must be aware of their mutual attention to that object (Moore & Dunham, 1995). A part of the addressee’s response to a pointing gesture, then, is to signal their attention shift, while it is the sender’s role to monitor the addressee for such a response (Stukenbrock, 2020). It is typical for the addressee to shift their gaze to the target after the point is produced, providing a clear signal of their shift in attention (Sidnell & Enfield, 2017) that is easily interpreted by the sender (Hessels, 2020). This gaze reorientation is not obligatory, however, and is less likely to take place when both communicators know that the addressee is familiar with the target and its location (cf. Mihas, 2017), or are aware that the target is visually inaccessible. Like a shift in gaze, a verbal response to the chin point is common but not obligatory in the addressee, provided that some cue to the addressee’s understanding of the communicative action is offered (cf. Levinson, 2013). The attentional demand on both participants is relaxed once an appropriate response from the addressee has been performed (Sidnell & Enfield, 2017).

Pointing is far from the only communicative action that requires the coordination of sender and addressee gaze. Across many types of social interaction, participants follow predictable patterns to attract and exhibit visual attention, continuously (re)shaping one another’s expectations about how the interaction will progress (cf. Cook, 1977; Duncan & Fiske, 1977; Kendon, 1967; Kendon & Cook, 1969; Kendrick & Holler, 2017). The patterns of gaze coordination vary based on the nature of the communicative action the participants are engaged in. For example, senders are much more likely to shift their visual attention to addressees during the course of their talk if they are asking a question (Rossano et al., 2009; Levinson, 2013) or making another conversational move that invites the addressee’s response (Bavelas et al., 2002; Ho et al., 2015). The patterns of gaze coordination are also highly sensitive to the direction of the addressee’s visual attention at the outset of the sender’s turn-at-talk. For example, a sender may attempt to attract the gaze of the addressee, and delay any pointing gestures, if the addressee’s visual attention is not on them when they begin to talk (cf. Goodwin, 1980; 1986; Mondada, 2007).

Politeness Demands

For a chin point to be interpreted and followed, so that the communicators engage in a joint attentional frame, the sender and addressee alike must monitor cues produced on the face. These monitoring activities are most easily performed when each participant is looking at the other’s eyes and face—i.e., during periods of mutual gaze (Streeck, 2014). Despite the utility of maintaining gaze on an interlocutor’s face, and despite the fact that looking toward the interlocutor’s face is common throughout an interaction (Argyle & Cook, 1976; Fehr & Exline, 1987; Mesh, 2017; Kendon, 1990), it is uncommon for two communicators to engage in long stretches of mutual gaze.

There are multiple motivations for gaze avoidance, some of which may be based on demands of language planning and processing. For example, senders often look away from addressees when planning their talk, or to hold the floor while engaged in a turn at talk (for a review, see Degutyte & Astell, 2021; Doherty-Sneddon & Phelps, 2005). Another factor in gaze avoidance is the societal interpretation that long stretches of mutual gaze are impolite. Norms around gaze and politeness vary across societies, but several factors seem common to the construction of politeness around gaze. First, gaze avoidance is commonly interpreted to demonstrate deference, with a lower-status individual avoiding the gaze of a higher-status individual (e.g., Brown et al., 1987; De Kadt, 1995; Keltner et al., 1997). Accordingly, averted gaze is often a required symbol of respect from a person of lower social status in an interaction (e.g., Ellyson & Dovidio, 1985), whereas a person of higher social status may look more directly at their interlocutor, and look for longer stretches of time (Dovidio & Ellyson, 1982; Snyder & Sutker, 1977). Second, gaze on the face can be interpreted as a sign of attentiveness. It may therefore be selectively deployed by a person of lower status in an interaction to demonstrate respect for the interlocutor (Brown & Prieto, 2017; Brown & Winter, 2019).

Across societies, the two common constraints around gaze and politeness place conflicting demands on communicators. The would-be enactor of politeness must show attentiveness, which requires them to gaze at the face of their interlocutor. They must also, however, demonstrate deference by not meeting the gaze of their interlocutor. These conflicting demands require participants in conversation to monitor the face of their interlocutor, but to avert their gaze in cases when the interlocutor looks towards them, in order to avoid a long stretch of mutual gaze. While conversational participants with a higher social status may be less constrained by these politeness demands, conversational participants with lower status will have a special obligation to avoid the impoliteness of sustained mutual gaze.

When Attentional and Politeness Demands Clash: the Case Of Mutual Gaze and Chin Pointing

The attentional choreography of the chin pointing event requires sender and addressee alike to demonstrate and respond to cues of visual attention. Frequent glances toward the face are necessary for both parties to the communication. Yet with each glance, the participants run the risk of meeting the gaze of their interlocutor, an act that may be judged impolite within the communicators’ cultural setting. Perhaps the clash between politeness demands and attentional demands accounts for cases when chin points are produced but are not observed by the intended addressee, whose gaze is not on the sender’s face (cf. Sicoli, 2020, p. 100). Whether such cases are common, and the role that politeness demands play in them, is not yet known.

No research to date has systematically investigated the clash in attentional and politeness demands that arises in cases of pointing, and in particular in cases of chin pointing. Studies of politeness have paid little attention to the role of gaze outside of a small set of highly constrained laboratory studies (although for a recent call to take gaze strategies into account in contextualized politeness research, see L. Brown & Prieto, 2017). In a similar vein, research on the complex attentional choreography of pointing, and chin pointing in particular, has discussed the attentional demands of the deictic sequence without describing the risk of impoliteness that these demands bring. As a consequence, we know surprisingly little about how chin points are produced and interpreted, and how politeness norms are maintained, in naturalistic interaction.

The Current Study

In this study we investigate the attentional choreography of chin pointing in a context where it might be strongly threatened by politeness norms that discourage mutual gaze. In the Chatino community of San Juan Quiahije in Oaxaca, Mexico, local norms of politeness require speakers of lower social status to avoid meeting the gaze of interlocutors with higher social status. Yet chin pointing is nevertheless used frequently in conversations between interlocutors of differing social status.

To understand how attentional and politeness demands are met in the Chatino context, we recorded and analyzed conversations during a series of direction-giving interviews that were designed to elicit pointing actions. We paired a trained interviewer with three speakers, each of whom was in a different social position relative to the interviewer. This design allowed us to observe how pointing was performed and received in distinct contexts where, to a varying extent, local politeness norms would discourage the participants from engaging in mutual gaze.

Setting

The Chatino people are the traditional inhabitants of a region of Oaxaca, Mexico, that stretches from the base of the southern Sierra Madre mountain range to the Pacific coast. Three distinct Chatino language families, encompassing a total of 17 language varieties, are spoken in the region (Campbell, 2013). Our study is set in the community of San Juan Quiahije, where the Quiahije Chatino variety is spoken natively by nearly the entire population of 3,800 inhabitants (INEGI, 2020). The community is experiencing a rapid shift to Spanish bilingualism, and most people under the age of 40 are bilinguals (with many passive bilinguals in the older population). Children in Quiahije continue to acquire the Chatino language from birth, which distinguishes the community from the many surrounding Chatino communities that are undergoing a rapid shift to Spanish monolingualism (Villard & Sullivant, 2016).

The politeness norms of the Quiahije community are not heavily documented. Nevertheless, gaze avoidance, and the avoidance of a face-to-face orientation between interlocutors, has been described as a feature of politeness in the community (Cruz, 2014). The avoidance of mutual gaze can be observed in day-to-day interactions in the community, where it is common to see individuals in a side-by-side (rather than mutually facing) orientation, with one or both parties gazing at the ground during an interaction. Gaze avoidance can signal seriousness, as when gaze is avoided during a conversation about a serious topic, or it can signal respect, as when a young person looks at the ground to avoid the gaze of an adult who is instructing or scolding them. Gaze avoidance is especially common in interactions between men and women who do not have a kinship relationship, and in interactions between parents- and children-in-law, who have a special obligation to show politeness (with the son- or daughter-in-law obliged to exhibit deference towards their father- or mother-in-law).

Gestures of the head, face, and body are routinely employed in conversations between interactants of all types in the Quiahije community, including interactants of differing social status. These gestures include pointing with the hand and chin, two well-documented practices for indicating targets within and outside the local community (Mesh, 2017; Mesh, 2021; Mesh et al., 2021b). The prevalence of chin pointing in particular makes the Quiahije community an ideal setting for exploring how this type of pointing behavior, with its special attentional demands, is accomplished by participants who are socially constrained to avoid stretches of mutual gaze.

Methods and Dataset

Participants

Data for the current study were drawn from three ‘walking interviews’ in which one interviewer accompanied each of three speakers along a familiar trail and discussed well-known landmarks in the surrounding terrain (cf. Mesh et al., 2021b). This setting was chosen since a local walking trail presented a familiar environment for talk about the location of local landmarks. The approach of conducting an interview on the trail allowed for a greater degree of naturalness than would be possible in a laboratory setting, while still allowing for some experimental control through the use of a structured interview guide.

All interviews were performed in Quiahije Chatino by the same research assistant, a Chatino-Spanish bilingual woman aged 28. The interviewer has been active in language documentation projects in her community for several years, and has collaborated in the past with the first and second authors. For this study, the interviewer was selected because of her ability to co-create natural interview scripts, to pose questions consistently and in a natural manner, and to engage comfortably with older community members. The interviewer worked with the first author to create the interview script, with the express knowledge that the study would consider deictic behaviors including demonstrative expressions and gestures. The interviewer and first author recruited speakers to participate in the study, based on their knowledge of the local terrain and their near-exclusive use of Chatino. One speaker used Spanish in trade contexts, and two speakers showed at least some passive knowledge of Spanish (diagnosed outside of the interviews, as speakers heard demographic questions posed by the first author in Spanish and did not wait for a translation before replying in Chatino). Consent was obtained from the interviewer and from all speakers to use their research data, and to make their recorded images available to the public.

The three selected speakers had different social relationships to the interviewer, and we anticipated that politeness would be performed in slightly different ways across the three interviews. The first speaker was the interviewer’s mother-in-law, a relationship that typically occasions a heightened display of politeness from both participants (with the daughter-in-law having a special obligation to exhibit deference). We treated the meeting of the interviewer and her mother-in-law as a likely trigger for some form of mutual gaze avoidance. The second speaker was an older male acquaintance to whom the interviewer was not related. Typically, conversations between older and younger community members are marked by shows of politeness. The expectation for these politeness displays is increased when the speakers are of different genders, especially when they do not have a kinship relationship. We anticipated that the interactions between this older male speaker and our younger female interviewer would again occasion a display of politeness through the avoidance of mutual gaze. The third speaker was an older female acquaintance of the interviewer. While the interviewer would be expected to show politeness to the speaker because of her age, the strong politeness demands occasioned by her relationships to the other two speakers would be absent. We wondered whether this pair of participants might tolerate mutual gaze more than the other two participant pairs, reflecting a more relaxed standard for politeness in their interactions. Demographic information for all participants, including the relationship between each speaker and the interviewer, are summarized in Table 1.

Table 1 Demographic information for all participants, including the relationship of each speaker to the interviewer

Recording Procedure

All three interviews were conducted along a trail leading to the peak of \(Kyqya^{C} Kcheq^{B}\) (‘Thorn Mountain’), a location of religious and cultural significance to Chatino people. The recording group (interviewer, speaker, and camera operators) stopped at six preselected points along the trail to conduct a video-recorded conversation about how to identify and travel to significant local landmarks following paths from the current location. These questions were designed to elicit deictic expressions, especially pointing gestures, in naturalistic contexts (cf. Kita, 2001). Participants were told that they would be asked about local landmarks and the possible routes to reach them. They were not told that the study was about deictic behaviors. To avoid influencing the form or frequency of participants’ deictic expressions, the interviewer was asked to refrain from pointing or using demonstrative expressions (terms with equivalent meanings to ‘here’ or ‘there,’ ‘this’ or ‘that’) during the interview. The interviewer did not receive instructions about how to direct her gaze, nor was she informed that the research team would analyze gaze patterns in the dataset.

All conversations were video recorded from two perspectives, providing front and side views of the participants. Recordings were made using Garmin Virb action cameras. Both the interviewer and the speaker wore a head-mounted Røde HS2 headset microphone. Each microphone was connected to a Røde Wireless Go transmitter which broadcasted to a receiver connected to one of the action cameras. Digital video was recorded by the first author and a trained research assistant. Video was shot in MP4 format with a video mode of 1080p and a frame rate of 30 fps.

Speakers talked with the interviewer for an average of 5 minutes at each of the six preselected points along the hiking trail. A total of 1 hour, 24 minutes of video footage of these conversations was recorded.

Data Treatment and Coding

The audio tracks from the two participants were combined to produce a single integrated sound file in WAV format. The video recordings providing a front and side view of the participants were synchronized using Adobe Premier. The digital video and audio files were transcribed, translated and coded using frame-by-frame analysis, performed in the video annotation software, ELAN (ELAN, 2020).

For this study, the point of entry to the dataset was the set of visible chin pointing acts produced by the three speakers. In a first-pass round of behavioral coding, the first author watched five minutes of the footage with the audio shut off, ensuring that there was no access to the content of the speech in the recordings. The first author proceeded frame-by-frame, first identifying all head movements that might constitute a chin point. Relevant head movements were identified via changes in the velocity of the head’s movement (such as when the head was still, then reoriented rapidly so that the chin was extended, or when the head was slowly turning and suddenly tilted so that the chin jutted out rapidly, (cf. Kendon, 1972; Kita, van Gijn, & van der Hulst, 1998; Seyfeddinipur, 2006). The first author then identified the stroke phase of the chin point, defined as the excursion of the chin from its initial position at the outset of the velocity change to its point of greatest extension (cf. Cooperrider & Núñez,2012). Holds in the chin’s extension and appreciable retractions of the chin were not included in the coding. At this stage the first and third authors met and reviewed all of the first author’s annotations in the selected five minutes of footage, to confirm that they were in agreement about the method for coding chin points and about the identification and coding for all points in that five-minute span. The first author then completed the same coding process for the entire dataset.

In a separate round of speech coding, a team of trained research assistants who are native speakers of Quiahije Chatino transcribed and translated all of the talk in the footage that surrounded a potential point. To transcribe Quiahije Chatino they used a practical orthography that is described in A. They also translated all of the selected talk into Spanish, a language shared with the study authors.Footnote 2 The second author, a native speaker of Chatino and a linguist who researches the language, as well as the first author, a linguist who researches the language, both reviewed all of the research assistants’ work and confirmed any necessary corrections with one another.

With all of the speech surrounding a potential chin point transcribed and translated, it was possible to examine the larger interactional context around potential pointing behaviors (including the interviewer’s prompt, to which the speaker was responding). The first and second authors met and reviewed all of the cases of possible chin pointing, using interactional context to determine whether the chin movement in each case could be interpreted as deictic (McClave et al., 2007).

In a final round of behavioral coding, the first author returned to all chin movements that had been confirmed as deictic and annotated the following features of the participants’ behavior surrounding each chin point:

  • The boundaries of the interactional sequence, defined as the beginning and endpoint of the turn-at-talk in which the chin point took place, plus any adjacent turns-at-talk in which a relevant question or response was posed by the interviewer;

  • The orientation of the two participants’ heads and torsos at the outset of the interactional sequence;

  • Any changes in head and torso orientation over the course of the interactional sequence;Footnote 3

  • Any shifts in gaze throughout the interactional sequence that could be observed when the sclera of the participants’ eyes was visible.

As was the case with the first round of behavioral coding, the first author completed all of the coding on a subset of the video data, then reviewed her coding with the third author to confirm their agreement about the coding procedure. Then the first author completed the remainder of the behavioral coding.

Resulting Dataset

A total of 73 possible head gestures were annotated by the first author in the first pass of video coding. Sixteen gestures were determined not to be chin points in the second pass data review that included interactional context, leaving a dataset with 57 chin points for analysis. The distribution of chin points across the three interviews is presented in Table 2.

Table 2 Distribution of chin points across interviews

The video recordings that form the dataset for this project, as well as the ELAN annotation files containing all behavioral and speech coding, have been made publicly available in the Lund University Corpus Server. (Mesh et al., 2021a).

Analysis—Pointing, Attention and Gaze Avoidance

A close examination of the interactions in our video footage allowed us to identify the core elements of the chin pointing event, and to analyze how they were performed in settings where mutual gaze was avoided. We present our findings here.

The Core of the Chin Pointing Event - A Predictable Attentional Sequence

Across the interactions in our footage, a clear pattern emerged. The interviewer and speakers reliably enacted a core sequence in which visual attention was displayed, recognized and redirected. Crucially, the sequence did not require participants to meet one another’s gaze directly, and in many cases it was performed in its entirety without any stretches of mutual gaze. The standard sequence took the following format:

  • The interviewer demonstrates visual attention to the speaker’s face

    The interviewer proposes a target for the speaker to locate. If the interviewer is oriented away from the speaker, she turns her head and torso while speaking and reliably faces the speaker by the end of the question.

  • The speaker responds by demonstrating visual attention to a relevant target, and by producing a chin point

    The speaker responds to the interviewer’s attention display by shifting their own gaze toward the direction of the proposed landmark (if they are not already looking in that direction); shortly thereafter they indicate the landmark using a chin point with an accompanying stretch of talk.

  • The interviewer now shifts visual attention away from the speaker during or following the chin point.

    Immediately following the speaker’s chin point, the interviewer orients away from the speaker - typically, though not always, turning her head to face the target as she produces a (generally spoken) marker of acknowledgement.

Example 1

Interviewer and older woman enact the standard sequence; mutual gaze is tolerated

The core attentional sequence described above is exhibited in Example (1). This case features the pair of participants that we anticipated would show the most tolerance for mutual gaze, the interviewer and her older female acquaintance. The participants stand at an outcropping of rocks on the \({Kyqya^{C} Kcheq^{B}}\) trail, with a view of the mountain range beyond. They assume an L-shaped formation, with the speaker facing toward the mountain range, and the interviewer positioned at a roughly 90-degree angle (cf. Ciolek & Kendon, 1980; Kendon, 1990). Both participants’ heads are oriented toward the mountain range.

The interviewer begins by prompting the speaker to locate the distant town of Zacatepec. She shifts her head and torso during the prompt, so that by the end of her turn-at-talk her head is turned towards the speaker, demonstrating her attention to the speaker’s face. The speaker glances towards the interviewer, and their eyes meet briefly over the course of 12 video frames, or roughly 430 ms. Neither participant shifts their gaze, giving evidence that a brief stretch of mutual gaze is acceptable to them both (line 1).

Now the speaker shifts her gaze in the direction of Zacatepec, exhibiting attention in the appropriate direction. The speaker locates the target town, saying: ‘there is Zacatepec, now there it is.’ Precisely as she pronounces the demonstrative expression kwaF, ‘there’, she produces a chin point in the direction of the town. The interviewer remains oriented toward the speaker until the chin point (line 2).

The interviewer responds to the chin point by shifting her head orientation away from the speaker and toward the paper script she holds in her hand, giving a clear demonstration of her shift in attention. Importantly, the sequence of the point and the responsive shift is tightly coordinated: in the video recording, the interviewer’s head begins to turn in exactly the same frame in which the speaker’s chin reaches its fullest extension. The interviewer looks at the script while listening to the speaker’s full sentence. She then acknowledges the speaker’s statement with a silent head nod (line 3).

This interaction in Example (1) includes the three core elements of the attentional sequence that we observed in our dataset: the interviewer’s demonstration of attention on the speaker, the speaker’s responsive demonstration of attention towards a relevant target, and the interviewer’s rapid reorientation of visual attention away from the speaker.

For this and all following examples, nonverbal behaviors are marked using glossing lines that show where the behavior co-occurred with speech. The codes for these behaviors are described in A.3.

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    figure a

Example 2

Interviewer and older man enact the standard sequence; mutual gaze is avoided

In Example (2), a similar attentional sequence is enacted by a pair of participants that we anticipated to avoid mutual gaze, the interviewer and her older male acquaintance. The participants stand side-by-side at an overlook on the trail, gazing into a mountainous landscape. The interviewer prompts the speaker to locate the distant city of Oaxaca. The interviewer turns as she speaks so that her head and torso face the speaker by the end of her verbal prompt, disclosing her attention to the speaker’s face. The speaker remains oriented toward the landscape directly ahead, although the interviewer’s turn should be accessible to him via his peripheral vision (line 1).

About 0.5 seconds after the interviewer completes her prompt, the speaker turns his head in the true direction of Oaxaca city. This is Northeast, which the speaker conveys by referring to the location of the sunrise: ‘Oaxaca lies where the sun rises, (over) there now.’ As he pronounces the word \({ndwa^{B}}\), ’to lie/rest,’ he produces a chin point, extending his chin in the direction of the city. The interviewer’s orientation remains toward the speaker until he produces the chin point (line 2).

The interviewer responds to the chin point by shifting her head orientation, this time to face in the direction of the indicated city. Again, the point and the responsive shift are tightly coordinated: in the video footage, the interviewer’s head begins to turn exactly one frame after the speaker’s chin reaches its fullest extension. The interviewer gazes silently toward Oaxaca while the speaker completes his turn-at-talk, after which she provides a verbal acknowledgement marker (line 3).

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    figure b

Examples (1) and (2) are striking in their similarity, as both present a predictable attentional sequence surrounding the chin point. Notably, however, the examples represent very different patterns of physical orientation and gaze. When the interaction is between the interviewer and the older woman, the two participants orient toward one another, and gaze freely at one another’s faces. The speaker easily ascertains that the interviewer is watching her face before producing the chin point.

When the interviewer is paired with the older man, the participants assume a side-by-side orientation. The interviewer turns her head toward the speaker, demonstrating her attention. The speaker responds to this display by signaling his own visual attention to a deictic target. The timing of the speaker’s response suggests that he is monitoring the interviewer for visual attention cues, even when the interviewer is accessible exclusively through his peripheral vision.

Despite their differing patterns or orientation and gaze, both interviewer-speaker pairs display a core feature of the standard sequence: the speaker ascertains that the interviewer’s visual attention is on them before they indicate their target. Both speakers appear to monitor the interviewer for this purpose.

Participants Adapt the Attentional Sequence when More Than One Point is Produced

While the core attentional sequence was recognizable for all instances of the chin point, there were many cases in which the participants expanded the sequence, minutely adapting the timing and number of attention displays from each party to the communication. Adaptations were especially common when a speaker used multiple pointing gestures to indicate a target.

Example 3

Interviewer and older woman engage in an expanded sequence, mutual gaze is tolerated

Example (3) features the pair of participants that we anticipated to be more tolerant of mutual gaze. In this example the speaker produces multiple chin points toward the same target. This extended sequence presents an opportunity to observe the precision timing of the interviewer’s attention display and the speaker’s responsive deictic behaviors.

The participants stand at an outcropping of rocks along the trail. They orient toward one another at a roughly 45-degree angle, facilitating easy visual access to one another. The interviewer prompts the participant to locate the place on the trail where the interview group stopped most recently. The interviewer turns her head toward the speaker during her prompt, and at the end of the prompt she produces an eyebrow flash — two signals of attention and engagement that are readily observable, since the speaker’s gaze is directly on the interviewer. Again, when the participants’ eyes meet (across 21 video frames, or roughly 700 ms), neither party averts their gaze. This stretch of mutual gaze is clearly acceptable to both participants (line 1).

Just as the interviewer completes her prompt, the speaker shifts her gaze toward the selected target and produces a silent chin point. She holds the chin at its position of fullest extension and describes the relevant location: ‘above the Mischievous Rock.’ The speaker’s shift in attention toward the target is visible to the interviewer, whose gaze remains on the speaker until she produces the point (line 2).

Speaker and interviewer alike know that the landmark called Mischievous Rock is inaccessible from their current location: it is behind the interviewer and blocked from view by a stand of trees. Unsurprisingly, the interviewer does not shift her orientation toward the inaccessible target. Nevertheless, she performs the reorientation that has consistently followed a speaker’s chin point: she turns her head to gaze into the space beside the speaker. Only after this gaze diversion does the interviewer look again to the speaker’s face, while verbally acknowledging the speaker’s statement. While this takes place, the speaker returns her gaze to the interviewer so that the gaze of the two participants meets (line 3).

While a typical sequence would end here, this expanded sequence contains an additional head point. The speaker produces this point immediately after the interviewer meets her gaze, giving evidence of how closely she is monitoring the speaker’s visual attention. The excursion of the speaker’s chin coincides with the first word of the phrase, kwiqJ qyaA ngaJ, ‘it’s also downhill’ (line 4).

Immediately after this second deictic action, the interviewer turns her head away while she partially repeats the speaker’s description — a standard means of acknowledging a prior statement in many indigenous Mesoamerican contexts (cf. Sicoli, 2020). Here again is the standard display of attention shift following a chin point, although without a turn toward the inaccessible target (line 5).

In this example the interviewer and speaker organize an expanded attentional sequence with precision timing—an achievement that is possible only if each participant visually monitors, and is immediately responsive to, the behaviors of the other. In this case, the necessary monitoring is accomplished with ease as the participants unreservedly gaze at one another, facilitating attention to even very subtle shifts of head orientation and gaze direction.

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Example 4

Interviewer and mother-in-law engage in an expanded sequence; mutual gaze is avoided

Example (4) features the interviewer and her mother-in-law, a pairing that we anticipated to elicit mutual gaze avoidance. In this example, one element of the core attentional sequence is expanded as the speaker produces two gestures toward her target: an initial chin point, immediately followed by a manual point.

The participants stand at a scenic overlook and assume an L-shaped configuration, with the interviewer facing the overlook and the speaker positioned at a roughly 90-degree angle, facing the receding trail. The interviewer prompts the speaker to locate the trail’s end. Following a familiar pattern, the interviewer shifts her head orientation from the interview script to the speaker while she voices the prompt. While the interviewer is not in the speaker’s direct line of gaze, the speaker should be able to access visual cues from the interviewer in her peripheral vision (line 1).

The speaker responds by describing the location of the trail’s end: ‘it’s just uphill, this way now.’ Her gaze is already in the direction of the trail’s end, and she maintains this display of attention as she forms a chin point alongside the expression, \({qin^{K} ti^{H} kyaq^{B}}\), ‘just uphill.’ The speaker holds her chin in the extended position and begins to raise her hand to point to her target. As she extends her pointing hand, she adds \({ti^{H} re^{C}}\), ‘this way.’ The interviewer maintains her orientation towards the speaker throughout both gestures (line 2).

About 0.5 seconds after the speaker lowers her gesturing hand, the interviewer shifts her head and torso orientation to face the trail’s end, signalling that she is bringing her visual attention in line with the speaker’s. She briefly acknowledges the speaker’s statement (line 3).

In this sequence, the interviewer maintains her gaze on the speaker throughout the chin point and the immediately following manual point. Her sustained gaze provides evidence that she visually monitors the speaker for any relevant gestural behaviors during the speaker’s turn-at-talk, and shifts her attention only after she judges all of the relevant gestures to be complete. This type of attention to multiple signals is vital to the achievement of joint attention, as speakers convey different types of information in distinct deictic gestures (cf. Atkinson et al., 2018), necessitating the addressee’s attention to the entire deictic constellation.

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    figure d

Examples (3) and (4) present elaborated versions of the core attentional sequence, in which participants organize their attention displays around multiple deictic actions. Again, the two interviewer-participant pairs differ in the physical formations that they assume, and in their gaze patterns over the course of the sequence.

The interviewer and the older woman turn toward one another and frequently gaze at one another’s faces, and they do not appear to avoid the resulting stretches of mutual gaze. For these two participants, visual access to one another’s faces allows for a rapid response to subtle cues of attention shift across an elaborated sequence.

The case is different with the interviewer and her mother-in-law: here only the interviewer consistently gazes at her interlocutor’s face. The speaker gives evidence of monitoring the interviewer through her peripheral vision, but she directs her gaze away from the interviewer throughout the sequence. The consistent gaze aversion of the speaker appears to give the interviewer greater freedom to look at the speaker’s face and body. The interviewer will not, after all, meet the speaker’s gaze if it is reliably trained elsewhere, and thus she will not run the risk of an unseemly stretch of mutual gaze. The interviewer’s freedom to gaze at the speaker directly and sustainedly appears to facilitate her close attention to the speaker’s multiple, overlapping deictic gestures.

A Closer Look at Mutual Gaze Avoidance in the Attentional Sequence

A key element of the interactions featuring gaze aversion was the consistent gaze pattern of the older, higher-status participant. The two participants to whom the interviewer would be expected to show deference—namely, the interviewer’s mother-in-law and her older male acquaintance—were highly consistent in training their gaze away from the interviewer throughout their interactions. As we have noted above, this behavior freed the interviewer to look at the speakers’ faces without running the risk of inappropriately meeting their gaze. Not only did the speakers appear to facilitate the interviewer’s sustained gaze toward their faces, they gave evidence that they anticipated this gaze at various points in the interaction.

Example 5

Older man bids for interviewer’s visual attention while keeping his own gaze fixed on the ground; mutual gaze is avoided

Example (5) features the interviewer with her older male acquaintance, a pair that we anticipated would engage in gaze avoidance during their interactions. The two participants are in a side-by-side orientation, although the interviewer stands at a slight angle to orient toward the speaker. Both participants look out into the mountain range before them.

The interviewer prompts the speaker to locate two sites in roughly the same direction: Santiago Minas, a town approximately 16 kilometers from the speech location, and Oaxaca, a city at a distance of over 100 kilometers. The interviewer turns her torso and head toward the speaker as she produces the prompt, a visual attention cue that the speaker should be able to access in his peripheral vision (line 1).

The speaker continues to gaze directly forward, and begins to talk about the closer target, Santiago Minas. His response will draw attention to the fact that the town is relatively near, though it is blocked from view by the camera operator: ‘it is where the woman is standing here.’

The speaker begins by dipping his head and pausing, a move that may invite the already attentive interviewer to closely monitor his behavior. In a delicate coordination of gesture and speech, the speaker’s head lowers while he pronounces \({ni^{A} ndwa^{B}}\), ‘it is,’ and stays lowered as he pronounces \({qen^{A} ndon^{G} no^{A} qan^{E} re^{C}}\) ’where the woman is standing here’ (line 2).

Next, the speaker produces an extensive chin point: one that suggests looking over the camera operator and down into the valley beyond her. As his chin raises he pronounces, \({\ldots nga^{J} se^{A}-na^{A}-nya^{K} janq^{G} ni^{C}}\), ‘...is Santiago Minas now.’ The interviewer’s response to the chin point betrays just how closely she has been monitoring the speaker’s face: at the very outset of his chin point, the interviewer turns her head and torso to look out toward the target town (line 3).

The interviewer’s turn toward the target rapidly demonstrates her shift in attention to Santiago Minas. The participants gaze together in the direction of the town as the interviewer briefly acknowledges the speaker’s statement (line 4).

In this example, the speaker appears not only to anticipate the gaze of the interviewer on himself, but to bid for her close attention prior to the chin point. By lowering his head and pausing, the speaker invites visual attention to his face before forcefully extending his chin in a deictic gesture. The interviewer maintains her gaze on the speaker and her immediate response to his gesture gives evidence of her attention, as she rapidly shifts her gaze to the deictic target.

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    figure e

Example 6

Mother-in-law anticipates the visual attention of the interviewer while facing away from her; mutual gaze is avoided

In Example (6), the interviewer converses with her mother-in-law, a pairing that we anticipated would elicit gaze avoidance. The interviewer stands on a small outcropping of rocks, while the speaker stands just below her on the \({kyqya^{C} kcheq^{B}}\) trail. This configuration places the speaker between the interviewer and the landscape that they will discuss together.

This example begins after the interviewer has given a prompt to locate a familiar town (Zacatepec). Speaker and interviewer alike have turned their heads toward the target, a formation that they assumed after the prompt was given. The speaker supplies an initial answer that locates Zacatepec using speech, and accompanies her talk with a manual pointing gesture (line 1).

As the speaker begins to lower her pointing arm, the interviewer makes a brief verbal acknowledgement. This act suggests that, although the interviewer has been gazing out at the landscape beyond the speaker, she has seen and interpreted the pointing gesture that was part of the speaker’s deictic action (line 2).

In this case the speaker has no way to visually monitor the interviewer, since the interviewer is positioned behind her. Her actions betray that she assumes the interviewer is visually attending to her. While maintaining her orientation away from the interviewer, the speaker produces a chin point towards Zacatepec, adding \({lo^{A} qya^{C} ti^{E} re^{C}}\), ‘just downhill here’ (line 3). The point should be visible only as a head toss from the interviewer’s perspective, yet the speaker evidently relies on the interviewer to attend to the subtle signal and to interpret it as deictic.

The interviewer’s response appears to confirm the speaker’s expectation: just as the speaker’s chin reaches the point of its fullest excursion, the interviewer shifts her gaze down to the script in her hand, signaling the attentional shift that typically follows the chin point in the core attentional sequence. The interviewer’s gaze shift takes place in precisely the same frame in our video footage that the speaker’s chin reaches its fullest extension. The precision timing of this reorientation suggests that the interviewer was indeed able to see the speaker’s head movement even as she looked towards the valley beyond (line 4).

The exchange in example (6) would be unsuccessful — that is, the speaker’s attempt to direct attention to the target would be unnoticed and unanswered—if the participant were not reliably attentive to the movements of the speaker’s head. The participants appear to share the expectation that the interviewer will consistently attend to the speaker, and their expectation supports a successful communicative exchange in this case.

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Example 7

Mother-in-law unexpectedly meets the gaze of the interviewer, disrupting the standard sequence

In the pairs of participants who avoided mutual gaze, the interviewer reliably attended to the speaker’s face while the speaker trained their gaze in another direction. This practice allowed the two participants to visually monitor one another in predictable ways: interviewer using direct gaze, and the speaker using their peripheral vision. While this practice recurred throughout our interview footage, it was not exceptionless. One unusual case provides a lens on the clash between the attentional demands and the politeness demands of pointing in the Chatino context.

In example (7), the interviewer is with her mother-in-law, a pairing that we anticipated would elicit mutual gaze avoidance. The participants stand in a side-by-side orientation, and are angled slightly inwards toward one another. The \({kyqya^{C} kcheq^{B}}\) trail extends out on either side of the pair, while they face into an open clearing.

The sequence begins with a typical prompt from the interviewer. She asks the speaker to identify the trail’s endpoint at the peak of \({kyqya^{C} kcheq^{B}}\). The interviewer turns her head so that she is facing the speaker by the end of the prompt, overtly signaling her visual attention (line 1).

The speaker replies succinctly, saying only \({kwiq^{B} kanq^{G}}\), ‘also there.’ As she speaks, she turns toward the interviewer and glances at her face. This highly unusual behavior from the speaker brings her gaze to meet the interviewer’s, so that the two participants are now engaged in mutual gaze. The interviewer’s response is immediate: she rapidly ducks her head and stares at the ground, avoiding the gaze of her mother-in-law (line 2).

The speaker, too, quickly makes a display of gaze aversion, though her movement is more subtle: she turns her head to gaze into the space beside the interviewer. The speaker repeats her reply: \({kwiq^{B} kanq^{G}}\), ‘also there.’ Repetitions like this one have been described as bids for visual attention (cf. Goodwin, 1980) and the speaker may be prompting the interviewer to return her gaze to the speaker’s face. This interpretation is supported by the fact the interviewer does indeed turn her head to glance at the speaker’s face (line 3). The interviewer’s head turn is doubtless visible in the speaker’s peripheral vision, and her show of attention may prompt the sequence that now unfolds.

The speaker repeats her locating statement one more time. As she speaks, she lowers her gaze to the ground. At just this moment, the interviewer also lowers her gaze: in this case, to the interview script. The speaker now produces a chin point, alongside a more elaborate description of the trail’s endpoint (line 4). The chin point goes unobserved by the interviewer, who continues to orient to the interview script. The two participants do not achieve joint attention in this case.

Interactions like the one in Example (7) were rare in our dataset: most points were observed by the interviewer and were followed by a clearly signaled attentional shift. Examples like this one, however, serve to underscore the centrality of the participants’ expectations—not only about the inappropriateness of mutual gaze in a polite interaction, but also about the interactional mechanisms available to prevent mutual gaze.

When the participant with higher social status in the interaction trained their gaze away from their interlocutor, they freed the interlocutor to give direct visual attention to their face. This facilitated the observation and interpretation of their deictic gestures. The participant with higher social status could, and did, monitor their interlocutor for cues of visual attention. Importantly, they performed this monitoring task using their peripheral vision, thereby preventing even a short stretch of mutual gaze with their interlocutor. Both participants’ expectations about this practice were so well established that when the expectation was broken, the core attentional exchange surrounding a chin point could not progress.

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Discussion and Conclusion

In this exploratory study, we analyzed how participants in an indigenous Chatino setting invited, monitored, and signaled visual attention in interactions featuring deictic chin points. This was the first study to consider how the attentional demands of pointing, and the politeness demands discouraging mutual gaze, influence the attentional choreography of the chin pointing event.

The current research has opened a new window on an understudied aspect of multimodal interaction, specifically the relationship between chin pointing and gaze. It has therefore necessarily raised many questions. Some relate to the naturalness of the behaviors that were documented here. Our study was, after all, conducted under only semi-naturalistic conditions, with an interviewer who evidently knew the answers to the questions she was asking, and with the interview conducted in front of a silent audience of camera operators. Would the same strategies for visual monitoring and mutual gaze avoidance be used in a more private setting? Would the interactional choreography that we observed look different if the interviewer were in an unfamiliar space, and in obvious need of the information she requested? Would similar strategies emerge even in settings where the participants do not share locally established expectations for showing deference? These remain open questions, which can only be addressed through additional research conducted in a variety of settings and using multiple approaches to data collection. Other questions relate to the generalizability of our findings. Would the same behaviors be mirrored in interactions between a young male interviewer and his elders? Would politeness be demonstrated in very different ways if the motivation for showing deference was related to a factor other than age? Again, these questions can be answered only through additional research on politeness and mutual gaze, research that we are eager to see performed.

Our findings are from early, exploratory research. Yet they unequivocally demonstrate that Chatino people are sensitive to the norms in their society that discourage mutual gaze in polite interaction. The participants in our study took measures to avoid mutual gaze whenever our interviewer was paired with a speaker for whom, following Chatino norms, she would have a special obligation to show deference. Those measures were largely successful, as there were few cases where the interviewer’s gaze met the gaze of a speaker to whom she should show deference.

Equally importantly, our study showed that Chatino people are sensitive to the attentional demands of the chin pointing act. Our speakers monitored the attention cues of the interviewer, and typically produced points only after her visual attention had been demonstrated. For her part, the interviewer provided her visual attention to speakers when prompted (or when her own questions would demand a landmark-targeting response from the participant), and responded to a speaker’s gesture toward a visible target by re-directing her gaze toward the target.

Returning now to our original research question: what happens when attentional and politeness demands clash in the Chatino context? How can a Chatino person visually attend to their interlocutor’s head gestures while avoiding their interlocutor’s gaze?

This study has shown that Chatino people are able to meet attentional and politeness demands simultaneously, provided that they share locally established expectations about when and how each person will attend to the other’s face. These include the expectation that a higher-status individual will avoid looking at their interlocutor directly, and will instead monitor their cues of visual attention (including their head direction) using peripheral vision. They also include the expectation that a lower-status individual will look directly at their higher-status interlocutor, without running the risk of meeting their gaze.

We have shown that this shared set of expectations allowed the participants in our study to anticipate and respond to one another’s communicative actions with precision timing, while successfully avoiding undesirable stretches of mutual gaze. This central finding from our study underscores that chin pointing, like all deictic acts, is made possible through a shared framework for interaction: one that is rooted in knowledge not only of communicative norms, but of social ones.

Our findings about chin pointing in the Chatino setting raise questions about how this deictic act is accomplished within the many cultures where it has been observed.We invite and eagerly anticipate research that will expand upon our own, with the understanding that chin pointing is not only a complex interactional achievement, but also a situated social practice, and it must be analyzed as such in each culture where it is found.