Abstract
Patient-reported outcome and experience measures are increasingly important in health care and health research. The use of these measures is growing in the US and overseas, and performance measures that incorporate patient-reported outcomes are being considered, particularly in cancer. A major challenge for the use of these measures is patient non-response, especially for diseases such as cancer and dementia. A commonly used approach is to ask a proxy such as the patient’s spouse or child to complete the measure on their behalf. Proxy reporting is used in major surveys, including those used in pay-for-performance approaches. No standards exist regarding how to adjust for the use of proxy-reported measures in analyses. As patients requiring proxies likely differ in important ways from those who can self-report, adjusting for these differences is important. In this paper, we evaluate the use of propensity score models when adjusting for proxy-reported data, including weighting, matching with replacement, and non-parametric multiple imputation. Additionally, because previous analyses using propensity scores for proxy reports have employed stepwise or p value based algorithms, we evaluated the sensitivity of our results to the inclusion of respondent-sensitive variables such as proxy reports of patient health status, as well as auxiliary covariates. Under all propensity score methods, estimates obtained from propensity scores using respondent-insensitive variables were different from those obtained when respondent-sensitive variables were incorporated in the propensity score. Propensity score methods have limitations in these contexts and their assumptions should be carefully examined.
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Acknowledgements
Jessica Roydhouse was supported by a Dissertation Support Grant from the Jayne Koskinas Ted Giovanis Foundation for Health and Policy. Nancy Keating is supported by K24CA181510 from the National Cancer Institute (NCI). Vince Mor is PI for HS-0011 from the Agency for Healthcare Research and Quality. The CanCORS consortium was funded by the following NCI Grants: U01CA093344, U01CA093332, U01CA093324, U01CA093348, U01CA093339, U01CA093326, and a Department of Veterans Affairs Grant, CRS02-164. The funding bodies had no role in the design of the study reported in this paper, nor in the collection, analysis, and interpretation of the data used in these analyses, nor in the writing of this manuscript. Parts of this work were presented at the ISOQOL 24th Annual Conference, Philadelphia, USA. Jessica Roydhouse’s attendance at the conference was supported by an ISOQOL New Investigator Scholarship and the Health Assessment Lab Tarlov and Ware Award.
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All procedures performed in CanCORS were in accordance with the ethical standards of the institutional research committees and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards. When CanCORS data were collected, informed consent was obtained from all individual participants included in the study.
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Roydhouse, J.K., Gutman, R., Keating, N.L. et al. Propensity scores for proxy reports of care experience and quality: are they useful?. Health Serv Outcomes Res Method 20, 40–59 (2020). https://doi.org/10.1007/s10742-019-00205-4
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DOI: https://doi.org/10.1007/s10742-019-00205-4