Skip to main content
Log in

Probabilistic Assessment of Model Uncertainty for Prediction of Pile Foundation Bearing Capacity; Static Analysis, SPT and CPT-Based Methods

  • Original Paper
  • Published:
Geotechnical and Geological Engineering Aims and scope Submit manuscript

Abstract

Geotechnical designs, like other engineering disciplines, are always accompanied by uncertainties. Supplying continuous and reliable records and reducing the uncertainty associated with measurement errors, the cone penetration test (CPT) enhances the geotechnical designs to a more decent level. Deep foundation design, as an essential challenge of foundation engineering, is also involved with different sources of uncertainty. Moreover, the presence of various design methods, relying on different assumptions and requirements, introduces further complications to the selection of an appropriate method, which leads to the broad spectrum of the predictions. Hence, a database, including 60 driven pile load test results and CPT records in the vicinity of them, was compiled to investigate the model uncertainties embedded in various predictive approaches. Investigated approaches include two static analyses, five SPT, and five CPT-based methods, and were implemented to predict axial pile bearing capacity. The model parameters for these methods are investigated through seven statistical, probabilistic, and reliability-based criteria. Performance of the methods under these criteria is assessed by the use of radar charts. Moreover, the resistance factor, adopted in this study to estimate the efficiency ratio and actual factor of safety, is calibrated by four different prevailing methods. Eventually, among conventional available predictive methods, CPT-based methods perform better than others and result in cost-effective and optimized trends.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9

Similar content being viewed by others

References

  • AASHTO, LRFD (2007) LRFD highway bridges specifications, si units, 4th edn. American Association of State Highway and Transportation Officials, Washington, DC

    Google Scholar 

  • AASHTO, LRFD (2012) LRFD highway bridges specifications, si units, 6th edn. American Association of State Highway and Transportation Officials, Washington, DC

    Google Scholar 

  • Allen TM (2005) Development of geotechnical resistance factors and downdrag load factors for LRFD foundation strength limit state design: reference manual. US Department of Transportation, Federal Highway Administration, National Highway Institute

    Google Scholar 

  • A.P.I. (2000) Recommended practice for planning, designing and constructing fixed offshore platforms–working stress design. In: Twenty.

  • Barker R, Duncan J, Rojiani K, Ooi P, Tan C, Kim S (1991) NCHRP Report 343: manuals for the Design of Bridge Foundations. Transportation Research Board, National Research Council, Washington, DC

    Google Scholar 

  • Bazaraa AR, Kurkur MM (1986) N-values used to predict settlements of piles in Egypt. In: Use of In Situ Tests in Geotechnical Engineering. ASCE, pp 462–474

  • Briaud JL, Tucker LM (1988) Measured and predicted axial capacity of 98 piles. ASCE J Geotech Eng 114(9):984–1001

    Article  Google Scholar 

  • Brinch Hansen J (1963) Discussion of hyperbolic stress-strain response: cohesive soil by Robert L Kondner. ASCE J Soil Mech Found Eng 89(4):241–242

    Google Scholar 

  • Bustamante M, Gianeselli L (1982) Pile bearing capacity prediction by means of static penetrometer CPT. In: Proceedings of the 2nd European symposium on penetration testing, 493–500.

  • CFEM (2006) Canadian foundation engineering manual. Canadian Geotechnical Society (CGS): Richmond

  • Chin FK (1978) Diagnosis of pile condition. Geotech Eng 9:85–104

    Google Scholar 

  • Davisson MT (1972) High capacity piles. In: Proceedings, soil mechanics lecture series on innovations in foundation construction, 81–112. Chicago: ASCE, Illinois Section

  • de Ruiter J, Beringen F (1979) Pile foundations for large north sea structures. Mar Georesour Geotechnol 3(3):267–314

    Article  Google Scholar 

  • Decourt L (1995) Prediction of load settlement relationships for foundations on the basis of the SPT-T. Ciclo de Conferencias Inter. “Leonardo Zeevaert”, UNAM, Mexico, 85–104.

  • Eslami A (1996). Bearing capacity of piles from cone penetrometer test data (Doctoral dissertation, Ph. D. Thesis, University of Ottawa, Department of Civil Engineering).

  • Eslami A, Fellenius BH (1997) Pile capacity by direct CPT and CPTu methods applied to 102 case histories. Can Geotech J 34:886–904

    Article  Google Scholar 

  • Eslami M, Hosseini B, Eslami A (2010) Structural and geotechnical aspects of long driven piles for Urmiyeh Lake causeway bridge. In: Proceedings of the 35th annual conference on deep foundations, Deep Foundation Institute (DFI), Hollywood, USA

  • Eslami A, Golafzani SH, Jamshidi Chenari R (2016) Assessment of Babolsar concrete pedestrian bridge failure for 1964 flood event and retrofitting practice. Eng Fail Anal 68:101–112

    Article  Google Scholar 

  • Fellenius BH, Tech P (2001) What capacity value to choose from the results a static loading test. Fulcrum, Deep Foundation Institute, New Jersey

    Google Scholar 

  • Hasofer AM, Lind NC (1974) Exact and invariant second-moment code format. J Eng Mech Div 100(1):111–121

    Google Scholar 

  • Heidarie Golafzani S, Jamshidi Chenari R, Eslami A (2019) Reliability based assessment of axial pile bearing capacity: static analysis, SPT and CPT-based methods. Georisk Assess Manag Risk Eng Syst Geohazards. https://doi.org/10.1080/17499518.2019.1628281

    Article  Google Scholar 

  • Hu Z, McVay M, Bloomquist D, Horhota D, Lai P (2012) New ultimate pile capacity prediction method based on cone penetration test (CPT). Can Geotech J 49(8):961–967

    Article  Google Scholar 

  • Jamshidi Chenari R, Kamyab Farahbakhsh H (2015) Generating non-stationary random fields of auto-correlated, normally distributed CPT profile by matrix decomposition method. Georisk Assess Manag Risk Eng Syst Geohazards 9(2):96–108

    Article  Google Scholar 

  • Jamshidi Chenari R, Kamyab Farahbakhsh H, Heidarie Golafzani S, Eslami A (2018) Non-stationary realisation of CPT data: considering lithological and inherent heterogeneity. Georisk: Assess Manag Risk Eng Syst Geohazards 12:1–14

    Google Scholar 

  • Jefferies M, Davies M (1993) Use of CPTu to estimate equivalent SPT N60. ASTM Geotechn Test J 16(4):458–468

    Article  Google Scholar 

  • Kwak K, Kim KJ, Huh J, Lee JH, Park JH (2010) Reliability-based calibration of resistance factors for static bearing capacity of driven steel pipe piles. Can Geotech J 47(5):528–538

    Article  Google Scholar 

  • Meyerhof GG (1976) Bearing capacity and settlement of pile foundations. J Geotech Geoenviron Eng 102:197–228

    Google Scholar 

  • Meyerhof GG (1983) Scale effects of ultimate pile capacity. J Geotech Eng 109:797–806

    Article  Google Scholar 

  • Moshfeghi S, Eslami A (2016) Study on pile ultimate capacity criteria and CPT-based direct methods. Int J Geotech Eng 12:1–12

    Google Scholar 

  • Moshfeghi S, Eslami A (2018) Failure analysis of CPT-based direct methods for axial capacity of driven piles in sand. Georisk Assess Manag Risk Eng Syst Geohazards. https://doi.org/10.1080/17499518.2018.1478105

    Article  Google Scholar 

  • Niazi FS (2014) Static axial pile foundation response using seismic piezocone data (Doctoral dissertation, Georgia Institute of Technology).

  • Paikowsky SG, Birgisson B, McVay M, Nguyen T, Kuo C, Baecher GB, Ayyub B, Stenersen K, O’Malley K, Chernauskas L, O’Neill M (2004) Load and resistance factor design for deep foundations, NCHRP Report 507. Transportation Research Board of the National Academies, Washington DC

    Google Scholar 

  • Phoon K-K, Kulhawy FH (1999a) Characterization of geotechnical variability. Can Geotech J 36:612–624

    Article  Google Scholar 

  • Phoon K-K, Kulhawy FH (1999b) Evaluation of geotechnical property variability. Can Geotech J 36:625–639

    Article  Google Scholar 

  • Phoon KK, Kulhawy FH (2005) Characterization of model uncertainties for laterally loaded rigid drilled shafts. Geotechnique 55(1):45–54

    Article  Google Scholar 

  • Rackwitz R, Fiessler B (1978) Structural reliability under combined random load sequences. Comput Struct 9(5):489–494

    Article  Google Scholar 

  • Schmertmann JH (1978) Guidelines for cone penetration test: performance and design (No. FHWA-TS-78–209). United States. Federal Highway Administration.

  • Shioi Y, Fukui J (1982) Application of N-value to design of foundations in Japan. In: Proceeding of the second European symposium on penetration testing, vol 1, pp 159-16

  • Styler MA (2006) Development and implementation of the DIGGS format to perform LRFD resistance factor calibration of driven concrete piles in Florida (Doctoral dissertation, University of Florida).

  • Tang C, Phoon KK (2016) Model uncertainty of Eurocode 7 approach for bearing capacity of circular footings on dense sand. Int J Geomech 17(3):04016069

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Reza Jamshidi Chenari.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Heidarie Golafzani, S., Eslami, A. & Jamshidi Chenari, R. Probabilistic Assessment of Model Uncertainty for Prediction of Pile Foundation Bearing Capacity; Static Analysis, SPT and CPT-Based Methods. Geotech Geol Eng 38, 5023–5041 (2020). https://doi.org/10.1007/s10706-020-01346-x

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10706-020-01346-x

Keywords

Navigation