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An empirical study of variations in COTS-based software development processes in the Norwegian IT industry

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Abstract

More and more software projects use Commercial-Off-The-Shelf (COTS) components. Although previous studies have proposed specific COTS-based development processes, there are few empirical studies that investigate how to use and customize COTS-based development processes for different project contexts. This paper describes an exploratory study of state-of-the-practice of COTS-based development processes. Sixteen software projects in the Norwegian IT companies have been studied by structured interviews. The results are that COTS-specific activities can be successfully incorporated in most traditional development processes (such as waterfall or prototyping), given proper guidelines to reduce risks and provide specific assistance. We have identified four COTS-specific activities—the build vs. buy decision, COTS component selection, learning and understanding COTS components, and COTS component integration – and one new role, that of a knowledge keeper. We have also found a special COTS component selection activity for unfamiliar components, combining Internet searches with hands-on trials. The process guidelines are expressed as scenarios, problems encountered, and examples of good practice. They can be used to customize the actual development processes, such as in which lifecycle phase to put the new activities into. Such customization crucially depends on the project context, such as previous familiarity with possible COTS components and flexibility of requirements.

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Acknowledgments

This study is supported by the INCO, SPIKE, and FAMILIES projects. Comments from our colleague Tore Dybå gave valuable input to this study. We thank the colleagues in these projects, and all the participants in this study.

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Correspondence to Jingyue Li.

Appendices

Appendix A. Detailed Information on Process Customization

Comp. ID

Proj. ID

Succ. or failed

Main process

Other activities added

New role added

C1

P1

Failed

Waterfall

Buy vs. build. Selection. Build glueware & addware.

External expert: Hired one person from the vendor as consultant.

C1

P2

Failed

Incremental & prototyping

Customer decided COTS. Learning. Build glueware.

 

C2

P3

Succ.

Incremental & prototyping

Buy vs. build. Selection. Learning. Build glueware & addware.

Internal expert.

C2

P4

Succ.

Waterfall

Buy vs. build. Selection. Learning. Build glueware & addware.

Internal expert.

C3

P5

Succ.

Incremental & prototyping

Buy vs. build. Selection. Learning. Build glueware.

 

C3

P6

Succ.

Incremental & prototyping

Buy vs. build. No selection as it was the only alternative. Learning. Build glueware.

 

C4

P7

Succ.

Incremental & prototyping

Buy vs. build. Selection. Learning. Build glueware & addware.

 

C5

P8

Succ.

Incremental & prototyping

Buy vs. build. Selection. Build addware.

Internal expert.

C6

P9

Succ.

Incremental & prototyping

Without build vs. buy decision because using COTS is a company strategy. Selection. Learning. Build glueware & addware.

Internal expert.

C7

P10

Failed

Waterfall

Buy vs. build. Selection. Build glueware Learning.

External expert: The integration was outsourced to a consulting company.

C8

P11

Succ.

Incremental & prototyping

Buy vs. build. Selection. Learning. Build glueware.

Internal expert to follow COTS evolution.

C9

P12

Succ.

Waterfall & prototyping

Buy vs. build. Selection. Learning. Build glueware.

 

C10

P13

Succ.

Waterfall

Buy vs. build Selection. Learning. Build glueware.

Internal expert.

C11

P14

Failed

Waterfall

Buy vs. build. Selection. Learning. Build glueware.

 

C12

P15

Succ.

Incremental & prototyping

Buy vs. build. Selection. Learning. Build glueware.

Internal expert.

C13

P16

Succ.

Incremental & prototyping

Buy vs. build. Selection. Learning. Build glueware.

Internal expert.

Appendix B. Detailed Information on COTS Component Selection

Proj. ID

COTS ID

Selection process

In which phase was COTS selected

P1

1

Demo (recommended from external expert).

Implementation

P1

2

Demo (recommended from external expert).

Implementation

P2

3

Decided by customer

Design

P3

4

Experience

Design

P3

5

Internet search with pilot

Requirements

P3

6

Experience

Design

P4

7

Internet search with pilot

Requirements

P4

8

Experience

Requirements

P4

9

Experience

Requirements

P5

10

Experience

Implementation

P5

11

Internet search with pilot

Implementation

P6

12

Experience

Requirements

P7

13

Internet search with pilot

Design

P8

14

Experience

Implementation

P8

15

Experience

Implementation

P9

16

Experience

Design

P9

17

Experience

Design

P9

18

Experience

Design

P10

19

Demo.

Design

P10

20

Demo.

Design

P10

21

Demo.

Design

P11

22

Internet search with pilot

Design

P11

23

Internet search with pilot

Design

P12

24

Experience

Design

P13

25

Experience

Requirements

P14

26

Demo.

Implementation

P15

27

Experience

Design

P15

28

Recommended from external expert

Requirements

P16

29

Experience

Design

P16

30

Experience

Design

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Li, J., Bjørnson, F.O., Conradi, R. et al. An empirical study of variations in COTS-based software development processes in the Norwegian IT industry. Empir Software Eng 11, 433–461 (2006). https://doi.org/10.1007/s10664-006-9005-5

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