Skip to main content

Advertisement

Log in

Criminalized electoral politics in Brazilian urban peripheries

  • Published:
Crime, Law and Social Change Aims and scope Submit manuscript

Abstract

Criminal violence can be used to sustain and construct local political orders that undermine democratic processes. In this article, I conceptualize how criminal violence and clientelism are jointly used at local levels (e.g. neighborhoods, municipalities) to influence electoral outcomes in Brazilian urban peripheries. I call this criminalized electoral politics. With the help of two dimensions–the nature of the relationship between political and criminal actors, as well as the type of activity that provides a criminal group’s primary source of income–I construct a descriptive typology that allows me to classify different forms of criminalized electoral politics prevalent in urban spaces. Throughout the text I use examples from the metropolitan area of Rio de Janeiro to illustrate cases of criminalized electoral politics. In this way, this article offers a conceptual foundation to understand how criminal violence can affect the electoral linkages between citizens and politicians and, therefore, the quality of democracy and forms of local order in developing countries.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

Notes

  1. Rio de Janeiro, Itaboraí, São Gonçalo, Magé, Nova Iguaçu, Duque de Caxias, Guapimirim and Japeri.

  2. O Globo, “Violência durante campanhas é questão criminal e não eleitoral,” 09/19/2012.

  3. UOL, “Após atentado e ameaça do tráfico, TRE-RJ faz reunião para normalizar campanha eleitoral em Itaboraí,” 09/26/2012.

  4. Carta Capital, “O poder da milícia nas eleições do Rio de Janeiro,” 9/30/2014.

  5. In my analysis, I include groups that engage in illicit activities as a main source of income and develop the capacity to use violence to protect their criminal income. A broader definition allows me to include criminal practices that are not always considered in the literature but are prevalent in many urban peripheries (like illegal gambling), while excluding certain criminal practices that are not minimally organized, like pickpocketing.

  6. Criminal groups also use force in (non-political) ways. They can, for example, engage in turf wars with rivaling criminal organizations or destroy the property of victims that refuse to pay protection taxes. These violent actions constitute examples of criminal violence [22].

  7. Information from an original dataset on Criminal Political Violence in Brazil, 1985–2016.

  8. The report of an investigative committee of the Rio de Janeiro State Assembly [2] provides de- tailed information on this matter. Interviews X004, X010, and X078 also provided corroborating information.

  9. The PCC is a criminal network that regulates the criminal underworld, as well as most of the prison system in the state of São Paulo [14, 71], and has expanded to other states.

  10. The parapolítica scandal in Colombia closely resembles some of the dynamics of criminalized electoral politics. By 2010, 102 Colombian legislators were being investigated for their possible collusion with paramilitary groups to win their seats in Congress. While the national relevance of this case is evident, it is important to note that most of these legislators hyper-concentrated their votes in some municipalities ([38], 29), i.e. their electoral dominance was eminently local. Moreover, their national relevance and visibility was ultimately important to expose and prosecute these legislators. Thus, the parapolítica reveals how criminalized electoral processes are usually local and visibility limits its occurrence at a national scale.

  11. It is important to point out that by drug gangs I am referring to group involved in the retail sale of illicit drugs. Other groups involved in drug trafficking at other points of the production chain may have another relationship with the population and political institutions (see [18]). This in turn may conduce to other types of criminalized electoral politics.

  12. See: O Globo, “Cozzolândia com os dias contados,” 08/14/2011.

  13. See: O Globo, “Na Baixada Fluminense um Odorico Paraguaçu de Saias,” 03/13/2011.

  14. For example, recently, to attract less public attention, some milícia leaders in Rio de Janeiro are less likely to be candidates themselves. Interview X004.

  15. Information also corroborated in interviews X004 and X010.

  16. In the current election cycle, for example, competing milícia groups in Rio de Janeiro have assassinated politicians linked to their groups (Interview X085). See also: El Pais, “A campanha de matar quem atrapalha nas eleições municipais do Rio,” 07/24/2016.

  17. G1, “Secretaria de Segurança e MP fazem operação contra milícia de Caxias, RJ,” 10/31/2013.

  18. There are reports that brokers would pay 30 reais (9 US dollars). See: Procuraduria Regional do Estado do Rio de Janeiro, “Parlamentares presos, mas ainda poderosos,” http://www.prerj.mpf.mp.br/noticias/extra- parlamentares-presos-mas-ainda-poderosos/.

  19. G1, “Secretaria de Segurança e MP fazem operação contra milícia de Caxias, RJ,” 10/31/2013.

  20. Interview X080.

  21. For example, politicians Cidinha Campos and Carlos Minc claimed to have suffered from these types of actions in 2014, see: Agencia Brasil, “Denuncia: cabos eleitorais do Rio são perseguidos por traficantes,” 08/14/2014.

  22. Interview X0

References

  1. Acemoglu, D., Robinson, J. A., & Santos, R. J. (2013). The monopoly of violence: Evidence from Colombia. Journal of the European Economic Association, 11(s1), 5–44.

    Article  Google Scholar 

  2. ALERJ (2008). Relatório final da Comissão Parlamentar de Inquérito destinada a investigar a ação de milícias no âmbito do Estado do Rio de Janeiro. Assambleia Legislativa do Estado do Rio de Janeiro, Rio de Janeiro, Brazil.

  3. Arias, E. D. (2006a). Drugs and democracy in Rio de Janeiro: Trafficking, social networks, and public security. Chapel Hill: University of North Carolina Press.

    Google Scholar 

  4. Arias, E. D. (2006b). Trouble en route: Drug trafficking and Clientelism in Rio de Janeiro shantytowns. Qualitative Sociology, 29(4), 427–445.

    Article  Google Scholar 

  5. Arias, E. D. (2013). The impacts of differential armed dominance of politics in Rio de Janeiro, Brazil. Studies in Comparative International Development, 48(3), 263–284.

    Article  Google Scholar 

  6. Arias, E. D. (2017). Criminal enterprises and governance in Latin America and the Caribbean. New York: Cambridge University Press.

  7. Arias, E. D., & Barnes, N. (2016). Crime and plural orders in Rio de Janeiro, Brazil. Current Sociology, 65(3): 448-465.

  8. Arias, E. D., & Goldstein, D. (2010). Violent democracies in Latin America: Toward an interdisciplinary reconceptualization. Durham, NC: Duke University Press.

    Book  Google Scholar 

  9. Arjona, A. (2017). Rebelocracy. Social order in the Colombian civil war. New York: Cambridge University Press.

  10. Auyero, J., de Lara, A. B., & Berti, M. F. (2014). Violence and the state at the urban margins. Journal of Contemporary Ethnography, 43(1), 94–116.

    Article  Google Scholar 

  11. Bailey, J., & Taylor, M. M. (2009). Evade, corrupt, or confront? Organized crime and the state in Brazil and Mexico. Journal of Politics in Latin America, 1(2), 3–29.

    Google Scholar 

  12. Barnes, N. (2017). Criminal politics: An integrated approach to the study of organized crime, politics, and violence. Perspectives on Politics, 15 (4), 967–987

  13. Bateson, R. (2012). Crime victimization and political participation. American Political Science Review, 106(3), 570–587.

    Article  Google Scholar 

  14. Biondi, K. (2016). Sharing this walk. An ethnography of prison life and the PCC in Brazil. Chapel Hill: The University of North Carolina Press.

    Google Scholar 

  15. Cruz, J. M. (2011). Criminal violence and democratization in central America: The survival of the violent state. Latin American Politics and Society, 53(4), 1–33.

    Article  Google Scholar 

  16. Dal Bó, E., Dal Bó, P., & Di Tella, R. (2006). Plata o Plomo?: Bribe and punishment in a theory of political influence. American Political Science Review, 100(01), 41–53.

    Article  Google Scholar 

  17. Dube, A., Dube, O., & García-Ponce, O. (2013). Cross-border spillover: US gun laws and violence in Mexico. American Political Science Review, 107(03), 397–417.

    Article  Google Scholar 

  18. Duncan, G. (2014). Más que plata o plomo . El poder político del narcotráfico en Colombia y México. Bogotá: Debate.

  19. Dunning, T. (2011). Fighting and voting: Violent conflict and electoral politics. Journal of Conflict Resolution, 55(3), 327–339.

    Article  Google Scholar 

  20. Eaton, K. (2006). The downside of decentralization: Armed clientelism in Colombia. Security Studies, 15(40), 533–562.

    Article  Google Scholar 

  21. Fajnzylber, P., Lederman, D., & Loayza, N. (2002). Inequality and violent crime. Journal of Law and Economics, 45(1), 1–39.

    Article  Google Scholar 

  22. Finckenauer, J. (2005). Problems of definition: What is organized crime? Trends in Organized Crime, 8(3), 63–83.

    Article  Google Scholar 

  23. Gans-Morse, J., Mazzuca, S., & Nichter, S. (2014). Varieties of clientelism: Machine politics during elections. American Journal of Political Science, 58(2), 415–432.

    Article  Google Scholar 

  24. García Sánchez, M. (2016). Control territorial y decisión de voto en Colombia. Un enfoque multinivel. Política y gobierno, 23(1), 57–95.

    Google Scholar 

  25. Gay, R. (2009). From popular movements to drug gangs to militias: An anatomy of violence in Rio de Janeiro. In Koonings, K. and Kruijt, D., editors, Megacities: The politics of urban exclusion and violence in the global south, pages 29–51. Zed Books.

  26. Gay, R. (2012). Clientelism, democracy, and violence in Rio de Janeiro. In Hilgers, T., editor, Clientelism in Everyday Latin American Politics, pages 81–98. Palgrave Macmillan.

  27. Hafner-Burton, E. M., Hyde, S. D., & Jablonski, R. S. (2014). When do governments resort to election violence? British Journal of Political Science, 44(01), 149–179.

    Article  Google Scholar 

  28. Hidalgo, F. D., & Nichter, S. (2016). Voter buying: Shaping the electorate through Clientelism. American Journal of Political Science, 60(2), 436–455.

    Article  Google Scholar 

  29. Kalyvas, S. N. (2006). The logic of violence in civil war. New York: Cambridge University Press.

    Book  Google Scholar 

  30. Kalyvas, S. N. (2015). How civil wars help explain organized crime–and how they do not. Journal of Conflict Resolution, 59(8), 1517–1540.

    Article  Google Scholar 

  31. Kitschelt, H., & Wilkinson, S. I. (2007). Citizen-politician linkages: An introduction. In H. Kitschelt & S. I. Wilkinson (Eds.), Patrons, clients and policies: Patterns of democratic accountability and political competition (pp. 1–49). New York: Cambridge University Press.

    Chapter  Google Scholar 

  32. Koonings, K. and Kruijt, D. (2007). Fractured cities, second-class citizenship and urban violence. In Koonings, K. and Kruijt, D., editors, Fractured cities: Social exclusion, urban violence and contested spaces in latin America, pages 7–22. Zed Books.

  33. LeBas, A. (2013). Violence and urban order in Nairobi, Kenya and Lagos, Nigeria. Studies in Comparative International Development, 48(3), 240–262.

    Article  Google Scholar 

  34. Leeds, E. (1996). Cocaine and parallel polities in the Brazilian urban periphery: Constraints on local-level democratization. Latin American Research Review, 31(3), 47–83.

    Google Scholar 

  35. Lessing, B. (2015). Logics of violence in criminal war. Journal of Conflict Resolution, 59(8), 1486–1516.

    Article  Google Scholar 

  36. Levitsky, S. (2003). Transforming labor-based parties in Latin America: Argentine peronism in comparative perspective. New York: Cambridge University Press.

  37. Ley, S. (2017). To vote or not to vote: How criminal violence shapes electoral participation. Journal of Conflict Resolution, 1–28. https://doi.org/10.1177/0022002717708600.

  38. López, C. editor (2010). Y refundaron la patria: de cómo mafiosos y políticos reconfiguraron el Estado colombiano. Bogotá: Debate-Random House.

  39. Mainwaring, S. (1999). Rethinking party systems in the third wave of democratization: The case of Brazil. Stanford, CA: Stanford University Press.

    Google Scholar 

  40. Mares, I., Muntean, A., & Petrova, T. (2016). Economic intimidation in contemporary elections: Evidence from Romania and Bulgaria. Government and Opposition, 1–32.

  41. Mares, I., & Young, L. (2016). Buying, stealing and expropriating votes. Annual Review of Political Science, 19, 267–288.

    Article  Google Scholar 

  42. McCann, B. (2014). Hard times in the marvelous city: From dictatorship to democracy in the favelas of Rio de Janeiro. Durham, NC: Duke University Press.

    Google Scholar 

  43. Moncada, E. (2013). The politics of urban violence: Challenges for development in the global south. Studies in Comparative International Development, 48(3), 217–239.

    Article  Google Scholar 

  44. Muñoz, P. (2014). An informational theory of campaign Clientelism: The case of Peru. Comparative Politics, 47(1), 79–98.

    Article  Google Scholar 

  45. Neumayer, E. (2003). Good policy can lower violent crime: Evidence from a cross-national panel of homicide rates, 198097. Journal of Peace Research, 40(6), 619–640.

    Article  Google Scholar 

  46. Nichter, S. C. (2010). Politics and poverty: Electoral clientelism in latin America”. PhD dissertation, University of California, Berkeley.

  47. Nunes Leal, V. (2012). Coronelismo, enxada e voto. Editora Companhia das Letras, Rio de Janeiro, 7 edition.

  48. O’Donnell, G. (1993). On the state, democratization and some conceptual problems: A Latin American view with glances at some Postcommunist countries. World Development, 21(8), 1355–1369.

    Article  Google Scholar 

  49. Olivieri, E., & Sberna, S. (2014). “Set the night on fire!” mafia violence and elections in Italy. APSA 2014 annual meeting paper. Accessed 30 August 2016.

  50. Olson, M. (2000). Power and prosperity: Outgrowing communist and capitalist dictatorships. New York: Basic Books.

  51. Osorio, J. (2015). The contagion of drug violence spatiotemporal dynamics of the Mexican war on drugs. Journal of Conflict Resolution, 59(8), 1403–1432.

    Article  Google Scholar 

  52. Paoli, L. (1997). The political-criminal nexus in Italy. Trends in Organized Crime, 3(1), 49–56.

    Article  Google Scholar 

  53. Papachistos, A., Hureau, D. M., & Braga, A. (2013). The corner and the crew: The influence of geography and social networks on gang violence. American Sociological Review, 78(3), 417–447.

    Article  Google Scholar 

  54. Peñate, A. (1999). El sendero estratégico del ELN: del idealismo guevarista al clientelismo armado. In Deas, M. and Llorente, M.V., editors, Reconocer la guerra para construir la paz, pages 53–98. Bogotá: Editorial Norma.

  55. Peterson, V. (1983). The mob. 200 years of organized crime in New York. Ottawa, IL: Green Hill Publishers.

    Google Scholar 

  56. Rivera, M. (2016). The sources of social violence in Latin America. An empirical analysis of homicide rates, 1980-2010. Journal of Peace Research, 53(1), 84–99.

    Article  Google Scholar 

  57. Sampson, R. (2012). Great American city: Chicago and the enduring neighborhood effect. Chicago and London: University of Chicago Press.

    Book  Google Scholar 

  58. Schultze-Kraft, M. (2016). Órdenes crimilegales: repensando el poder político del crimen organizado. Íconos-Revista de Ciencias Sociales, 55, 25–44.

    Article  Google Scholar 

  59. Snyder, R., & Duran-Martinez, A. (2009). Does illegality breed violence? Drug trafficking and state-sponsored protection rackets. Crime, Law and Social Change, 52(3), 253–273.

    Article  Google Scholar 

  60. Soares, R. R., & Naritomi, J. (2010). Understanding high crime rates in Latin America. In R. D. Tella, S. Edwards, & E. Schargrodsky (Eds.), The economics of crime: Lessons for and from Latin America (pp. 19–55). Chicago and London: University of Chicago Press.

    Chapter  Google Scholar 

  61. Souza Alves, J. C. (2003). Dos barões ao exterminio: uma história da violência na Baixada Fluminense. Duque de Caxias: APPH-CLIO.

    Google Scholar 

  62. Speck, B. W. (2013). Brazil: Crime meets politics. In Casas-Zamora, K., editor, Dangerous liaisons: Organized crime and political finance in Latin America and beyond, pages 42–75, Brookings Institution press.

  63. Staniland, P. (2014). Violence and democracy. Comparative Politics, 47(1), 99–118.

    Article  Google Scholar 

  64. Steele, A. (2011). Electing displacement: Political cleansing in Apartadó, Colombia. Journal of Conflict Resolution, 55(3), 423–445.

    Article  Google Scholar 

  65. Stokes, S. C. (2005). Perverse accountability: A formal model of machine politics with evidence from Argentina. American Political Science Review, 99(03), 315–325.

    Article  Google Scholar 

  66. Stokes, S. C., Dunning, T., Nazareno, M., & Brusco, V. (2013). Brokers, voters, and Clientelism. The puzzle of distributive politics. New York: Cambridge University Press.

    Book  Google Scholar 

  67. Trejo, G. and Ley, S. (2016a). High profile criminal violence. Why drug cartels murder government officials and party candidates in Mexico. Working Paper. University of Notre Dame - CIDE.

  68. Trejo, G., & Ley, S. (2016b). Why intergovernmental partisan conflict stimulated inter-cartel violence in Mexico. Política y gobierno, 23(1), 9-52.

  69. UNDP. (2013). Citizen security with a human face: Evidence and proposals for Latin America, Regional Human Development Report 2013–2014. New York: United Nations Development Programme.

  70. Wilkinson, S. (2006). Votes and violence: Electoral competition and ethnic riots in India. New York: Cambridge University Press.

    Google Scholar 

  71. Willis, G. D. (2015). The killing consensus: Police, organized crime, and the regulation of life and death in urban Brazil. Oakland, CA: University of California Press.

  72. Zaluar, A. (2004). Urban violence and drug warfare in Brazil. In Koonings, K. and Kruijt, D., editors, Armed actors: Organised violence and state failure in Latin America, pages 139–154. Zed Books.

Download references

Acknowledgements

Previous versions of this article were presented at the 2016 Meeting of the Latin American Studies Association, the Comparative Politics Workshop and the Kroc-Kellogg Peace, Conflict, Crime and Violence Workshop at the University of Notre Dame. I thank Sandra Botero, Benjamin Denison, Tanisha Fazal, Hernán Flom, Sandra Ley, Scott Mainwaring, Lucia Manzi, Steven McDowell, Ann Mische, Camilo Nieto, Richard Price, Jason Ruiz, Maggie Shum, Lucía Tiscornia, Guillermo Trejo, Amy Erica Smith, two anonymous reviewers, and the editors of this special issue for valuable comments and suggestions. The author acknowledges the generous support of the Inter-American Foundation (IAF) through a Grassroots Development Fellowship, a Fulbright scholarship, as well as the Department of Political Science and the Kellogg Institute for International Studies of the University of Notre Dame. I also thank Antonio Moreira and Julia Stadler for their superb research assistance.

Funding

This study was funded by the Inter-American Foundation (Grassroots Development Fellowship) and the Kellogg Institute for International Studies, University of Notre Dame.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Juan Albarracín.

Ethics declarations

Protection of human subjects

In this article I only reference the names of people who have been mentioned in pubic sources (e.g. news, academic literature, criminal investigations). To protect interviewees, I use a code to reference the interview and do not disclose their names or other information that can reveal their identity. To further guarantee the safety of some interviewees, I do not reveal the exact location of a case mentioned in this article.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Albarracín, J. Criminalized electoral politics in Brazilian urban peripheries. Crime Law Soc Change 69, 553–575 (2018). https://doi.org/10.1007/s10611-017-9761-8

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10611-017-9761-8

Navigation