Skip to main content

Advertisement

Log in

Predicting and Moderating the Response to the Unified Protocol: Do Baseline Personality and Affective Profiles Matter?

  • Original Article
  • Published:
Cognitive Therapy and Research Aims and scope Submit manuscript

Abstract

Background

Neuroticism (N), extraversion (E), and negative/positive affect (NA/PA) are personality/affective characteristics highly related to the etiology and maintenance of emotional disorders (EDs). This study aims at exploring the moderating role of baseline personality/ and affectivity profiles in the response to a transdiagnostic psychological treatment for EDs.

Methods

Outcomes were N, E, NA, PA, depression, and anxiety. These were assessed at baseline, post-treatment, and 3-month follow-up in 157 participants with EDs who received the Unified Protocol (UP) in group format in the Spanish Health System. A linear mixed model analysis was carried out to investigate different recovery trajectories as a function of baseline personality and affective profiles

Results

Significant changes occurred in all variables after the UP. Medium and high baseline scores in N and NA moderate the largest changes on N, NA and E while lower baseline scores in PA and E moderate the largest changes on E and PA. Changes over time on depression and anxiety symptoms were not predicted from personality/affect baseline scores.

Conclusion

The study results support the short-medium term utility of the UP to address all study outcomes. Moreover, personalizing interventions according to baseline personality/affect might be a sensible strategy to enhance the UP effectiveness. Trial registration number NCT03064477 (March 10, 2017).

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

Data Availability

The datasets generated during and/or analysed during the current study are available from the corresponding author on reasonable request.

References

  • AL-Marshadi, A. H. (2014). Selecting the covariance structure in mixed model using statistical methods calibration. Journal of Mathematics and Statistics, 10(3), 309–315. https://doi.org/10.3844/jmssp.2014.309.315.

    Article  Google Scholar 

  • American Psychiatric Association. (1994). Diagnostic and statistical manual of mental disorders. Washington, DC: Author.

    Google Scholar 

  • American Psychiatric Association. (2000). Diagnostic and statistical manual of mental disorders (4ed., text.). Washington, DC: Author.

  • American Psychiatric Association. (2013). Diagnostic and statistical manual of mental disorders (5th edn.). Washington, DC: Author.

    Book  Google Scholar 

  • Barlow, D. H., Farchione, T. J., Fairholme, C. P., Ellard, K. K., Boisseau, C. L., Allen, L. B., & Ehrenreich-May, J. (2011a). The Unified Protocol for Transdiagnostic Treatment of Emotional Disorders: Therapist Guide. New York: Oxford University Press.

    Google Scholar 

  • Barlow, D. H., Farchione, T. J., Sauer-Zavala, S., Latin, H. M., Ellard, K. K., Bullis, J. R., et al. (2018). Unified protocol for transdiagnostic treatment of emotional disorders: Therapist guide (2nd ed.). New York, NY: Oxford University Press.

    Google Scholar 

  • Barlow, D. H., Farchione, T. J., Fairholme, C. P., Ellard, K. K., Boisseau, C. L., Allen, L. B., & Ehrenreich-May, J. (2011b). The Unified Protocol for Transdiagnostic Treatment of Emotional Disorders: Patient Workbook. New York: Oxford University Press.

    Google Scholar 

  • Barlow, D. H., Sauer-Zavala, S. E., Carl, J. R., Bullis, J. R., & Ellard, K. K. (2014). The nature, diagnosis, and treatment of neuroticism: back to the future. Clinical Psychological Science, 2(3), 344–365. https://doi.org/10.1177/2167702613505532.

    Article  Google Scholar 

  • Beck, A. T., & Steer, R. A. (1993). Beck Anxiety Inventory Manual (Vol. 2). San Antonio, TX: Psychological Corporation.

    Google Scholar 

  • Beck, A. T., Steer, R. A., & Brown, G. K. (1996). BDI-II, Beck depression inventory: manual (2nd ed.). San Antonio, TX: Psychological Corporation.

    Google Scholar 

  • Bentley, K. H., Sauer-Zavala, S., Stevens, K. T., & Washburn, J. J. (2020). Implementing an evidence-based psychological intervention for suicidal thoughts and behaviors on an inpatient unit: Process, challenges, and initial findings. General Hospital Psychiatry, 63, 76–82. https://doi.org/10.1016/j.genhosppsych.2018.09.012.

    Article  PubMed  Google Scholar 

  • Botella, C., & Ballester, R. (1997). Trastorno de pánico, evaluación y tratamiento [Panic disorder, evaluation and treatment] (4ed., text.). Barcelona: Martínez Roca.

  • Brown, T. A. (2007). Temporal course and structural relationships among dimensions of temperament and DSM-IV anxiety and mood disorder constructs. Journal of Abnormal Psychology, 116(2), 313–328. https://doi.org/10.1037/0021-843X.116.2.313.

    Article  PubMed  Google Scholar 

  • Brown, T. A., & Barlow, D. H. (2009). A proposal for a dimensional classification system based on the shared features of the DSM-IV anxiety and mood disorders: Implications for assessment and treatment. Psychological Assessment, 21(3), 256–271. https://doi.org/10.1037/a0016608.

    Article  PubMed  PubMed Central  Google Scholar 

  • Brown, T. A., Campbell, L. A., Lehman, C. L., Grisham, J. R., & Mancill, R. B. (2001). Current and lifetime comorbidity of the DSM-IV anxiety and mood disorders in a large clinical sample. Journal of Abnormal Psychology, 110(4), 585–599. https://doi.org/10.1037/0021-843x.110.4.585.

    Article  CAS  PubMed  Google Scholar 

  • Brown, T. A., Chorpita, B. F., & Barlow, D. H. (1998). Structural relationships among dimensions of the DSM-IV anxiety and mood disorders and dimensions of negative affect, positive affect, and autonomic arousal. Journal of abnormal psychology, 107(2), 179.

    Article  CAS  Google Scholar 

  • Bullis, J. R., Boettcher, H., Sauer-Zavala, S., Farchione, T. J., & Barlow, D. H. (2019). What is an emotional disorder? A transdiagnostic mechanistic definition with implications for assessment, treatment, and prevention. Clinical Psychology: Science and Practice, 26(2), e12278. https://doi.org/10.1111/cpsp.12278.

    Article  Google Scholar 

  • Burlingame, G. M., Strauss, B., & Joyce, A. (2013). Change mechanisms and effectiveness of small group treatments. In M. J. Lambert (Ed.), Bergin and Garfield’s handbook of psychotherapy and behavior change (6th ed., pp. 640–689). New York, NY: Wiley.

    Google Scholar 

  • Campbell, P., Hope, K., & Dunn, K. (2017). The pain, depression, disability pathway in those with low back pain: a moderation analysis of health locus of control. Journal of Pain Research, 10, 2331–2339. https://doi.org/10.2147/JPR.S139445.

    Article  PubMed  PubMed Central  Google Scholar 

  • Carl, J. R., Fairholme, C. P., Gallagher, M. W., Thompson-Hollands, J., & Barlow, D. H. (2014a). The effects of anxiety and depressive symptoms on daily positive emotion regulation. Journal of Psychopathology and Behavioral Assessment, 36(2), 224–236. https://doi.org/10.1007/s10862-013-9387-9.

    Article  Google Scholar 

  • Carl, J. R., Gallagher, M. W., Sauer-Zavala, S. E., Bentley, K. H., & Barlow, D. H. (2014b). A preliminary investigation of the effects of the unified protocol on temperament. Comprehensive Psychiatry, 55(6), 1426–1434. https://doi.org/10.1016/j.comppsych.2014.04.015.

    Article  PubMed  PubMed Central  Google Scholar 

  • Carl, J. R., Soskin, D. P., Kerns, C., & Barlow, D. H. (2013). Positive emotion regulation in emotional disorders: A theoretical review. Clinical Psychology Review, 33(3), 343–360. https://doi.org/10.1016/j.cpr.2013.01.003.

    Article  PubMed  Google Scholar 

  • Cassiello-Robbins, C., Southward, M. W., Tirpak, J. W., & Sauer-Zavala, S. (2020). A systematic review of Unified Protocol applications with adult populations: Facilitating widespread dissemination via adaptability. Clinical Psychology Review. https://doi.org/10.1016/j.cpr.2020.101852.

    Article  PubMed  Google Scholar 

  • Chow, P. I., & Roberts, B. W. (2014). Examining the relationship between changes in personality and changes in depression. Journal of Research in Personality, 51, 38–46. https://doi.org/10.1016/j.jrp.2014.04.007.

    Article  Google Scholar 

  • Cooper, A. A., & Conklin, L. R. (2015). Dropout from individual psychotherapy for major depression: A meta-analysis of randomized clinical trials. Clinical Psychology Review, 40, 57–65. https://doi.org/10.1016/j.cpr.2015.05.001.

    Article  PubMed  Google Scholar 

  • Corp, I. B. M. (2013). IBM SPSS statistics for windows, version 22.0. Armonk, NY: IBM Corp.

  • Costa, P. T., & McCrae, R. R. (1999). Revised NEO Personality Inventory (NEO-PI-R) and NEO Five-Factor Inventory (NEO-FFI). Madrid: TEA Ediciones.

    Google Scholar 

  • Cuijpers, P., Smit, F., Penninx, B. W. J. H., de Graaf, R., ten Have, M., & Beekman, A. T. F. (2010). Economic Costs of Neuroticism. Archives of General Psychiatry, 67(10), 1086. https://doi.org/10.1001/archgenpsychiatry.2010.130.

    Article  PubMed  Google Scholar 

  • Davenport, J., Bore, M., & Campbell, J. (2010). Changes in personality in pre- and post-dialectical behaviour therapy borderline personality disorder groups: A question of self-control. Australian Psychologist, 45(1), 59–66. https://doi.org/10.1080/00050060903280512.

    Article  Google Scholar 

  • Di Nardo, P. A., Brown, T. A., & Barlow, D. H. (1994). Anxiety Disorders Interview Schedule for DSM-IV: Lifetime Version (ADIS-IV-L). New York, NY: Oxford University Press.

    Google Scholar 

  • Ellard, K. K., Bernstein, E. E., Hearing, C., Baek, J. H., Sylvia, L. G., Nierenberg, A. A., et al. (2017). Transdiagnostic treatment of bipolar disorder and comorbid anxiety using the Unified Protocol for Emotional Disorders: A pilot feasibility and acceptability trial. Journal of Affective Disorders, 219, 209–221. https://doi.org/10.1016/j.jad.2017.05.011.

    Article  PubMed  PubMed Central  Google Scholar 

  • Eskildsen, A., Reinholt, N., van Bronswijk, S., Brund, R. B. K., Christensen, A. B., Hvenegaard, M., et al. (2020). Personalized psychotherapy for outpatients with major depression and anxiety disorders: transdiagnostic versus diagnosis-specific group cognitive behavioural therapy. Cognitive Therapy and Research. https://doi.org/10.1007/s10608-020-10116-1.

    Article  Google Scholar 

  • Farchione, T. J., Fairholme, C. P., Ellard, K. K., Boisseau, C. L., Thompson-Hollands, J., Carl, J. R., et al. (2012). Unified protocol for transdiagnostic treatment of emotional disorders: A randomized controlled trial. Behavior Therapy, 43(3), 666–678. https://doi.org/10.1016/j.beth.2012.01.001.

    Article  PubMed  PubMed Central  Google Scholar 

  • Gale, C. R., Booth, T., Mõttus, R., Kuh, D., & Deary, I. J. (2013). Neuroticism and extraversion in youth predict mental wellbeing and life satisfaction 40 years later. Journal of Research in Personality, 47(6), 687–697. https://doi.org/10.1016/j.jrp.2013.06.005.

    Article  PubMed  PubMed Central  Google Scholar 

  • González-Robles, A., García-Palacios, A., Baños, R., Quero, S., & Botella, C. (2019). Upregulating Positive affectivity in the transdiagnostic treatment of emotional disorders: a randomized pilot study. Behavior Modification, 43(1), 26–55. https://doi.org/10.1177/0145445517735631.

    Article  PubMed  Google Scholar 

  • Grill, S. S., Castañeiras, C., & Fasciglione, M. P. (2017). Aplicación grupal del Protocolo Unificado para el tratamiento transdiagnóstico de los trastornos emocionales en población Argentina. Revista de Psicopatologia y Psicologia Clinica, 22(3), 171–181. https://doi.org/10.5944/rppc.vol.22.num.3.2017.18122.

    Article  Google Scholar 

  • Kerig, P. K., Schulz, M. S., & Hauser, S. T. (2011). Adolescence and beyond: Family processes and development. Oxford University Press.

  • Laposa, J. M., Mancuso, E., Abraham, G., & Loli-Dano, L. (2017). Unified protocol transdiagnostic treatment in group format: A preliminary investigation with anxious individuals. Behavior Modification, 41(2), 253–268. https://doi.org/10.1177/0145445516667664.

    Article  PubMed  Google Scholar 

  • Meuldijk, D., & Wuthrich, V. M. (2019). Stepped-care treatment of anxiety and depression in older adults: A narrative review. Australian Journal of Rural Health, 27(4), 275–280. https://doi.org/10.1111/ajr.12524.

    Article  Google Scholar 

  • Nielsen, M. B., Matthiesen, S. B., & Einarsen, S. (2010). The impact of methodological moderators on prevalence rates of workplace bullying. A meta-analysis. Journal of Occupational and Organizational Psychology, 83(4), 955–979. https://doi.org/10.1348/096317909X481256.

    Article  Google Scholar 

  • Norton, P. J. (2012). Group cognitive-behavioral therapy of anxiety: A transdiagnostic treatment manual (Guilford.). New York.

  • OECD/EU. (2018). Health at a glance: Europe 2018: State of health in the EU cycle. OECD.

  • Osma, J., Castellano, C., Crespo, E., & García-Palacios, A. (2015). The unified protocol for transdiagnostic treatment of emotional disorders in group format in a spanish public mental health setting. Behavioral Psychology/ Psicologia Conductual, 23(3), 447–466. https://doi.org/10.1177/0145445514553094.

    Article  Google Scholar 

  • Osma, J., Suso-Ribera, C., García-Palacios, A., Crespo-Delgado, E., Robert-Flor, C., Sánchez-Guerrero, A., et al. (2018). Efficacy of the unified protocol for the treatment of emotional disorders in the Spanish public mental health system using a group format: study protocol for a multicenter, randomized, non-inferiority controlled trial. Health and Quality of Life Outcomes, 16(1), 46. https://doi.org/10.1186/s12955-018-0866-2.

    Article  PubMed  PubMed Central  Google Scholar 

  • Reinholt, N., Aharoni, R., Winding, C., Rosenberg, N., Rosenbaum, B., & Arnfred, S. (2017). Transdiagnostic group CBT for anxiety disorders: the unified protocol in mental health services. Cognitive Behaviour Therapy, 46(1), 29–43. https://doi.org/10.1080/16506073.2016.1227360.

    Article  PubMed  Google Scholar 

  • Roberts, B. W., Luo, J., Briley, D. A., Chow, P. I., Su, R., & Hill, P. L. (2017). A systematic review of personality trait change through intervention. Psychological Bulletin, 143(2), 117–141. https://doi.org/10.1037/bul0000088.

    Article  PubMed  Google Scholar 

  • Sandín, B., Chorot, P., Lostao, L., Joiner, T. E., Santed, M. A., & Valiente, R. M. (1999). Escalas PANAS de afecto positivo y negativo: validación factorial y convergencia transcultural. Psicothema, 11(1), 37–51.

    Google Scholar 

  • Sanz, J., García-Vera, M. P., & Fortún, M. (2012). The Beck Anxiety Inventory (BAI): Psychometric properties of the Spanish version in patients with psychological disorders. Behavioral Psychology/ Psicologia Conductual, 20(3), 563–583.

    Google Scholar 

  • Sanz, J., Navarro, M. E., & Vázquez, C. (2003). Adaptación española del Inventario para la Depresión de Beck-II (BDI-II): 1. Propiedades psicométricas en estudiantes universitarios. Análisis y Modificación de Conducta, 29(124), 239–288.

    Google Scholar 

  • Sauer-Zavala, S., Fournier, J. C., Jarvi Steele, S., Woods, B. K., Wang, M., Farchione, T. J., & Barlow, D. H. (2020). Does the unified protocol really change neuroticism? Results from a randomized trial. Psychological Medicine. https://doi.org/10.1017/S0033291720000975.

    Article  PubMed  Google Scholar 

  • Sauer-Zavala, S., Wilner, J. G., & Barlow, D. H. (2017). Addressing neuroticism in psychological treatment. Personality Disorders: Theory, Research, and Treatment, 8(3), 191–198. https://doi.org/10.1037/per0000224.

    Article  Google Scholar 

  • Steele, S. J., Farchione, T. J., Cassiello-Robbins, C., Ametaj, A., Sbi, S., Sauer-Zavala, S., & Barlow, D. H. (2018). Efficacy of the Unified Protocol for transdiagnostic treatment of comorbid psychopathology accompanying emotional disorders compared to treatments targeting single disorders. Journal of Psychiatric Research, 104, 211–216. https://doi.org/10.1016/j.jpsychires.2018.08.005.

    Article  PubMed  PubMed Central  Google Scholar 

  • Stroup, W. W. (2012). Generalized linear mixed models: modern concepts, methods and applications. CRC press.

  • van Eeden, W. A., van Hemert, A. M., Carlier, I. V. E., Penninx, B. W., Spinhoven, P., & Giltay, E. J. (2019). Neuroticism and chronicity as predictors of 9-year course of individual depressive symptoms. Journal of Affective Disorders, 252, 484–492. https://doi.org/10.1016/j.jad.2019.04.052.

    Article  PubMed  Google Scholar 

  • Watson, D., Clark, L. A., & Tellegen, A. (1988). Development and validation of brief measures of positive and negative affect: the PANAS scales. Journal of Personality and Social Psychology, 54(6), 1063.

    Article  CAS  Google Scholar 

  • Wilner Tirpak, J., Cassiello-Robbins, C., Ametaj, A., Olesnycky, O. S., Sauer-Zavala, S., Farchione, T. J., & Barlow, D. H. (2019). Changes in positive affect in cognitive-behavioral treatment of anxiety disorders. General Hospital Psychiatry. https://doi.org/10.1016/j.genhosppsych.2019.06.008.

    Article  PubMed  Google Scholar 

  • World Health Organization. (2017). Depression and Other Common Mental Disorders: Global Health Estimates. World Health Organization, 1–24. https://creativecommons.org/licenses/by-nc-sa/3.0/igo

Download references

Acknowledgements

We would like to thank all collaborating centers, all healthcare professionals, and all volunteers and participants that made this study possible.

Funding

Funding

The study was funded by Gobierno de Aragón and cofinanced by FEDER 2014-2020 "Construyendo Europa desde Aragón" Grant No: (S31_20D), Funding for the study was provided by the PI17/00320 project integrated in Plan Estatal de I+D+I 2013-2016 and co-funded by the “ISCIII-Subdirección General de Evaluación y Fomento de la investigación del Fondo Europeo de Desarrollo Regional (FEDER). Otra manera de hacer Europa Grant No: (PI17/00320)

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to J. Osma.

Ethics declarations

Ethical Approval

This research was conducted with the approval of the ethics committee of all collaborating centers and all participants signed an informed consent prior to participation. All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards. This article does not contain any studies with animals performed by any of the authors.

Consent to Participate

Informed consent was obtained from all participants included in the study.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Below is the link to the electronic supplementary material.

Supplementary file1 (DOCX 20 KB)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Osma, J., Peris-Baquero, O., Suso-Ribera, C. et al. Predicting and Moderating the Response to the Unified Protocol: Do Baseline Personality and Affective Profiles Matter?. Cogn Ther Res 45, 817–830 (2021). https://doi.org/10.1007/s10608-021-10208-6

Download citation

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10608-021-10208-6

Keywords

Navigation