Skip to main content

Advertisement

Log in

Community vulnerability and resilience in disaster risk reduction: an example from Phojal Nalla, Himachal Pradesh, India

  • Original Article
  • Published:
Regional Environmental Change Aims and scope Submit manuscript

Abstract

International Disaster Risk Reduction Frameworks and Indian Plans advocate shared responsibility for reducing disaster risk, in which community vulnerability and resilience conditions are central. This paper presents a case study from the Indian Himalaya (Kullu District) of community vulnerability and resilience conditions following damaging floods, primarily the 1994 Phojal Nalla flood, through the concepts of community heritage and capital. Data were collected in the period 2013–2016, using semi-structured interviews (n = 129), village reconnaissance and archival/contemporary data searches. The connections between heritage, capital, vulnerability and resilience are complex, but results demonstrate ‘knowledge’ is the principal driver of resilience conditions, via facets of heritage (e.g. religious infrastructure and activities, traditional architectural vernacular, and multi-generational attachments to place) and capital (e.g. income diversification, access to communication technologies, societal welfare measures and positive interactions with water). Persisting vulnerabilities stem from differential access to and implementation of best practice knowledge, governed by social, economic and political conditions. Further improvements in risk reduction require greater consideration of the following: (1) the integration of community local knowledge into the overall disaster management process; (2) the opportunities offered by mobile phone and other technologies for generating and sharing knowledge across society; and (3) the value of under-utilised knowledge of past disaster events, assembled from a systematic evaluation of oral, documentary and landscape evidence, to risk reduction.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1
Fig. 2
Fig. 3

Similar content being viewed by others

References

  • Alexander DE (2014) Social media in disaster risk reduction and crisis management. Sci Eng Ethics 20:717–733. https://doi.org/10.1007/s11948-013-9502-z

    Article  Google Scholar 

  • Anderson A (1884) Report on the settlement of Kullu forests, Deputy Commissioner, Kangra. Himachal Pradesh State Archive, Shimla, File: 10: 22:329

  • Anon (1884) Diary of journey from Dharmsala to Kulu and Simla. British Library, London, Mss Eur F197/248—30 April to 13 May 1884. Part of the papers of Sir Francis Younghusband

  • Armitage D, Plummer R, Berkes F, Arthur R, Davidson-Hunt I, Diduck AP, Doubleday N, Johnson D, Marschke M, McConney P, Pinkerton E, Wollenberg L (2009) Adaptive co-management for social-ecological complexity. Front Ecol Environ 7(2):95–102. https://doi.org/10.1890/070089

    Article  Google Scholar 

  • Arya AS (1992) Possible effects of a major earthquake in Kangra region of Himachal Pradesh. Curr Sci 62(1–2):251–256

    Google Scholar 

  • Ballesteros Cánovas JA, Trappmann D, Shekhar M, Bhattacharyya A, Stoffel M (2016) Regional flood-frequency reconstruction for Kullu district. Western Ind Himalayas J Hydrol 546:140–149. https://doi.org/10.1016/j.jhydrol.2016.12.059

    Article  Google Scholar 

  • Basannagari B, Kala CP (2013) Climate change and apple farming in the Indian Himalayas: a study of local perceptions and responses. PLosS ONE 8(10):1–6, e77976. https://doi.org/10.1371/journal.pone.0077976

    Article  CAS  Google Scholar 

  • BEHEPD [Bhrigu Enterprises Hydro Electric Power Developers] (2009) Kukri small hydroelectric project, modified detailed project report. NHP Consultants, Shimla

    Google Scholar 

  • Berkes F, Gardner JS, Sinclair AJ (2000) Comparative aspects of mountain land resources management and sustainability: case studies from India and Canada. Int J Sust Dev World 7:375–390. https://doi.org/10.1080/13504500009470056

    Article  Google Scholar 

  • Berti D (2009) Divine jurisdictions and forms of government in Himachal Pradesh. In: Berti D, Tarabout G (eds) Territory, soil and society in South Asia. Manohar Publications, New Delhi, pp 311–339

    Google Scholar 

  • Census of India (2011a) Himachal Pradesh (series 03, part 12 A) District Census Handbook, Kullu, Village and Town Directory. Directorate of Census Operations-Himachal Pradesh

  • Census of India (2011b) Himachal Pradesh (series 03, part 12 B) District Census Handbook, Kullu, Village and Town Wise Primary Census Abstract (PCA). Directorate of Census Operations-Himachal Pradesh

  • Chandel VBS, Brar KK, Kahlon S (2013) Land use/cover change and its implications for Kullu District of Himachal Pradesh, India. Int J Geomatics Geosci 3(3):538–551

    Google Scholar 

  • Chauhan P (2014) Statistical outline of Himachal Pradesh 2012–2013; 44th edition. Department of Economics & Statistics, Himachal Pradesh, Shimla

  • Chen L-C, Liu Y-C, Chan K-C (2006) Integrated community-based disaster management program in Taiwan: a case study of Shang-An village. Nat Hazards 37:209–223. https://doi.org/10.1007/s11069-005-4669-5

    Article  Google Scholar 

  • Coldstream J (1913) Final report of the Third revised settlement, 1910–1913, of the Parol, Lag Maharaja and Lag Sari-Sub-Tahsil Saraj-Rupi-Lahul and Spiti Waziris of the Kulu Sub-division of the Kangra District. Punjab Government Press, Lahore. British Library, London: IOR/V/27/314/555

  • Collins AE (2009) Disaster and development. Routledge, Abingdon

    Book  Google Scholar 

  • CRED (2017) Annual disaster statistical review 2016: the numbers and trends. CRED, Brussels

    Google Scholar 

  • CRED [Centre for Research on the Epidemiology of Disasters] (2016) EM-DAT website. http://www.emdat.be/. Accessed 23 August 2016

  • CRED-UNISDR (2016) Poverty & death: disaster mortality 1996–2015. UNISDR, Geneva

    Google Scholar 

  • CTA [Central Tibetan Administration] (2014) Palrabling Tibetan Settlement-Kullu and Manali. http://centraltibetanreliefcommittee.org/settlements/india/north/palrabling.html. Accessed 10 September 2014

  • Cunningham A (1848) Journal of a trip through Kulu and Lahul, to the Chu Mureri Lake, in Ladak, during the months of August and September 1846. J Asiatic Soc Bengal 183(March 1848):201–230

    Google Scholar 

  • DDMA [District Disaster Management Authority] (2017) Kullu District disaster management plan. District Disaster Management Authority, Kullu

    Google Scholar 

  • Dekens J (2007) Local knowledge for disaster preparedness: a literature review. ICIMOD, Kathmandu

    Google Scholar 

  • Diduck AP, Sinclair AJ (2016) Small hydro development in the Indian Himalaya: implications for environmental assessment reform. J Environ Assess Policy Manag 18(2):1–24. https://doi.org/10.1142/S1464333216500150

    Article  Google Scholar 

  • Digital India (2017) Digital India - power to empower. http://www.digitalindia.gov.in/content/programme-pillars. Accessed 4 Jan 2017

  • Dufty N (2012) Using social media to build community disaster resilience. Aust J Emerg Manag 27(1):40–45

    Google Scholar 

  • Feldman D (2014) Polycentric governance. In: Bainbridge WS, Roco MC (ed) Handbook of science and technology convergence. Springer International Publishing, Switzerland, pp 1–11

  • Forbes MC (1911) To Kulu and back. Thacker Spink & Co., Simla

  • Frerks G (2015) Help or hindrance? The contribution of the resilience approach to risk governance. In: Fra. Paleo U (ed) Risk governance: the articulation of hazard, politics and ecology. Springer, London, pp 489–494. https://doi.org/10.1007/978-94-017-9328-5

  • Gaillard J-C (2007) Resilience of traditional societies in facing natural hazards. Disaster Prev Manag 16(4):522–544. https://doi.org/10.1108/09653560710817011

    Article  Google Scholar 

  • Gardner JS (2002) Natural hazards risk in the Kullu District, Himachal Pradesh, India. Geogr Rev 92(2):282–306. https://doi.org/10.2307/4140974

    Article  Google Scholar 

  • Gardner JS (2015) Risk complexity and governance in mountain environments. In: Fra. Paleo U (ed) Risk governance: the articulation of hazard, politics and ecology. Springer, London, pp 349–371, https://doi.org/10.1007/978-94-017-9328-5

  • Gardner JS, Dekens J (2007) Mountain hazards and the resilience of social-ecological systems: lessons learned in India and Canada. Nat Hazards 41:317–336. https://doi.org/10.1007/s11069-006-9038-5

    Article  Google Scholar 

  • Girard AM (2014) Stepping into formal politics: women’s engagement in formal political processes in irrigation in rural India. World Dev 57:1–18. https://doi.org/10.1016/j.worlddev.2013.11.010

    Article  Google Scholar 

  • Gupta R, Jain K (2015) Adoption behaviour of rural India for mobile telephony: a multigroup study. Telecommun Policy 39:691–704. https://doi.org/10.1016/j.telpol.2015.01.001

    Article  Google Scholar 

  • Handa OC (2015) Kullu: its early history, archaeology and architecture. Pentagon Press, New Delhi

    Google Scholar 

  • Harcourt AFP (1871) (republished 1972) The Himalayan districts of Kooloo, Lahoul and Spiti. Vivek Publishing House, Delhi

    Google Scholar 

  • Harrison R (2013) Heritage critical approaches. Routledge, Abingdon

    Google Scholar 

  • Hewitt K, Mehta M (2012) Rethinking risk and disasters in mountain areas. JAlpine Res 100(1):1–12. https://doi.org/10.4000/rga.1653

    Article  Google Scholar 

  • Hill M (2013) Adaptive capacity of water governance: cases from the Alps and the Andes. Mt Res Dev 33(3):248–259. https://doi.org/10.1659/MRD-JOURNAL-D-12-00106.1

    Article  Google Scholar 

  • HIMURJA [Himachal Pradesh Energy Development Agency] (2015) Location map of small hydel project up to 5MW allotted/commissioned in Distt. Kullu, H.P

  • Hiwasaki L, Luna E, Syamsidik S, Shaw R (2014) Process for integrating local and indigenous knowledge with science for hydro-meteorological disaster risk reduction and climate change adaptation in coastal and small community island communities. Int J Dis Risk Red 10(A):15–27. https://doi.org/10.1016/j.ijdrr.2014.07.007

    Article  Google Scholar 

  • HPPTCL [Himachal Pradesh Power Transmission Corporation] (2015) Transmission plan for Kullu Manali zone. http://www.hpptcl.gov.in/file.axd?file=2012%2f7%2fKULLU.pdf. Accessed 13 November 2015

  • HPSDMA (2017) Annual activity report of HPSDMA 2016. Government of Himachal Pradesh, Shimla

    Google Scholar 

  • HPSDMA [Himachal Pradesh State Disaster Management Authority] (2016) Activity report 2011–2015. Government of Himachal Pradesh, Shimla

    Google Scholar 

  • IIT [Indian Institute of Technology] (2013) Seismic vulnerability assessment of building types in India: technical document on typology of buildings in India. Seismic Vulnerability Assessment Project Group (IIT Bombay, IIT Guwahati, IIT Kharagpur, IIT Madras, IIT Roorkee), National Disaster Management Authority, Government of India

  • Jangra S, Singh M (2011) Analysis of rainfall and temperatures for climatic trend in Kullu Valley. Mausam 62(1):77–84

    Google Scholar 

  • Johnson RM, Edwards E, Gardner JS, Mohan B (2014) Village heritage and resilience in damaging floods and debris flows, Kullu valley, Indian Himalaya. In: Convery I, Corsane G, Davis P (ed) Displaced heritage: responses to disaster, Trauma and Loss. Boydell & Brewer, Woodbridge, pp 207–224

  • Kaul V, Thornton TF (2014) Resilience and adaptation to extremes in a changing Himalayan environment. Reg Environ Chang 14:683–698. https://doi.org/10.1007/s10113-013-0526-3

    Article  Google Scholar 

  • Kirmayer LJ, Sedhev M, Whitley R, Dandeneau S, Isaac C (2009) Community resilience: models, metaphors and measures. J Aboriginal Health 7(1):62–117

    Google Scholar 

  • Kumar D, Katoch SS (2015) Sustainability suspense of small hydropower projects: a study from western Himalayan region of India. Renew Energy 76:220–233. https://doi.org/10.1016/j.renene.2014.11.025

    Article  Google Scholar 

  • Le Masson V (2015) Considering vulnerability in disaster risk reduction plans: from policy to practice in Ladakh, India. Mt Res Dev 35(2):104–114. https://doi.org/10.1659/MRD-JOURNAL-D-14-00086.1

    Article  Google Scholar 

  • Local Revenue Office (2013) Land ownership map of Phojal and surrounds, December 2006 to June 2007, Local Revenue Office, Regional Zone Dhobi, District & Tehsil Kullu

  • LRA [Land Revenue Administration] (1896) Report of the Land Revenue Administration of the Punjab for the Agricultural Year-1st October 1894 to 30th September 1895. Civil and Military Gazette Press, Lahore. Punjab State Archive, Chandigarh, File: 979 A/1/34

  • Mercer J, Kelman I, Suchet-Pearson S, Lloyd K (2009) Integrating indigenous and scientific knowledge bases for disaster risk reduction in Papua New Guinea. Geografiska Annaler B 91(2):157–183. https://doi.org/10.1111/j.1468-0467.2009.00312.x

    Article  Google Scholar 

  • Minhas P (1998) Traditional trade and trading centres in Himachal Pradesh. Indus Publishing Company, New Delhi

    Google Scholar 

  • Munich RE (2016) Natural catastrophes 2015: analyses, assessments, positions. Munich RE, Munchen

    Google Scholar 

  • NDMA [National Disaster Management Authority] (2005) The disaster management act, 2005. http://ndma.gov.in/images/ndma-pdf/DM_act2005.pdf. Accessed 25 November 2015

  • O’Brien A (1905) Diary entry, in role as deputy commissioner Kangra, 19 June 1905. In Printed earthquake correspondence. Himachal Pradesh State Archive, Shimla, File: 66–1177

  • Ospina AV, Heeks R (2016) Resilience Assessment Benchmarking and Impact Toolkit (Rabit)—implementation handbook, version 1.0a. University of Manchester, Manchester

  • Ostrom E (1999) Vulnerability and polycentric governance systems. Newsletter of the International Human Dimensions Programme on Global Environmental Change 3/2001

  • Oxley MC (2013) A ‘people-centred principles-based’ post-Hyogo framework to strengthen the resilience of nations and communities. Int J Dis Risk Red 4:1–9. https://doi.org/10.1016/j.ijdrr.2013.03.004

    Article  Google Scholar 

  • Pawar RS, Sharma V (2012) Cultural ecology of folk houses: a case study of Beas Basin of Himachal Pradesh. Radha Publications, New Delhi

    Google Scholar 

  • Rautela P (2016) Lack of scientific recordkeeping of disaster incidences: a big hurdle in disaster risk reduction in India. Int J DisRisk Red 15:73–79. https://doi.org/10.1016/j.ijdrr.2015.12.005

    Article  Google Scholar 

  • Rennick RHF (1905) Letter to Anderson HA, Commissioner, Jullundur Division, from Colonel Rennick (ret.) at Bajaura, 15 April 1905, In Printed earthquake correspondence. Himachal Pradesh State Archive, Shimla, File: 66–1177

  • Sah MP, Mazari RK (1998) Anthropogenically accelerated mass movement, Kulu Valley, Himachal Pradesh, India. Geomorphology 26:123–138. https://doi.org/10.1016/S0169-555X(98)00054-3

    Article  Google Scholar 

  • Sah MP, Mazari RK (2007) An overview of the geoenvironmental status of the Kullu Valley, Himachal Pradesh, India. J Mt Sci 4(1):3–23. https://doi.org/10.1007/s11629-007-0003-x

    Article  Google Scholar 

  • Sharma VK (2013) Changing face of rural woman in Himachal Himalayas. Satyam Publishing House, New Delhi

    Google Scholar 

  • Singh MG (1982) History of Himachal Pradesh. Yugbodh Publishing House, Delhi

    Google Scholar 

  • Singh S (2008) Destination development dilemma-case of Manali in Himachal Himalaya. Tour Manag 29:1152–1156. https://doi.org/10.1016/j.tourman.2008.02.018

    Article  Google Scholar 

  • Smith L (2006) Uses of heritage. Routledge, Abingdon

    Book  Google Scholar 

  • The Times of India (1894) The flood in Kulu. Times of India, 1 June 1894, p3

  • The Tribune (1952) Heavy rains in Kulu Valley: breaches on rail and road. The Tribune, 7 August 1952, Chandigarh 1st edition, p1

  • The Tribune (1957) Bridge washed away. The Tribune, 30 August 1957, Chandigarh 1st edition, p8

  • Tiwari AK (2010) Infrastructure for sustainable rural development. Regal Publications, New Delhi

    Google Scholar 

  • UNISDR (2015) Sendai Framework for disaster risk reduction 2015–2030. UNISDR, Geneva

    Google Scholar 

  • UNISDR (2016a) Words into action: implementation guides for the Sendai Framework. http://www.preventionweb.net/drr-framework/sendai-framework/wordsintoaction. Accessed 8 January 2017

  • UNISDR (2016b) BRICS boost for Sendai Framework. https://www.unisdr.org/archive/49993

  • UNISDR (2016c) Asia Regional Plan for implementation of the Sendai Framework for disaster risk reduction 2015–2030. http://www.unisdr.org/files/50912_finalasiaregionalplanforimplementat.pdf. Accessed 7 November 2016

  • UNISDR (2017a) Terminology on DRR. https://www.unisdr.org/we/inform/terminology. Accessed 8 December 2017

  • UNISDR (2017b) 2017 Global platform for disaster risk reduction: Proceedings. http://www.unisdr.org/we/inform/publications/55465 Accessed 8 December 2017

  • Vos M, Sullivan H (2014) Community resilience in crises: technology and social media enablers. Hum Technol 10(2):61–67. https://doi.org/10.17011/ht/urn.201411203310

    Article  Google Scholar 

  • Waterfield F (1905) Diary entry, in role as additional assistant commissioner Kulu, 17 May 1905. In Printed earthquake correspondence. Himachal Pradesh State Archive, Shimla, File: 66–1177

  • Wilson GA (2012) Community resilience and environmental transitions. Routledge, Abingdon

    Google Scholar 

  • Zimmermann M, Keiler M (2015) International frameworks for disaster risk reduction: useful guidance for sustainable mountain development. Mt Res Dev 35(2):195–202. https://doi.org/10.1659/MRD-JOURNAL-D-15-00006.1

    Article  Google Scholar 

Download references

Acknowledgments

Thanks to the following: local communities, Kesar Chand, Jagdish Kuniyal, Pushpam Kumar, Shekhar Kumar, Brij Mohan, Dev Sharma, Devi Singh, Mehru Thakur and GeoIndia Ltd. The views expressed are those of the authors.

Funding

Funding is from Bath Spa University and the Santander Universities Scheme.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Richard Michael Johnson.

Ethics declarations

Informed consents

Participant informed consents were obtained in full compliance with institutional research ethics procedures.

Additional information

Editor: Jamie Pittock

Electronic supplementary material

Online Resource 1

(PDF 660 kb)

Online Resource 2

(PDF 120 kb)

Online Resource 3

(PDF 83 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Johnson, R.M., Edwards, E., Gardner, J.S. et al. Community vulnerability and resilience in disaster risk reduction: an example from Phojal Nalla, Himachal Pradesh, India. Reg Environ Change 18, 2073–2087 (2018). https://doi.org/10.1007/s10113-018-1326-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10113-018-1326-6

Keywords

Navigation