Abstract
The first industrial trial of double-sided roof cutting with gob-side entry (N00 method) was used as the engineering background to study the effect of the roof cutting technique (RCT) in coal mining in terms of the extent of damage to the overlying geotechnical structure (OGS). A theoretical analysis model of the OGS was built for each method considered: the RCT (N00 method) results in more damage to the collapse zone than the traditional longwall mining method (121 method). Simulation models of these two methods were created in PFC2D to analyze the force chain distribution, fracture development, fragment evolution, and displacement variation patterns in the OGS. The RCT causes more collapse zone damage and less fracture zone damage and surface subsidence. The fracture zone damage contrast factor (KRFZ) and the surface damage contrast factor (KSSZ) were proposed as research indices. The greater the degree of damage weakening, the smaller KRFZ and KSSZ are. The average KRFZ is 0.165, and the average KSSZ is 0.845, indicating that in the OGS, damage weakening is greater in the fracture zone than at the surface. These results will provide new research ideas for the analysis of the OGS encountered in coal mining and can serve as references for similar geological and geotechnical research projects on the structural properties of strata.
Similar content being viewed by others
Data availability
The data that support the findings of this study are available from the corresponding author.
References
Alefeld GT, Mayer G (2000) Interval analysis: theory and applications. J Comput Appl Math 121:421–464
Bai Y, Dou H, Sun P, Ma T, Wang Y, Wang Y (2023) Strength properties and damage evolution mechanism of single-flawed brazilian discs: an experimental study and particle flow simulation. Symmetry 15:895
Basarir H, Oge IF, Aydin O (2015) Prediction of the stresses around main and tail gates during top coal caving by 3D numerical analysis. Int J Rock Mech Min Sci 76:88–97
Bian Z, Miao X, Lei S, Chen S, Wang W, Struthers S (2012) The challenges of reusing mining and mineral-processing wastes. Science (New York, N.Y.) 337:702–703
Cai M (2013) Rock mechanics and engineering. 2nd ed. Science Press
Cao J, Huang Q, Guo L (2021) Subsidence prediction of overburden strata and ground surface in shallow coal seam mining. Sci Rep 11:18972
Cao M, Wang T, Li K (2023) A numerical analysis of coal burst potential after the release of the fault-slip energy. Rock Mech Rock Eng 56:3317–3337
Chang Q, Yao X, Wang X, Yang S, Sun Y (2021) Investigation on hydraulic fracturing and cutting roof pressure relief technology for underground mines: A case study. Lithosphere 4:4277645
Chen G, Li T, Wang W, Zhu Z, Chen Z, Tang P (2019) Weakening effects of the presence of water on the brittleness of hard sandstone. Bull Eng Geol Env 78:1471–1483
Chen D, Sun C, Wang L (2021) Collapse behavior and control of hard roofs in steeply inclined coal seams. Bull Eng Geol Env 80:1489–1505
Cheng Y, Wong LNY (2020) A study on mechanical properties and fracturing behavior of Carrara marble with the flat‐jointed model. Int J Numer and Anal Methods Geomech 44:803–822
Cundall PA (1988) Formulation of a three-dimensional distinct element model—Part I. A scheme to detect and represent contacts in a system composed of many polyhedral blocks, International journal of rock mechanics and mining sciences and geomechanics abstracts. Elsevier, 107–116
Deng Y, Chen M, Jin Y, Zou D (2016) Theoretical analysis and experimental research on the energy dissipation of rock crushing based on fractal theory. J Nat Gas Sci Engineering 33:231–239
Fu C, Xie H, Gao M, Wang F, Xie J, Liu J, Yang B, Tang R (2021) Mechanical behaviour and seepage characteristics of coal under the loading path of roadway excavation and coal mining. Geomat Nat Haz Risk 12(1):1862–1884
Gao Y, Lan D, Zhang Y, Chang X, Xie J, Gao M (2022) The strata movement and ground pressure under disturbances from extra thick coal seam mining: a case study of a coal mine in China. Geomech Geophys Geo-Energy Geo-Resour 8:199
He M, Wang Q, Wu Q (2021a) Innovation and future of mining rock mechanics. J Rock Mech Geotech Eng 13(1):1–21
He Z, Xie H, Gao M, Deng G, Peng G, Li C (2021b) The fracturing models of hard roofs and spatiotemporal law of mining-induced stress in a top coal caving face with an extra-thick coal seam. Geomech Geophys Geo-Energy Geo-Resour 7:2
He M, Liu J, Liu D, He M, Xia H (2022) 3G N00 mine design and practice in Xintai mine, Yan’an. J Yanan Univ (natural Science Edition) 41(2):1–10
Huang Q, Zhou J, Cao J (2020) Key stratum structure and support working resistance of longwall face with large mining height in the shallow coal seams, China. Adv Civil Eng 2020:8834403
Kong D, Lou Y, Zheng S, Pu S (2021) The characteristics of roof breaking and the law of ground pressure behavior in fully mechanized top-coal caving face with large mining height. Geotech Geol Eng 39:285–297
Li P, Cai M (2021) Energy evolution mechanism and failure criteria of jointed surrounding rock under uniaxial compression. J Central South Univ 28:1857–1874
Li X, Li H, Liu K, Zhang Q, Zou F, Huang L, Zhao J (2017) Dynamic properties and fracture characteristics of rocks subject to impact loading. Chin J Rock Mech Eng 36:2393–2405
Li Z, Tao Z, Meng Z, He M (2018) Longwall mining method with roof-cutting unloading and numerical investigation of ground pressure and roof stability. Arab J Geosci 11:697
Li C, Zhao T, Zhang Y, Wan W (2022a) A study on the energy sources and the role of the surrounding rock mass in strain burst. Int J Rock Mech Min Sci 154:105114
Li G, Bodahi F, He T, Luo F, Duan S, Li M (2022b) Sensitivity analysis of macroscopic mechanical behavior to microscopic parameters based on pfc simulation. Geotech Geol Eng 40:3633–3641
Liu J, He M, Wang Y, Huang R, Yang J, Tian X, Ming C, Guo S (2019a) Stability analysis and monitoring method for the key block structure of the basic roof of noncoal pillar mining with automatically formed gob-side entry. Adv Civil Eng 2019:5347683
Liu W-R, Wang X, Li C-M (2019b) Numerical study of damage evolution law of coal mine roadway by Particle Flow Code (PFC) model. Geotech Geol Eng 37:2883–2891
Liu Z, Fan Z, Zhang Y (2019c) Fracture characteristics of overlying bedrock and clay aquiclude subjected to shallow coal seam mining. Mine Water Environ 38:136–147
Liu J, He M, Hou S, Zhu Z, Wang Y, Yang J (2021a) Force change of the gravel side support during gangue heaping under a new non-pillar-mining approach. Geomech Eng 27:31–43
Liu L, Xin J, Huan C, Zhao Y-J, Fan X, Guo L-J, Song K-I (2021b) Effect of curing time on the mesoscopic parameters of cemented paste backfill simulated using the particle flow code technique. Int J Miner Metall Mater 28:590–602
Liu J, He M, Guo S, Li J, Zhou P, Zhu Z (2022a) Study on characteristics of pressure relief by roof cutting under nonpillar-mining approach. Bull Eng Geol Env 81:441
Liu X, Li Y, Wang W (2022b) Study on mechanical properties and energy characteristics of carbonaceous shale with different fissure angles under dry–wet cycles. Bull Eng Geol Env 81:319
Liu J, He M, Ming C, Zhang J, Yang G, Guo L, Guo S, Rodriguez-Dono A, Zhu Z (2022c) Study on the bearing characteristics of random lumpiness gangue from a gob roof. Bull Eng Geol Env 81:406
Ma X, Saar MO, Fan L-S (2020) Coulomb criterion - bounding crustal stress limit and intact rock failure: Perspectives. Powder Technol 374:106–110
Meng G, Zhang J, Li M, Zhu C, Zhang Q (2020) Prediction of compression and deformation behaviours of gangue backfill materials under multi-factor coupling effects for strata control and pollution reduction. Environ Sci Pollut Res 27:36528–36540
Meng F, Pu H, Sasaoka T, Shimada H, Liu S, Dintwe TKM, Sha Z (2021) Time effect and prediction of broken rock bulking coefficient on the base of particle discrete element method. Int J Min Sci Technol 31:643–651
Niu S, Feng W, Dang Y (2017) Influence of micro-parameters on macroscopic parameters for sandstone materials analysis on particle flow code. J Henan Polytech University (Nat Sci) 36:135–141
Oge IF (2018) Prediction of top coal cavability character of a deep coal mine by empirical and numerical methods. J Min Sci 54:793–803
Potyondy DO (2007) Simulating stress corrosion with a bonded-particle model for rock. Int J Rock Mech Min Sci 44:677–691
Potyondya DO, Cundallb PA (2004) A bonded-particle model for rock. Int J Rock Mech Min Sci 41(8):1329–1364
Qian M, Shi P, Xu J (2010) Mining pressure and strata control. China University of Mining and Technology Press, Xuzhou
Song G, Yang S (2015) Investigation into strata behaviour and fractured zone height in a high-seam longwall coal mine. J South Afr Inst Min Metall 115:781–788
Su C, Gu M, Tang X, Guo W (2012) Experiment study of compaction characteristics of crushed stones from coal seam roof. Chin J Rock Mech Eng 31:9
Sui W, Hang Y, Ma L, Wu Z, Zhou Y, Long G, Wei L (2015) Interactions of overburden failure zones due to multiple-seam mining using longwall caving. Bull Eng Geol Env 74:1019–1035
Sun J, Liu X, Ren T (2019) Overburden stability of an inclined backfill stope in the context of the nonlinear elastic mechanical properties of the backfill body. Environ Earth Sci 78:719
Sun X, Zhao C, Tao Z, Kang H, He M (2021) Failure mechanism and control technology of large deformation for Muzhailing Tunnel in stratified rock masses. Bull Eng Geol Env 80:4731–4750
Tao Z, Song Z, He M, Meng Z, Pang S (2018) Principles of the roof cut short-arm beam mining method (110 method) and its mining-induced stress distribution. Int J Min Sci Technol 28:391–396
Wang S, Li X, Wang S (2017) Separation and fracturing in overlying strata disturbed by longwall mining in a mineral deposit seam. Eng Geol 226:257–266
Wang Q, Jiang Z, Jiang B, Gao H, Huang Y, Zhang P (2020) Research on an automatic roadway formation method in deep mining areas by roof cutting with high-strength bolt-grouting. Int J Rock Mech Min Sci 128:104264
Wang J, Zhang Q, Yin W, Qi S, Gao D, Ma D (2021) On-site measurement on compaction characteristics of coal gangue and surface subsidence disaster in deep backfilling mining. Front Earth Sci 9:724476
Wang Q, Wang Y, He M, Li S, Jiang Z, Jiang B, Xu S, Wei H (2022a) Experimental study on the mechanism of pressure releasing control in deep coal mine roadways located in faulted zone. Geomech Geophys Geo-Energy Geo-Resources 8:50
Wang M, Zheng H, Ma Z, Mu H, Feng X (2023) Control technology of roof-cutting and pressure relief for roadway excavation with strong mining small coal pillar. Sustainability 15(3):2046
Wei J, Wang S, Song S, Sun Q, Yang T (2022) Experiment and numerical simulation of overburden and surface damage law in shallow coal seam mining under the gully. Bull Eng Geol Environ 81:207
Wen S, Zhang C, Chang Y, Hu P (2020) Dynamic compression characteristics of layered rock mass of significant strength changes in adjacent layers. J Rock Mech Geotech Eng 12:353–365
Wu D, Luo F, Li M, Diao Y, Guo Y, Xu P (2021) Macroscopic and microscopic study on the compression bearing characteristics and deformation failure mechanism of gangue with different particle sizes. Powder Technol 383:198–211
Xie H, Li L, Peng R, Ju Y (2009) Energy analysis and criteria for structural failure of rocks. J Rock Mech Geotech Eng 1:11–20
Xu H, Lai X, Shan P, Yang Y, Zhang S, Yan B, Zhang Y, Zhang N (2022) Energy dissimilation characteristics and shock mechanism of coal-rock mass induced in steeply-inclined mining: comparison based on physical simulation and numerical calculation. Acta Geotech 18:843–864
Yao D, Jiang N, Wang X, Jia X, Lv K (2022) Mechanical behaviour and failure characteristics of rocks with composite defects of different angle fissures around hole. Bull Eng Geol Env 81:290
Yin Y, Wang L, Zhang W, Zhang Z, Dai Z (2022) Research on the collapse process of a thick-layer dangerous rock on the reservoir bank. Bull Eng Geol Env 81:109
Yu B, Zhang K, Niu G, Xue X (2021) Real-time rock strength determination based on rock drillability index and drilling specific energy: an experimental study. Bull Eng Geol Env 80:3589–3603
Zhang Q, Zhang J, Han X, Ju F, Tai Y, Li M (2016) Theoretical research on mass ratio in solid backfill coal mining. Environ Earth Sci 75:586
Zhang J, Li M, Liu Z, Zhou N (2017) Fractal characteristics of crushed particles of coal gangue under compaction. Powder Technol 305:12–18
Zhang Y, Shao Z, Wei W, Qiao R (2019) PFC simulation of crack evolution and energy conversion during basalt failure process. J Geophys Eng 16:639–651
Zhang X, Hu J, Xue H, Mao W, Gao Y, Yang J, He M (2020b) Innovative approach based on roof cutting by energy-gathering blasting for protecting roadways in coal mines. Tunn Undergr Space Technol 99:103387
Zhang P, He Y, Sun Z, Yue D (2021a) Influence of parallel-joint position on mechanical behavior and acoustic emission characteristics of rock pillar. Shock Vib 2021:1719553
Zhang Y, Yan Y, Dai H, Zhu Y, Wu T (2021b) Stability and force chain characteristics of “inclined step cutting body” in stope. Appl Sci 11:10276
Zhang H, Xu X, Zheng Y, Li H, Guo H (2022) Experimental and numerical study of the mechanism of block–flexure toppling failure in rock slopes. Bull Eng Geol Env 81:63
Zhang J, Zhang X, Huang Z, Huang J (2023) A brittle-ductile index for transversely isotropic rock based on energy evolution of the characteristic stress and its application. Bull Eng Geol Env 82:35
Zhao G, Dai B, Ma C (2012) Study of effects of microparameters on macroproperties for parallel bonded model. Chin J Rock Mech Eng 31(7):1491–1498
Zhao T, Guo W, Tan Y, Lu C, Wang C (2018) Case histories of rock bursts under complicated geological conditions. Bull Eng Geol Env 77:1529–1545
Zhu C, Karakus M, He M, Meng Q, Shang J, Wang Y, Yin Q (2022) Volumetric deformation and damage evolution of Tibet interbedded skarn under multistage constant-amplitude-cyclic loading. Int J Rock Mech Min Sci 152:105066
Acknowledgements
This work was supported by the National Key R&D Program (No. 2016YFC0600900), the National Natural Science Foundation of China (No. 52074300), and the China Scholarship Council (CSC NO. 202006430081), which are gratefully acknowledged.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The authors declare no competing interests.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Liu, J., He, M., Wang, J. et al. Effect of the roof cutting technique on the overlying geotechnical structure in coal mining. Bull Eng Geol Environ 82, 289 (2023). https://doi.org/10.1007/s10064-023-03299-w
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s10064-023-03299-w