Skip to main content
Log in

Estimation of rock mechanical properties by macro indentation test with a conical indenter

  • Original Paper
  • Published:
Bulletin of Engineering Geology and the Environment Aims and scope Submit manuscript

Abstract

The mechanical properties of rock, especially the uniaxial compressive strength (UCS), the elastic modulus (E), and the Brazilian tensile strength (BTS) are critically important for rock engineering. Since standard laboratory tests have some limitations, various indirect methods have been developed for estimating these mechanical properties, e.g., the indentation test. In the indentation test, an indenter is forced into the rock to obtain the load-displacement curve. Most estimation models of rock mechanical properties by indentation test are appropriate for fine-grained rock or soft rock, and there is little estimation model for coarse-grained rock and hard rock. Therefore, it is important to establish an estimation model appropriate for rock with large grain sizes and high strength. Since the specimen size may affect the test result, specimens with different sizes were tested first to study the specimen size effect. The result showed that both the specimen diameter and height affect the specimen failure pattern, the load-displacement curve, and the indentation indices. The proper specimen size is suggested using in the indentation test with a 7-mm diameter indenter. Then, 8 types of rock were prepared for indentation tests, uniaxial compression tests, and Brazilian tests. The UCS, BTS, and E all increase with indentation indices, e.g., the energy per unit (W) and the indentation modulus of the first peak (IM1). There are linear correlations between the UCS, E, BTS, and indentation indices (W and IM1) with high determination coefficients.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11

Similar content being viewed by others

Abbreviations

BTS :

Brazilian tensile strength

E :

Elastic modulus

U CS :

Uniaxial compressive strength

V p :

Velocity of P-wave

ρ :

Natural density

υ :

Poisson’s ratio

C TF :

Critical transition force

E * :

The elastic parameter in the indentation test

F :

Applied load in the indentation test

F 1 :

First peak force

IM 1 :

Indentation modulus of the first peak

IM n :

Average indentation modulus

IHI :

Indentation hardness index

P :

Indenter displacement in the indentation test

R p :

Indentation strength

W :

Energy per unit depth

S :

The cross-section area of the indenter into the rock when the load is F1

P 0 :

Calculated indentation depth (P0 ≤ 3 mm)

d :

Specimen diameter (perpendicular to the load axial)

h :

Specimen height (parallel to the load axial)

C C :

Constraint condition of specimen in the indentation test

F computed :

F-Value computed in the joint hypotheses test

R SD :

Relative standard deviation

R 2 :

Determination coefficient

r :

Pearson correlation coefficient

δ :

Relative error

References

  • Ajibose OK, Wiercigroch M, Akisanya AR (2015) Experimental studies of the resultant contact forces in drillbit–rock interaction. Int J Mech Sci 91:3–11

    Article  Google Scholar 

  • Aksoy CO (2009) Performance prediction of ımpact hammers by block punch ındex for weak rock masses. Int J Rock Mech Min Sci 46:1383–1388

    Article  Google Scholar 

  • Alehossein H, Detournay E, Huang H (2000) An Analytical Model for the Indentation of Rocks by Blunt Tools. Rock Mech Rock Eng 33:267–284

    Article  Google Scholar 

  • Anemangely M, Ramezanzadeh A, Tokhmechi B, Molaghab A, Mohammadian A (2018) Development of a new rock drillability index for oil and gas reservoir rocks using punch penetration test. J Pet Sci Eng 166:131–145

    Article  Google Scholar 

  • Ashtari M, Mousavi E, Cheshomi A, Khamechian M (2018) Evaluation of the single compressive strength test in estimating uniaxial compressive and Brazilian tensile strengths and elastic modulus of marlstone. Eng Geol 248:256–266

    Article  Google Scholar 

  • ASTM (2002) Standard Test Method for Unconfined Compressive Strength of Intact Rock Core Specimens

  • ASTM (2016) Standard Test Method for Splitting Tensile Strength of Intact Rock Core Specimens

  • Aydan O, Watanabe S, Tokashiki N (2008) The Inference Of Mechanical Properties Of Rocks From Penetration Tests, ISRM International Symposium - 5th Asian Rock Mechanics Symposium. International Society for Rock Mechanics and Rock Engineering, Tehran, Iran, p 8

    Google Scholar 

  • Bieniawski ZT (1975) The point-load test in geotechnical practice. Eng Geol 9:1–11

    Article  Google Scholar 

  • Chen LH, Labuz JF (2006) Indentation of rock by wedge-shaped tools. Int J Rock Mech Min Sci 43:1023–1033

    Article  Google Scholar 

  • Cheshomi A, Hajipour G, Hassanpour J, Dashtaki BB, Firouzei Y, Sheshde EA (2017) Estimation of uniaxial compressive strength of shale using indentation testing. J Pet Sci Eng 151:24–30

    Article  Google Scholar 

  • Cheshomi A, Mousavi E, Ahamadi E (2015) Evaluation of single particle loading test to estimate the uniaxial compressive strength of sandstone. J Pet Sci Eng 135:421–428

    Article  Google Scholar 

  • Cheshomi A, Sheshde EA (2013) Determination of uniaxial compressive strength of microcrystalline limestone using single particles load test. J Pet Sci Eng 111:121–126

    Article  Google Scholar 

  • Cook NGW, Hood M, Tsai F (1984) Observations of crack growth in hard rock loaded by an indenter. Int J Rock Mech Min Sci Geomech Abstr 21:97–107

    Article  Google Scholar 

  • Copur H, Bilgin N, Tuncdemir H, Balci C (2003) A set of indices based on indentation tests for assessment of rock cutting performance and rock properties. J S Afr Inst Min Metall 103:589–599

    Google Scholar 

  • Descamps F, Tshibangu JP, da Silva N, Regnard S (2014) Assessing Mechanical and Petrographic Properties of Fine-Grained Formations From Samples Collected in Deep Oil Wells

  • Erguler ZA, Ulusay R (2009) Water-induced variations in mechanical properties of clay-bearing rocks. Int J Rock Mech Min Sci 46:355–370

    Article  Google Scholar 

  • Fang K, Zhao T, Zhang Y, Qiu Y, Zhou J (2019) Rock cone penetration test under lateral confining pressure. Int J Rock Mech Min Sci 119:149–155

    Article  Google Scholar 

  • Fay O, Descamps F, Tshibangu JP, Vandycke S, Rudy S (2016) Unraveling chalk microtextural properties from indentation tests. Eng Geol 209:30–43

    Article  Google Scholar 

  • Garcia R, Saavedra N, Calderón Z, Mateus D (2008) Development of experimental correlations between indentation parameters and unconfined compressive strength (UCS) values in shale samples. Ciencia, Tecnología y Futuro 3:61–81

    Article  Google Scholar 

  • Haftani M, Bohloli B, Moosavi M, Nouri A, Moradi M, Maleki Javan MR (2013) A new method for correlating rock strength to indentation tests. J Pet Sci Eng 112:24–31

    Article  Google Scholar 

  • Haftani M, Bohloli B, Nouri A, Maleki Javan MR, Moosavi M (2014) Size effect in strength assessment by indentation testing on rock fragments. Int J Rock Mech Min Sci 65:141–148

    Article  Google Scholar 

  • Hoseinie SH, Ataei M, Mikaiel R (2012) Comparison of Some Rock Hardness Scales Applied in Drillability Studies. Arab J Sci Eng 37:1451–1458

    Article  Google Scholar 

  • Inoue M, Ohomi M (1981) Relation Between Uniaxial Compressive Strength And Elastic Wave Velocity of Soft Rock. International Society for Rock Mechanics and Rock Engineering, Tokyo, Japan, ISRM International Symposium, p 5

    Google Scholar 

  • ISRM (1979) Suggested methods for determining the uniaxial compressive strength and deformability of rock materials. Int J Rock Mech Min Sci Geomech Abstr 16:138–140

    Article  Google Scholar 

  • Jeong H-Y, Cho J-W, Jeon S, Rostami J (2015) Performance Assessment of Hard Rock TBM and Rock Boreability Using Punch Penetration Test. Rock Mech Rock Eng 49:1517–1532

    Article  Google Scholar 

  • Kahraman S (2001) Evaluation of simple methods for assessing the uniaxial compressive strength of rock. Int J Rock Mech Min Sci 38:981–994

    Article  Google Scholar 

  • Kahraman S, Balcı C, Yazıcı S, Bilgin N (2000) Prediction of the penetration rate of rotary blast hole drills using a new drillability index. Int J Rock Mech Min Sci 37:729–743

    Article  Google Scholar 

  • Kahraman S, Fener M, Kozman E (2012) Predicting the compressive and tensile strength of rocks from indentation hardness index. J S Afr Inst Min Metall 112:331–339

    Google Scholar 

  • Kalyan B, Murthy CSN, Choudhary RP (2015) Rock Indentation Indices as Criteria in Rock Excavation Technology – A Critical Review. Procedia Earth Planet Sci 11:149–158

    Article  Google Scholar 

  • Kayabali K, Selcuk L (2010) Nail penetration test for determining the uniaxial compressive strength of rock. Int J Rock Mech Min Sci 47:265–271

    Article  Google Scholar 

  • Kitamura M, Hirose T (2017) Strength determination of rocks by using indentation tests with a spherical indenter. J Struct Geol 98:1–11

    Article  Google Scholar 

  • Kotsanis D, Nomikos PP, Rozos D, Sofianos AI (2017) Correlations between Physical Properties and Point Load Strength Index of Prasinites: A Case Study from East Attica Prefecture. Bulletin of the Geological Society of Greece 50:788

    Article  Google Scholar 

  • Kou SQ (1995) Some basic problems in rock breakage by blasting and by indentation. Lulea University of Technology, Lulea, Sweden, p 180

    Google Scholar 

  • Le HT, Descamps F, Tshibangu JP, Nauroy JF, Vincke O, Cangemi L (2013) Assessing the mechanical properties of a rock using indentation tests. Crc Press-Taylor & Francis Group, Boca Raton

    Google Scholar 

  • Leite MH, Ferland F (2001) Determination of unconfined compressive strength and Young’s modulus of porous materials by indentation tests. Eng Geol 59:267–280

    Article  Google Scholar 

  • Liu HY, Kou SQ, Lindqvist PA, Tang CA (2002) Numerical simulation of the rock fragmentation process induced by indenters. Int J Rock Mech Min Sci 39:491–505

    Article  Google Scholar 

  • Mateus J, Saavedra N, Carrillo ZC, Mateus D (2007) Correlation development between indentation parameters and uniaxial compressive strength for colombian sandstones. CT&F - Ciencia, Tecnología y Futuro 3:125–136

    Article  Google Scholar 

  • Matti H (1999) Rock Excavation Handbook. Sandvik Tamrock Corp

  • Monjezi M, Amini Khoshalan H, Razifard M (2012) A Neuro-Genetic Network for Predicting Uniaxial Compressive Strength of Rocks. Geotech Geol Eng 30:1053–1062

    Article  Google Scholar 

  • Mousavi E, Cheshomi A, Ashtari M (2018) Estimating elasticity modulus and uniaxial compressive strength of sandstone using indentation test. J Pet Sci Eng 169:157–166

    Article  Google Scholar 

  • Naeimipour A, Rostami J, Buyuksagis IS, Frough O (2018) Estimation of rock strength using scratch test by a miniature disc cutter on rock cores or inside boreholes. Int J Rock Mech Min Sci 107:9–18

    Article  Google Scholar 

  • Palassi M, Emami V (2014) A new nail penetration test for estimation of rock strength

  • Saadati M, Weddfelt K, Larsson PL (2020) A Spherical Indentation Study on the Mechanical Response of Selected Rocks in the Range from Very Hard to Soft with Particular Interest to Drilling Application. Rock Mech Rock Eng

  • Selcuk L, Kayabali K (2015) Evaluation of the unconfined compressive strength of rocks using nail guns. Eng Geol 195:164–171

    Article  Google Scholar 

  • Souissi S, Hamdi E, Sellami H (2015) Microstructure Effect on Hard Rock Damage and Fracture During Indentation Process. Geotech Geol Eng 33:1539–1550

    Article  Google Scholar 

  • Szwedzicki T (1998) Indentation hardness testing of rock. Int J Rock Mech Min Sci 35:825–829

    Article  Google Scholar 

  • Tkalich D, Fourmeau M, Kane A, Li CC, Cailletaud G (2016) Experimental and numerical study of Kuru granite under confined compression and indentation. Int J Rock Mech Min Sci 87:55–68

    Article  Google Scholar 

  • Ulusay R, Erguler ZA (2012) Needle penetration test: Evaluation of its performance and possible uses in predicting strength of weak and soft rocks. Eng Geol 149–150:47–56

    Article  Google Scholar 

  • Ulusay R, Gokceoglu C, Sulukcu S (2001) Draft ISRM suggested method for determining block punch strength index (BPI). Int J Rock Mech Min Sci 38:1113–1119

    Article  Google Scholar 

  • Wagner H, Schümann EHR (1971) The stamp-load bearing strength of rock an experimental and theoretical investigation. Rock Mech 3:185–207

    Article  Google Scholar 

  • Walley SM (2013) Historical origins of indentation hardness testing. Mater Sci Technol 28:1028–1044

    Article  Google Scholar 

  • Wyering LD, Villeneuve MC, Kennedy BM, Gravley DM, Siratovich PA (2017) Using drilling and geological parameters to estimate rock strength in hydrothermally altered rock – A comparison of mechanical specific energy, R/N-W/D chart and Alteration Strength Index. Geothermics 69:119–131

    Article  Google Scholar 

  • Xie WQ, Zhang XP, Liu QS, Tang SH, Li WW (2021) Experimental investigation of rock strength using indentation test and point load test. Int J Rock Mech Min Sci 139:104647

    Article  Google Scholar 

  • Yagiz S (2009) Assessment of brittleness using rock strength and density with punch penetration test. Tunn Undergr Space Technol 24:66–74

    Article  Google Scholar 

  • Yaşar E, Erdoğan Y (2004) Estimation of rock physicomechanical properties using hardness methods. Eng Geol 71:281–288

    Article  Google Scholar 

  • Yin LJ, Gong QM, Ma HS, Zhao J, Zhao XB (2014) Use of indentation tests to study the influence of confining stress on rock fragmentation by a TBM cutter. Int J Rock Mech Min Sci 72:261–276

    Article  Google Scholar 

  • Zhang H, Song HP, Kang YL, Huang GY, Qu CY (2013) Experimental Analysis on Deformation Evolution and Crack Propagation of Rock Under Cyclic Indentation. Rock Mech Rock Eng 46:1053–1059

    Article  Google Scholar 

  • Zhang X-P, Ji P-Q, Liu Q-S, Liu Q, Zhang Q, Peng Z-H (2018) Physical and numerical studies of rock fragmentation subject to wedge cutter indentation in the mixed ground. Tunn Undergr Space Technol 71:354–365

    Article  Google Scholar 

  • Zhang X-P, Lv G-G, Liu Q-S, Wu S-C, Zhang Q, Ji P-Q, Tang X-H (2020) Identifying Accurate Crack Initiation and Propagation Thresholds in Siliceous Siltstone and Limestone. Rock Mech Rock Eng 54:973–980

    Article  Google Scholar 

  • Zhang X-P, Zhang Q, Wu S-C (2017) Acoustic emission characteristics of the rock-like material containing a single flaw under different compressive loading rates. Comput Geotech 83:83–97

    Article  Google Scholar 

  • Zhao T, Fang K, Wang L, Zou J, Wei M (2017) Estimation of Elastic Modulus of Rock Using Modified Point-Load Test. Geotech Test J 40:329–334

    Article  Google Scholar 

Download references

Acknowledgements

The support provided by the National Natural Science Foundation of China (Grant No. 51978541, 41941018, 51839009) is gratefully acknowledged.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Xiao-Ping Zhang.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Yang, XM., Zhang, XP., Xie, WQ. et al. Estimation of rock mechanical properties by macro indentation test with a conical indenter. Bull Eng Geol Environ 82, 234 (2023). https://doi.org/10.1007/s10064-023-03214-3

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s10064-023-03214-3

Keywords

Navigation