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Regional, age and respiratory-secretion-specific prevalence of respiratory viruses associated with asthma exacerbation: a literature review

Abstract

Despite increased understanding of how viral infection is involved in asthma exacerbations, it is less clear which viruses are involved and to what extent they contribute to asthma exacerbations. Here, we sought to determine the prevalence of different respiratory viruses during asthma exacerbations. Systematic computerized searches of the literature up to June 2017 without language limitation were performed. The primary focus was on the prevalence of respiratory viruses, including AdV (adenovirus), BoV (bocavirus), CoV (coronavirus), CMV (cytomegalovirus), EnV (enterovirus), HSV (herpes simplex virus), IfV (influenza virus), MpV (metapneumovirus), PiV (parainfluenzavirus), RV (rhinovirus) and RSV (respiratory syncytial virus) during asthma exacerbations. We also examined the prevalence of viral infection stratified by age, geographic region, type of respiratory secretion, and detection method. Sixty articles were included in the final analysis. During asthma exacerbations, the mean prevalence of AdV, BoV, CoV, CMV, EnV, HSV, IfV, MpV, PiV, RV and RSV was 3.8%, 6.9%, 8.4%, 7.2%, 10.1%, 12.3%, 10.0%, 5.3%, 5.6%, 42.1% and 13.6%, respectively. EnV, MPV, RV and RSV were more prevalent in children, whereas AdV, BoV, CoV, IfV and PiV were more frequently present in adults. RV was the major virus detected globally, except in Africa. RV could be detected in both the upper and lower airway. Polymerase chain reaction was the most sensitive method for detecting viral infection. Our findings indicate the need to develop prophylactic polyvalent or polyvirus (including RV, EnV, IfV and RSV) vaccines that produce herd immunity and reduce the healthcare burden associated with virus-induced asthma exacerbations.

Introduction

Asthma is a chronic inflammatory airway disease that is susceptible to triggering factors, such as aeroallergens, air pollutants, and viral infection [1]. Despite major advances in prevention and management, asthma remains a considerable global healthcare burden [2]. From 1990 to 2015, the crude prevalence of asthma has increased by 12.6% [3]. Currently, there are 358.2 million cases of asthma globally. Despite dramatic reductions in age-standardized mortality, 0.4 million people died from asthma in 2015 [3].

The management of asthma exacerbations, which have been consistently linked to upper and/or lower airway infections, is an important health issue [4]. Among school-age children, viral infection reportedly accounts for 80%-85% of asthma exacerbations, and viruses are more frequently isolated from symptomatic patients than from asymptomatic patients [4]. Although rhinovirus (RV) has frequently been detected in asthmatic patients [4], asthma exacerbations have also been associated with infection with other respiratory viruses, including adenovirus (AdV), bocavirus (BoV), coronavirus (CoV), cytomegalovirus (CMV), enterovirus (EnV), herpes simplex virus (HSV), influenza virus (IfV), metapneumovirus (MpV), parainfluenzavirus (PiV), and respiratory syncytial virus (RSV) [5]. Unfortunately, the rate of association of viruses with asthma exacerbations remains controversial. A hypothetical explanation might be substantial differences in study design, populations, geographic regions, detection methods, and the type of respiratory tract secretions examined.

Despite our increased understanding of the roles that viruses play in asthma exacerbations, it is less clear which viruses are involved and to what extent they contribute to asthma exacerbations in different subgroups of subjects. We conducted a systematic review of the prevalence of viral infection in patients with asthma exacerbations, with subgroup analyses to identify the determinants of variations. Our findings may offer a better overview for developing preventive interventions to minimize virus-induced asthma exacerbations.

Methods

Search strategy

Studies were searched comprehensively in EMBASE, PubMed, Cochrane Central Register of Controlled Trials and EBM Reviews-Cochrane Database of Systematic Reviews, Web of Science, Ovid and Highwire up to June 2017 (no date-of-start was specified). References were checked for additional data. We restricted our search list to publications in the English language. When the same population was used for analysis in several publications, only the largest and most complete study was included. We adopted combined keywords related to virus detection (adenovirus, bocavirus, metapneumovirus, coronavirus, Epstein-Barr virus, influenza virus, parainfluenza virus, rhinovirus, enterovirus and respiratory syncytial virus) and the outcomes of asthma exacerbations (((((((“Pulmonary Disease, Chronic Obstructive”[Mesh])) AND (“Disease Progression” [Mesh]))) OR (((copd)) AND (exacerbation)))) AND ((((“Viruses”[Mesh])) OR (respiratory viral infections)) OR (respiratory virus))) AND (((“Polymerase Chain Reaction”[Mesh])) OR (virus pcr)).

Eligibility criteria

Cross-sectional, prospective studies, cohort studies and case-control studies detailing the prevalence of respiratory virus(es) in asthma exacerbations were included. All eligible asthmatic patients were diagnosed as having viral infection based on polymerase chain reaction (PCR)/enzyme-linked immunosorbent assay (ELISA)/cell culture/direct fluorescent antibody assay (DFA)/ indirect fluorescent antibody assay (IFA), which were evaluated during exacerbations. These studies investigated asthma exacerbations in children and adults. We excluded animal studies, ex vivo and toxicological studies, summaries, commentaries and editorials, case reports and case series, duplicate publications, sample-related or laboratory-based studies, studies in intensive care settings, patients with concomitant chronic obstructive pulmonary disease, bronchiectasis or immunosuppression, non-peer reviewed articles (a potential source of bias), non-original data, nosocomial infections (hospitalization within four weeks, or delayed sample collection [>48 h after hospitalization]). Authors were contacted via e-mail if data were incomplete. Studies were excluded if no reply was obtained despite repeated contacts with the corresponding authors.

Quality score assessment

This study complied with Preferred Reporting Items for Meta-Analysis [6]. The quality of individual studies was assessed based on the revised Quality Assessment of Diagnostic Accuracy Studies-2 tool [7]. The highest total score was 12, with a higher score indicating a lower risk of bias.

Study selection and data extraction

Two independent reviewers (X.Y.Z. and Y.J.X.) screened abstracts and titles. Full texts were reviewed to determine eligibility. Disagreement was resolved by discussion. If consensus was not reached, another reviewer (W.J.G.) was consulted to vote for final decisions.

A standardized form was used for data extraction, including the main characteristics (author, year of publication, sample size, age, definition of exacerbation, quality, detection method, study design and season), primary outcome (the prevalence of viral infection during asthma exacerbations), and secondary outcomes (the prevalence of viruses in different strata). Data extraction was done by two independent reviewers (X.Y.Z. and L.F.L.). Disagreement was resolved by consultation with the third reviewer (W.J.G.).

Statistical analysis

We did a meta-analysis to obtain point estimates of the rate of asthma exacerbations associated with viral infection across the whole age spectrum globally [8]. The DerSimonian and Laird random-effect model [9] was applied because the heterogeneity among the studies was greater than 75%. The variance of raw proportions reported in each study was stabilized by using the untransformed proportion, logarithmic transformation, logit transformation, arcsine transformation or Freeman-Tukey-type arcsine square-root transformation, according to Shapiro-Wilk’s test for normality of data distribution. We also did a subgroup analysis to assess the weight of viral infection on asthma exacerbations with respect to geographic region, population, type of respiratory tract secretion examined, and detection method. If only one study was available, we calculated the 95% confidence interval (95%CI) using the Clopper-Pearson exact test. Because difference in the geographic regions, age, study population, type of respiratory tract secretion, and detection method significantly confound the determination of the prevalence of individual viruses, heterogeneity was not assessed in this study. Analyses were conducted with R software (version 2.7.2).

Results

Characteristics of included studies

Of 438 articles relevant to our objectives, 385 were excluded. No additional studies were identified through citations within articles. Figure 1 summarizes the selection process. Sixty articles (63 studies) were analyzed to assess the association of virus infection with asthma exacerbations.

Fig. 1
figure1

Study flowchart

The characteristics of the patient population, study design, country, sample size, asthma definition, quality score, detection method, study design, type of respiratory tract secretion examined, and viruses involved varied substantially (E-table 1). Of the 63 eligible studies, 29 were cross sectional studies, 13 were case-control studies, 14 were cohort studies, and seven prospective studies. The studies were conducted between 1971 and 2014, with the duration varying between one month and 16 years. Asthma was diagnosed by a physician in 29 studies in which the data reported on the burden of asthma. The mean age of asthmatic patients varied among the different studies, and therefore, children and adults were dichotomized for reporting. Upper/lower airway specimens were screened by different methods, including PCR, DFA assay, IFA assay, virus culture, ELISA, rapid enzyme immunoassay and virus neutralization test.

Table 1 Pooled prevalence of asthma associated with different viruses

Risk of bias of individual studies

The criteria for quality assessment and risk of bias of individual studies are summarized in E-Table 2. The mean score of quality assessment was 7.6 (range, 3 to 11). All included studies were, at least partially, prone to reporting bias.

Table 2 Pooled prevalence associated with different respiratory viruses, stratified by age, geographic region, type of respiratory tract secretion analyzed, detection method, and study design

Primary outcome

Overall, the mean prevalence (95%CI) of RV was the highest [42.1% (34.8%,49.5%)], followed by RSV [13.6% (10.1%,18.4%)], HSV [12.3% (0.7%, 23.9%)], EnV [10.1% (5.7%,17.8%)], IfV [10.0% (6.8%,14.8%)], CoV [8.4% (5.1%,13.6%)], CMV [6.9% (3.8%,10.0%)], BoV [7.2% (0.7%,75.1%)], PiV [5.6% (3.3%,9.7%)], MpV [5.3% (3.5%,8.1%)], and AdV [3.8% (1.7%,8.8%)] (Table 1, Fig. 2).

Fig. 2
figure2

Overall prevalence of viruses in patients with asthma

Secondary outcomes

Stratification by age

When data were stratified by age, the top five estimates of the prevalence in children were 45.7% (37.5%,53.8%) for RV, 17.7% (13.2%,23.7%) for RSV, 11.8% (6.2%,22.5%) for EnV, 8.4% (5.1%,13.6%) for CoV, and 7.4% (4.5%,12.4%) for IfV. However, in adults, RV [31.1% (18.2%,44.1%)], CoV [20.8% (12.0%,36.1%)], PiV [15.4% (7.1%,33.1%)], BoV [12.8% (3.2%,22.3%)], and IfV 19.1% (11.5%,31.7%)] were most frequently isolated in cases of asthma exacerbations. (Table 2, Fig. 3A)

Fig. 3
figure3

The prevalence of the five most common viruses in the stratified analysis A. The prevalence of the five most common viruses when stratified by age (adults vs. children). B. The prevalence of the five most common viruses when stratified by geographic region (from top to bottom: Africa, Oceania, American, Asia, and Europe). C. The prevalence of the five most common viruses when stratified by the type of respiratory tract sample analyzed (lower vs. upper airway). D. The prevalence of the five most common viruses when stratified by method of detection (from top to bottom: culture, IFA, ELISA, DFA, and PCR). The horizontal axis represents the prevalence (%) of individual viruses. PCR, polymerase chain reaction; IFA, indirect fluorescent antibody assay; DFA, direct fluorescent antibody assay; ELISA, enzyme-linked immunosorbent assay; RV, rhinovirus; AdV, adenovirus; BoV, bocavirus; CoV, coronavirus; CV, cytomegalovirus; EnV, enterovirus; HSV, herpes simplex virus; IfV, influenza virus; MpV, metapneumovirus; PiV, parainfluenzavirus (PiV); RSV, respiratory syncytial virus

Stratification by geographic region

When stratified by geographic region, the five major viruses associated with asthma exacerbations in Europe were RV [27.4% (17.6%,37.3%)], RSV [21.5% (13.9%,33.3%)], BoV [12.4% (9.7%,15.2%)], EnV [11.7% (3.6%,38.5%)], and CoV [9.6% (3.8%,24.1%)]. In Asia, the order of prevalence for the five major viruses was RV [41.8% (18.8%,64.8%)], followed by EnV [13.3% (4.8%,37.3%)] and IfV [13.3% (4.8%,37.3%)], PiV [9.3% (3.2%,27.5%)], and RSV [8.5% (3.1%,23.4%)]. The ranking in America was RV [44.0% (31.3%,56.6%)], followed by CoV [14.2% (6.5%,31.0%)], IfV [17.5% (11.4%,26.8%)], RSV [10.6% (6.4%,17.7%)], and MpV [7.4% (5.3%,10.4%)]. RV [54.9% (36.2%, 73.6%)] was the most frequently isolated virus during asthma exacerbations in Oceania, followed by BoV [10.0% (0.0%,29.4%)], EnV [7.8% (4.7%,13.0%)], PiV [4.7% (1.4%,15.6%)], and MpV [2.6% (1.4%,5.0%)]. However, in Africa, asthma exacerbations were mainly attributable to RSV [21.5% (15.5%, 29.9%)], MpV [10.8% (6.6%, 17.7%)], PiV [4.6% (2.1%,10.1%)], AdV [3.1% (1.2%,8.1%)], and IfV [1.5 (0.4%,6.1%)]. (Table 2, Fig. 3B)

Stratification by respiratory tract secretion analyzed

Stratification based on the type of respiratory tract secretion analyzed showed that, for upper airway secretions, the top five prevalent viruses were RV [42.6% (34.8%, 50.0%)], RSV [15.1% (11.2%,20.5%)], IfV [9.9% (6.5%,14.9%)], EnV [9.5% (5.3%,17.2%)], and BoV [6.9% (3.8%,10.0%)]. However, when analyzing lower airway secretions, asthma exacerbations were attributable most frequently to RV [30.2% (17.8%, 42.5%)], followed by IfV [13.2% (6.6%, 26.3%)], AdV [3.0% (0.2%, 56.8%)], PiV [0.9% (0.1%,14.7%)] and RSV [0.9% (0.1%,14.7%)]. (Table 2, Fig. 3C)

BoV and EnV were most frequently detected in oro-/naso-pharyngeal aspirates, whereas AdV was primarily detected in induced sputum. CoV, IfV, MpV and PiV were most frequently detected in oro-/naso-pharyngeal lavage. RV and RSV were the viruses most frequently detected in spontaneous oro-/naso-pharyngeal secretions. (Table 3)

Table 3 Prevalence (%) of respiratory viruses sorted by the type of respiratory tract secretions analyzed

Stratification by detection method

Overall, PCR was the most sensitive technique for detecting AdV, BoV, EnV, IfV, MpV and PiV, but not for other respiratory viruses, when compared with IFA, ELISA, DFA and virus culture. ELISA yielded the highest detection rates for CoV and RSV (Table 2, Fig. 3D).

Discussion

In this study, we gathered the latest data on the prevalence of viruses detected during asthma exacerbations. Asthma exacerbations were mainly associated with RVs (42.1%), highlighting the priority for interventions to reduce the substantial healthcare burden caused by these viruses. This finding has been echoed by the high prevalence of RVs (~40%) among unselected populations residing in North America [10]. In the Netherlands, RVs were most prevalent among symptomatic children during wheezing episodes (41%) and convalescence (26%), as well as in healthy children (25%) [11]. A possible explanation is that RVs are the most common resident pathogens and are prone to cause upper airway infections (e.g., common cold). Consistently, RVs were isolated in 33.0% of pharyngeal exudate samples from Mexicans with acute upper respiratory tract infections [12].

The prevalence of viruses varied considerably among different studies. For example the range was 8-82% for RSV and 5-25% for Env) [5] (for details, see the online supplement). Intriguingly, the mean estimated prevalence of EnVs, HSV, IfV and RSV was greater than 10%, whereas other individual respiratory virus had a mean prevalence of less than 10%. In patients with other respiratory diseases, the prevalence of these viruses partially mirrored our findings. RSV was reportedly found in 12% of elderly patients with acute respiratory illnesses [13] and in 30.8% in Mexicans with acute upper respiratory tract infection [12], EnV was isolated from 37.0% of young infants with sepsis-like illnesses [14], and BoV was detected in 9.9% of nasopharyngeal aspirates from hospitalized children in Spain [15]. However, the prevalence of MpV was higher (10.6%) in Mexicans with acute upper respiratory tract infection [12], and the prevalence of AdV was also higher (15.0%) among hospitalized children in Spain [15] than that in our pooled analysis. The substantial heterogeneity of the prevalence data was probably due to differences in study design, ethnicity, geographic region, the site of sample collection, and detection methods. Therefore, direct comparisons remained challenging, and therefore subgroup analysis was done to identify possible determinants of variation.

We next stratified the prevalence data by age. EnV, MPV, RV and RSV were more prevalent in children, whereas AdV, BoV, CoV, IfV and PiV were more prevalent in adults. EnV and MPV were associated with asthma exacerbations in children [16, 17], RV were frequently associated with asthma exacerbations associated with upper respiratory tract infection in children, and RSV was commonly linked to onset of wheezing in childhood [18, 19]. The significant variation in the viruses involved probably reflected a major shift during the development of host-defense mechanisms.

The association with specific viruses varied considerably across geographic regions. RV was the most common virus in Asia, Europe, America and Oceania. RV is probably the dominant resident virus colonizing the upper and lower airways (online supplement), irrespective of meteorological factors such as temperature and humidity. RSV has been reported to be more common among populations in Africa, which could be partially related to its generally higher prevalence in low-income countries [19]. However, the reasons for the variation in the prevalence of other common respiratory viruses are not known. Further research is warranted to determine whether ethnicity-related susceptibility or meteorological factors play a significant role in shaping the prevalence of viral infections.

Consistent with literature reports (online supplement text), RV can be detected in both the upper and lower airways. For RSV, apart from the greater likelihood of initial infection of the nasopharyngeal mucosa, followed by spreading of the virus to the lower airways [20], the extensive use of nasal swabs, but not spontaneous or induced sputum for sample collection from children might also have resulted in a higher apparent prevalence in upper airway secretions. Furthermore, the higher prevalence of BoV and EnV detected in upper airway secretions might be associated with fecal-to-oral transmission [21] or transmission from oral mucosa or salivary glands [22], which would be detected more frequently in infants and toddlers.

In accordance with literature reports [23, 24], PCR was the most sensitive method for detecting viruses in asthma exacerbations. It is a simple, rapid and cost-effective technique that has become the mainstay for viral detection. Whilst virus isolation in cell culture remains the gold standard, it is time-consuming and labor-intensive, rendering it unsuitable for rapid batch detection in clinical settings [24]. Due to their limited sensitivity and specificity, other techniques such as DFA and IFA are less frequently applied clinically.

Our findings confirm that viruses of various species are closely associated with asthma exacerbations. The mechanisms are multifaceted, including 1) necrosis of airway epithelium, ciliostasis and loss of cilia [25,26,27], 2) excessive release of pro-inflammatory cytokines and chemokines [28], 3) airway hyper-responsiveness and remodeling due to epithelial injury [29], and 4) mucus hypersecretion, which impedes mucociliary clearance [30]. Unfortunately, there are few effective treatment options (e.g., immunoglobins, nebulized antivirals) for direct elimination of viral infections [31, 32]. Preemptive approaches should be directed to the prevention of viral infection, particularly in susceptible populations (e.g. children, pregnant women, the elderly, and patients with comorbidities). This has been exemplified by the vaccine development for prevention of RSV and influenza virus infection [31, 33]. Priority should be given to the most common viruses (e.g., RV, RSV, HSV, EnV, and IfV), which have caused a significant healthcare burden. Recently, a polyvalent vaccine for RV was developed in animal models [34], indicating the possibility of establishing herd immunity using polyvalent or multiple-virus vaccines in future community-based practice, which might help to achieve greater reductions in the prevalence of virus-induced asthma exacerbations.

Our results may not be readily extrapolated to all countries. For instance, documentation of the prevalence of multiple viruses in Africa is still lacking, and little is known regarding the distribution of specific viral strains. Due to the small number of studies relevant to some of our subgroup analyses (e.g., cell culture and DFA assay) even slight variations in individual studies might have had a significant effect on modified our global estimates.

We have summarized the prevalence of respiratory viruses associated with asthma exacerbations. RV, EnV and RSV are the most prevalent of these, and therefore preemptive prophylaxis with effective vaccines or novel antiviral agents is needed to minimize the healthcare burden of asthma exacerbation resulting from viral infection.

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Authors

Contributions

X. Y. Z. and W. J. G. drafted the manuscript, X. Y. Z., Y. J. X. and W. J. G. collected data, X. Y. Z. performed statistical analysis, X. Y. Z., W. J. G. and L. F. L. contributed to study conception, W. J. G. and L. F. L. provided critical review of the manuscript and approved the final submission. W. J. G. is the guarantor of the study.

Corresponding authors

Correspondence to Wei-jie Guan or Li-feng Lin.

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Funding source

Guangdong Province Universities and Colleges Pearl River Scholar Funded Scheme 2017 (to Dr. Guan).

Conflict of interest

Xue-yan Zheng declares that she had no conflict of interest. Yan-jun Xu declares that she had no conflict of interest. Li-feng Lin declares that he had no conflict of interest. Wei-jie Guan declares that he had no conflict of interest.

Ethical approval

This article does not contain any studies with human participants performed by any of the authors.

Additional information

Xue-yan Zheng and Yan-jun Xu shared co-first authorship.

Communicated by Tim Skern.

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Zheng, Xy., Xu, Yj., Guan, Wj. et al. Regional, age and respiratory-secretion-specific prevalence of respiratory viruses associated with asthma exacerbation: a literature review. Arch Virol 163, 845–853 (2018). https://doi.org/10.1007/s00705-017-3700-y

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