Skip to main content
Log in

Dysphagia and Associated Pneumonia in Stroke Patients from Brazil: A Systematic Review

  • Review
  • Published:
Dysphagia Aims and scope Submit manuscript

Abstract

Dysphagia and its associated complications are expected to be relatively more frequent in stroke patients in Brazil than in similar patients treated in developed countries due to the suboptimal stroke care in many Brazilians medical services. However, there is no estimate of dysphagia and pneumonia incidence for the overall stroke population in Brazil. We conducted a systematic review of the recent literature to address this knowledge gap, first screening citations for relevance and then rating full articles of accepted citations. At both levels, judgements were made by two independent raters according to a priori criteria. Fourteen accepted articles underwent critical appraisal and data extraction. The frequency of dysphagia in stroke patients was high (59% to 76%). Few studies assessed pneumonia and only one study stratified patients by both dysphagia and pneumonia, with an increased Relative Risk for pneumonia in patients with stroke and dysphagia of 8.4 (95% CI 2.1, 34.4). Across all articles, we identified bias related to: heterogeneity in number and type of stroke; no rater blinding; and, assessments that were not reproducible, reliable or validated. Despite the high frequency of dysphagia and associated pneumonia in stroke patients in Brazil, the quality of the available literature is low and that there is little research focused on these epidemiologic data. Future rigorously designed studies are in dire need to accurately determine dysphagia incidence and its impact on stroke patients in Brazil. These data will be critical to properly allocate limited national resources that maximize the quality of stroke care.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1
Fig. 2
Fig. 3
Fig. 4

Similar content being viewed by others

References

  1. Minelli C, Fen LF, Minelli DPC. Stroke Incidence, Prognosis, 30-Day, and 1-Year Case Fatality Rates in Matão, Brazil A Population-Based Prospective Study. Stroke. 2007;38:2906–11.

    Article  PubMed  Google Scholar 

  2. Thrift AG, Thayabaranathan T, Howard G, et al. Global stroke statistics. Int J Stroke. 2017;12(1):13–32.

    Article  PubMed  Google Scholar 

  3. Lotufo PA. Stroke is still a neglected disease in Brazil. Sao Paulo Med J. 2015;133(6):457–9.

    Article  PubMed  Google Scholar 

  4. Pontes-Neto OM. Stroke awareness in Brazil: what information about stroke is essential? Arq Neuropsiquiatr. 2014;72(12):909–10.

    Article  PubMed  Google Scholar 

  5. de Carvalho JJ, Alves MB, Viana GA, et al. Stroke epidemiology, patterns of management, and outcomes in Fortaleza, Brazil: a hospital-based multicenter prospective study. Stroke. 2011;42(12):3341–6.

    Article  PubMed  Google Scholar 

  6. Pontes-Neto OM, Cougo-Pinto PT, Martins SC, et al. A new era of endovascular treatment for acute ischemic stroke: what are the implications for stroke care in Brazil? Arq Neuropsiquiatr. 2016;74(1):85–6.

    Article  PubMed  Google Scholar 

  7. Lotufo PA. Stroke in Brazil: a neglected disease. Sao Paulo Med J. 2005;123(1):3–4.

    Article  PubMed  Google Scholar 

  8. Copstein L, Fernandes JG, Bastos GA. Prevalence and risk factors for stroke in a population of Southern Brazil. Arq Neuropsiquiatr. 2013;71(5):294–300.

    Article  PubMed  Google Scholar 

  9. Martins SC, Pontes-Neto OM, Alves CV, et al. Past, present, and future of stroke in middle-income countries: the Brazilian experience. Int J Stroke. 2013;8(A100):106–11.

    Article  PubMed  Google Scholar 

  10. Pontes-Neto OM, Silva GS, Feitosa MR, et al. Stroke awareness in Brazil: alarming results in a community-based study. Stroke. 2008;39(2):292–6.

    Article  PubMed  Google Scholar 

  11. Leopoldino JF, Fukujima MM, Silva GS, et al. Time of presentation of stroke patients in São Paulo hospital. Arq Neuropsiquiatr. 2003;61(2A):186–7.

    Article  PubMed  Google Scholar 

  12. Martins SC, et al. Manual de rotinas para atenção ao AVC. Brasília: Editora do Ministério da Saúde; 2013.

    Google Scholar 

  13. Jauch EC, Saver JL, Adams HP, et al. Guidelines for the early management of patients with acute ischemic stroke: a guideline for healthcare professionals from the American Heart Association/American Stroke Association. Stroke. 2013;44(3):870–947.

    Article  PubMed  Google Scholar 

  14. Hebert D, Lindsay MP, McIntyre A, et al. Canadian stroke best practice recommendations: stroke rehabilitation practice guidelines, update 2015. Int J Stroke. 2016;11(4):459–84.

    Article  PubMed  Google Scholar 

  15. Rudd AG, Bowen A, Young G, et al. National clinical guideline for stroke. 5th ed. London: Royal College of Physicians; 2016.

    Google Scholar 

  16. Pontes-Neto OM, Cougo P, Martins SC, et al. Brazilian guidelines for endovascular treatment of patients with acute ischemic stroke. Arq Neuropsiquiatr. 2017;75(1):50–6.

    Article  PubMed  Google Scholar 

  17. Martino R, Foley NC, Bhogal SK, et al. Dysphagia after stroke: incidence, diagnosis, and pulmonary complications. Stroke. 2005;36(12):2756–63.

    Article  PubMed  Google Scholar 

  18. Paciaroni M, Mazzotta G, Corea F, et al. Dysphagia following Stroke. Eur Neurol. 2004;51(3):162–7.

    Article  PubMed  Google Scholar 

  19. Smithard DG, O’Neill PA, Parks C, et al. Complications and outcome after acute stroke. Does dysphagia matter? Stroke. 1996;27(7):1200–4.

    Article  PubMed  CAS  Google Scholar 

  20. Joundi RA, Martino R, Saposnik G, et al. Predictors and outcomes of dysphagia screening after acute ischemic stroke. Stroke. 2017;48(4):900–6.

    Article  PubMed  Google Scholar 

  21. Arnold M, Liesirov K, Broeg-Morvay A, et al. Dysphagia in acute stroke: incidence, burden and impact on clinical outcome. PLoS ONE. 2016;11(2):e0148424.

    Article  PubMed  CAS  PubMed Central  Google Scholar 

  22. Al-Khaled M, Matthis C, Binder A, et al. Dysphagia in patients with acute ischemic stroke: early dysphagia screening may reduce stroke-related pneumonia and improve stroke outcomes. Cerebrovasc Dis. 2016;42:81–9.

    Article  PubMed  Google Scholar 

  23. Kishore AK, Vail A, Chamorro A, et al. How is pneumonia diagnosed in clinical stroke research? A systematic review and meta-analysis. Stroke. 2015;46(5):1202–9.

    Article  PubMed  Google Scholar 

  24. Eltringham SA, Kilner K, Gee M, et al. Impact of dysphagia assessment and management on risk of stroke-associated pneumonia: a systematic review. Cerebrovasc Dis. 2018;46:97–105.

    Article  Google Scholar 

  25. Attrill S, White S, Murray J, et al. Impact of oropharyngeal dysphagia on healthcare cost and length of stay in hospital: a systematic review. BMC Health Serv Res. 2018;18:594.

    Article  PubMed  PubMed Central  Google Scholar 

  26. Rofes L, Muriana D, Palomeras E, et al. Prevalence, risk factors and complications of oropharyngeal dysphagia in stroke patients: a cohort study. Neurogastroenterol Motil. 2018;23:e13338.

    Article  Google Scholar 

  27. Schelp AO, Cola PC, Gatto AR, et al. Incidence of oropharyngeal dysphagia associated with stroke in a regional hospital in São Paulo State - Brazil. Arq Neuropsiquiatr. 2004;62(2B):503–6.

    Article  PubMed  Google Scholar 

  28. Higgins JP, Altman DG. Assessing risk of bias in included studies. In: Higgins JP, Green S, editors. Cochrane handbook for systematic reviews of interventions. Chichester: Wiley; 2008. p. 187–241.

    Chapter  Google Scholar 

  29. Nunes MC, Jurkiewicz AL, Santos RS, et al. Correlation between brain injury and dysphagia in adult patients with stroke. Int Arch Otorhinolaryngol. 2012;16(3):313–21.

    PubMed  PubMed Central  Google Scholar 

  30. Mourão AM, Almeida EO, Lemos SM, et al. Evolution of swallowing in post-acute stroke: a descriptive study. Rev CEFAC. 2016;18(2):417–25.

    Article  Google Scholar 

  31. Pinto G, Zétola V, Lange M, et al. Program to diagnose probability of aspiration pneumonia in patients with ischemic stroke. Int Arch Otorhinolaryngol. 2014;18(3):244–8.

    Article  PubMed  PubMed Central  Google Scholar 

  32. Jacques A, Cardoso MC. Stroke followed by speech and language sequels: Hospital Procedures. Rev Neurocienc. 2011;19(2):229–36.

    Google Scholar 

  33. Otto DM, Ribeiro MC, Barea LM, et al. Association between neurological injury and the severity of oropharyngeal dysphagia after stroke. Codas. 2016;28(6):724–9.

    Article  PubMed  Google Scholar 

  34. Barros AF, Fábio SR, Furkim AM. Relation between clinical evaluation of deglutition and the computed tomography in acute ischemic stroke patients. Arq Neuropsiquiatr. 2006;64(4):1009–14.

    Article  PubMed  Google Scholar 

  35. Marques CH, Rosso AL, André C. Bedside assessment of swallowing in stroke: water tests are not enough. Top Stroke Rehabil. 2008;15(4):378–83.

    Article  PubMed  Google Scholar 

  36. Xerez DR, Carvalho YS, Costa MM. Clinical and videofluoroscopic study of dysphagia in patients with cerebrovascular accident in subacute phase. Radiol Bras. 2004;37(1):9–14.

    Article  Google Scholar 

  37. Silva AC, Dantas RO, Fabio SR. Clinical and scintigraphic swallowing evaluation of post-stroke patients. Pro Fono. 2010;22(3):317–24.

    Article  PubMed  Google Scholar 

  38. Mituuti CT, Bianco VC, Bentim CG, et al. Influence of oral health condition on swallowing and oral intake level for patients affected by chronic stroke. Clin Interv Aging. 2015;10:29–35.

    PubMed  Google Scholar 

  39. Diniz PB, Vanin G, Xavier R, et al. Reduced incidence of aspiration with spoon-thick consistency in stroke patients. Nutr Clin Pract. 2009;24(3):414–8.

    Article  PubMed  Google Scholar 

  40. Baroni AF, Fábio SR, Dantas RO. Risk factors for swallowing dysfunction in stroke patients. Arq Gastroenterol. 2012;49(2):118–24.

    Article  PubMed  Google Scholar 

  41. Okubo PC, Fábio SR, Domenis DR, et al. Using the National Institute of Health Stroke Scale to predict dysphagia in acute ischemic stroke. Cerebrovasc Dis. 2012;33(6):501–7.

    Article  PubMed  CAS  Google Scholar 

  42. Crary MA, Mann GD, Groher ME. Initial psychometric assessment of a functional oral intake scale for dysphagia in stroke patients. Arch Phys Med Rehabil. 2005;86(8):1516–20.

    Article  PubMed  Google Scholar 

  43. Macedo Filho ED. Avaliação Videoendoscópica da Deglutição (VED) na abordagem da disfagia orofaríngea. In: Jacobi JS, Levy DS, Silva LMC, editors. Disfagia Avaliação e Tratamento. Rio de Janeiro: Revinter; 2003. p. 332–42.

  44. Smithard DG, Smeeton NC, Wolfe CD. Long-term outcome after stroke: does dysphagia matter? Age Ageing. 2007;36(1):90–4.

    Article  PubMed  CAS  Google Scholar 

  45. Mourão AM, Lemos SM, Almeida EO, et al. Frequency and factors associated with dysphagia in stroke. Codas. 2016;28(1):66–70.

    Article  PubMed  Google Scholar 

  46. McCullough GH, Rosenbek JC, Wertz RT, et al. Utility of clinical swallowing examination measures for detecting aspiration post-stroke. J Speech Lang Hear Res. 2005;48(6):1280–93.

    Article  PubMed  CAS  Google Scholar 

  47. McCullough GH, Wertz RT, Rosenbek JC. Sensitivity and specificity of clinical/bedside examination signs for detecting aspiration in adults subsequent to stroke. J Commun Disord. 2001;34(1–2):55–72.

    Article  PubMed  CAS  Google Scholar 

  48. Donovan NJ, Daniels SK, Edmiaston J, et al. Dysphagia screening: state of the art: invitational conference proceeding from the State-of-the-Art Nursing Symposium, International Stroke Conference 2012. Stroke. 2013;44(4):e24–31.

    Article  PubMed  Google Scholar 

  49. Ostrofsky C, Seedat J. The South African dysphagia screening tool (SADS): a screening tool for a developing context. S Afr J Commun Disord. 2016;63(1):117.

    PubMed Central  Google Scholar 

  50. Sundar U, Pahuja V, Dwivedi N, et al. Dysphagia in acute stroke: correlation with stroke subtype, vascular territory and in-hospital respiratory morbidity and mortality. Neurol India. 2008;56(4):463–70.

    Article  PubMed  Google Scholar 

  51. Hoffmeister L, Lavados PM, Comas M, et al. Performance measures for in-hospital care of acute ischemic stroke in public hospitals in Chile. BMC Neurol. 2013;13:23.

    Article  PubMed  PubMed Central  Google Scholar 

  52. Rosenbek JC, Robbins JA, Roecker EB, et al. A penetration-aspiration scale. Dysphagia. 1996;11(2):93–8.

    Article  PubMed  CAS  Google Scholar 

  53. Trapl M, Enderle P, Nowotny M, et al. Dysphagia bedside screening for acute-stroke patients: the gugging swallowing screen. Stroke. 2007;38(11):2948–52.

    Article  PubMed  Google Scholar 

  54. Ellul J, Barer D, Fall S. Improving detection and management of swallowing problems in acute stroke: a multi-centre study. Cerebrovasc Dis. 1997;7:18.

    Google Scholar 

  55. Silva RG. Disfagia neurogênica em adultos pós-acidente vascular encefálico: identificação e classificação. Dissertation. São Paulo: Universidade Federal de São Paulo; 1997.

  56. O’Neil-Pirozzi TM, Lisiecki DJ, Jack Momose K, et al. Simultaneous modified barium swallow and blue dye tests: a determination of the accuracy of blue dye test aspiration findings. Dysphagia. 2003;18(1):32–8.

    Article  PubMed  Google Scholar 

  57. Silva RG, Gatto AR, Cola PC. Disfagia orofaríngea neurogênica em adultos - avaliação fonoaudiológica em leito hospitalar. In: Jacobi JS, Levy DS, Silva LMC, editors. Disfagia avaliação e tratamento. Rio de Janeiro: Revinter; 2003. p. 181–93.

Download references

Acknowledgements

The authors would like to thank National Council of Scientific and Technological Development of Brazil (CNPq) and Coordination of Improvement of Higher Level Personnel (CAPES). Support from National Council of Scientific and Technological Development of Brazil (CNPq – 482721/2013-8 and 402388/2013-5) and Coordination of Improvement of Higher Level Personnel (CAPES).

Author information

Authors and Affiliations

Authors

Contributions

The authors participated sufficiently in the work to take public responsibility for appropriate portions of the content.

Corresponding author

Correspondence to Aline Cristina Pacheco-Castilho.

Ethics declarations

Conflict of interest

The authors declared no potential conflicts of interest with respect of the research, authorship, and publication of this article.

Research Ethics Committee and Informed Consent

All studies included in this systematic review involving human subjects declared that they were performed after approval by the appropriate Research Ethics Committee and that the written informed consent was obtained from all participants.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Appendix

Appendix

See Table 3.

Table 3 Electronic search strategies

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Pacheco-Castilho, A.C., Vanin, G.M., Dantas, R.O. et al. Dysphagia and Associated Pneumonia in Stroke Patients from Brazil: A Systematic Review. Dysphagia 34, 499–520 (2019). https://doi.org/10.1007/s00455-019-10021-0

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00455-019-10021-0

Keywords

Navigation