Skip to main content
Log in

Experimental and numerical study of an angular contact ball bearing vibration response with spall defect on the outer race

  • Original
  • Published:
Archive of Applied Mechanics Aims and scope Submit manuscript

Abstract

Angular contact ball bearings are widely used in rotary machines for their combined loads capacity, i.e., simultaneously acting radial and axial loads. Spall defect is one of the most important potential failure modes of the rolling element bearings. The main motivation of this study is to achieve a true perception of the spall defect influence on the angular contact ball bearing to predict bearing failure. In this paper, simulation and experimental analysis are performed for an angular contact ball bearing with a spall defect in the outer race. At first, the bearings without and with outer race defect are modeled, and after extracting the governing equations, they are solved using function ODE45 in MATLAB. This function implements a Runge–Kutta method with a variable time step for efficient computation. Then the vibration response in different conditions of rotating speed and axial preload is simulated. A bearing test bench is designed to perform the experimental tests. The defect is contrived in the outer race of a healthy bearing, and the vibration signals at both conditions (healthy and defective) are collected. The spall defect in the outer race is considered to have a cylindrical shape to close the model to real conditions as much as possible. The results are then presented in the form of time-domain signals and fast Fourier transformations (FFT) graphs. The FFT results showed that defect in the outer race produces dominant peaks with a suitable similarity to each other in both simulations and experimental tests.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17
Fig. 18
Fig. 19
Fig. 20
Fig. 21

Similar content being viewed by others

Abbreviations

\(F_{\mathrm{{u}}}\) :

Unbalance force

\(I_{\mathrm{{i}}}\) :

Mass moment of inertia of the ith rolling element

\(I_{\mathrm{{in}}}\) :

Mass moment of inertia of the inner race

\(I_{\mathrm{{out}}}\) :

Mass moment of inertia of the outer race

\(I_{\mathrm{{shaft}}}\) :

Mass moment of inertia of the shaft

\(K_{\mathrm{{in}}}\) :

Stiffness of contact between the inner race and ball

\(K_{\mathrm{{out}}}\) :

Stiffness of contact between the outer race and ball

\(m_{\mathrm{{c}}}\) :

Mass of the cage

\(m_{\mathrm{{i}}}\) :

Mass of the rolling elements

\(m_{\mathrm{{in}}}\) :

Mass of the inner race

\(m_{\mathrm{{out}}}\) :

Mass of the outer race

\(N_{\mathrm{{b}}}\) :

Number of balls

p :

Empirical constant for a particular geometry

Q :

Contact force

q :

Empirical constant for a particular geometry

\(q_{\mathrm{{i}}}\) :

Radial position of the ith rolling element from the center of the inner race

\(q_{\mathrm{{b}}}\) :

Radius of each rolling element

R :

Radius of the outer race

r :

Radius of the inner race

\(r_{\mathrm{{in}}}\) :

Position of the mass center of the inner race

\(r_{\mathrm{{out}}}\) :

Position of the mass center of the outer race

T :

Kinetic energy of the bearing system

\(T_{\mathrm{{b}}}\) :

Kinetic energy of the balls

\(T_{\mathrm{{cage}}}\) :

Kinetic energy of the cage

\(T_{\mathrm{{in}}}\) :

Kinetic energy of the inner race

\(T_{\mathrm{{out}}}\) :

Kinetic energy of the outer race

\(T_{\mathrm{{r.e.}}}\) :

Kinetic energy of the rolling elements

V :

Potential energy of the bearing system

\(V_{\mathrm{{b}}}\) :

Potential energy of the balls

\(V_{\mathrm{{cage}}}\) :

Potential energy of the cage

\(V_{\mathrm{{i}}_{\mathrm{{race}}}}\) :

Potential energy of the inner race

\(V_{\mathrm{{o}}_{\mathrm{{race}}}}\) :

Potential energy of the outer race

\(V_{\mathrm{{r.e.}}}\) :

Potential energy of the rolling elements

\(V_{\mathrm{{spring}}}\) :

Potential energy of the springs

\(x_{\mathrm{{in}}} ; y_{\mathrm{{in}}}\) :

Center of the inner race

\(x_{\mathrm{{out}}} ; y_{\mathrm{{out}}}\) :

Center of the outer race

\(\dot{\alpha }_{\mathrm{{i}}}\) :

Angular velocity of the inner race

\(\dot{\gamma }_{\mathrm{{out}}}\) :

Angular velocity of the outer race

\(\delta \) :

Deformation at the point of contact at inner and outer race

\(X_{\mathrm{{i}}}\) :

Small run-out of the cage, mm

\(\omega _{\mathrm{{c}}}\) :

Angular velocity of cage relating to the cage

\(\omega _{\mathrm{{bp}}}\) :

Ball passage frequency

\(\theta _{\mathrm{{i}}}\) :

Angular position of rolling element

\(\delta \) :

deformation at the point of contact at inner and outer race

\(r=1/\rho \) :

radius of rolling element

FFT:

Fast Fourier transformation

rpm:

Revolution per minute

References

  1. Gupta, P.: Transient ball motion and skid in ball bearings. J. Lubr. Technol. 97(2), 261–269 (1975)

    Google Scholar 

  2. Gupta, P.: Dynamics of rolling-element bearings—part I: cylindrical roller bearing analysis. J. Lubr. Technol. 101(3), 293–302 (1979)

    Google Scholar 

  3. Gupta, P.K.: Dynamics of rolling-element bearings—part II: cylindrical roller bearing results. J. Lubr. Technol. 101(3), 305–311 (1979)

    Google Scholar 

  4. Gupta, P.K.: Dynamics of rolling-element bearings—part III: ball bearing analysis. J. Lubr. Technol. 101(3), 312–318 (1979)

    Google Scholar 

  5. Gupta, P.K.: Dynamics of rolling-element bearings—part IV: ball bearing results. J. Lubr. Technol. 101(3), 319–326 (1979)

    Google Scholar 

  6. Sunnersjö, C.: Varying compliance vibrations of rolling bearings. J. Sound Vib. 58(3), 363–373 (1978)

    Google Scholar 

  7. Hamrock, B.J., Anderson, W.J.: Rolling-element bearings, NASA reference publication 1105, NASA Technical Reports Server, 25th anniversary (June 1983)

  8. Sunnersjö, C.: Rolling bearing vibrations—the effects of geometrical imperfections and wear. J. Sound Vib. 98(4), 455–474 (1985)

    Google Scholar 

  9. Lim, T., Singh, R.: Vibration transmission through rolling element bearings, part I: bearing stiffness formulation. J. Sound Vib. 139(2), 179–199 (1990)

    Google Scholar 

  10. Lim, T., Singh, R.: Vibration transmission through rolling element bearings, part II: system studies. J. Sound Vib. 139(2), 201–225 (1990)

    Google Scholar 

  11. Lim, T., Singh, R.: Vibration transmission through rolling element bearings. Part III: geared rotor system studies. J. Sound Vib. 151(1), 31–54 (1991)

    Google Scholar 

  12. Lim, T., Singh, R.: Vibration transmission through rolling element bearings, part IV: statistical energy analysis. J. Sound Vib. 153(1), 37–50 (1992)

    MATH  Google Scholar 

  13. Su, Y., Sheen, Y., Lin, M.: Signature analysis of roller bearing vibrations: lubrication effects. Proc. Inst. Mech. Eng. Part C J. Mech. Eng. Sci. 206(3), 193–202 (1992)

    Google Scholar 

  14. McFadden, P., Smith, J.: Model for the vibration produced by a single point defect in a rolling element bearing. J. Sound Vib. 96(1), 69–82 (1984)

    Google Scholar 

  15. Su, Y.-T., Lin, M.-H., Lee, M.-S.: The effects of surface irregularities on roller bearing vibrations. J. Sound Vib. 165(3), 455–466 (1993)

    Google Scholar 

  16. Boesiger, E.A., Donley, A.D., Loewenthal, S.: An analytical and experimental investigation of ball bearing retainer instabilities. J. Tribol. 114(3), 530–538 (1992)

    Google Scholar 

  17. Tandon, N., Choudhury, A.: An analytical model for the prediction of the vibration response of rolling element bearings due to a localized defect. J. Sound Vib. 205(3), 275–292 (1997)

    Google Scholar 

  18. Wijnant, Y., Wensing, J., Nijen, G.V.: The influence of lubrication on the dynamic behaviour of ball bearings. J. Sound Vib. 222(4), 579–596 (1999)

    Google Scholar 

  19. Sopanen, J., Mikkola, A.: Dynamic model of a deep-groove ball bearing including localized and distributed defects. Part 1: theory. Proc. Inst. Mech. Eng. Part K J. Multi-body Dyn. 217(3), 201–211 (2003)

    Google Scholar 

  20. Sopanen, J., Mikkola, A.: Dynamic model of a deep-groove ball bearing including localized and distributed defects. Part 2: Implementation and results. Proc. Inst. Mech. Eng. Part K J. Multi-body Dyn. 217(3), 213–223 (2003)

    Google Scholar 

  21. Harsha, S.: Nonlinear dynamic analysis of rolling element bearings due to cage run-out and number of balls. J. Sound Vib. 289(1), 360–381 (2006)

    Google Scholar 

  22. Sassi, S., Badri, B., Thomas, M.: A numerical model to predict damaged bearing vibrations. J. Vib. Control 13(11), 1603–1628 (2007)

    MATH  Google Scholar 

  23. Nelias, D., Bercea, I., Paleu, V.: Prediction of roller skewing in tapered roller bearings. Tribol. Trans. 51(2), 128–139 (2008)

    Google Scholar 

  24. Ghafari, S., et al.: Vibrations of balanced fault-free ball bearings. J. Sound Vib. 329(9), 1332–1347 (2010)

    Google Scholar 

  25. Patil, M., et al.: A theoretical model to predict the effect of localized defect on vibrations associated with ball bearing. Int. J. Mech. Sci. 52(9), 1193–1201 (2010)

    Google Scholar 

  26. Tadina, M., Boltežar, M.: Improved model of a ball bearing for the simulation of vibration signals due to faults during run-up. J. Sound Vib. 330(17), 4287–4301 (2011)

    Google Scholar 

  27. Behzad, M., Bastami, A.R., Mba, D.: A new model for estimating vibrations generated in the defective rolling element bearings. J. Vib. Acoust. 133(4), 041011 (2011)

    Google Scholar 

  28. Shao, Y., Liu, J., Ye, J.: A new method to model a localized surface defect in a cylindrical roller-bearing dynamic simulation. Proc. Inst. Mech. Eng. Part J J. Eng. Tribol. 228(2), 140–159 (2014)

    Google Scholar 

  29. Ahmadi, A.M., Petersen, D., Howard, C.: A nonlinear dynamic vibration model of defective bearings—the importance of modelling the finite size of rolling elements. Mech. Syst. Signal Process. 52, 309–326 (2015)

    Google Scholar 

  30. Kogan, G., et al.: Toward a 3D dynamic model of a faulty duplex ball bearing. Mech. Syst. Signal Process. 54, 243–258 (2015)

    Google Scholar 

  31. Marin, J., et al.: Modeling and simulation of 5 and 11 DOF ball bearing system with localized defect. J. Test. Eval. 42(1), 34–49 (2013)

    Google Scholar 

  32. Harris, T.A., Kotzalas, M.N.: Essential concepts of bearing technology, 6th edn. CRC Press, Boca Raton (2020)

    Google Scholar 

  33. Saruhan, H., Saridemir, S., Qicek, A., Uygur, I.: Vibration analysis of rolling element bearings defects. J. Appl. Res. Technol. 12(3), 384–395 (2014)

    Google Scholar 

  34. French, M.L., Hannon, W.M.: Angular contact ball bearing experimental spall propagation observations. Proc. Inst. Mech. Eng. Part J J. Eng. Tribol. 229(8), 902–916 (2015)

    Google Scholar 

  35. Li, X., Yu, K., Ma, H., Cao, L., Luo, Z., Li, H., Che, L.: Analysis of varying contact angles and load distributions in defective angular contact ball bearing. Eng. Fail. Anal. 91, 449–464 (2018)

    Google Scholar 

  36. Liu, J., Shao, Y.: Overview of dynamic modelling and analysis of rolling element bearings with localized and distributed faults. Nonlinear Dyn. 93(4), 1765–1798 (2018)

    Google Scholar 

  37. Liu, J., Xu, Z., Zhou, L., Yu, W., Shao, Y.: A statistical feature investigation of the spalling propagation assessment for a ball bearing. Mech. Mach. Theory 131, 336–350 (2019)

    Google Scholar 

  38. Liu, J., Shao, Y., Zhu, W.D.: A new model for the relationship between vibration characteristics caused by the time-varying contact stiffness of a deep groove ball bearing and defect sizes. J. Tribol. 137(3), 031101 (2015)

    Google Scholar 

  39. Patel, V.N., Tandon, N., Pandey, R.K.: A dynamic model for vibration studies of deep groove ball bearings considering single and multiple defects in races. J. Tribol. 132(4), 41101 (2010)

    Google Scholar 

  40. Ashtekar, A., Sadeghi, F., Stacke, L.E.: A new approach to modeling surface defects in bearing dynamics simulations. J. Tribol. 130(4), 041103 (2008)

    Google Scholar 

  41. Ashtekar, A., Sadeghi, F., Stacke, L.E.: Surface defects effects on bearing dynamics. Proc. Inst. Mech. Eng. Part J J. Eng. Tribol. 224(1), 25–35 (2010)

    Google Scholar 

  42. Savalia, R., Ghosh, M.K., Pandey, R.K.: Vibration analysis of lubricated angular contact ball bearing of rigid rotor considering waviness of ball and races. Tribol. Online 3(6), 322–327 (2008)

    Google Scholar 

  43. Arslan, H., Aktürk, N.: An investigation of rolling element vibrations caused by local defects. J. Tribol. 130(4), 041101 (2008)

    Google Scholar 

  44. Babu, C.K., Tandon, N., Pandey, R.K.: Vibration modeling of a rigid rotor supported on the lubricated angular contact ball bearings considering six degrees of freedom and waviness on balls and races. J. Vib. Acoust. 134(1), 011006 (2012)

    Google Scholar 

  45. Niu, L., Cao, H., Xiong, X.: Dynamic modeling and vibration response simulations of angular contact ball bearings with ball defects considering the three-dimensional motion of balls. Tribol. Int. 109, 26–39 (2017)

    Google Scholar 

Download references

Acknowledgements

This research was supported by Irankhodro powertrain company (IPCO). We thank all persons who provided insight and expertise that greatly assisted the research.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Seyed Mohammad Jafari.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Jafari, S.M., Rohani, R. & Rahi, A. Experimental and numerical study of an angular contact ball bearing vibration response with spall defect on the outer race. Arch Appl Mech 90, 2487–2511 (2020). https://doi.org/10.1007/s00419-020-01733-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00419-020-01733-z

Keywords

Navigation