Abstract
Purpose
The goal is to conduct a review of the current literature to determine and evaluate the current classification metrics available for quantifying post-operative dysphagia.
Methods
We surveyed the literature for the subjective and objective measures used to classify dysphagia, and further described and analyzed them in the context of post-operative dysphagia (PD) after anterior cervical spine surgery, with a focus on anterior cervical discectomy and fusion (ACDF). We searched PubMed from the years 2005–2021 using the terms “anterior cervical discectomy and fusion” and “dysphagia or postoperative dysphagia.” We included papers that were meta-analyses, systemic reviews, prospective, or retrospective studies. Our selection was further consolidated via abstract and title screening. Ultimately, nineteen articles were included and had full-text reviews.
Results
EAT-10 tool was shown to be more valid and reliable than the commonly used Bazaz grading system. HSS-DDI was found to have a high diagnostic accuracy in stratifying mild, moderate, and severe PD. A shortened 16-item version of the original 44-item SWAL-QOL was found to be statistically and clinically significant. When compared to PROMs, objective tests more accurately diagnose PD.
Conclusion
We found that the most valuable subjective tests were the EAT-10 and HSS-DI because they are quick, sensitive, and correlated strongly with the well-established measurements of PD. The MBS and FEES provided accurate measurements of the severity of PD, but they required more time and equipment than the surveys. In some patient populations, such as those with pre-surgical dysphagia, objective testing should always be done.
Similar content being viewed by others
Data availability
Not applicable.
References
Ebot J, Domingo R, Nottmeier E (2020) Post-operative dysphagia in patients undergoing a four level anterior cervical discectomy and fusion (ACDF). J Clin Neurosci 72:211–213
Epstein NE (2019) A review of complication rates for anterior cervical diskectomy and fusion (ACDF). Surg Neurol Int 10:100
Fountas KN et al. (2007) Anterior cervical discectomy and fusion associated complications Spine (Phila Pa 1976). 32(21): 2310–7.
Huang C et al. Comparison of Patient-Reported Postoperative Dysphagia in Patients Undergoing One-Level Versus Two-Level Anterior Cervical Discectomy and Fusion with the Zero-P Implant System. Dysphagia, 2021.
Oh LJ et al (2020) Dysphagia rates in single- and multiple-level anterior cervical discectomy and fusion surgery: a meta-analysis. J Spine Surg 6(3):581–590
Opsenak R et al (2019) Dysphagia after anterior cervical discectomy and interbody fusion—prospective study with 1-year follow-up. Rozhl Chir 98(3):115–120
Park JH et al (2020) Analysis of postoperative dysphagia after anterior cervical decompression and fusion. Br J Neurosurg 34(4):457–462
Vaishnav AS et al. Predictive factors of postoperative dysphagia in single-level anterior cervical discectomy and fusion. Spine (Phila Pa 1976), 2019. 44(7): E400–E407.
Li Z et al (2017) A comparison of a new zero-profile, stand-alone Fidji cervical cage and anterior cervical plate for single and multilevel ACDF: a minimum 2-year follow-up study. Eur Spine J 26(4):1129–1139
Aguilar DD et al (2019) Exclusion criteria for dysphagia for outpatient single-level anterior cervical discectomy and fusion using inpatient data from a spine registry. Clin Neurol Neurosurg 180:28–33
Marx RG, Wilson SM, Swiontkowski MF (2015) Updating the assignment of levels of evidence. J Bone Joint Surg Am 97(1):1–2
Rosenthal BD et al (2019) A comparison of patient-centered outcome measures to evaluate dysphagia and dysphonia after anterior cervical discectomy and fusion. J Am Acad Orthop Surg 27(22):848–853
Liu JM et al (2017) The incidences and risk factors related to early dysphagia after anterior cervical spine surgery: a prospective study. PLoS ONE 12(3):e0173364
Skeppholm M et al. The Dysphagia Short Questionnaire: an instrument for evaluation of dysphagia: a validation study with 12 months' follow-up after anterior cervical spine surgery. Spine (Phila Pa 1976), 2012. 37(11): 996–1002.
Liang G et al. (2021) Comparison of bazaz scale, dysphagia short questionnaire, and hospital for special surgery-dysphagia and dysphonia inventory for assessing dysphagia symptoms after anterior cervical spine surgery in chinese population. Dysphagia.
Cheney DM et al (2015) The ability of the 10-item eating assessment tool (EAT-10) to predict aspiration risk in persons with dysphagia. Ann Otol Rhinol Laryngol 124(5):351–354
Belafsky PC et al (2008) Validity and reliability of the Eating Assessment Tool (EAT-10). Ann Otol Rhinol Laryngol 117(12):919–924
Ohba T et al (2020) Risk factors and assessment using an endoscopic scoring system for early and persistent dysphagia after anterior cervical decompression and fusion surgery. Clin Spine Surg 33(4):E168-e173
Rosenthal BD et al (2016) Dysphagia and dysphonia assessment tools after anterior cervical spine surgery. Clin Spine Surg 29(9):363–367
Cordier R et al (2018) Using Rasch analysis to evaluate the reliability and validity of the swallowing quality of life questionnaire: an item response theory approach. Dysphagia 33(4):441–456
Mayo BC et al (2019) Dysphagia following anterior cervical spine surgery: assessment using an abridged SWAL-QOL. Int J Spine Surg 13(1):102–109
Okano I et al (2020) Minimum clinically important differences of the hospital for special surgery dysphagia and dysphonia inventory and other dysphagia measurements in patients undergoing ACDF. Clin Orthop Relat Res 478(10):2309–2320
Hughes AP et al (2018) HSS Dysphagia and Dysphonia Inventory (HSS-DDI) following anterior cervical fusion: patient-derived, validated, condition-specific patient-reported outcome measure outperforms existing indices. J Bone Joint Surg Am 100(10):e66
Nordin NA, Miles A, Allen J (2017) Measuring competency development in objective evaluation of videofluoroscopic swallowing studies. Dysphagia 32(3):427–436
Hawkins D et al. Dysphagia Evaluation: The Added Value of Concurrent MBS and Esophagram. Laryngoscope, 2021.
Watts S et al (2019) Improving the diagnostic capability of the modified barium swallow study through standardization of an Esophageal sweep protocol. Dysphagia 34(1):34–42
Hiss SG, Postma GN (2003) Fiberoptic endoscopic evaluation of swallowing. Laryngoscope 113(8):1386–1393
Giraldo-Cadavid LF et al (2017) Accuracy of endoscopic and videofluoroscopic evaluations of swallowing for oropharyngeal dysphagia. Laryngoscope 127(9):2002–2010
Erwood MS et al (2019) Assessment of the reliability of the fiberoptic endoscopic evaluation of swallowing as an outcome measure in patients undergoing revision anterior cervical discectomy and fusion. World Neurosurg 130:e199–e205
Yew AY et al. Quantitative risk factor analysis of postoperative dysphagia after anterior cervical discectomy and fusion (ACDF) Using the Eating Assessment Tool-10 (EAT-10). Spine (Phila Pa 1976), 2019. 44(2): E82–e88.
Liu J et al (2018) Risk factors and preventative measures of early and persistent dysphagia after anterior cervical spine surgery: a systematic review. Eur Spine J 27(6):1209–1218
Scholz M et al (2020) Two-level ACDF with a zero-profile stand-alone spacer compared to conventional plating: a prospective randomized single-center study. Eur Spine J 29(11):2814–2822
Riley LH, 3rd et al. Postoperative dysphagia in anterior cervical spine surgery. Spine (Phila Pa 1976), 2010. 35(9 Suppl): S76–85.
Deng Y et al (2020) An absorbable collagen biomembrane help improve swallowing function after anterior cervical spine surgery. Dysphagia 35(5):780–786
Huang CY et al (2020) The effect of the difference in C(2–7) angle on the occurrence of dysphagia after anterior cervical discectomy and fusion with the zero-P implant system. BMC Musculoskelet Disord 21(1):649
Koreckij TD et al. Retropharyngeal steroids and dysphagia following multilevel anterior cervical surgery. Spine (Phila Pa 1976), 2016. 41(9): E530–4.
Kang SH et al (2016) Swallowing function defined by videofluoroscopic swallowing studies after anterior cervical discectomy and fusion: a prospective study. J Korean Med Sci 31(12):2020–2025
Chen AY et al. The development and validation of a dysphagia-specific quality-of-life questionnaire for patients with head and neck cancer: the M. D. Anderson dysphagia inventory. Arch Otolaryngol Head Neck Surg, 2001. 127(7): 870–6.
Martin-Harris B et al (2008) MBS measurement tool for swallow impairment–MBSImp: establishing a standard. Dysphagia 23(4):392–405
Brady S, Donzelli J (2013) The modified barium swallow and the functional endoscopic evaluation of swallowing. Otolaryngol Clin North Am 46(6):1009–1022
Ding R, Logemann JA (2008) Patient self-perceptions of swallowing difficulties as compared to expert ratings of videofluorographic studies. Folia Phoniatr Logop 60(3):142–150
Acknowledgements
There are no acknowledgements. The authors declare that there is no conflict of interest, and no funding sources were used.
Funding
The authors did not receive support from any organization for the submitted work.
Author information
Authors and Affiliations
Contributions
WN: review of articles, writing of first draft, revisions and edits of following drafts. HC: review of articles, writing of first draft, revisions and edits of following drafts. CB: conception of project, revisions and edits of manuscript. GP: revisions and edits of manuscript. MP: revisions and edits of manuscript.
Corresponding author
Ethics declarations
Conflict of interest
The authors have no relevant financial or non-financial interests to disclose.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Nijim, W., Cowart, J.H., Banerjee, C. et al. Evaluation of outcome measures for post-operative dysphagia after anterior cervical discectomy and fusion. Eur Arch Otorhinolaryngol 280, 4793–4801 (2023). https://doi.org/10.1007/s00405-023-08167-7
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00405-023-08167-7