Synoptic evolution of the 2017 event
Figure 2 shows the hydrological evolution of floods in the northern coast of Peru, which includes Piura, the most affected province (Fig. 1; 95 W–78.75 W, 9 S–3 S, black box in Fig. 6c), showing a series of heavy rain episodes and subsequent floods from January to March. The first and second episodes occurred through late January and early February 2017, corresponding to the weakening of the trade winds while considerably increasing the soil moisture (marked as F1 and F2 in Fig. 2). The subsequent downpours through mid-March accompanied only a moderate increase in soil moisture, suggesting that the topsoil layers were close to saturation. This feature arguably contributed to the most severe flooding in March, since the soil could not absorb the excessive rainfall during F4 and F5. Meanwhile, SST increased only slightly in January for F1 and F2, but the change became pronounced during the latter three floods (F3, F4 and F5). Local SST increase is expected after the trade winds near Peru weaken (ENFEN 2017a, b), because the weakened wind stress can reduce coastal upwelling (Huyer et al. 1991; Albert et al. 2010).
The spatial patterns between these heavy rain episodes are displayed in Fig. 3. In January 2017, most of the rainfall in Peru appears to be an extension from the Amazon basin (Fig. 3a), with minimal rainfall along coastal Peru. This rainfall pattern echoes the development of the South American Monsoon System (SAMS), which is characterized by extensive convection developed over the Amazon and occasional expansion across the Andes mountains (Silva and Kousky 2012). At the same time, the weakened trade winds formed in January over the tropical eastern Pacific (Fig. 3d). By February, while the strong northerly wind anomalies intensified (Fig. 3e), an oceanic rainband formed south of the equator (Fig. 3b) and the warmer ocean surface appeared along the Peruvian coast (Fig. 3e). The scale of the rainband expanded in March, reaching northwestern Peru (Fig. 3c). This is consistent with weather station records showing that most heavy rains along the coast occurred in February and March (Fig. S1b–h). Accompanied by the wind anomalies, the local SST warming also intensified further (Fig. 3f). We next computed the cross correlation between surface V-wind and SST anomalies in the same domain as Fig. 2, from December 2016 to March 2017. The cross correlation (Fig. 4) shows that SST responds to negative V-wind within about 5 days (r > 0.8), suggesting that the coastal SST warming is a result of the weakened trade winds and southward shift of the ITCZ.
Takahashi and Martínez (2017) found that a local warm SST anomaly is linked to Peruvian flooding. While this local warm SST anomaly is sometimes referred to as a “coastal El Niño,” the vertical structure of the ocean temperature during 2016–2017 did not resemble typical El Niño years. As shown in Fig. 5, cooling was present in the deep ocean of the western Pacific, and this negative temperature anomaly gradually propagated to the east (Fig. 5a1–4). These processes resemble the declining phases of strong El Niño years (Fig. 5b1–4) rather than the onset phases (Fig. 5c1–4). By contrast, the sudden appearance of coastal warm SST near Peru in early 2017 was shallow and localized (Fig. 5a5), without the associated subsurface warming expected during a “normal” El Niño (Fig. 5b1, c4). Therefore, the 2017 event does not appear to be driven by the typical El Niño mechanism and requires further examination.
Composite diagnostics
To examine possible recurring features of the atmospheric and ocean conditions associated with the 2017 event, we conducted composite analysis for precipitation, surface winds, divergence of vertically-integrated water vapor flux (\(\overset{\lower0.5em\hbox{$\smash{\scriptscriptstyle\rightharpoonup}$}}{{Q_{D} }}\)), potential function of the water vapor flux (\(\chi_{Q}\)), and SST during January-March (JFM) from 1979 to 2016. We selected the six highest precipitation years (1987, 1989, 1993, 2001, 2008, 2012) and six lowest precipitation years (1982, 1985, 1988, 1990, 1995, 2004) based on the oceanic and Peruvian precipitation, denoted as PP (black box at Fig. 6c; 95 W–78.75 W, 9 S–3 S). To focus on the local SST warming, we exclude the strong El Niño years of 1982–1983 and 1997–1998. The precipitation anomalies and strong northerly wind anomalies in Fig. 6a depict the southward-shifted ITCZ. Correspondingly, the divergent component of water vapor fluxes and potential function of the water vapor flux (\(\overset{\lower0.5em\hbox{$\smash{\scriptscriptstyle\rightharpoonup}$}}{{Q_{D} }}\) and \(\chi_{Q}\); Fig. 6b) forms a distinct convergence zone around 5S, supporting the increased/shifted precipitation band in the tropical eastern Pacific. The local maximum of SST off northwest Peru due to the onshore wind anomaly suppressing coastal upwelling (Fig. 6c) resembles the JFM 2017 situation. We also show the regression coefficients of all these variables with PP in Fig. 6d–f. Consistent patterns are found in all the atmospheric and oceanic variables, suggesting that increased rainfall in northwest Peru is associated with these common atmospheric and oceanic features.
By expanding the domain of Fig. 6 (Supplemental Figure S2), the dominant divergence of water vapor flux in terms of \(\chi_{Q}\) is found to be centered in the central-western Pacific (around the Dateline); this is consistent among the composite, regression and the 2017 anomalies. Strong divergent moisture fluxes stretch outward and reach the eastern North Pacific and, from there, induce southward fluxes across the equator while pushing the ITCZ southward.
For comparison purposes, we derived a Peruvian SST index (PSST) based on the significance of regression with PP in Fig. 6f (green points, 85 W–80 W, 5S–EQ). We then computed the correlation coefficients of PSST with the NOAA climate indices for 1979–2017, which are summarized in Table 2. Contrary to the natural decadal-to-multidecadal variations, such as PDO and AMO, almost all climate indices related to ENSO are correlated significantly (r > 0.37, p < 0.01) with PSST, given its resemblance to the Niño 1 + 2 index (N12; 90 W–80 W, 10S-EQ). By regressing out the Niño3.4 component from PSST (denoted as PSST-N34), most ENSO-related correlations become statistically insignificant (p > 0.01), whereas the Trans-Niño Index (TNI), which has been suggested to capture different flavors of ENSO (Trenberth and Stepaniak 2001), increases its correlation with PSST-N34. This result is not surprising, given that TNI is derived from the SST difference between eastern and western tropical Pacific and is orthogonal with Niño3.4. Thus, the early 2017 local SST warming could be a Trans-Niño event.
Table 2 Correlation with PSST and PSST-N34 during 1979–2017 Further examination of the regression coefficient between TNI and other climate variables (precipitation, winds and SST; Fig. 7c) shows consistent results with PSST-N34 (Fig. 7a, b), i.e. a distinct increase in precipitation over land. However, the SST regression reveals more distinct negative anomalies in the north central Pacific than the local warming in the eastern Pacific (Fig. 7d). While previous studies have shown that the ITCZ shift can be driven by the central Pacific (CP) mode of El Niño (Yang and Magnusdottir 2016; Takahashi and Martínez 2017), we note that the CP mode was not observed in 2017. Thus, the results presented so far suggest that the flood-related wind and SST patterns are more directly linked to TNI.
Simulations of the 2017 event
To simulate the TNI effect on atmospheric anomalies, we conducted ECHAM5 experiments with different SST forcings (see Sect. 2.3). Compared to the control experiment (Fig. 8a1–3), the global SST forcing (Fig. 8b1–3) reasonably reconstructs the observed anomalous precipitation pattern, such as the enhanced ITCZ in the eastern Pacific and its southward shift. When considering only the EP region (Fig. 8c1–3), the model captures the increase in precipitation over the Peruvian coast. By comparison, none of the other SST forcings, including the WP, AT and WP + AT, reproduce the precipitation increase near the Peruvian coast (Fig. S3). These simulations indicate that the increased precipitation in JFM 2017 is likely caused by the anomalous SST in the eastern Pacific, which has a particularly strong effect in March.
The simulated lower tropospheric winds (Fig. 9) support the importance of EP SST anomalies to the 2017 event. The northerly wind anomalies only appear in the tropical eastern Pacific in February and March with a smaller magnitude (Fig. 9a-2, a-3), which is different from the strong wind anomalies observed from January through March (Fig. 3d–f). This discrepancy becomes more pronounced in the EP, where the anomalous winds are weaker in February (Fig. 9b-2) and stronger in March (Fig. 9b-3). Given that northerly wind anomalies appeared a few months before the peak local SST (Fig. 3), the wind anomalies may positively interact with the EP SST and then self-strengthen. These features are not shown in the analysis of the other forcings (Fig. S4). This supports the role of the EP SST in enhancing the onshore wind anomalies and subsequent increase in precipitation. Putting these together, the SST anomalies over EP may be initially triggered by the weakened trade wind and subsequently intensified through the atmosphere–ocean feedback, before developing into a pattern resembling the coastal El Niño. The mechanism leading to the trade wind weakening is manifold and likely dominated by stochastic forcing.
Long-term change and implications for future projection
Figure 10 shows the monthly precipitation and deviation of the divergence of water vapor flux (\(\nabla \cdot\overset{\lower0.5em\hbox{$\smash{\scriptscriptstyle\rightharpoonup}$}}{{Q_{D} }}\)) averaged within the longitudes of 110 W–80 W for JFM from 1979 to 2017. Southward displacement of the ITCZ (hereafter “ITCZ shift”) can be seen by the concurrence of precipitation and negative \(\nabla \cdot\overset{\lower0.5em\hbox{$\smash{\scriptscriptstyle\rightharpoonup}$}}{{Q_{D} }}\) south of the equator. If the extreme 1997–1998 ENSO is excluded, the result in Fig. 10 then indicates an increase in the southward displacement of the ITCZ, particularly during the recent 18 years (2000–2017). In addition to the increasingly frequent ITCZ shift, the intensification in precipitation and \(\nabla \cdot\overset{\lower0.5em\hbox{$\smash{\scriptscriptstyle\rightharpoonup}$}}{{Q_{D} }}\) is also evident after year 2000. This tendency raises a question whether, in the future, more excessive deluges could occur because of such an enhanced ITCZ fluctuation.